菲迪克(FIDIC)合同条件.ppt

菲迪克（FIDIC）合同条件FIDICCONTRACTCONDITIONS,CollegeofMechanics施工合同条件;（28学时）ConditionsofContractforConstructions;简明合同格式；（4学时）ShortFormofContract;,设计采购施工(EPC)/交钥匙工程合同条件;（2学时）ConditionsofContractforEPC/TurnkeyProjects;生产设备和设计施工合同条件;（2学时）ConditionsofContractforPlantandDesign-Build;国际工程承包;（2学时）InternationalEngineeringContracting;简介菲迪克合同条件的实战技巧：埋钉子，索赔，延期及不利条件和障碍等；（2学时）PracticalSkillsunderFIDICConditions;前景和展望;（2学时）FutureofFIDICConditionsandItsDevelopment;,第0章绪论Chapter0:Introduction,0.1菲迪克合同条件的历史简介:ConcisehistoryofFIDICConditionsofContract:0.1.1菲迪克的定义/DefinitionofFIDICFdrationInternationaledesIngnieurs-Conseils(FIDIC)法文缩写FIDICistheFrenchacronymfortheInternationalFederationofConsultingEngineers0.1.2菲迪克的历史简介/ShorthistoryofFIDIC由欧洲三个国家的独立咨询工程师协会于1913年联合组建成立，目的维护协会成员的职业利益；互通有益信息Foundedin1913bythreenationsindependentassociationsofconsultingengineerswithinEurope,withtheobjectivesofformingthefederationbeingtopromoteincommontheprofessionalinterestsofthememberassociationsanddisseminatinginformationofinteresttomembersofitcomponentnationalassociations,经过90多年的发展壮大，世界上已有超过60个国家的咨询工程师协会或学会加入到菲迪克这个大家庭中来；中国工程咨询协会也是其中的一员Morethan60membershavebeenincludedinthisassociationthrough90yearsdevelopment；ChinaNationalAssociationofEngineeringConsultisonememberofFIDICfamily0.1.3已有的4个菲迪克合同条件版本/ThepastfourgenerationsofFIDICConditionsofContract第一版：1957年VersionI-1957第二版：1963年VersionII-1963第三版：1977年VersionIII-1977第四版：1987年/1988/92年修订VersionIV1982/1988(92)(1988年修订版被称为红皮书，1992年修订版被称为紫皮书（小浪底）,1988edition-Redbook,1992edition-Purplebook)0.1.41998年试用版/TrialVersion19981998年菲迪克推出了试用版,在全球范围内征求意见和建议并局部试点/FIDICpresentedhistrialversionin1998andaskforrecommendations.,0.2新版菲迪克文本及其应用范围的界定ThenewdocumentsofFIDICconditionsofcontractanditsapplicationscope0.2.11987版菲迪克合同条件的三个标准文本ThreestandardformsofFIDICconditionsofContract1987土木工程施工合同条件（红皮书）1987,ConditionsofContractforWorksofCivilEngineeringConstruction(the“RedBook”)1987机电工程施工包括现场安装合同条件（黄皮书）1987,ConditionsofContractforElectricalandMechanicalWorksincludingErectiononSite(the“YellowBook”)1987设计建造和交钥匙工程合同条件（橘皮书）1995,ConditionsofContractforDesign-BuildandTurnkey(the“OrangeBook”)19950.2.2菲迪克1987版出了什麽问题WhatstheproblemofFIDICstandardformsof1987菲迪克在更新其红皮书和黄皮书时发现：一些项目已经超出了已有合同规定的范围DuringitsworkinupdatingtheRedandYellowBooks,FIDIChasnotedthatcertainprojectshavefallenoutsidethescopeoftheexistingcontracts,随即，菲迪克不仅是更新其标准合同文本，而是在1999年月扩大了其应用范围，进而形成了一套四种全新的标准合同格式，这四种新的标准合同格式对世界上绝大多数建设和厂房安装项目都是适用的Accordingly,FIDIChadnotonlyupdatedthestandardformsbuthasexpandedtherangeandFIDIChadinSeptember1999producedanewgenerationof4standardformsofcontractwhicharesuitableforthegreatmajorityofconstructionandplantinstallationprojectsaroundtheworld0.2.3新版菲迪克（标记为“1999第一版”）ThenewgenerationofFIDICConditionsofContract(marked“FirstEdition1999”)施工合同条件：内容：通用条件、专业条件编写指南、投标函、合同协议书和争端裁决协议书格式；推荐用于由业主或其代表工程师设计的建筑或工程项(注意：国际工程中，只有业主、工程师和承包商三方，无设计方）ConditionsofContractforConstructions:GeneralConditions,GuidanceforthePreparationofParticularConditions,FormsofLetterofTender,ContractAgreementandDisputeAdjudicationAgreement;whicharerecommendedforbuildingorengineeringworksdesignedbyEmployerorhisrepresentative,theEngineer.(Notice:EECaretheonly3partsininternationalcontractingworks),简明合同格式：内容：协议书、通用条件、裁决规则和指南注释；推荐用于合同金额较小的建筑或工程项目，根据工程的类型和具体情况，这种格式也可用于资本金额较大的合同，特别是对于简单或重复性工程或工期较短的工程（一般适用于合同金额小于500万美圆的合同项目）ShortFormofContract:Agreement,GeneralConditions,RulesforAdjudicationwhichisrecommendedforbuildingorengineeringworksofrelativelysmallcapitalvalue.Dependingonthetypeofworkandthecircumstance,thisformmayalsobesuitableforcontractsofgreatervalue,particularlyforrelativelysimpleorrepetitiveworkorworkofshortduration(generallyforthecontractvaluebeinglessthan5MUS$)设计采购施工(EPC)/交钥匙工程合同条件:内容：通用条件、专业条件编写指南、投标函、合同协议书和争端裁决协议书格式；可适用于以交钥匙方式提供工厂或类似设施的加工或动力设备、基础设施项目或其它类型项目，一般情况是项目的最终价格和工期具有更大程度的确定性，且由承包商负责设计和施工。,ConditionsofContractforEPC/TurnkeyProjects:GeneralConditions,GuidanceforthePreparationofParticularConditions,FormsofLetterofTender,ContractAgreementandDisputeAdjudicationAgreement;whichmaybesuitablefortheprovisiononaturnkeybasisofaprocessorpowerplant,ofafactoryorsimilarfacility,orofaninfrastructureprojectorothertypeofdevelopment.(generallyforthefinalcontactvalueanddurationofprojectwithhighdegreeofcertainty,anddesignedandconstructedbytheContractor)生产设备和设计施工合同条件:内容：通用条件、专业条件编写指南、投标函、合同协议书和争端裁决协议书格式；推荐用于电气和（或）机械设备供货和建筑或工程的设计与施工ConditionsofContractforPlantandDesign-Build:GeneralConditions,GuidanceforthePreparationofParticularConditions,FormsofLetterofTender,ContractAgreementandDisputeAdjudicationAgreement;whicharerecommendedfortheprovisionofelectricaland/ormechanicalplant,andforthedesignandexecutionofbuildingorengineeringworks,第01章施工合同条件Chapter01ConditionsofContractforCONSTRUCTION,01.1主要内容通用条件/GeneralConditions专业条件编写指南/GuidanceforthePreparationofParticularConditions投标函、合同协议书和争端裁决协议书格式FormsofLetterofTender,ContractAgreementandDisputeAdjudicationAgreement推荐用于由业主或其代表工程师设计的建筑或工程项目。这种合同的通常情况是，由承包商按照业主提供的设计进行工程施工。但该工程可以包含由承包商设计的土木、机械、电气和（或）构筑物的某些部分。WhicharerecommendedforbuildingorengineeringworksdesignedbyEmployerorhisrepresentative,theEngineer.Undertheusualarrangementsforthistypeofthecontract,theContractorconstructstheworksin,accordancewithadesignprovidedbytheEmployer.However,theworksmayincludesomeelementsofContractor-designedcivil,mechanical,electricaland/orconstructionworks.通用条件和专用条件共同组成管理合同各方权利和义务的合同条件。对每个具体的合同都需要编制其专用条件，同时也要考虑那些提到专用条件的通用条件条款。TheGeneralConditionsandtheParticularConditionswilltogethercomprisetheConditionsofContractgoverningtherightsandobligationsoftheparties.ItwillbenecessarytopreparetheParticularConditionsforeachindividualcontract,andtotakeaccountofthosesub-clausesintheGeneralConditionswhichmentiontheParticularConditions.通用条件的编写原则：中期和最终支付金额将按照工程量表中的费率和单价，以完成的工程量计算通用条件的措辞（规范中说明或投标书附录中业主规定，承包商填写）通用条件中某一事项条款的不同处理TheBasistopreparetheGeneralConditions:Interimandfinalpaymentswillbedeterminedbymeasurements,applyingtheratesandpricesinaBillofQuantities,ThewordingintheGeneralConditionsnecessitatesfurtherdata(detaileddescriptioninSpecificationorfilledasanAppendixtotheTender)Thesamesub-clausedealwithdifferentmattersinGeneralConditions其他相关事宜：菲迪克合同条件应用指南和招标程序Otherrelevantmatters:AguidetotheuseofitsConditionsofContractforConstruction,forPlantandDesign-Build,andforEPC/TurnkeyProjects;TenderingProcedure01.2施工合同中主要事项的典型顺序TypicalSequenceofPrincipalEventsduringContractsforConstructionITDSTDILACD8.2Timefor10.1ITOC11.9IPCBDcompletion1DAC2DNP328d28dND21dTPIPSTCRD4.2RPS,Notestothesequence:ITDIssueofTenderDocuments/颁发招标文件BDBaseDate/基准日期TPTenderPeriod/投标期限STDSubmissionofTenderDocuments/提交投标书ILAIssueoftheLetterofAcceptance/颁发中标函IPSIssueofPerformanceSecurity(4.2)/发出履约担保函CDCommencementDate(8.1)/开工日期DACDelayAttributabletotheContractor/承包商造成的延误TCTestsonCompletion/竣工试验ITOCIssueofTaking-OverCertificate(10.1)/颁发移交证书DNPDefectsNotificationPeriods/缺陷通知期限NDNotifyingofDefects(11)/缺陷通知RDRemedyingofDefects/缺陷修补IPCIssueofPerformanceCertificate(11.9)/颁发履约证书RPSReturnofthePerformanceSecurity(4.2)/归还履约保函1)TheTimeforCompletionistobestated(intheAppendixtoTender)asanumberofdays,towhichisaddedanyextensionsoftimeunderSub-Clause8.4/竣工时间（在投标书附录中）以天数表示，2)Inordertoindicatethesequenceofevents,theabovediagramisbaseduptheexampleoftheContractorfailingtocomplywithSub-Clause8.2/上图是承包商未遵守8.2款规定的例子3)TheDefectsNotificationPeriodistobestated(intheAppendixtoTender)asanumberofdays,toWhichisaddedanyextensionsunderSub-Clause11.3/缺陷通知期限(在投标书附录中)以天数表示,01.3TypicalsequenceofPaymentEventsenvisagedinClause14第14款中设想的付款事项的典型顺序14.3Contractor14.6Engineer14.7EmployermakesEachofthesubmitsStatementissuesInterimthepaymenttotheMonthly(ortotheEngineerPaymentCertificateContractorOtherwise)56dInterimPayments28dTheFinalEngineerverifiesthepaymentstatement,Contractor28d56dsubmitsinformation14.11Contractorsubmits14.11Contractorsubmits14.13Engineerissues14.7Emp-draftfinalstatementtotheFinalStatementandtheFinalPaymentloyerEngineer14.12dischargeCertificatemakespayment,01.4TypicalsequenceofDisputeEventsenvisagedinClause20第20条中设想的解决争端事项的典型顺序8.120.220.420.420.6CommencementPartiesappointAPartyrefersAPartymayAPartyDateDABadisputetotheDABissuea“Noticemayofdissatisfaction”initiatearbitrationPartiespresentAmicablesubmissionstotheDABsettlement56dDABgivesArbitrator/sitsdecisionappointed,第一章通用条件Chapter1GeneralConditions,1GeneralProvisions1.1Definitions1.2Interpretations1.3Communications1.4LawandLanguage1.5PriorityofDocuments1.6ContractAgreement1.7Assignment1.8CareandSupplyofDocuments1.9DelayedDrawingsorInstructions1.10EmployersUseofContractorsDocuments1.11ContractorsUseofEmployersDocuments1.12ConfidentialDetails1.13CompliancewithLaws1.14JointandSeveralLiabilities,EmphasisinthisClause:1.5PriorityofDocuments:ThedocumentsformingtheContractaretobetakenasmutuallyexplanatoryofoneanother.Forthepurposeofinterpretation,thepriorityofthedocumentsshallbeinaccordancewiththefollowingsequence:(a)theContractAgreement(ifany),(b)theLetterofAcceptance,(c)theLetterofTender,(d)theParticularConditions(e)theseGeneralConditions(f)theSpecification,(g)theDrawings,and(h)theSchedulesandanyotherdocumentsformingpartoftheContractIfanyambiguityordiscrepancyisfoundinthedocuments,theEngineershallIssueanynecessaryclarificationorinstruction.ForExample:XLDMultipurposeDamProject-LotII:ClaimDRBIssueontheAccuracyofTenderDocuments-GeologicalInformationGeneralConditionsSpecifytheresponsibilityoftheEmployertohisfilesprovidedtotheContractor,but.,1.7Assignment:NeitherPartyshallassignthewholeoranypartoftheContractoranybenefitorinterestinorundertheContract.However,eitherParty:(a)mayassignthewholeoranypartwiththeprioragreementoftheotherParty,atthesolediscretionofsuchotherParty,and(b)may,assecurityinfavourofabankorfinancialinstitution,assignitsrighttoanymoneysdue,ortobecomedue,undertheContract.ForExample:XLDMultipurposeDamProject-LotII:DeFaverosquitoutoftheJointVentureandtheDefectRemedyingMatter,2.Employer2.1RightofAccesstotheSite2.2Permits,LicensesorApprovals2.3EmployersPersonnel2.4EmployersFinancialArrangement2.5EmployersClaimEmphasisinthisClause:2.5EmployersClaim:ThisClaimshouldincludePaymentsfromtheContractor,orextensionofDefectsNotificationPeriodetc.,theParticularsshouldspecifytheClausesorotherbasisoftheClaim;Atthesametime,theamountsofthisClaimmaybedeductedfromtheContractPriceandPaymentsCertificates.,3.Engineer3.1TheEngineershouldbeappointedbytheEmployertocarryoutthedutiesassignedtohimintheContract.TheEngineersstaffshallincludesuitablyqualifiedengineersandotherprofessionalswhoarecompetenttocarryouttheseduties.TheEngineershallhavenoauthoritytoamendtheContractTheEngineermayexcisetheauthorityattributabletotheEngineerasspecifiedinornecessarilytobeimpliedfromtheContract.3.2DelegationbytheEngineerTheEngineermayfromtimetotimeassigndutiesordelegateauthoritytoAssistants,3.3InstructionsoftheEngineer3.4ReplacementoftheEngineer3.5Determinations,4TheContractor4.1ContractorsGeneralObligations4.2PerformanceSecurity4.4Subcontractor4.5AssignmentofBenefitofSubcontractor4.6Co-operation4.10SiteDataTheEmployershallhavemadeavailabletotheContractorforhisinformation,priortotheBaseDate,allrelevantdataintheEmployerspossessiononsub-Surfaceandhydrologicalconditionsatthesite,includingenvironmentaspects.TheEmployershallsimilarlymakeavailabletotheContractorallsuchdatawhichcomeintotheEmployerspossessionaftertheBaseDate.TheContractorshallberesponsibleforinterpretingallsuchdata.4.12UnforeseeablePhysicalConditions4.21ProgressReport,5NominatedSubcontractor5.1Definitionof“nominatedsubcontractor”:IntheContract,“nominatedsubcontractor”meansasubcontractor:(a)whoisstatedintheContractasbeinganominatedsubcontractor,or(b)whomtheEngineer,underClause13VariationandAdjustments,instructstheContractortoemployAsasubcontractor5.2ObjectiontoNomination5.3PaymentstonominatedSubcontractors5.4EvidenceofPayments6StaffandLabour6.1EngagementofStaffandLabour6.2RatesofWagesandConditionsofLabour6.3PersonsintheServiceofEmployer6.4LabourLaw6.5WorkingHours6.6FacilitiesforStaffandLabour6.7HealthandSafety6.8ContractorsSuperintendence6.9ContractorsPersonel6.10RecordsofContractorsPersonnelandEquipment6.11DisorderlyConduct,7PlantMaterialsandWorkmanship7.1MannerofExecution7.2Samples7.3Inspection7.4TestingTheEngineershallgivetheContractornotlessthan24hoursnoticeoftheEngineersintentionstoattendthetests.IftheContractorsuffersdelayand/orincurscostAfterreceivingthisnotice,theEngineershallproceedinaccordancewithSub-clause3.5(Determinations)toagreeordeterminethematters7.5Rejection7.6RemedialWork7.7OwnershipofPlantandMaterial7.8Royalties8Commencement,DelaysandSuspension8.1CommencementofWorksTheEngineershallgivetheContractornotlessthan7daysnoticeoftheCommencementDate.UnlessotherwisestatedintheParticularConditions,theCommencementDateshallbewithin42daysaftertheContractorreceivestheLetterofAcceptance,TheContractorshallcommencetheexecutionoftheWorksassoonasisreasonablypracticableaftertheCommencementDate,andshallthenproceedwiththeWorkswithdueexpeditionandwithoutdelay.8.2TimeforCompletionWholeoftheWorksorSection8.3ProgrammeTheContractorshallsubmitadetailedtimeprogrammetotheEngineerwithin28daysafterreceivingthenoticeundersub-clause8.1(CommencementofWorks)8.4ExtensionofTimeforCompletion(EOT)TheContractorshallbeentitledsubjecttoSub-Clause20.1(ContractorsClaim)8.5DelaysCausedbyAuthorities8.6Rateofprogress8.7DelayDamages8.8SuspensionofWorkTheEngineermayatanytimeinstructtheContractortosuspendprogressofpartoralloftheWorks.Duringsuchsuspension,theContractorshallprotect,storeandsecuresuchpartortheWorksagainstanydeterioration,lossorDamage.TheEngineermayalsonotifythecauseforthesuspension,ifandtotheextend,thatthecauseisnotifiedandistheresponsibilityofthecontractor,thefollowingSub-Clauses8.9,8.10and8.11shallnotapply.8.9ConsequencesofSuspension8.10PaymentsforPlantandMaterialsintheEventofSuspension8.11ProlongedSuspension84days.,28days8.12ResumptionofWorks9TestsonCompletion9.1ContractorsObligation9.2DelayedTests9.3Retesting9.4FailuretoPassTestsonCompletion10EmployersTakingOver10.1TakingOveroftheWorksandSections10.2TakingOverofPartsoftheWorks10.3InterferencewithTestsonCompletion10.4SurfaceRequiringReinstatement,11DefectsLiability11.1CompletionofOutstandingWorksandRemedyingDefects11.2CostofRemedyingDefects11.3ExtensionofDefectsNotificationPeriod11.4FailuretoRemedyDefects11.5RemovalofDefectiveWork11.6FurtherTests11.7RightofAccess11.8ContractortoSearch11.9PerformanceCertificate11.10UnfulfilledObligation11.11ClearanceofSite12MeasurementandEvaluation12.1WorkstobeMeasured12.2MethodofMeasurement12.3Evaluation12.4Omission,13VariationsandAdjustments13.1RighttoVary13.2ValueEngineering13.3VariationProcedure13.4PaymentinApplicableCurrencies13.5ProvisionalSum13.6Daywork13.7AdjustmentsforChangesinLegislation13.8AdjustmentsforChangesinCost14ContractPriceandPayment14.1TheContractPrice14.2AdvancePayment14.3ApplicationforInterimPaymentCertificate14.4Scheduleofpayment14.5PlantandMaterialsintendedfortheWorks14.6IssueofInterimPaymentCertificate14.7Payment14.8DelayedPayment14.9PaymentofRetentionMoney14.10StatementatCompletion14.11ApplicationforFinalPaymentCertificate,14.12Discharge14.13IssueofFinalPaymentCertificate14.14CessationofEmployersLiability14.15CurrenciesofPayment15TerminationbyEmployer15.1NoticetoCorrect15.2TerminationbyEmployer15.3ValuationatDateofTermination15.4PaymentafterTermination15.5Empl