DB43-T 1999-2021 产品质量监督抽查抽样规范

ICS

03.120.10CCS

DB43湖南 省 地 方 标准DB43/T

192021产品质量监督抽查抽样规范Sampling

specification

of

product

quality

supervision

and

spot

check2021-02-20

2021-05-20

湖南省市场监督管理局

DB43/T

1999— 前言······························································································································································

Ⅲ引言································································································································································

V1

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12 规范性引用文件·······································································································································

13 术语和定义···············································································································································

14 基本要求···················································································································································

14.1 抽样机构···········································································································································

14.2 抽样人员···········································································································································

15

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25.1 准备

··················································································································································

25.2 抽样

··················································································································································

25.3 资料归档···········································································································································

46 特殊情况处理···········································································································································

46.1 未抽到样品情况·······························································································································

46.2 终止抽样情况···································································································································

46.3 不配合抽样情况·······························································································································

4附录

A（规范性） 现场抽样文书和抽样工具清单··················································································

6附录

B（规范性） 网络抽样文书和抽样工具清单··················································································

7附录

C（规范性） 现场抽样留证环节······································································································

8附录

D（规范性） 网络抽样留证环节······································································································

9参考文献

······················································································································································

10DB43/T

1999— 本文件按照

GB/T

—

给出的规则起草。请注意本文件的某些内容可能涉及专利，本文件的发布机构不承担识别专利的责任。本文件由湖南省产商品质量监督检验研究院提出。本文件由湖南省市场监督管理局归口。理局、郴州市市场监督管理局、湖南鼎誉检验检测有限公司、湖南省燃能产品质量检验中心有限公司、通标标准技术服务（上海）有限公司、中国检验认证集团湖南有限公司。朱娟、徐玉芳、朱镕。IIIDB43/T

1999—工作，结合相关法律法规、政策文件要求，制定本文件。本文件是对国家市场监督管理总局令第

号《产品质量监督抽查管理暂行办法》中抽样内容的细化，是湖南省产品质量监督抽查抽样工作的技术通则。和监督抽查实施细则。DB43/T

1999—1

本文件规定了产品质量监督抽查抽样工作的术语和定义、基本要求、程序以及特殊情况处理要求。质量监督抽查另有规定的，依照其规定。2

规范性引用文件本文件没有规范性引用文件。3

术语和定义下列术语和定义适用于本文件。3.1抽样 按产品质量监督抽查任务要求，实施现场或网络随机抽取样品的活动。3.2抽样机构

organization承担产品质量监督抽查抽样任务的机构。3.3抽样人员

personnel实施产品质量监督抽查抽样任务的工作人员。3.4被抽样对象

在任务下达部门行政区域内接受产品质量监督抽查的生产者和销售者。3.5样品 按照规定程序和要求从被抽样对象待销产品中随机抽取的一组（一个或多个）产品。注：样品包括检验样品和备用样品。4

基本要求4.1 抽样机构4.1.1 抽样机构应建立与抽样工作相适应的质量管理体系，确保抽样工作有效实施。4.1.2 抽样机构应按产品质量监督抽查方案、实施细则要求开展抽样工作。4.2 抽样人员DB43/T

1999—4.2.1 抽样人员应为抽样机构培训考核合格、具备上岗资格的工作人员。4.2.2掌握必备的法律法规知识、抽样技能以及相关抽样工具的使用。4.2.3除现场检验外，抽样人员不应承担其抽样产品的检验工作。4.2.4 抽样工作时应着装整齐、言语规范、举止得体。5

5.1准备5.1.1抽样人员确定抽样机构应随机选派抽样人员并明确分组、分工，每组抽样人员不少于

2

5.1.2 现场抽样、网络抽样的抽样文书和抽样工具应分别符合附录

A、附录

B

的要求。5.1.3 抽样人员培训留记录。5.2 抽样5.2.1 现场抽样5.2.1.1 现场告知查产品范围、抽样方法等内容。5.2.1.2 信息核查抽样人员应核查以下信息：a）

被抽样对象相关证照有效期。b）

被抽样对象生产、经营范围。5.2.1.3 样品抽取对象自行提供。5.2.1.4 文书填写抽样文书填写应字迹工整、清晰、易辨认，信息完整、准确，不得随意涂改，确需更正或补充的，(或按手印)在抽样文书规定处签字并盖章（或按手印）对填写内容进行确认。DB43/T

1999—5.2.1.5 样品封存被抽样对象的，抽样人员应填写相关文书，并告知被抽样对象按相关规定妥善保管。5.2.1.6 样品获取式获得检验样品，备用样品由被抽样对象先行无偿提供。5.2.1.7 样品运输5.2.1.8样品移交可现场移交的，抽样人员直接将样品、抽样文书在规定期限内交至承检机构，办理移交手续。不能现场移交的，必要时，可选择下列一种方式办理：a）

抽样人员将样品和抽样文书寄至承检机构的，应及时与承检机构确认寄送情况，并保留相关凭证。b）

样品由被抽样对象协助运（寄）的，样品通过运（寄）至承检机构的，样品达到承检机构后，抽样人员应及时办理样品移交手续。监督抽查方案、实施细则要求将备用样品带回的，抽样人员应将检验样品和备用样品同时运（寄）至承检机构。5.2.1.9 现场抽样取证抽样人员应采用拍照或录像等方式对现场抽样取证，记录抽样过程，现场抽样取证要求见附录

C。5.2.2 网络抽样5.2.2.1 样品确定抽样人员应根据监督抽查方案、细则要求，在电商平台确定被抽样对象和被抽查产品。。5.2.2.2 样品获取网络抽样购买的样品包括检验样品和备用样品，抽样人员应对样品购买全过程予以录像或截屏留证，可以消费者的名义购买样品，监督抽查方案另有规定的按规定执行。5.2.2.3 样品查验抽样人员收到样品后，应通过拍照或录像方式记录拆封过程，查验寄递包装、样品包装是否完好，收到的样品及样品信息与下单信息是否一致，不符合监督抽查要求的样品，作退样处理。DB43/T

1999—5.2.2.4 文书填写抽样文书填写应字迹工整、清晰、易辨认，信息完整、准确，不得随意涂改，确需更正或补充的，(或按手印)员在抽样文书规定处签字并加盖抽样机构公章。5.2.2.5 样品封存门提供或确认的封样单，并采取有效防拆封措施，防止样品被调换。5.2.2.6 样品移交抽样人员将样品、抽样文书在规定期限内交至承检机构，办理移交手续。5.2.2.7抽样告知绍信复印件以及清晰样品照片寄送给被抽样对象。5.2.2.8 网络抽样取证附录

D。5.3 资料归档抽样资料应及时归档，归档资料包括留证照片、视频以及抽样文书，保存期限不应少于两年。6

特殊情况处理6.1未抽到样品情况6.2 终止抽样情况有下列情形之一的，应终止抽样：a）

被抽样对象待销产品不在监督抽查范围内。b）

待销产品数量不符合当次任务实施细则的。c）

有充分证据证明拟抽样产品不用于销售的。d）

有充分证据证明拟抽样产品只用于出口，且出口合同对产品质量另有约定的。e）

f）

有充分证据证明拟抽样产品为六个月内经上级市场监督管理部门监督抽查的同督抽查发现的不合格产品的跟踪抽查和为应对突发事件开展的监督抽查除外。6.3 不配合抽样情况6.3.1 被抽样对象拒绝在抽样文书上签字的，抽样人员应在抽样文书上注明情况，必要时可以邀请有DB43/T

1999—理部门。6.3.2 被抽样对象以明显不合理的样品价格等方式阻碍、拒绝或者不配合抽样的，抽样人员应当如实记录，立即报告组织监督抽查的市场监督管理部门，并同时报告被抽样对象所在地市场监督管理部门。DB43/T

1999—附

录 A（规范性）现场抽样文书和抽样工具清单A.1 现场抽样文书现场抽样人员应按下列清单准备抽样文书，包括但不限于以下：a）

抽样人员身份证明、组织监督抽查的市场监督管理部门出具的授权委托书或介绍信。b）

组织监督抽查的市场监督管理部门下达的监督抽查通知书。c）

产品质量监督抽查方案、抽查实施细则。d）

《产品质量监督抽查/e）

产品质量监督抽查封样单。f）

拒检认定表、未抽到样品情况说明表、纪律反馈单、样品封存和处置告知单。A.2 现场抽样工具现场抽样人员应按下列清单准备抽样工具，包括但不限于以下：a）

签字笔。b）

c）

符合样品运输要求的交通工具。d）

DB43/T

1999—附

录B（规范性）网络抽样文书和抽样工具清单B.1 网络抽样文书网络抽样人员应按下列清单准备抽样文书，包括但不限于以下：a）

抽样人员身份证明、组织监督抽查的市场监督管理部门出具的授权委托书或介绍信。b）

组织监督抽查的市场监督管理部门下达的监督抽查通知书。c）

产品质量监督抽查方案、抽查实施细则。d）

《产品质量监督抽查/e）

产品质量监督抽查封样单。B.2 网