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1、LESSON 32,INTERNATIONAL SAFETY MANAGEMENT CODE(规范,法规),International Safety Management (ISM) Code means the International Management Code for the Safety Operation of ships and for Pollution Prevention,as adopted by the Assembly (大会,立法机构), as may be amended(修改) by the Organization.,*Company means the
2、owner of the ship or any other organization or person such as the manager, or the bareboat(空船的) charterer(租船者, 租船主), who has assumed the responsibility for operation of the ship from the shipowner and,and who, on assuming such responsibility, has agreed to take over all duties and responsibility imp
3、osed by the Code.,Administration means the Government of the State whose flag the ship is entitled to fly(船旗国). The requirements of this Code may be applied to all ships.,OBJECTIVES,The objectives of the code are to ensure safety at sea, prevention of human injury or loss of life, and avoidance of d
4、amage to the environment, in particular to the marine environment and to property.,Safety-Management Objectives of the Company Should, inter alia:,1. provide for safe practices in ship operation and a safe working environment;,2. establish safeguards against all identified risks; and,3.continuously
5、improve safety-management skills of personnel ashore and aboard ships, including preparing for emergencies related both to safety and environmental protection.,The Safety-Management System Should Ensure:,1. Compliance(服从;遵守) with mandatory(强制的) rules and regulations; and,2.that applicable codes, gui
6、delines(导则,指导方针) and standards recommended by the Organization, Administrations, classification societies and maritime industry organizations are taken into account.,Functional Requirements for a Safety-Management System,*Every company should develop, implement and maintain a safety-management syste
7、m (SMS) which includes the following functional requirements:,1. a safety and environmental-protection policy;,2. instructions and procedures to ensure safe operation of ships and protection of the environment in compliance with relevant international and flag State legislation(法规);,3. Defined level
8、s of authority and lines of communication between, and amongst, shore and shipboard personnel;,4. procedures for reporting accidents and non-conformities(不符合项) with the provisions of this Code;,5. procedures to prepare for and respond to emergency situations; and,6. procedures for internal audits(内审
9、) and management reviews(管理评审,管理复查).,Safety and Environmental-Protection Policy,The company should establish a safety and environmental-protection policy which describes how the objectives given above will be achieved.,The company should ensure that the policy is implemented and maintained at all le
10、vels of the organization both ship-based and shore-based.,Company Responsibilities and Authority,If the entity(实体、组织、机构) who is responsible for the operation of the ship is other than the owner, the owner must report the full name and details of such entity to the Administration.,Company should defi
11、ne and document(用文件明确规定) the responsibility, authority and interrelation of all personnel who,who manage, perform and verify work relating to and affecting safety and pollution prevention.,The company is responsible for ensuring that adequate resources and shore-based support are provided to enable
12、the designated person or persons to carry out their functions.,Designated Person(s),*To ensure the safe operation of each ship and to provide a link between the company and those on board,every company, as appropriate, should designate a person or persons ashore having direct access to the highest l
13、evel of management.,The responsibility and authority of the designated person or persons should include monitoring the safety and pollution prevention aspects of the operation of each ship and,and ensuring that adequate resources and shore based support are applied, as required.,Masters Responsibili
14、ty and Authority,The company should clearly define and document the masters responsibility with regard to:,1. implementing the safety and environmental-protection policy of the company;,2.Motivating(激励) the crew in the observation of that policy;,3. issuing appropriate orders and instructions in a c
15、lear and simple manner;,4. verifying that specified requirements are observed; and,5. reviewing the SMS and reporting its deficiencies to the shore-based management.,The company should ensure that the SMS operating on board the ship contains a clear statement emphasizing the masters authority.,The c
16、ompany should establish in the SMS that the master has the overriding(高于一切的) authority and the responsibility,to make decisions with respect to safety and pollution prevention and to request the companys assistance as may be necessary.,Resources and Personnel,The company should ensure that the maste
17、r is: 1. properly qualified for command; 2. fully conversant(熟悉的) with the companys SMS; and,3. given the necessary support so that the masters duties can be safely performed.,The company should ensure that each ship is manned with qualified(适任的), certificated(持证的) and medical fit(身体健康的) seafarers i
18、n accordance with national and international requirements.,The company should establish procedures to ensure that new personnel and personnel transferred to new assignments(职责,分配) related to safety and protection of the environment are given proper familiarization with their duties.,Instructions whi
19、ch are essential to be provided prior to sailing should be identified, documented and given.,The company should ensure that all personnel involved in the companys SMS have an adequate understanding of relevant rules, regulations, codes and guidelines.,The company should establish and maintain proced
20、ures for identifying any training which may be required in support of the SMS and ensure that such training is provided for all personnel concerned.,The company should establish procedures by which the ships personnel receive relevant information on the SMS in working languages understood by them.,T
21、he company should ensure that the ships personnel are able to communicate effectively in the execution of their duties related to the SMS.,Plans for Shipboard Operations,The company should establish procedures for the preparation of plans and instructions for key shipboard operations concerning the
22、safety of the ship and the prevention of pollution.,The various task involved should be defined and assigned to qualified personnel.,READING MATERIAL,INTERNATIONAL SAFETY MANAGEMENT CODE (CONTINUE),Emergency Preparedness(部署),The company should establish procedures to identify, describe and respond t
23、o potential emergency shipboard situations.,The company should establish programmes for drills and exercises to prepare for emergency actions.,The SMS should provide for measures ensuring that the companys organization can respond at any time to hazards, accidents and emergency situations involving
24、its ships.,*The SMS should include procedures ensuring that non-conformities, accidents and hazardous situations are reported to the company, investigated and analyzed with the objective of improving safety and pollution prevention.,The company should establish procedures for the implementation of c
25、orrective(纠正) action.,Maintenance of the Ship and Equipment,The company should establish procedures to ensure that the ship is maintained in conformity with the provisions of the relevant rules and regulations and with any additional requirements which may be established by the company.,In meeting t
26、hese requirements the company should ensure that: 1. inspections are held at appropriate intervals; 2. any non-conformity is reported with its possible cause, if known;,3. appropriate corrective action is taken; and 4. records of these activities are maintained.,The company should establish procedur
27、es in its SMS to identify equipment and technical systems the sudden operational failure of which may result in hazardous situations.,The SMS should provide for specific measures aimed at promoting the reliability of such equipment or systems.,These measures should include the regular testing of sta
28、nd-by arrangements and equipment or technical systems that are not in continuous use.,The measures, as well as the inspections mentioned here, should be integrated into the ships operational maintenance routine.,Documentation(文件管理),The company should establish and maintain procedures to control all
29、documents and data which are relevant to the SMS.,The company should ensure that: 1. valid documents are available at all relevant locations;,2. changes to documents are reviewed and approved by authorized personnel; and 3. Obsolete(失效的) documents are promptly removed.,*The documents used to describ
30、e and implement the SMS may be referred to as the Safety Management Manual.,Documentation should be kept in a form that the company considers most effective.,Each ship should carry on board all documentation relevant to that ship.,Company Verification(审核), Review(评审) and Evaluation,The company shoul
31、d carry out internal safety audits(内部安全审核) to verify whether safety and pollution prevention activities comply with the SMS.,The company should periodically evaluate the efficiency and, when needed, review the SMS in accordance with procedures established by the company.,The audits and possible corr
32、ective actions should be carried out in accordance with documented procedures.,Personnel carrying out audits should be independent of the areas being audited unless this is impracticable due to the size and the nature of the company.,The results of the audits and reviews should be brought to the att
33、ention of all personnel having responsibility in the area involved.,The management personnel responsible for the area involved should take timely corrective action on deficiencies found.,Certification(认证), Verification and Control(监督、控制),*The ship should be operated by a company which is issued a document of compliance relevant to the ship(持有与该船相关
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