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reliability of palaeostress analysis from fault striations in near multidirectional extension stress fi elds. example from the ebro basin, spain l. e. arlegui-crespo and j. l. simon-gomez departamento de geologa, plaza san francisco universidad de zaragoza, spain (arleguiposta.unizar.es) (received 13 august 1997; accepted in revised form 29 january 1998) abstracta standard palaeostress analysis was carried out by applying a sequence of the right dihedra, yr diagram and etchecopar methods to 37 fault samples collected in miocene deposits of the central ebro basin. this gave rise to 37 standard solutions which show a pervasive multidirectional extension stress regime for this region. owing to the possible low defi nition of the horizontal stress axes in this type of stress regime, the results were then submitted to a stability test by subsampling the initial data sets. the level of stability of the solutions is good, as defi ned by the di?erences between successive solutions and the standard one. most indi- vidual stress tensors so obtained di?er by less than 158 in s3azimuth and 0.1 in stress ratio r = (s2?s3)/ (s1?s3), respectively, from the corresponding standard solutions. furthermore, the application of the central limit theorem by averaging solutions from groups of subsamples demonstrates that the majority of the stan- dard stress tensors are quite exact. the regional homogeneity of the fi nal results is interpreted as a further proof of reliability. stability and reliability increase as the sample size grows. there is no magic number of data which separ- ates reliable from unreliable stress solutions, but a quantitative approach allows us to estimate the expected error and the associated probability for each sample size. a su?cient stability may be accomplished using monophase fault samples from 2530 faults, and it does not increase signifi cantly for samples larger than 40 faults. for samples under 2025 faults in uniaxial stress regimes (especially in multidirectional extension), the subsampling/averaging technique may be a useful tool. this method also allows testing and, in some special cases (these where subsample mean tensors provide stable results that systematically di?er from the initial standard tensor), improving stress solutions. # 1998 elsevier science ltd. all rights reserved introduction the type of stress regime where the s1axis is vertical and s2approaches s3is usually designed as radial or multidirectional extension (armijo, 1977). obviously, the stress ellipsoid need not to be exactly uniaxial, so s2and s3may be slightly di?erent. in the case of s2=s3the stress state will be referred as pure multi- directional extension. this type of tectonic stress is common in intraplate zones which have undergone slight to moderate extensional tectonics, frequently ac- companiedbyverticaluplift:arabianplatform (hancock et al., 1987), iberian chain, jaca basin and ebro basin, within the iberian peninsula (simo n- go mez, 1989; turner and hancock, 1989; arlegui and simo n, 1993), south wales (dunne and north, 1990; caputo, 1995). orthogonal, grid-lock joint patterns (hancock et al., 1987) perhaps constitute the most pervasive structural style in this tectonic environment (fig. 1a). although they have sometimes been attributed to successive frac- turing episodes under changing external forces (park, 1983; hancock, 1985), recent works have demonstrated that they can be a consequence of internal, small-scale stressredistributionwithinstablemultidirectional extension stress fi elds. briefl y, when a primary set of tensional fractures develops normal to s3, the release of tension causes swapping of the s2and s3axes and, eventually, the formation of new fractures abutting the former ones at right angles (simo n et al., 1988; simo n- go mez, 1989; caputo, 1995). the presence of such or- thogonal joint systems allows a very accurate interpret- ation of the s2and s3trends, although no quantitative approach to the stress ratio can be made. quite di?erent is the case of faults. in some cases, multidirectional extension gives rise to systematic con- jugate normal faults, following either one or two or- thogonal strikes (fig. 2a in some extreme cases they make up complete strike fans (fig. 2c) or develop conical fault surfaces (fig. 1b). the reconstruction of palaeostresses from striated fault populations is an important tool for tectonic interpret- ation, which has been broadly performed in a variety of structural settings. however, it has some di?culty in providing reliable results in near uniaxial extension regimes. for instance, if we use any current method, based on botts equation (bott, 1959), we normally obtain a precise value of the stress ratio, but the direc- tions of the horizontal stress axes may not be well defi ned owing to the similarity between s2and s3. some scepticism about the reliability of the inferred orientations may then arise, so that a further test beyond the standard analysis is necessary. in this paper we show the results of applying sys- tematicallyatestofreliabilitytopalaeostresses journal of structural geology, vol. 20, no. 7, pp. 827 to 840, 1998 # 1998 elsevier science ltd all rights reserved. printed in great britain 0191-8141/98 $19.00+0.00 pii: s01918141(98)000121 827 fig. 1. di?erent fracture styles in multidirectional extension stress fi elds; examples from the central ebro basin, spain (see location of outcrops in map of fig. 3). (a) orthogonal joint system (station zar-2). (b) conical fault surface (station rem-2). l. e. arlegui-crespo and j. l. simon-gomez828 obtained from a number of fault samples measured in neogene deposits of the central ebro basin. the calcu- lated stress ratio r = (s2? s3)/(s1? s3) is close to 0 in most cases, and indicates that the regional stress fi eldcorrespondstoamultidirectionalextension regime. first we will analyse the stability of stress ten- sors by means of a subsampling technique similar to that used by reches et al. (1992). afterwards, we will demonstrate that the stable solutions so obtained are reliable, that is to say they are representative of the total fault population and they express the actual stress fi eld. at the same time we are discussing an im- portant methodological question in palaeostress analy- sis: the minimum number of data necessary for an accurate defi nition of the local stress tensor. geological setting the tertiary ebro basin, located in the northeastern iberian peninsula, is framed by three mountain ranges, the pyrenees, the iberian chain and the catalonian coastal ranges (see fig. 3). the tectonic development of those chains controlled the structural and sedimen- tary basin evolution. nevertheless, the ebro basin evolved mainly as the southern foreland basin of the fig. 2. (a) conjugate normal faults in station meq-13 (equal-area plot of planes and striations, lower hemisphere). (b) two orthogonal systems of conjugate normal faults (station rem-2). (c) normal faults showing a complete strike fan (station lon-8). caspe ejea alagn zaragoza leciena fraga bujaraloz tudela huesca sariena lrida quaternary upper miocene middle miocene lower miocene oligocene mesozoic palaeozoic 25 km ebro river tud-1 (0.27) fus-1 (0.20) fus-16 (0.42) fus-2 (0.28) fus-3 (0.23) rem-2 (0.05) rem-1 (0.04) lan-34 (0.05) lec-9 (0.39) zar-2 (0.07) zar-1 (0.14) zar-7 (0.06) lon-18 (0.01)lon-22 (0.01) lon-7 (0.16) lon-8 (0.04) cas-34 (0.07) gel-22 (0.10) gel-16 (0.07) gel-2 (0.06) cas-33 (0.24) cas-11 (0.02) pe-30 (0.06) pe-22 (0.00) pe-9 (0.06) buj-26 (0.03) fra-2 (0.06) fra-1 (0.09) meq-13 (0.10) meq-10 (0.02) fab-13 (0.31) fab-8 (0.03) fab-11 (0.25) fab-3 (0.09) fab-10 (0.20) fus-27 (0.48) fus-24 (0.10) iberian peninsula zaragoza barcelona pyreenes iberian chain fig. 3. map of extensional palaeostresses in the central ebro basin. arrows indicate the directions of s3obtained as fi nal solutions in the analysed stations; arrow size relates to r value. stress ratio r = (s2?s3)/(s1?s3). reliability of palaeostress analysis: example from the ebro basin829 pyrenees, and most of its structural features are related to this tectonic situation. the basin is nearly asym- metric, with its deepest trough under the pyrenees (the depth of the pre-tertiary substratum increases north- wards, reaching values of 4000 m under the sea level below the pyrenees; riba et al., 1983). the ebro basin is also an intraplate region within the iberian plate, and was a?ected by the tectonic evolution of the northeastern iberian peninsula during the neogene age (simo n-go mez, 1989). the studied area is located in the central part of the ebro basin. most rocks are of oligocenemiocene age (including clastic, evaporite and carbonate facies) of a fl uvial and lacustrine origin (riba et al., 1983). the beds are almost fl at-lying except where there are local buoyant rise of evaporites or map-scale normal faults with associated roll-over anticlines. the main macro- structural feature in the area is the logron osa stago syncline (quirantes, 1978; arlegui et al., 1997), a wide nwse-trending fold of gentle dipping (up to 468) located along the ebro river. standard results of palaeostress analysis from fault populations palaeostress analysis has been performed from fault populations collected in 37 outcrops in the central ebro basin. the faults a?ect miocene limestones and marls showing horizontal or gently dipping bedding (see table 1). a total of 1012 decimetric- to metric- scale fault planes and striations have been measured and analysed. most of them are normal faults dipping from 55 to 758 and showing striation pitches from 75 to 908. only a very few strike-slip faults were observed. the sense of movement has been determined in the majority of faults by observing kinematical indicators, usually riedel fractures (secondary synthetic fractures and lunate fractures, both types appertaining to the group r of petit, 1987). the analysis of data has been made by using a sequence of three methods, each one providing a di?erent approach to the stress determination problem, whose joint usefulness has been broadly tested in the table 1. characteristics of the measure stations, fault samples and stress tensors inferred from them. see location of sites on the map of fig. 3. the standard solutions are obtained by applying the combination of right dihedra, yr and etchecopar methods (see explanation in text). the fi nal solutions arising from the subsampling/averaging technique are listed only for stations in which they di?er from the standard solutions. their s1axes are near vertical in every case, so that only orientation of s3and stress ratio re= (s2?s3)/(s1? s3) are given standard solutionfinal solution stationutmbedding no. of faultss3res3re buj-2631tbf582904horizontal29135, 000.03? cas-1130tym323045horizontal23116, 000.02 cas-3330tym228117horizontal8097, 05 e0.24? cas-3430tym81991horizontal28153, 01 s0.07150, 01 n0.09 fab-331tbf761685horizontal29136, 02 s0.04144, 01 s0.09 fab-0831tbfhorizontal25136, 07 w0.03 fab-1031tbf711692horizontal24140, 000.20 fab-1131tbf734679horizontal48141, 02 w0.25 fab-1331tbf685643horizontal8132, 08 s0.31? fra-131tbf730994horizontal22123, 04 e0.09? fra-231tbg688105horizontal8083, 06 e0.06 fus-130txm245616horizontal52101, 02 e0.22? fus-230txm307507046 11 n15102, 10 w0.28 fus-330txm313498058 08 s21097, 05 e0.230.20 fus-1630txm245612074 06 n47110, 02 e0.420.27 fus-2430txm242615horizontal14103, 000.10 fus-2730txm246608horizontal56108, 06 w0.48 ge-230tyl252974horizontal20149, 02 w0.02162, 01 e0.06 ge-1630tyl218813horizontal15146, 10 e0.07153, 10 e ge-2230tyl106864horizontal20136, 03 e0.02154, 05 w0.10 lan-3430tym063340horizontal10128, 11 e0.05 lec-930tym054330horizontal25087, 02 e0.450.39 lon-730txl755862horizontal16017, 01 n0.16 lon-830txl690872horizontal38115, 02 e0.01?0.04 lon-1830txl687947horizontal54124, 02 e0.01 lon-2230txl640882horizontal70132, 000.01 meq-1031tbf877857horizontal19141, 01 w0.02 meq-1331tbf837919horizontal36146, 000.10 pen -931tbg523044horizontal18061, 000.040.06 pen -2230tym437040horizontal12132, 11 w0.00? pen -3030tym435052horizontal13139, 02 w0.06 rem-130txm718432085 11 s30006, 01 s0.020.04 rem-230txm693483horizontal34102, 000.05 tud-130txm175624horizontal35111, 000.27 zar-130txm738001horizontal14101, 000.14 zar-230txm595065horizontal54068, 000.050.58, 01 w0.07 zar-730txm704002horizontal22055, 09 w0.06 l. e. arlegui-crespo and j. l. simon-gomez830 pastyears(casasetal.,1990,1992;casasand maestro, 1996; arlegui, 1996) and enables the com- plete defi nition of stress tensors: (a) right dihedra method (pegoraro, 1972; angelier and mechler, 1977). this is a simple geometrical approach which provides an initial estimate of stress directions. (b) yr diagram (simo n-go mez, 1986). it is a 2d ap- proximation in which one of the principal stress axes is supposed to be vertical, so that tensors may be rep- resented only by two parameters: y (azimuth of the maximum horizontal stress, sy) and r (stress ratio in botts equation, r = (sz?sx)/(sy?sx). the y, r pairs satisfying one individual fault give rise to a curve; the knots where these curves intersect show a preliminary spectrum of all possible solutions and their relative weight in the whole fault population (especially useful in the case of polyphase tectonics). (c) etchecoparsmethod(etchecoparetal.,1981; etchecopar, 1984). this is a numerical method which allows the exploration of the solutions suggested by the yr and right dihedra diagrams. these solutions will eventually be confi rmed and refi ned in order to obtain the fi nal, complete solution: 3d orientations of the three principal stress axes and stress ratio. among the variety of numerical methods sharing a similar approach,etchecoparsisaparticularlystrong method. based upon the minimization of the angles between real and theoretical striations, it allows the separation of di?erent stress tensors by means of an adequate management of the percentage of data sub- mitted to minimization. in monophase populations a satisfactory solution is normally obtained for 8090% of faults, thus rejecting 1020% of spurious data. in suspected polyphase populations the initial required percentage should be lower (3050%); the program chooses the best fi tting faults representing this initial percentage, which are then discarded in order to fi nd a second stress solution. in our case, the fi rst two methods usually provide ambiguous results owing to the radial or multidirec- tional character of the extensional stress. an example is shown in fig. 4 (station rem-2, see location in fig. 3). in the right dihedra diagram (fig. 4a) almost every horizontal direction is compatible with an exten- sional axis for 90% of faults. in the yr diagram (fig. 4b) the curve intersections do not show any clear knot but a long band with two near orthogonal max- ima; the high r ratio is well established (indicator of radial extension) whereas the azimuths of s2and s3 are not defi ned. unfortunately, this graphical ambigu- ity does not disappear if a similar method such as pro- posed by fry (1992) is utilized. grid methods, as those proposed by etchecopar (1984, monte carlo method), galindo and gonza lez (1988) and gephart (1990), provide a similar exploration of possible solutions. they would be of interest in the case of polyphase populations; nevertheless, in a single phase population like ours, the right dihedra and yr diagrams per- form this initial exploration as well. the method of etchecopar et al. (1981) always gives an accurate cal- culation of the optimum s3direction and r ratio. for instance, in station rem-2, a stress tensor similar to that represented by the left knot in the yr diagram hasbeenchosenasthebestsolution(fig.4c). however, the errors estimated by the computer pro- gram are sometimes too high (in this case, error of s3 azimuth = 598) and the result may not necessarily be reliable. the stress tensors obtained after standard analysis using these methods have been compiled in the corre- sponding columns of table 1. details of situation, bed- ding and number of faults in each outcrop are also given. all these stress tensors have been taken as standard solutions which will be next submitted to the stability test. stability of stress solutions: the subsampling test if an actual palaeostress state was responsible for the fault striations observed in an outcrop, the former should be able to be inferred from any representative sample of such striated faults. that is to say the analy- sis of any random combination of a su?cient number of data should give stable results. in order to check for such stability, and with inspi- ration from statistical bootstrapping techniques, each fault population explained by a standard solution has been submitted to subsampling by discarding a number of data at random. the number of discarded data is progressively increased, so that subsamples become smaller and approach the absolute minimum number (four faults) needed for obtaining an algebraic sol- ution. as an example, in station designated as fab-11, the following subsampling sequence has been carried out starting from an initial sample of 48 faults: four subsamples of 4045 faults, seven subsamples of 3338 faults, 10 subsamples of 2530 faults, 11 subsamples of 1620 faults, 11 subsamples of 1015 faults and 13 subsamples of sixnine faults. it is not advisable to take subsamples very close to the initial number, since they are expected to show a behaviour which resembles too closely the original sample. neither is it advisable to take subsamples under six faults. following the former criteria each station gives rise to a number of subsamples (normally between 20 and 60 in number) which are separately submitted to analy- sis by the etchecopar method. almost every fault sample represents a monophase population, that is to say it may be adequately explained by

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