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附录3:英文资料Basic Concepts of WCDMA Radio Access Network 1. BackgroundThere has been a tremendous growth in wireless communication technology over the past decade. The significant increase in subscribers and traffic, new bandwidth consuming applications such as gaming, music down loading and video streaming will place new demands on capacity. The answer to the capacity demand is the provision of new spectrum and the development of a new technology - Wideband CDMA or hereinafter referred to as WCDMA. WCDMA was developed in order to create a global standard for real time multimedia services that ensured international roaming. With the support of ITU (International Telecommunication Union) a specific spectrum was allocated - 20Hz for 3G telecom systems. The work was later taken over by the 3GPP (3rd Generation Partnership Project), which is now the WCDMA specification body with delegates from all over the world.2. WCDMA a development from GSM and CDMANaturally there are a lot of differences between WCDMA and GSM systems, hut there are many similarities as well.The GSM Base Station Subsystem (BSS) and the WCDMA Radio Access Network (RAN) are both connected to the GSM core network for providing a radio connection to the handset. Hence, the technologies can share the same core network. Furthermore, both GSM BSS and WCDMA RAN systems are based on the principles of a cellular radio system. The GSM Base Station Controller (ESC) corresponds to the WCDMA Radio Network Controller (RNC). The GSM Radio Base Station (RBS) corresponds to the WCDMA RES, and the A -interface of GSM was the basis of the development of the Iu-interface of WCDMA, which mainly differs in the inclusion of the new services offered by WCDMA. The significant differences, apart from the lack of interface between the GSM BSCs and GSM Abis-interface to provide multi-vendor operability, are more of a systemic matter. The GSM system uses TDMA (Time Division Multiple Access) technology with a lot of radio functionality based on managing the timeslots. The WCDMA system on the other hand uses CDMA, which means that both the hardware and the control functions are different. Examples of WCDMA-specific functions are fast power control and soft handover.Code Division Multiple Access and WCDMACode Division Multiple Access (CDMA) is a multiple access technology where the users are separated by unique codes, which means that all users can use the same frequency and transmit at the same time. With the fast development in signal processing, it has become feasible to use the technology for wireless communication, also referred to as WCDMA and CDMA2000.In CDMA One and CDMA2000, a 1.25MHz wide radio signal is multiplied by a spreading signal (which is a pseudo-noise code sequence) with a higher rate than the data rate of the message. The resultant signal appears as seemingly random, but if the intended recipient has the right code, this process is reversed and the original signal is extracted. Using unique codes means that the same frequency is repeated in all cells. which is commonly referred to as a frequency re-use of 1.WCDMA is a step further in the CDMA technology. It uses a 5MHz wide radio signal and a chip rate of 3.84Mcps, which is about three times higher than the chip rate of CDMA2000. The main benefits of a wideband carrier with a higher chip rate are: Support for higher bit rates Higher spectrum efficiency thanks to improved trunking efficiency (i.e. a better statistical averaging) Higher QoS Further, experience from second-generation systems like GSM and CDMA One has enabled improvements to be incorporated in WCDMA. Focus has also been put on ensuring that as much as possible of WCDMA operators investments in GSM equipment can be reused. Examples are the re-use and evolution of the core network, the focus on co-siting and the support of GSM handover. In order to use GSM handover, the subscribers need dual mode handsets.3. Radio Network FunctionalityFor optimal operation of a complete wireless system i.e. from handset to radio access network (RAN) several functions are needed to control the radio network and the many handsets using it. All functions described in this section, except for Handover to GSM, are essential and therefore necessary for a WCDMA system.3.1 Power controlThe power control regulates the transmit power of the terminal and base station, which results in less interference and allows more users on the same carrier. Transmit power regulation thus provides more capacity in the network. With a frequency re-use of 1, it is very important to have efficient power control in order to keep the interference at a minimum. For each subscriber service the aim is that the base station shall receive the same power level from all handsets in the cell regardless of distance from the base station. If the power level from one handset is higher than needed, the quality will be excessive, taking a disproportionate share of the resources and generating unnecessary interference with the other subscribers in the network. On the other hand, if power levels are too low this will result in poor quality. In order to keep the received power at a suitable level, WCDMA has a fast power control that updates power levels 1500 times every second. By doing that the rapid change in the radio channel is handled. To ensure good performance, power control is implemented in both the up-link and the down-link, which means that both the output powers of the hanpset and the base station are frequently updated.Power control also gives rise to a phenomenon called cell breathing. This is the trade-off between coverage and capacity, which means that the size of the cell varies depending on the traffic load. When the number of subscribers in the cell is low (low load), good quality can be achieved even at a long distance from the base station. On the other hand, when the number of users in the cell is high, the large number of subscribers generates a high interference level and subscribers have to get closer to the base station to achieve good quality.3.2 Soft and softer handoverWith soft and softer handover functionality the handset can communicate simultaneously with two or more cells in two or more base stations. This flexibility in keeping the connection open to more than one base station results in fewer lost calls, which is very important to the operator.To achieve good system performance with a frequency re-use of 1 and power control, soft and softer handover is required. Soft and softer handover enables the handset to maintain the continuity and quality of the connection while moving from. one cell to another. During soft handover, the handset will momentarily adjust its power to the base station that requires the smallest amount of transmit power and the preferred cell may change very rapidly. The difference between soft and softer handover is that during soft handover, the handset is connected to multiple cells at different base stations, while during softer handover, the handset is connected to multiple cells at the same base station. A drawback with soft handover is that it requires additional hardware resources on the network side, as the handset has multiple connections. In a well-designed radio network, 30%-40% of the users will be in soft or softer handover. As an example of soft or softer handover.3.3 Handover to GSM (inter-system handover) When WCDMA was standardized a key aspect was to ensure that existing investments could be re-used as much as possible. One example is handover between the new (WCDMA) network and the existing (GSM) network, which can be triggered by coverage, capacity or service requirements. Handover from WCDMA to GSM, for coverage reasons, is initially expected to be very important since operators are expected to deploy WCDMA gradually within their existing GSM network . When a subscriber moves out of the WCDMA coverage area, a handover to GSM has to be conducted in order to keep the connection.Handover between GSM and WCDMA can also have a positive effect on capacity through the possibility of load sharing. If for example the numbers of subscribers in the GSM network is close to the capacity limit in one area, handover of some subscribers to the WCDMA network can be performed.Another function that is related to inter-system handover is the compressed mode. When performing handover to GSM, measurements have to be made in order to identify the GSM cell to which the handover will be made. The compressed mode is used to create the measurement periods for the handset to make the required measurements.3.4 Inter-frequency handover (intra-system handover)The need for inter-frequency handover occurs in high capacity areas where multiple 5MHz WCDMA carriers are deployed. Inter-frequency handover, which is handover between WCDMA carriers on different frequencies, has many similarities with GSM handover, for example the compressed mode functionality.3.5 Channel type switchingIn WCDMA there are different types of channels that can be used to carry data in order to maximize the total traffic throughput. The two most basic ones are common channels and dedicated channels. Channel type switching functionality is used to move subscribers between the common and the dedicated channel, depending on how much information the subscriber needs to transmit. The dedicated channel is used when there is much information to transmit, such as a voice conversation or downloading a web page. It utilizes the radio resources efficiently as it supports both power control and soft handover.3.6 Admission controlAs there is a very clear trade-off between coverage and capacity in WCDMA systems, the admission control functionality is used to avoid system overload and to provide the planned coverage. When a new subscriber seeks access to the network, admission control estimates the network load and based on the new expected load, the subscriber is either admitted or blocked out. By this the operator can maximize the network usage within a set of network quality levels, i.e. levels depending on what kind of service/information the subscriber wants to use. 3.7 Congestion control Even though an efficient admission control is used, overload may still occur, which is mainly caused by subscribers moving from one area to another area. If overload occurs, four different actions can be taken. First, congestion control is activated and reduces the bit rate of non real-time applications, to resolve the overload. Second, if the reduced bit rate activity is not sufficient, the congestion control triggers the inter- or intra-frequency handover, which moves some subscribers to less loaded frequencies. Third, handover of some subscribers to GSM and fourth action is to discontinue connections, and thus protect the quality of the remaining connections.3.8 Synchronization One of the basic requirements when WCDMA was standardized was to avoid dependence on external systems for accurate synchronization of base stations. This has been achieved by a mechanism, where the handset, when needed, measures the synchronization offset between the cells and reports this to the network. In addition, there is also an option to use an external source, such as GPS, for synchronizing the nodes, i.e. to always provide the best solution both asynchronous and synchronous nodes are supported.4. Basic architecture concepts/ System overview4.1 Radio Access Network (RAN) Architecture The main purpose of the WCDMA Radio Access Network is to provide a connection between the handset and the core network and to isolate all the radio issues from the core network. The advantage is one core network supporting multiple access technologies.The WCDMA Radio Access Network consists of two types of nodes:Radio Base Station (Node B)The Radio Base Station handles the radio transmission and reception to/from the handset over the radio interface (Iu). It is controlled from the Radio Network Controller via the Iub interface. One Radio Base Station can handle one or more cells.Radio Network Controller (RNC)The Radio Network Controller is the node that controls all WCDMA Radio Access Network functions. It connects the WCDMA Radio Access Network to the core network via the Iu interface. There are two distinct roles for the RNC, to serve and to control. The Serving RNC has overall control of the handset that is connected to WCDMA Radio Access Network. It controls the connection on the Iu interface for the handset and it terminates several protocols in the contact between the handset and the WCDMA Radio Access Network.The Controlling RNC has the overall control of a particular set of cells, and their associated base stations. When a handset must use resources in a cell not controlled by its Serving RNC, the Serving RNC must ask the Controlling RNC for those resources. This request is made via the Iur interface, which connects the RNCs with each other. In this case, the Controlling RNC is also said to be a Drift RNC for this particular handset. This kind of operation is primarily needed to be able to provide soft handover throughout the network.Radio Access Bearers (RAB)The main service offered by WCDMA RAN is the Radio Access Bearer (RAB). A RAB is needed to establish a call connection between the handset and the base station. Its characteristics ate determined by certain Quality of Service (QoS) parameters, such as bit rate and delay, and are different depending on what kind of service/information to be transported.The RAB carries the subscriber data between the handset and the core network. It is composed of one or more Radio Access Bearers between the handset and the Serving RNC, and one Iu bearer between the Serving RNC and the core network. 3GPP has defined four different quality classes of Radio Access Bearers:Conversational (used for e.g. voice telephony) - low delay, strict ordering Streaming (used for e.g. watching a video) - moderate delay, strict ordering Interactive (used for e.g. web surfing) - moderate delay Background (used for e.g. me transfer) - no delay 4.2 Transport in WCDMA Radio Access Network The WCDMA Radio Access Network nodes communicate with each other over a transport network. The 3GPP specification provides a very clear, split between radio related (WCDMA)functionality and the transport technology, meaning that there is no particular bias to any technology. The transport network is initially based on ATM, but IP will soon be included as an option.附录4:英文资料译文宽带CDMA无线接入网的基本概念一、背景过去十年,无线通信技术有了巨大发展,用户量的显著增加,使得诸如游戏、音乐下载和视频流量有了新的容量需求。对容量需求的解决办法是,提供新的频谱和开发新的技术一一宽带CDMA或下面所说的WCDMA。为创建一个能够在全球范围内漫游的实时多媒体服务标准,人们开发了WCDMA,ITU (国际电信联盟)对此给予支持并为第三代(3G)电信系统分配了一个2GHz专用频谱,随后这项工作由3GPP (第三代伙伴项目)接管,现在它已经是代表全球WCDMA的专业实体。二、基于GSM和CDMA发展起来的WCDMA WCDMA与GSM有很多差别,但同样也有很多相同之处。GSM基站子系统(BSS)和WCDMA无线接入网(RAN)是两个连接到GSM的核心网络,用以提供对手持设备的无线连接。因此,这些技术可以共享同一核心网络。进而,GSM BSS与WCDMA RAN两者都是基于蜂窝无线系统的。GSM基站控制器(BSC) 相对应于WCDMA无线网络控制器(RNC)。GSM无线基站(RBS)对应于WCDMA的无线基站RBS, GSM A接口又是WCDMA Iu接口的发展基础,两者的主要区别是在WCDMA 提供新业务的内容上。差别最大的,除了在GSM BSCs与GSM Abis接口之间缺乏提供多用户可操作性的接口之外,大多是系统方面的差别。GSM系统采用基于时隙管理,具有多种无线功能的TDMA (时分多路接入)技术,而WCDMA系统则是采用CDMA技术,这意味着硬件和控制功能两者是不同的。WCDMA特殊功能的例子,是快速功率控制和软切换。CDMA与WCDMA码分多路接入(CDMA)是一种用户被惟一编码划分的多路接入技术,这意味着所有用户在同一时刻使用同一频率传输。随着信号处理的快速发展,这种技术对无线通信服务是可行的,即确定为WCDMA与CDMA2000。在CDMA One and CDMA 2000中,将带宽为1.25 MHz的射频信号与一个数据速率高于信息信号数据率的扩频信号(是一种伪噪声编码序列)相乘,其结果,信号表面上呈现随机,但预定接收机却有确知的编码,通过相反的处理过程,使原始信号被提取。采用惟一编码意味着同一频率可在所有的小区中被重复,通常被认为是频率的一次重复利用。 WCDMA是CDMA技术的进一步发展,它采用一个5MHz的宽带无线信号和一个3.84 Mcps的片码速率,其大约是CDMA 2000片码速率的3倍,采用高片码速率宽带载波的好处是:支持高比特速率。具有得益于改善中继效能的高频谱效能(即有较好的统计平均值)。具有较高的服务质量。进一步说,在第二代系统GSM和CDMA One取得的经验,改善了与WCDMA的融合, 重点放在了尽可能地使WCDMA运营商在GSM设备上的投资能够得到重新利用。如核心网络的再使用与改造,全面共址和对GSM切换的支持是问题的焦点,为了使用GSM切换,用户需要双重模式的切换。三、无线网络的功能性一个完备的无线系统优化运行,从手持设备到无线接入网(RAN) ,需要一些功能来控制无线网络和许多手持设备,除了需要越区切换到GSM外,本节描述的所有功能,都是基本的,因而对WCDMA系统也是必要的。1.功率控制功率控制用来调整终端和基站的发送功率,以获得干扰小的结果,同时允许更多的用户使用同一载频。这样通过对发送功率的调整,来提供更多的网络容量。随着频率可重复利用,有效的功率控制非常重要,以保持干扰最小。为每个用户服务的目的是,无论手持设备距离基站多远,基站都将接收到小区内所有手持设备的功率,且都相等,如果接收到某一手持设备的功率电平高于预定功率电平,通信质量将会超过限值,将造成不按比例共享资源,并对网络中的其他用户产生不必要的干扰。另一方面,如果功率电平太低,这种情况将会导致质量变坏,为了维持所接收到的功率电平为一个合适的数值,WCDMA具有每秒更新1500次的快速功率控制功能,由此对快速切换无线信道进行处理。为确保最佳运行,在上行链路与下行链路执行功率控制,这意味着要不断更新手持设备输出功率与基站输出功率。功率控制会引起一种被称为是小区呼吸的现象,它平衡了小区覆盖范围与用户容量的问题,意味着小区大小要随话务量载荷而变。当小区中的用户数量较低时(低载荷),即使是手持设备距离基站较远,也能够获得高质量的通信效果。另一方面,当小区中的用户数量较大时,就会产生很高的干扰电平,用户需要靠近基站很近才能获得高质量的通信效果。 2.软切换与次软切换采用软切换与次软切换功能,手持设备可与两个或两个以上基站中的多个小区同时进行通信,这种与一个以上基站保持开放连接的灵活性,同时能获得较低的呼叫损耗,对运营商非常重要。为使系统获得具有频率一次复用和功率控制的良好运行状态,需要软切换和次软切换。它们能够使手持设备从一个小区移动到另一个小区,维持连接不中断并保持通信的质量。在软切换和次软切换期间,手持设备将对需要最小发射功率的基站瞬间调整自己的功率,并非常快地切换首选小区。软切换与次软切换的差别是,在软切换期间,手持设备将在不同基站被连接到多个小区;而在次软切换期间,手持设备是在同一基站被连接到多个小区。软切换的缺点是,它需要在网络侧占用额外的硬件资源来实现手持设备的多连接。对于一个设计良好的无线网络,有30%40%的用户是处在软切换和次软切换的状态。3.切换到GSM (系统内部切换) WCDMA标准化的一个重要方面,是确保现有投资尽可能地被利用,例如在新网络(WCDMA)与现有网络(GSM)两者之间切换,就需要由覆盖范围、用户容量和服务需求来启动。为覆盖范围,从WCDMA切换到GSM开始变得十分重要,因为运营商希望在现有GSM网络中逐步配置WCDMA网络,因而,当用户移出WCDMA的覆盖范围时,为了维持连接,就需要进行切换到GSM的操作。在GSM与WCDMA之间切换,同样也会对载荷共
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