尽职调查资料-中英文对照版

精品文档 1欢迎下载 DueDue DiligenceDiligence listslists 尽职调查资料清单尽职调查资料清单 1 1 BasicBasic informationinformation companycompany andand HistoryHistory 一 公司基本资料及历史沿革一 公司基本资料及历史沿革 1 11 1The latest business license organization code certificate 最新的营业执照 组织机构代码证 1 2 Articles of Association currently 现行有效的公司章程 1 3 Detailed written description of the following main profiles 下列主要概况的详细书面说明 1 3 1 History 历史沿革 1 3 2 Company on the industry and profile information of the company industry status Business scope and the mode of operation the market share of the company are included 公司所处行业及公司行业地位的简介资料 包括经营范围 经营方式 市场占有 情况等 1 4 The latest shareholding structure organization chart all departments and affiliated companies are contained 精品文档 2欢迎下载 最新的股权架构 组织结构图 含所有职能部门 下属企业 1 5 Companies engaged in business activities Certificates or franchise certificate 公司所从事业务活动的资质证书 或特许经营证书 1 6 Related capital increase agreement equity transfer agreement and related documents employee stock ownership plan labor union trust principal holdings and related agreements Depending on the actual situation 相关增资扩股协议 股权转让协议及相关文件 内部职工持股 工会 信托 委托 持股情况及相关的协议 如有 1 7 All previous the verification report of increase registered capital since the company establishment all previous evaluation report of the company Depending on the actual situation 公司设立以来历次增 减 注册资本的验资报告 工商局登记复印资料 公司历次 评估报告 如有 1 8 A full set of industry and commerce the end of file data including subsidiaries since the establishment of the beginning 全套工商局登记底档资料 含子公司 自设立始 2 2 CorporateCorporate governancegovernance andand internalinternal ControlControl 公司治理及内部控制公司治理及内部控制 2 12 1Directors supervisors senior executives and resume list 董事 监事 高管人员名单及简历 2 2 The written explanation of the modify of articles of association all previous 章程的历次修改情况书面说明 精品文档 3欢迎下载 2 3All of the shareholder resolution since the company set up the resolutions of board of directors and the board of supervisors 公司设立以来历次股东会决议 董事会 监事会会议决议 2 4 A full set of effective internal control system currently 全套公司现行有效的内部控制制度 3 3 BusinessBusiness InformationInformation 公司业务资料公司业务资料 3 1Sales 销售情况 3 1 1Two years one time sales revenue of the company two years one time equal to January 1 2013 to April 2015 hereinafter the same 公司近两年一期 两年一期指两年一期指 20132013 年年 1 1 月月 1 1 日日 2015 2015 年年 4 4 月 以下相同月 以下相同 销售收入 情况 3 1 2 Sub regional sales situation two years one time 近两年一期分区域销售情况 3 1 3Major customer sales situation two years one time and be sure to provide important client and the basic information of the supplier It should include contact person telephone fax zip code address and other information if applicable 近两年一期主要客户销售情况 并烦请提供重要客户及供应商的基本信息 需包括联系人 联系电话 传真 邮编 地址等信息 如适用 3 1 4Provide the mode of the sales the channel of distribution and the advantage area of sales currently 精品文档 4欢迎下载 提供公司目前销售模式 销售渠道和销售优势区域 3 1 5Provide the company sales the development trend of the sales revenue and the trend of the prediction 提供公司销售量 销售收入的发展态势和变化趋势预测 3 1 6The sales contract of the important client accounting for 80 of total revenue two years one time if applicable 近两年一期重要客户 占比总收入的 80 的销售合同 如适用 3 2Human resource 人力资源 3 2 1Company roster 公司花名册 3 2 2Payment of social security company personnel in two years the payment of five insurance payments and the actually payment situation 近两年一期公司人员社保缴纳情况说明 五险一金的缴纳政策及实际缴纳情况 3 2 3Remuneration policies and system of the company in two years 近两一期年公司薪酬政策或制度 3 2 4 The company short and long term compensation system of the company termination benefits the arrangement of the equity incentive 公司长短期薪酬 辞退福利 股权激励事项的安排 3 2 5 Detailed list of staff salaries for two years 近两年员工的薪资明细单 3 3 Research and development situation It depends on the actual 研发情况 如有 3 3 1 List of developed of items 精品文档 5欢迎下载 研发项目清单 3 3 2 Research and development capitalized case 研发资本化情况 4 4 CompanyCompany PropertyProperty InformationInformation 公司财产资料公司财产资料 4 1Estate4 1Estate 房产 4 1 1The company s list of buildings assets 公司的房屋建筑物资产清 4 1 2Real estate license 房产证 4 1 3 Land use right certificate of construction in progress planning permit construction Permit and construction contract 在建工程的土地使用权证 规划许可证 施工许可证及施工合同 4 1 4 The explanation of mortgage of fixed assets and provide the certificate of title of the mortgage assets main debt contracts such as loan contract and the maximum mortgage of loan contract the creditor own certificate of encumbrance 固定资产抵押情况说明 并提供抵押资产的产权证书 主债务合同 如借款合同及 最高额抵押借款合同等 债权人拥有的他项权利证书 4 24 2 LandLand useuse rightsrights trademark trademark patent patent franchise franchise etc etc intangibleintangible assetsassets 土地使用权 商标 专利 特许经营权等无形资产 4 2 1 Intangible assets list 无形资产清单 精品文档 6欢迎下载 4 2 2 Land use rights certificate land contract land lease contract the explanation of land mortgage and provide the certificate of title of the mortgage assets main debt contracts such as loan contract and the maximum mortgage of loan contract the creditor own certificate of encumbrance 土地使用权证书 土地出让合同 土地租赁合同 土地抵押情况说明 并提供抵 押资产的产权证书 主债务合同 如借款合同及最高额抵押借款合同等 债权人拥有 的他项权利证书 4 2 3 Trademark registration if the trademark is the change made provide the State Trademark Office approved the change of registrant approval 商标注册证 若系变更取得的 提供国家商标局核准变更注册人的批文 4 2 4 Patented technology and non technical lists and certificate 专利技术及非专利技术明细表及证书 4 34 3 MainMain equipmentequipment 主要设备 4 3 1Main equipment list 主要设备清单 4 3 2 When the equipment was imported to provide the equipment of agent contract the voucher of tariff payments 如系进口设备 提供设备代理合同 关税交款凭证 4 3 3 A copy of motor vehicle driving license 机动车辆行驶证复印件 4 44 4 LeaseLease assetsassets listlist ApprovalApproval contract contract ofof leaselease permanent permanent assetsassets s s lease lease 精品文档 7欢迎下载 租赁资产清单 固定资产租赁 出租的合同 协议 批文 5 5 CompanyCompany FinancialFinancial InformationInformation 公司财务资料 5 1 Financial statements and audit report biennially It depends on the actual 近两年一期 2013 1 1 2015 4 302013 1 1 2015 4 30 财务报表及审计报告 如有 5 2 Financial account data has been extracted by authorized public accountant 授权会计师提取财务账套数据 5 3 The statements of all bank account biennially transaction flow are included This period all new accountant of bank cancelation data certificates of deposit or account certificate Depending on the actual situation This period open letter of credit open file or agreement of bank acceptances The statement or agreement of financial products and other similar products Depending on the actual situation Listing has opened a bank account settlement could be inquiry by basic household 近两年一期所有银行账户的对账单 含交易流水 本期所有银行新开户 销户 资料 定期存单或开户证实书 如有 本期开立信用证 银行承兑汇票等开立文件或 协议 银行理财产品等类似产品的协议及对账单 如有 基本户查询的 已开立银行 结算账户清单 5 4 Preparation of audit of bill receivable biennially Depending on the actual situation 近两年一期应收票据备查账 如有 5 5 Bad debt provision calculation process biennially Reclassification dealings details biennially 近两年一期坏账准备计算过程 往来重分类明细 5 6 End inventory list of fixed assets and inventory report 近两年一期固定资产年底盘点表及盘点报告 精品文档 8欢迎下载 5 7 New contract of long term deferred for two years biennially invoices etc Providing long term deferred period apportionment table 近两年一期长期待摊两年新增的合同 发票等资料 提供长期待摊本期分摊计算 表 5 8 To provide all loan contract guarantee contract mortgage contract biennially 近两年一期全部借款合同 担保合同 抵押合同等 5 9 Bank acceptances acceptance protocol biennially 近两年一期银行承兑汇票的承兑协议 5 10 Credit reports biennially 近两年一期人民银行的贷款卡信息 信用报告 5 1 1 With suppliers customers at the end of the bill or similar information biennially Depending on the actual situation 近两年一期与供应商 客户年底对账单或类似资料 如有 5 1 2 Related contracts of sales expense management costs large cost large cost means profit before tax exceed 5 must be provided 销售费用 管理费用中 大额费用 大额指税前利润 5 以上 请提供相关合同 5 1 3 The government subsidies all the file biennially 近两年一期全部政府补贴文件 6 6 CompanyCompany TaxTax InformationInformation 公司税务资料公司税务资料 6 1Company tax registration certificate national tax and land tax are included 公司的税务登记证 国税 地税 精品文档 9欢迎下载 6 2 The company whether has been checked or punished by Tax Department if it is happened to provide examined result punishment documents nearly three years 近 3 年是否受过税务部门检查 处罚 如有请提供检查结果 处罚文件 6 3Company taxes tax rate and the basic of preferential policies statute policy or approval 公司税种 税率以及优惠政策的依据 法规 政策或批文 6 4 Tax returns and income tax information biennially 近两年一期纳税申报表和所得税汇算清缴资料 6 5 Certificate of high tech business Depending on the actual situation 高新技术企业证书 如有 7 7 AffiliatesAffiliates InformationInformation 关联企业资料关联企业资料 7 1Affiliates GAAP caliber lists affiliates name the current registered capital relationship related party transactions etc the actual controller of external investments director executives of external investment 关联企业 会计准则口径 资料清单 关联企业名称 目前注册资本 关联关系 关联 交易等 实际控制人的对外投资情况 董事 高管对外投资企业情况 7 2Audit report and financial statement biennially 近两年一期审计报告或财务报表 7 3The latest a copy of business license 最新营业执照复印件 7 4The latest articles of association 最新公司章程 精品文档 10欢迎下载 7 5 All related party of business registration information be printed by Trade and Industry Bureau all industrial and commercial registration of changes lists 所有关联方的企业注册登记资料 到工商局打印 即所有的工商变更登记汇总表 8 8 CompanyCompany LitigationLitigation Arbitration Arbitration AdministrativeAdministrative penaltiespenalties InformationInformation 公司诉讼 仲裁 行政处罚资料公司诉讼 仲裁 行政处罚资料 8 1The company whether there is Pending or foreseeable major litigation arbitration and administrative penalty cases If there is to provide relevant information such as does not exist a written explanation 公司是否存在尚未了结的或可预见的重大诉讼 仲裁及行政处罚案件 如存在 提 供有关资料 如不存在 请书面说明 8 2Chairman of the board general manager deputy general manager chief financial officer