TMG介绍经纪人申请书个人中英文版本xx

TMG介绍经纪人申请书个人中英文版本xx Introducing Brokers Application Form個人介紹經紀商帳戶開戶文件TMG FINANCIALPLANNING LTDINTRODUCING BROKERSAGREEMENT個人介紹經紀商協定TMG Financial Planning Ltd12Poplar RoadLoughborough,LeicestershireLE112JT,United KingdomPage1of10Tel|+44.12.1288.0266Fax|+44.12.1288.0263Web|.tmgtrading. Email|infotmgtrading. Introducing Brokers ApplicationForm個人介紹經紀商帳戶開戶文件INTRODUCING BROKERACCOUNT APPLICATIONFORM IBDetails個人資訊Mr.先生MS.女士First Name(名):Date ofBirth(出生日期):Home Address(家庭住址):Postal Code(郵編):Home Tel.No(住宅電話):Business Tel.No(工作電話):E-mail address(電子郵件):Family Name(姓):Nationality(國籍):Marital status(婚姻?況):Passport/ID number(護照/身份證號City(城市):Country(國家):Mobile.No(移動電話):Fax.No(傳真):If youwould liketo not be contactedby e-mail,please chooseone of the following:如果您?想我們通過E-Mail與您聯繫，請從以下聯繫方式中選擇一種Hold mail(as governedby theGeneral Conditions)保存郵件（如一般條款中規定）Send allcorrespondence tohome address(same as above)將所有相關資?寄往家庭住址（同上）Send allcorrespondence to:將所有相關資?寄至_Security checkquestions(these questionsand answers,meant foryour security,will serveto assertivelyidentify youwhenmunicating sensitiveinformation(ex.password)over thephone)安全問題（安全因素考慮，當通過電話交流敏感資訊（例如，密碼）時，以下問題及答案將用於識別您的身份）Mothers maidenname(母親婚前姓名):Your Passwod(你的電話密碼):Your cityof birth(你的出生城市):I declarethat theinformation containedin thisAount OpeningDocumentation istrue andaurate andcertify thatthe signature(s)is/are genuineand that any photocopies,including copiesof theverification ofidentity documentsforwarded areidentical with the correspondingoriginals.I,the contractingpartner,am obligatedto informTMG immediatelyin caseof anychanges.I acknowledgethat cashwithdrawals cannotbe executedvia this aount.(我聲明此開戶資?包含的所有資訊均是真實準確的，並保證此簽名（所有簽名）為均為親筆簽名，所有影本包括遞交的身份驗證檔的影本都與相關原件一致。 如遇任何變化，我，即簽約人，必須立即通知TMG。 我同意?通過此帳戶提取現金。 )Printed Name(正楷字簽名)_Signature(簽名):_Title:Date(日期):_TMG FinancialPlanning Ltd12Poplar RoadLoughborough,LeicestershireLE112JT,United KingdomPage2of10Tel|+44.12.1288.0266Fax|+44.12.1288.0263Web|.tmgtrading. 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Introducing Brokers ApplicationForm個人介紹經紀商帳戶開戶文件Customer bankaount coordinates客戶銀?帳戶位址明細(Mandatory informationrequired for partial or total refund of customerfunds)（客戶提取部分或全部資金必填資訊）Bank name（銀?名稱）:_Bank address(including country)（銀?地址（包括國家）:_Swift,ABA and/or BankBranch code（Swift,ABA及支?代碼）:_Aount Name(must be the sameas customer)（戶名（必須與客戶名字相同）:_Aount numberor IBAN（帳戶號碼或IBAN代碼）:_The customerauthorises TMG to closeout anyopen positionsrelative tohisaountshould thecustomer desirea partialortotalrefundofhis remainingfunds.如客戶想取出全部或部分戶頭剩餘資金，客戶授權TMG關閉其帳戶中任何未平倉位。 Specimen ofaount holders signature（帳戶持有人簽名）:_Please provideus the amount of your firsttransfer in order forus totrack itfaster:為了方?我們的快速查詢，請您提供首次資金匯入的金額Amount（金額）:_Aount type:帳戶?型MINI迷你型STANDARD標準型INSTITUTIONAL機構型-PLEASE PROVIDEUS WITHTHE PRESENTCONTRACT(請在提交此協議同時提供以下檔):-1.A CERTIFIEDTRUE COPYOF AVALID PASSPORT(OR NATIONALID FORCERTAIN COUNTRIESCITIZEN),WHERE THESIGNATURE ANDPHOTO ARECLEARLY VISIBLE.有效護照影本（或國家身份證影本）的公證件，簽名及照片必須清晰可辯。 2.THIS DOCUMENTMUST BECERTIFIED BYA PUBLIOTARY ORAN OFFICIALGOVERNEMENTAL AUTHORITYWHICH USUALLYDELIVERS SUCHCERTIFICATION,此檔必須由經常交付此?證明的公證處或某一政府機關進?公證3.A UTILITYBILL(ELECTRICITY BILL,TELEPHONE BILL,ETC.)FOR RESIDENCEADDRESS VERIFICATION一份帳單（電費、電話帳單等等）以用於居住地址核實。 TMG FinancialPlanning Ltd12Poplar RoadLoughborough,LeicestershireLE112JT,United KingdomPage3of10Tel|+44.12.1288.0266Fax|+44.12.1288.0263Web|.tmgtrading. 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Introducing Brokers ApplicationForm個人介紹經紀商帳戶開戶文件Introducing BrokerAgreement THISAGREEMENT ismade thisBETWEEN:1)TMG Groupand,2),Introducing Broker(IB)WHEREAS:TMG isFinancial ServicesAuthority(FSA)licensed by the FSAand isa memberof theNational FuturesAssociation(NFA)and isauthorized toprovide foreign exchange tradingfacilities andact ascounter-party to clients andwishes to be introducedtoclients for foreign exchange trading.IB isin aposition torefer TMGclientsforsuch foreign exchange trading.NOW ITIS HEREBYAGREED between the partiesas follows:1.Obligations ofBroker Dealera)TMG shall maintain allintroduced aountson afully disclosedbasis.b)TMG shallperform allcashiering functionsfor aountsand willhold allmonies receivedfrom customersin an aount specificallydesignated for“Client Funds.c)TMG shallprovide aessto,introduced clientsor theirdesignated trader,TMGs onlineFX tradingplatform forForeign Currencycontract execution.d)TMG shall be counter-party toall transactionsexecuted onsaid platform.e)TMG willprovide customerswith aessto onlirade confirmationsand monthlystatements.f)TMG isnow andwill remaina memberin goodstanding of the FSA2.Obligations ofIB a)Introducing Brokersconduct hereundershall atall timesbe inpliance with applicable law.b)Introducing Broker shallmaintain its ownpliance andsupervisory procedureswhich areadequate toassure plianceby Introducing Broker andits employees and agents,withapplicablelaw,including pliancewith Anti-Money launderingrequirements underthe UKPatriot Act.c)IB shall have clientsplete allaount documentationsupplied byand requiredby TMG.IB shall not alterTMG documentsin anyway.d)IB shalllearn allessential factsrelative toeach Aountand toevery Customer.Each aountcreated for a customershall beapproved inwriting bya principalof theIntroducing Broker.e)IB shall be responsiblefor determiningthe authenticity,auracy andgenuineness ofall certificates,papers andsignatures receivedwith respectto anaount.f)IB agreesto assistTMG in its inquiries and plywith any reasonable requestfor informationby TMG in relationto anintroduced aountto bedisclosed to TMG.g)Introducing Brokershall notguarantee anycustomer againstloss ora margincall inan Aountor in respect of any transactionseffected withor forsuch Customer.h)IB shall be responsiblefor handlingand resolvingall Customerinquiriesand plaints relating to theAounts and shall notifyTMG andreceive TMGs cooperationwith respectto inquiriesand plaintsrelatingtoservices provided by TMG.Notwithstanding the foregoing,TMG shall have the right,in itssole discretionto handleand resolvesuch inquiriesandplaints,including inquiriesreceived directlyby TMG,and including,without limitation,the rightto settleany suchplaints on behalf of TMG andIntroducing Broker.i)IB shall not aeptor holdinits name anymoney.Securities orproperty tomargin,guarantee or secure仲介經紀商協議書這項協議被定為1）TMG Group與2)仲介經紀商(IB)之間的協議。 鑒於TMG Group得到英國金融服務管?局(FSA)的許可，也是美國期貨協會(NFA)的成員，並得其批准以提供外匯交?設備及外匯交?，並為客戶擔任交?對沖。 仲介經紀商的工作是向TMG客戶介紹上述的外匯交?（OTC）現兩者之間特此協議如下:1.經紀自營商的業務a)TMG將會在完全披?的前提下維護所有被介紹帳戶。 b)TMG將會為帳戶實?所有銀?總管的功能並將所有從客戶接收的款項保管到一個特別指定為“客戶資金”的帳戶。 c)TMG將會提供執?外幣交?合同的TMG網上外匯交?平臺的進入途徑給被介紹的客戶或他們指定的交?員。 d)TMG于上述平臺將會作為交?對手執?所有交?。 e)TMG將會提供所有網上交?確認和每月帳戶報告書的進入途徑給客戶。 f)TMG現在保持為英國金融服務管?局(FSA)的優良會員。 2.仲介經紀商的義務a)以下的仲介經紀商指南任何時候將遵守適用法例。 b)仲介經紀商必須保持自己的遵守及監管手續，以足夠證明該仲介經紀商及其雇員及代?人遵守適用法，包括遵守英國法案內的反洗黑錢要求。 c)仲介經紀商必須讓客戶完成所有由TMG提供和要求的開戶檔。 在任何情況下，仲介經紀商決?能?改TMG的檔。 d)仲介經紀商必須學習關於每個帳戶和每位元客戶的所有基本情況。 每個為客戶建立的帳戶必須由主管的仲介經紀商以書面形式批准。 e)仲介經紀商必須負責確定所收到的有關某一帳戶所有的證明書、文件、簽名的真確性、準確性及真實性。 f)仲介經紀商同意協助解答TMG的詢問及服從任何合?的向TMG披?關於某一被介紹帳戶的情報的要求。 g)仲介經紀商一定?能對任何客戶就某一帳戶、或與客戶共同完成或代表上述客戶完成的任何交?的損失或追加保證金做任何保證，h)仲介經紀商負責掌握和處?所有客戶的有關帳戶的詢問和投訴，有關TMG提供服務的詢問和投訴必須通知TMG及接受與TMG的合作。 儘管如此，TMG必須擁有權利，全權處?及解決上述詢問和投訴，包括TMG直接收到的詢問，並包括、沒有限制的權利去代表TMG和仲介經紀商去處?任何上述投訴。 i)仲介經紀商必定?能接受或用本人名字持有任何款項、證券、或財TMG FinancialPlanning Ltd12Poplar RoadLoughborough,LeicestershireLE112JT,United KingdomPage4of10Tel|+44.12.1288.0266Fax|+44.12.1288.0263Web|.tmgtrading. 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Introducing Brokers ApplicationForm個人介紹經紀商帳戶開戶文件any trades,contracts orpositions effectedor carriedin anyaount.All suchmoney,securities andproperty shall be receivedon behalf of TMG(and allchecks shall be payable to TMG)and shall be immediatelytransmitted toTMG.j)Introducing Brokershall notissue anyadvertisement,market letteror salesliterature directedto anycustomer orcontaining thename of TMG withoutprior written consent of TMG.k)TMG shalllimit itsservices as provided inthis agreementand IB shall nothold itselfout as an agentof TMG.IB shall be responsiblefor informingcustomers of the natureof theclearing relationship between TMG and IB,and IB agree thatits salespersons,employeesandagents will not makeany representationto customersregarding TMGor TMGs responsibilitiesthat isinconsistent withthe terms of this agreement.TMG maytransmit toeach customerfor whomIB opensanaounta letterdescribing therelationshipbetweenTMG andIB.IB understandsand acknowledgesthat TMGsnamewill appearas theclearing brokeron confirmationsand statements,along witha referenceto IBas theintroducing brokerof theAount.l)IB shall disclose toCustomer allmissions,mark-ups or any missionsharing arrangements.3.Compensation Arrangementsfor Introduced Clients TMG shall payIBs rebatesand earnedmissions by the15th ofeach monthfor theprior months transactionsas perthe attachedschedule I.No missionshall bepayableto the IBfor tradesrolling overexisting positionsas reasonablydetermined by TMG.4.IB Arranged Transactions Inthe eventthat IBeffect transactions onbehalfofanIntroduced Client,such transactionsshallbe“IB Arranged Transactionsandshallbe in aordance withthe followingprovisions:i)No IB ArrangedTransactionsshallbeaepted by TMG priortoTMGbeing inreceipt oforiginal documentationfrom Introduced Clients,in suchform asTMG mayprescribe,authorizing IBto effecttransactionsonbehalf andauthorizing TMGto collectmission payableto IBin aordance with anyagreement thatmay existbetween IB and IntroducedClient.ii)Prior toexecuting anyIBArrangedTransactions IBshalldisclosethe identityof the IntroducedClientacting asprincipal in the IBArrangedTransaction.5.Commission Arrangementsfor IntroducedAounts Whereit isagreed betweenany introducedcustomer andIB thatintroduced Customershall payIBamission ontrades,such missionshallbecalculated inaordancewiththe provisions of this paragraph andshallbe,either:i)A fullydisclosed mark-up inUSD,the differencebetween thecurrent foreignexchange marketrate quotedby TMG and theforeignexchangerate atwhich eachtransaction isexecuted betweenTMG and the IntroducedClient,expressed inUSD,where oneof thetransaction currenciesis USD.Or,ii)A fullydisclosed mark-up incurrency,the differencebetween thecurrent foreignexchange marketrate quotedbyTMG andtheforeignexchangerate atwhich eachtransaction isexecuted betweenTMG andIntroducedClient,expressed asa USDequivalent,whether neitherof thetransaction currenciesis USD.Such equivalentvalue shallbe agreedbetween theparties fromtime totime.Such differencesin theforeignexchangerates shallbe agreedbetween theIB andtheIntroducedClient priorto theexecution of any Transactions.Commissions calculatedinaordancewiththeprovisionsof thisparagraphshallbecollected by產用於保證金，或保證或擔保任何帳戶完成或持有任何交?、合同或倉位元。 所有上述的款項，證券和財產都應以TMG的名義收取(並且所有支票都必須支付給TMG)，並必須立即被提交到TMG。 j)k)在沒有事前收到TMG書面確認的情況下，仲介經紀商?能直接發佈任何含有TMG名字的廣告、銷售信或銷售文章給任何客戶。 TMG將會依照此協定限制它的服務並且仲介經紀商將?可以顯示自己為TMG的代?人。 仲介經紀商必須負責告知客戶TMG與仲介經紀商的清算關係的性質，並且仲介經紀商同意自身的銷售員、雇員和代?將?會對客戶做任何關於TMG，或與本協議條款?一致的TMG職責的陳訴。 TMG將會向每個由仲介經紀商介紹開戶的客戶提交一封信，說明TMG與仲介經紀商之間的關係。 仲介經紀商明白和承認TMG的名字會以清算經紀商的身份，在交?確認和帳戶報告書，以及提供給作為該帳戶的仲介經紀商的仲介經紀商的參考資?中出現。 l)仲介經紀商必須對客戶披?所有傭金、增加點差或任何傭金分享的安排。 3.介紹客戶的報酬安排TMG將會在每個月的15號前支付仲介經紀商前一個月所有交?的回扣和所賺得的傭金，交?明細會附加在附表中。 TMG合?決定對於交?被續期的持有倉位，無需支付仲介經紀商手續費。 4.仲介經紀商安排交?如果仲介經紀商代表被介紹客戶完成交?，此種交?被稱為“仲介經紀商安排交?”，並且必須依照下面的規條:i)在TMG收到?自被介紹客戶的原件檔之前，沒有“仲介經紀商安排交?”將會被TMG接受;在此檔中TMG可能訂明，批准仲介經紀商代客戶完成交?和批准TMG依照仲介經紀商與介紹客戶間可能現有的任何協議收取傭金以支付給仲介經紀商。 ii)在執?任何仲介經紀商安排交?之前，仲介經紀商必須披?作為此項交?的委託人的被介紹客戶的身份。 5.介紹帳戶的傭金安排只要被介紹客戶與仲介經紀商之間達成一致同意，被介紹客戶必須支付交?傭金給仲介經紀商，此種傭金必須根據這個段?中的多個條款，或根據其中一個條款計算:i)完全披?的以美元為單位的加點。 即現在TMG所報的外匯市場匯率與TMG和被介紹客戶之間成交每項交?的匯率的差額，以美元?表示，此種情況交?貨幣組中的一方是美元，或者ii)完全披?的以其他貨幣為單位的加點。 即現在TMG所報的外匯市場匯率與TMG和被介紹客戶之間成交每項交?的匯率的差額，換算成美元?表示，此種情況交?貨幣組中的任何一方都?是美元。 上述的換算匯率必須經雙方?定時的同意。 上述外匯匯率的差額必須在執?任何交?之前經仲介經紀商和介紹客戶的同意。 傭金依照此段?的條款計算，TMG會代表仲介經紀商收取。 TMG FinancialPlanning Ltd12Poplar RoadLoughborough,LeicestershireLE112JT,United KingdomPage5of10Tel|+44.12.1288.0266Fax|+44.12.1288.0263Web|.tmgtrading. Email|infotmgtrading. Introducing Brokers ApplicationForm個人介紹經紀商帳戶開戶文件TMG onbehalfofIB.iii)A flatper contractUSD missionfee,as specifiedby IB.6.Warranties ofIB IBwarrants toTMG that:i)It isempowered underits constituentdocuments toenter into this Agreementand toperform allobligations contemplatedherein.7.Indemnification a)Introducing Brokershall fullyindemnify,protect andhold harmlessTMG,its directors,officers,shareholders,employees,agents,affiliates,and eachperson,if any,controlling TMGfrom andagainst allmanner ofclaims,demands,proceedings,suits,or actions(whether inlaw orin equity)and liabilities,losses,expenses,and costs(including attorneysfees)in the event of:(i)TMG plieswith anyinstruction ororder receivedfrom Introducing Broker or any Customerinrespectto anAount,(ii)IntroducingBrokeror any Customer fails to satisfyany marginrequirement orto payany amountdue toTMG,(iii)IntroducingBrokerfailstoperform itsobligations orbreaches itsrepresentations,warranties,and covenantshereunder,or(iv)anyCustomerinstitutes aclaim,suit,action,or otherproceeding againstTMG(for anyreason orthe FSAorany other governmentalagency orself-regulatory organizationinstitutes aclaim,suit,action,or otherproceeding againstTMG relatingtothis Agreement orany Aountor Customer;provided,however,that TMGshall notbe entitledto indemnityin any such matterif and to theextent TMG is foundto haveengaged ingross negligence or willful misconduct in the performanceof itsservices under this Agreement.TMG may,initssole discretion,elect toassume thesole defense,including thesettlement orpromise,of any such claim,demand,proceeding,suit,or actioninstituted againstTMG andIntroducingBroker,(b)TMGshallbe entitledto collectorsecureany amountowed toTMG hereunderby means,which shallinclude butnotbelimited tocharging Introducing Brokers“houseaount orsetting offany amountowed toIntroducingBrokerbyTMG.IntroducingBrokerfurther agreesthat,if anyperson orentity hasinstituted orthreatened aclaim,suit,action,or otherproceeding againstTMG whichreasonably couldexpose TMGto anyliability,loss,cost,or expensewhich is the obligationof IntroducingBroker hereunder,TMGisauthorized towithhold anamount equaltothe amount of anysuchclaim,suit,action,or otherproceeding fromany amountsowed toIntroducingBroker,or fromanyotherfunds,securities,or otherproperty ownedby IntroducingBroker ondeposit withTMG forany purposeuntil suchclaim,suit,action,or otherproceeding hasbeen fullyresolved tothe satisfactionofTMG.(c)If foranyreason(other thanthe grossnegligenceorwillfulmisconductofTMG asprovided in Section7(a)theforegoingindemnification isunavailable toTMG,then IntroducingBrokershallpromptly contributetheamountpaid orpayable byTMGasa resultof suchclaim,demand,proceeding,suit,or actionor liability,expenses,and costs(including attorneys fees)in suchproportion asis appropriateto reflectnot onlythe relativebenefits receivedby IntroducingBroker,on theone hand,and TMGon the other hand,but alsothe relativefault ofIntroducingBrokerand TMGas wellas anyrelevant equitableconsiderations.iii)按每份合同收取相同傭金費用(以美元計)，由仲介經紀商具體說明。 6.仲介經紀商的擔保仲介經紀商對TMG擔保:i)依照構成檔規定，仲介經紀商被賦權簽訂這項協議並且?於此預期的所有義務。 7.保障a)仲介經紀商將全面保障，保護和使TMG，其董事，管?人員，股東，雇員，代?，分支機搆和每個人?受傷害。 如果以下情況發生，使TMG免受和避免各種賠償、要求、法?程式、起訴或訴訟(無論在法?上或在衡平法上)和債務、損失、支出和費用(包括?師費)（如?有）。 (i)TMG依照仲介經紀商或某一客戶關於某一帳戶的任何指示或指令?事。 (ii)仲介經紀商或其他客戶?能滿足任何保證金的要求或支付任何應付TMG的款項。 (iii)在此協議中，仲介經紀商?能?其義務或違反其陳述、擔保和承諾，或(iv)任何客戶提出賠償、起訴、訴訟或針對TMG提出其他法?程式(因任何?由)或英國金融服務管?局(FSA)或任何其他政府代?機構或自?監管機構提出關於此協定或任何帳戶或客戶的賠償、起訴、訴訟或其他法?程式;然而，假如如此，在任何上述的情況下，TMG將?符合資格進?賠償，另外如果，當TMG被發現在?服務中存在嚴重疏忽或故意的錯誤處置，TMG可能會自?全權尋求專門辯護，包括解決或妥協，任何針對TMG和仲介經紀商提出的賠償、要求、法?程式、起訴或訴訟。 b)在此協議中TMG將有權利去收集或確保應繳TMG的任何款項的意思是指，必須包括但?限於從仲介經紀商的內部帳戶收取款項或抵消仲介經紀商應繳TMG的任何款項。 仲介經紀商進一步同意，如果任何人或獨立個體已經構成或威脅賠償、起訴、訴訟或其他針對TMG提出的法?程式，並可能有?由讓TMG蒙受任何債務、損失、費用或支出，而這些本應是仲介經紀商的義務，TMG獲准由任何應繳仲介經紀商的款項，或由歸仲介經紀商所有但存於TMG做任何用途的基金、證券、或其他資產中支取一個金額相等於任何上述賠償、起訴、訴訟或其他法?程式的款項直至上述賠償、起訴、訴訟或其他法?程式完全解決到TMG滿意為止。 c)如果由於任何?由(除了第7(a)部份中所提及TMG的嚴重疏忽或?當?為)，TMG?能以上述方式獲得賠償，則仲介經紀商必須儘快以適當份額提供因為上述的索賠、要求、法?程式、起訴或訴訟或債務、支出和費用(包括?師費)款項給TMG;此份額?僅適當地反映仲介經紀商與TMG獲得的相應的好處，另一方面也反映仲介經紀商與TMG相應的責任和任何相關的公平的考慮。 TMG FinancialPlanning Ltd12Poplar RoadLoughborough,LeicestershireLE112JT,United KingdomPage6of10Tel|+44.12.1288.0266Fax|+44.12.1288.0263Web|.tmgtrading. Email|infotmgtrading. IntroducingBrokers ApplicationForm個人介紹經紀商帳戶開戶文件8.Exclusion ofLiability TMGshallnotbe underany obligationwhatever,and remainsfree inits absolutediscretion,to aeptor refuseasaclient any referred Personandtoundertake orrefuse toundertake anytransaction withanyreferredClient.For theavoidance ofdoubt IBwillnotbetheIB ofTMGandshallhaveno authorityto bindTMGinany mannerwhatsoever exceptwhere expresslyprovided forherein.Nothing inthis agreementshallbeconstrued ascreating apartnership betweenTMGandIB.No failureor delayon thepart ofTMGtoexercise anypower,right orremedy underthisAgreement shall operate,asawaiver thereof,not shallany singleorpartialexercise byTMG ofanysuchpower,right orremedy.The remediesprovidedinthis agreementare cumulativeand arenot exclusiveofanyother remediesprovidedbylaw orotherwise.9.Termination This Agreement maybe terminated:i)At anytime byeither partygiving onemonths writtennotice o