财务术语总结

1、财务术语 A财务术语A估值师 valuer估值报告valuationreport低收费经纪 discountbroker低于面值belowpar低于最佳卖盘价/ 低于最好沽盘价downtick;minustick魇德蚵艏?firmbidandaskquotations作价买卖marketmaking佣金回扣commissionrebate兑付 *redemption冷淡对待令coldshoulderorder利息补贴【中国内地】 interestratesubsidy 【 MainlandChina 】利息资本化capitalisationofinterest利益冲突事宜委员会Conflict

2、Committee利率上限interest-rateceiling利率掉期 / 利率调期 *interest-rateswap利率期货interest-ratefutures利率衔接interestcollar;interestratecollar利润 profit初次公开招股initialpublicoffering(IPO)初步认购价initialsubionprice助理主管【创业板】 assistantsupervisor【 GEM】即日平仓交易 daytrade即日回购协议【银行】 intradayrepurchaseagreement 【 banking 】即日有效买卖盘good-

3、for-dayorder即日拆借市场intra-daymoneymarket即日流动资金intradayliquidity即日差额缴款报告【中央结算系统】 Intra-dayMarksCollectionReport【 CCAS】S即日追补按金intra-daymargincall即日报价intradayquotation即日买卖daytrade即日盘 / 即日买卖盘dayorder即日鲜 daytrade即日额外按金intra-daymargin即月 front-month即夜传送报告资料服务【中央结算系统】OvernightReportDistribution【 CCAS】S实时支付结算系

4、统【金管局】RealTimeGrossSettlementsystem(RTGS) 【 HKM】A实时或取消 Immediate-or-Cancel(IOC)实时汇款同时交收【银行】 paymentvspayment(PvP) 【 banking 】实时信息 realtimeinformation实时数码数据传送专线realtimedigitaldatafeed实时数码数据服务RealtimeDigitalDataService(RDDS)实时转送onlinetransfer否定声明 negativestatement;disclaimer囤仓策略buyandholdstrategy均衡价格e

5、quilibriumprice坐盘 proprietarytrading夹仓 squeeze;shortsqueeze尾盘 at-the-closeorder技术分析 technicalanalysis投资分析员 investmentanalyst投资服务指令【欧洲联盟】 InvestmentServicesDirective(ISD)【 EuropeanUnion】投资者户口服务InvestorAccountService投资者户口持有人InvestorParticipant(IP)投资者户口持有人规则TermsandConditionsforInvestorParticipants投资者与

6、证券市场【刊物】 InvestorsandtheStockMarket【 publication 】投资者应知多点【刊物】KnowMoreAboutYourInvestment【 publication 】投资级别investmentgrade投资理念investmentphilosophy投资组合portfolio投资组合经理portfoliomanager投资对象investee投资管理研究联会AssociationforInvestmentManagementandResearch(AIMR)投资顾问 investmentadviser投资顾问委员会InvestmentAdvisoryC

7、ommittee投标程序tenderprocedure折扣 discount;haircut折扣经纪discountbroker折算 translation折旧 depreciation折让 discount折让经纪discountbroker抛空 shortselling改良特别股份交易方法EnhancedSpecialStockTradingMethod更正交易tradeamendment更改财政年度结算日期changeofyearend每日平均交收效率dailyaveragesettlementefficiency每日交易活动及持仓报告【期货】DailyTradingActivityandOpenPositionsSummaryReport 【 futures 】每日回报标准差 standarddeviationofdailyreturn每日按金 dailymargin每日按金要求dailymargincall每日价格上限dailytradinglimit每周港股统计数字 WeeklyHongKongS