企业社会责任考察报告-CSR-大疆

社会责任考察检查表CSRAuditChecklist,,,,,

"序号

No.","评分内容

Requirements","分类

Category","自检

Self-check","审核

Audit","支持证据

SupportiveEvidence"

1,"公司是否建立书面CSR（包括劳工权益保护、环境保护、反腐败）管理体系（目标、组织架构、权责及相关活动要求）？公司是否通过ISO14001和ISO45001管理体系认证？

DoesthesupplierestablishdocumentalCSR(includinglaborrightprotection,environmentalprotection,probity)managementsystem(target,organizationstructure,rightandliability,andrelatedrequirements)?DoesthesuppliermaintainvalidcertificationofISO14001andISO45001?","管理体系

ManagementSystem",,,"体系文件

SystemDocuments"

2,"公司是否定期开展内部审核？内部审核问题点是否都进行了跟踪关闭？

Doesthesuppliercarryoutinternalauditregularly?Doesthesupplierfollowupandcloseinternalauditproblems?","管理体系

ManagementSystem",,,"内审记录

InternalAuditRecord"

3,"公司是否定期开展管理评审？是否对年度目标的达成情况进行审视，并根据风险制定下一年度的计划？

Doesthesuppliercarryoutmanagementauditregularly?Doesthesuppliercheckthecompletionofannualgoal,andmakethenext-yearplanaccordingtorisk?","管理体系

ManagementSystem",,,"管理评审记录

ManagementAuditRecord"

4,"公司是否在认证新供应商时评估供应商CSR状况？是否与供应商签署CSR协议？公司是否对年度CSR高风险供应商进行稽查？

DoesthesupplieraudittheCSRconditionwhenverifyingnewsub-supplier?DoesthesuppliersignCSRAgreementwithnewsub-supplier?DoesthesupplieraudittheannualCSRofhigh-riskysub-supplier?","管理体系

ManagementSystem",,,"是否建立采购CSR管理制度EstablishedProcurementCSRManagementSystemornot

签署了CSR协议的供应商数量

NumberofsupplierssignedCSRAgreement"

5,"公司产品及生产过程中是否使用锡、钽、钨、金(3TG)及钴金属？供应商是否签署“不使用冲突矿物”承诺？

DoesthesupplieruseanymetalofTin,Tantalum,TungstenandGold(3TG)andCobaltintheirproductsandproduction?Doesthesuppliersignawrittencommitmentnottouseconflictminerals？","管理体系

ManagementSystem",,,"发布无冲突矿物承诺书的时间

Dateofpublished""conflictmineralfree""commitment

提供最新CMRT问卷结果

ProvidethelatestCMRTsurveyresult"

6,"是否在招聘流程中有要求进行年龄识别，确保不使用或者误招童工的内容？是否在所有员工（员工包括临时工、学生工和派遣工，下同）入职时按照流程有效鉴别其年龄？公司是否存在雇佣童工现象？

Doesthehiringworkflowverifytheageofincomingworkersinordertopreventchildlabor?Doesthissupplierchecktheageofallworkers(inthisdocument,workersincludspart-time,students,contractworkers)duringhiringprocess?Doesthissupplierhavechildlabor?","劳工权益

LaborRights",,,"招聘程序，童工鉴别及挽救程序

HiringProcess,ChildLaborIdentificationandSavingProcess"

7,"是否有未成年工保护程序？程序中规定了未成年工的体检、加班、岗位、夜班等要求？

Doesthissupplierhaveuner-ageworkersprotectionprocess?Doestheprotectionregulatestherequirementsofhealthcheck,over-timeworking,title,night-shiftetc.?","劳工权益

LaborRights",,,"未成年工保护程序

Under-ageWorkersProtectionProcess"

8,"是否依法对未成年工进行了保护？

Doesthesupplierphyscicallyprotectunder-ageworkers?","劳工权益

LaborRights",,,"员工访谈

InterviewwithStaffs"

9,"是否有学生工/实习学生管理流程，包括鉴别年龄、签订书面协议、合理支付报酬，购买保险等？是否认真执行？

Doesthesupplierhavemanagementprocessofstudent/internworkers,includingagecheck,signingwrittenagreement,reasonablewagepayment,purchasinginsuranceetc.?Doesthesuppliertaketheprocressseriously?","劳工权益

LaborRights",,,"学生工/实习学生/学徒工管理程序

员工访谈

ManagementProcessofStudent/Intern/ApprenticeWorkers

InterviewwithStaffs"

10,"是否公司有流程规定不允许使用监狱劳工或强迫劳动？公司是否规定不使用奴役劳工或参与人口贩卖?

Doesthesupplieruseworkflowtopreventprisonerworkersorforcedlabor?Doesthesupplierhaveregulationstopreventslaveryworkersorhumantrafficking?","劳工权益

LaborRights",,,"程序文件

ProcessDocuments

员工访谈

InterviewwithStaffs"

11,"公司否存在上述强迫性劳工的情况？是否存在限制人身自由或扣留员工身份证明文件？

Doesthesupplierhaveforcedlabor?DoesthesupplierlimitthefreedomofstaffsordetaintheIDofstaffs?","劳工权益

LaborRights",,,"互联网查询负面新闻

InternetNews

员工访谈

InterviewwithStaffs"

12,"是否直接或通过第三方收取员工的押金（包括工作服押金、伙食押金、培训押金或介绍费）?

Doesthesuppliercollectthedepositofstaffsdirectlyorviathird-party(includingdepositofworkingclothes,meals,training,orreferral)","劳工权益

LaborRights",,,"程序文件

ProcessDocuments

员工访谈

InterviewwithStaffs"

13,"公司流程是否要求供应商不使用监狱劳工或强迫劳动？

Doesthesupplierhaveworkflowtopreventsub-supplierusingprisonerworkersorforcedlabor?","劳工权益

LaborRights",,,"程序文件

ProcessDocuments

员工访谈

InterviewwithStaffs"

14,"公司是否直接或通过第三方扣留员工的部分工资、福利或财产，以迫使员工继续工作？

Doesthesupplierkeeppartofworker'ssalaries,benefitsorpropertiesdirectlyorviathird-party,inordertoforcestaffstocontinureworking?","劳工权益

LaborRights",,,"程序文件

ProcessDocuments

员工访谈

InterviewwithStaffs"

15,"公司是否强迫员工加班?

Doesthesupplierforcestafferstoworkover-time?","劳工权益

LaborRights",,,"程序文件

ProcessDocuments

员工访谈

InterviewwithStaffs"

16,"公司是否存在使用暴力，包括体罚、辱骂或性骚扰，是否存在非法搜身或异性搜身？

Doesthesupplieruseviolence,suchasphysicalpunishment,reviling,orsexuralharrassment?Doesthesupplieruseillegalorcontrasexuralbodysearch?","劳工权益

LaborRights",,,"程序文件

ProcessDocuments

员工访谈

InterviewwithStaffs

互联网查询负面新闻

InternetNews"

17,"公司是否在聘用或雇佣行为中因为种族、肤色、年龄、性别、性取向、族群、残疾、怀孕、宗教信仰、政治派别、工会会员、或婚姻状况等因素歧视员工？

Doesthesupplierdiscriminateagainstworkersinhiringoremploymentpracticesbasedonrace,color,age,gender,sexualorientation,ethnicity,disability,pregnancy,religion,politicalaffiliation,unionmembershipormaritalstatus?","劳工权益

LaborRights",,,"程序文件

ProcessDocuments

员工访谈

InterviewwithStaffs"

18,"公司是否发生非正常死亡、集体劳资纠纷或罢工、集体中毒或其他群死群伤事件?

Doesthesupplierhavethehistoryofunnaturaldeath,massivedisputebetweenlaborandcapital,massivestrike,massivepoisoning,orothermassivecasualties?","劳工权益

LaborRights",,,"互联网查询负面新闻

InternetNews

员工访谈

InterviewwithStaffs"

19,"公司是否限制员工的结社自由和集体谈判权？

Doesthesupplierrestrictstaffs'freedomofassociationandrightsofcollectivebargaining?","劳工权益

LaborRights",,,"程序文件

ProcessDocuments"

20,"公司是否定期分析员工离职率，并采取必要的措施？

Doesthesupplieranalyzelabordismissionrateregularly,andtakenecessaryimprovementactions?","劳工权益

LaborRights",,,"离职率分析报告

AnalysisReportofDismission"

21,"公司支付给所有员工的工资（包括试用期）是否达到当地最低工资标准？是否拖欠工资？

Doesthesupplierpaystaffs(includingprobationperiod)atleastlocalminimumwagesforregularworkwithoutdelayorillegaldeduction?","劳工权益

LaborRights",,,"最低时薪（加班时间需根据平时、休息日、休假日按照1.5倍、2倍、3倍折算工作时间）

Informationoflocalminimumwages(over-timerateshouldmultiply1.5,2,and3timeswhenwork-day,rest-day,andholidayaccordingly)"

22,"公司加班是否符合法规规定，对于过度的加班是否有分析并采取措施减少过度加班？公司是否保证员工能够每周至少休息一天？

Doesthesupplierobeylegalover-timeworkingregulations?Doesthesupplieranalyzeover-timeworkingtimeinordertopreventexcessiveover-timeworking?Doesthesupplierguranteestaffsatleastonerest-dayperweek?","劳工权益

LaborRights",,,"统计表

StatisticsTable"

23,"公司是否依法向所有员工（包括派遣工和计件制员工）支付额外的加班工资？

Doesthesupplierpayover-timeworkingsalarytoallstaffs(includingcontractworkers)?","劳工权益

LaborRights",,,"工资表

Payroll

员工访谈

InterviewwithStaffs"

24,"公司近两年是否发生过重大伤亡等工伤事故？是否存在任何严重危及生命安全或健康的工作条件？

Doesthesupplierhavehistoryofseverework-relatedaccidentsinrecent2years?Doesthesupplierhaveanylethalorhighlydangerousworkingcondition?","安全及健康

SafetyandHealth",,,

25,"公司是否识别危险源并建立对应的保护措施？

Doesthesupplieridentifysourceofdangerandestablishprotectionactionsaccordingly?","安全及健康

SafetyandHealth",,,"危险源识别记录

SourceofDangerIdentificationRecord"

26,"公司是否保留所有高风险设备（如锅炉、压力容器、起重设备、电梯和叉车和X光机等）有效的许可证？操作人员是否有相应的资质证书？

Doesthesupplierhavevalidlicenseforhighriskequipments(includingboilers,pressurevessels,liftingequipments,elevatorsandforktruck,X-raymachineetc.)?Dotheoperatorshavevalidlicensesaccordingly?","安全及健康

SafetyandHealth",,,"各种特种设备的许可证，资质证书

PermitsandLicensesofVariousSpecialDevices"

27,"是否所有机械运转的危险部位安装有必要的保护装置，如安全罩、联锁装置和安全标识？

Arealldangerouspartsofmachineriesareequiptedwithrequiredprotection,suchassafetycover,interlocksystems,andsafetynotice?","安全及健康

SafetyandHealth",,,"现场查看

Observationonsite"

28,"是否所有电线和电气设备妥善安装并保护？如挂牌上锁、接地、放电，免于电线裸露等？

Areallelectricalwiresanddevicesinstalledandprotectedwell?(suchaslocked,grounded,discharged,wrappedthebarewireetc.)","安全及健康

SafetyandHealth",,,"现场查看

Observationonsite"

29,"公司是否详细调查并统计工伤事故?在厂房每个楼层是否提供足够急救箱，并按照1%比例配备急救员？

Doesthesupplierinvestigateandanalyzeaccident/injuryincidents？Aresufficientfirstaidkitsavailableateachfloorofproductionbuildingswith1%trainedfirstaiders?","安全及健康

SafetyandHealth",,,"工伤调查报告

Work-relatedInjuryInvestigationReport

急救员培训记录

First-aidTrainingRecord

现场查看急救箱

Checkfirst-aidboxonsite"

30,"公司是否有效管理危险作业，包括密闭空间、高空作业、动火作业、外来施工作业安全？

Doesthesupplierestablishappropriateproceduresofhighriskworkincludingconfinedspacework,heightwork,hotworkandcontractorwork?","安全及健康

SafetyandHealth",,,"程序文件

ProcessDocuments"

31,"员工宿舍面积是否满足基本需求并达到当地标准？员工宿舍是否干净，是否配备基本的设施，如照明、通风、储物柜和饮用水等？

Isworkerdormitoryspaceadequatetomeettheirbasicneedsandlocalregulations?Areworkerdormitoriescleanandequippedwithnecessaryfacilitiessuchaslighting,ventilation,personallockersanddrinkingwater?","安全及健康

SafetyandHealth",,,"现场查看，人均宿舍面积5平方米

Observationonsite(averageareaofdormshouldbe5squaremetersperperson)"

32,"员工食堂是否发生过集体食物中毒事件？员工饭堂是否有有效的食品经营许可证，饭堂员工是否有健康证？公司是否采购来源清楚的食品原料？食品留样保存48小时?

Doesthesupplierhavehistoryofmassivefoodpoisoningincident?Isthereavalidoperationpermitforkitchenandvalidhealthlicenseforkitchenworkers?Doesthesupplierpurchasereliablefoodmaterialsandkeepfoodsamplesatleast48hours?","安全及健康

SafetyandHealth",,,"现场查看

Observationonsite"

33,"公司是否制定并执行危险化学品的购买、存储、使用、回收的管理规定以预防火灾、爆炸、中毒或泄漏事故确保健康安全的工作条件？

Doesthesupplierestablishregulationsofpurchasing,storage,usage,recyclingofdangerouschemicals,inordertopreventfire,explosion,poisoning,orleakageaccidentsandensuresafeandhealthyworkingenvironment?","安全及健康

SafetyandHealth",,,"程序文件

ProcessDocuments"

34,"公司是否根据法律要求定期进行职业病危害和安全评价和检测？公司是否公示职业危害因素（包括有毒有害气体、噪音、粉尘、辐射）？

Doesthesupplierconductoccupationalhazardandsafetyevaluationandtestingreguarlyrequiredbylaw?Doesthesupplierpostoccupationalhazardsnotice(includingtoxicandhazardousgas,noise,dust,andradiation)atworkplace?","安全及健康

SafetyandHealth",,,"职业病危害和安全评价报告

OccupationalHazardandSafetyEvaluationReport

各项职业危害因素的检测报告

VariousOccupationalHazardTestingReport

查看现场标贴

Labelingonsite"

35,"化学品仓库是否与生产、宿舍或饭堂等区域隔离，至少保持2米的安全距离，采用电气防火设计，并配备二次防护槽和显眼标识？

Arehazardouschemicalsstoredseparatelyfromproduction,dormitoryorcanteenwithatleast2metersdistance,andequippedwithelectricalfire-prooffacilities,secondarycontainmentdevicesandhighlyvisiblesigns?","安全及健康

SafetyandHealth",,,"现场查看

Observationonsite"

36,"公司存放和使用有害化学品的场所是否保持良好的通风，定期测试空气质量，并提供洗眼器或紧急淋浴器？

Doesthesupplierprovidesufficientventilationsystemwithregularairqualitytestingwherechemicalsareusedorstoredandprovideeyewashandemergencyshower?","安全及健康

SafetyandHealth",,,"现场查看

Observationonsite

测试报告

TestingReport"

37,"公司是否在存放及使用有害化学品的场所采用本地语言张贴适当的物料安全使用说明书（MSDS）和警示标识？

AreappropriateMSDSandwarningsignspostedatworkplaceandstorageplaceinlocallanguage?","安全及健康

SafetyandHealth",,,"现场查看

Observationonsite"

38,"公司是否为暴露在有害环境中的员工提供定期的岗前、岗中和岗后职业健康检查，并提供合适的个人防护用品？?Doesthesupplierprovideregularoccupationalhealthexaminationforworkersexposedinhazardousenvironment,andprovideappropriatepersonalprotectiveequipment?","安全及健康

SafetyandHealth",,,"现场查看

员工访谈

体检记录"

39,"公司是否根据有害化学品的数量及其火灾、爆炸或泄漏风险制定必要的紧急响应方案，并定期演习？

Doesthesupplierdevelopanemergencyresponseplaninconsiderationoftheamountandseverity(fire,explosionorleak)ofhazardouschemicals,andorganizeregulardrillsandtesting?","安全及健康

SafetyandHealth",,,"响应预案

EmergencyResponsePlan

演习报告

DrillReport"

40,"公司是否是否发生重大火灾？是否制定流程以妥善管理易燃易爆物品、有效控制火源、定期维护消防设备和疏散通道等？

Doesthesupplierhavehistoryofseverefireincident?Doesthesuppliermanageflammable/explosivesubstance,firesources,fireequipmentandevacuationrouteseffectively?","安全及健康

SafetyandHealth",,,"程序文件

ProcessDocument"

41,"公司厂房和宿舍楼是否有消防验收报告？是否提供有效的消防检测检查报告？

Doesthesupplierhavevalidfireinspectionapprovalforproductionanddormitorybuildings?Arevalidfireinspectionandtestingreportsavailable?","安全及健康

SafetyandHealth",,,"消防验收报告

FireInspectionReport

消防检测报告

FireTestingReport"

42,"公司是否在厂房和宿舍建筑每个楼层的显眼位置配置足够的紧急疏散图？是否在疏散通道配备足够的应急灯和逃生指示？

Arethereappropriateevacuationplansateachfloorofproductionanddormitorybuildings?Areemergencylightsandexitindicatorspostedathighlyvisibleareasofevacuationroutes?","安全及健康

SafetyandHealth",,,"现场查看

Observationonsite"

43,"公司的厂房和宿舍建筑每个楼层是否至少有两个至少宽1米的安全出口？安全出口是否上锁或堵塞？禁止有员工宿舍设在厂房或仓库建筑内。

Arethereatleasttwoexitsofminimum1meterwidthateachfloorofproductionanddormitorybuildings?Isanyexitlockedorblockedbyanything?Dormitoryonproductionfloorsorinstoragebuildingisprohibited.","安全及健康

SafetyandHealth",,,"现场查看

Observationonsite"

44,"公司在厂房和宿舍建筑每个楼层是否配备足够的灭火器（一般情况50平米配置一个4公斤灭火器），是否有明显的标识并免于堵塞？公司在厂房和宿舍建筑每个楼层是否配备足够的消防栓并免于堵塞？是否定期测试水压并保留记录？

Arefireextinguisherssufficientlyinstalledandproperlymountedandfreeofobstructionateachfloorofproductionanddormitorybuildings?Generallyoneunitof4-kgfireextinguisherfor50squaremeters.Arefirehydrantssufficientlyinstalledandproperlymountedandfreeofobstructionateachfloorofproductionanddormitorybuildings?Iswaterpressureregularlycheckedwithrecord?","安全及健康

SafetyandHealth",,,"现场查看

Observationonsite

水压测试记录

WaterPressureTestingRecord"

45,"公司在厂房和宿舍建筑每个楼层是否配备自动或手动火灾报警系统？是否根据需要在厂房和仓库楼层安装自动喷淋灭火系统，定期测试并保存记录？

Doesthesupplierinstallfiresprinklersystematproductionandwarehousefloorsaccordingtofirecodeandregularlytestedandmaintainedwithrecords?","安全及健康

SafetyandHealth",,,"现场查看

Observationonsite

测试记录

TestingRecord"

46,"公司是否制定火灾紧急疏散方案？是否在厂房和宿舍建筑一年安排两次全员消防疏散演习?

Doesthesupplierhaveafireevacuationplanandpracticefireevacuationdrillsatleasttwiceayearforallworkersinbothproductionanddormitorybuildings,andbothdayshiftandnightshift?","安全及健康

SafetyandHealth",,,"疏散方案

EvacuationPlan

演习报告

DrillReport"

47,"公司是否禁止违法排放有毒有害污染物，包括废水、废气或废渣，是否存在重大环保违规、保投诉或诉讼？检索IPE网站（）是否发现负面记录?Doesthesupplierforbidanycriticalenvironmentalviolationincludingillegaldischargeofwastewater,wastegasorsolidwaste?Doesthesupplierhaveanycaseofpunishment,litigation,complaintornegativemediaexposureresultedfrompollution?IsanyviolationrecordidentifiedatIPEwebsite?","环境保护

EnvironmentalProtection",,,"互联网检索

InternetSearch

程序文件

ProcessDocuments"

48,"公司是否有有效的环境影响评估、环保批文和污染控制设施批文？是否获得环境信用评价或获得行业规范条件认证？

Doesthesupplierhavevalidenvironmentalimpactassessment,environmentalpermitsofpollutioncontrolfacilities?Doesthesupplerreceiveenvironmentalcreditratingorqualificationofindustryproductionregulation?","环境保护

EnvironmentalProtection",,,"环境评估报告

EnvironmentalImpactAssessment

环保批文

EnvironmentalPermit

排污许可证

PollutantDischargingPermit"

49,"公司哪些生产工序产生有害废水？是否有效自行处理或者交由有资格的污水处理厂处理，并保存追溯记录？是否有连续监测，是否保留内外部检测报告？

Doesthesupplierreleasewastewaterfromproductionanddisposeeffectivelyortransfertoqualifiedagencyfortreatmentwithappropriatetraceability?iscontinualmonitoringavailable?Areinternalandexternaltestingreportsavailable?","环境保护

EnvironmentalProtection",,,"检测记录表

污水处理厂环保批文和排污许可证"

50,"公司哪些生产工序产生有害废气和异味？是否有连续监测，是否有效收集、处理、检测并保存记录？

Doesthesupplierreleasehazardouswastegasorfumefromproduction?Islowvolatilepaintusedincoatingprocess?iscontinualmonitoringavailable?Isthewastegascollected,disposedandtestedappropriatelywithrecord?","环境保护

EnvironmentalProtection",,,检测报告和记录

51,"公司哪些生产工序产生有害固体废物？是否妥善存放和处理有害固体废物？有害固体废物是否由具备资格的机构处理并保留记录？

Doesthesupplierreleasehazardoussolidwastefromproductionanddisposeappropriatelyortransfertoqualifiedagencyfortreatmentwithappropriatetraceability?","环境保护

EnvironmentalProtection",,,"处理记录

第三方处理机构的资质"

52,"公司是否建立了商业道德管理制度及管理体系，是否有负责人对商业道德管理体系的运行进行监控？

Isthereanestablishedcorporatehonesty&integritymanagementsystemandrelevantmanagementregulationsaccordingtoCostomerHIA?","商业道德

BusinessEthics",,,"程序文件

ProcessDocument"

53,"公司是否规定禁止向客户行贿，禁止向客户员工提供现金、有价证券及支付凭证以及其他贵重物品、高消费娱乐等任何形式的馈赠?

Aretheactivitieslistedasfollowsprohibitedincompliancewit