NI 43101标准.doc

STANDARDS OF DISCLOSURE FOR MINERAL PROJECTSPART 1 DEFINITIONS AND INTERPRETATION1.1 Definitions - In this Instrumentadjacent property means a property(a) in which the issuer does not have an interest;(b) that has a boundary reasonably proximate to the property being reported on; and(c) that has geological characteristics similar to those of the property being reported on;data verification means the process of confirming that data has been generated with proper procedures, has been accurately transcribed from the original source and is suitable to be used;development property means a property that is being prepared for mineral production and for which economic viability has been demonstrated by a feasibility study;disclosure means any oral statement or written disclosure made by or on behalf of an issuer and intended to be, or reasonably likely to be, made available to the public in a jurisdiction of Canada, whether or not filed under securities legislation, but does not include written disclosure that is made available to the public only by reason of having been filed with a government or agency of government pursuant to a requirement of law other than securities legislation;early stage exploration property means a property that has(a) no current mineral resources or mineral reserves defined; and(b) no drilling or trenching proposed;in a technical report being filed in a local jurisdiction;exploration information means geological, geophysical, geochemical, sampling, drilling, trenching, analytical testing, assaying, mineralogical, metallurgical and other similar information concerning a particular property that is derived from activities undertaken to locate, investigate, define or delineate a mineral prospect or mineral deposit;feasibility study means a comprehensive study of a mineral deposit in which all geological, engineering, legal, operating, economic, social, environmental and other relevant factors are considered in sufficient detail that it could reasonably serve as the basis for a final decision by a financial institution to finance the development of the deposit for mineral production;标准的披露，为矿产项目第1部分定义和解释1.1定义-在这种仪器邻近的财物是指财产（一） ，其中发行人没有兴趣; （二）有一个合理的边界近因向物业汇报; （三）具有地质特征类似，以该财产被报道; 数据核查指的过程中，确认数据已经产生了适当的程序，已经准确地转录，从原来的源泉，是适合用作; 房地产开发公司是指财产，正在编写矿产生产和那些经济上的可行性已得到验证，由可行性研究; 披露是指任何口头发言或书面作出的披露或由他人代发行人，并打算，或有正当理由可能是，向公众提供在管辖范围内的加拿大，有没有提起根据证券立法，但不不包括书面披露说，是提供给公众的唯一原因而被提起与一国政府或机构的政府是依据一项法律要求以外的其他证券法规; 早期勘探财产是指财产已（一）目前没有任何矿产资源或矿产储量界定; （二）未钻探或挖坑建议; 在一份技术报告被归档在地方管辖; 勘探资料是指地质，地球物理，地球化学，取样，钻孔，挖坑，分析测试，检测，矿物学，冶金及其他类似资料某一特定财产是来自活动，以寻找，调查，确定或划定一个矿物展望或矿物矿床; 可行性研究报告是指全面研究一个矿床，其中所有的地质，工程，法律，业务，经济，社会，环境和其他相关因素，被认为是足够的细节，它可以合理地作为依据，最后决定由一间金融机构，以资助发展该矿床的矿产生产;historical estimate means an estimate of mineral resources or mineral reserves prepared prior to February 1, 2001;IMMM Reporting Code means the classification system and definitions of mineral resources and mineral reserves approved by The Institution of Materials, Minerals, and Mining in the United Kingdom, as amended; JORC Code means the Australasian Code for Reporting of Mineral Resources and Ore Reserves prepared by the Joint Ore Reserves Committee of the Australasian Institute of Mining and Metallurgy, Australian Institute of Geoscientists and Mineral Council of Australia, as amended;mineral project means any exploration, development or production activity, including a royalty interest or similar interest in these activities, in respect of diamonds, natural solid inorganic material, or natural solid fossilized organic material including base and precious metals, coal, and industrial minerals;NI 44-101 means National Instrument 44-101 Short Form Prospectus Distributions;preliminary assessment means a study that includes an economic analysis of the potential viability of mineral resources taken at an early stage of the project prior to the completion of a preliminary feasibility study;preliminary feasibility study and pre-feasibility study each mean a comprehensive study of the viability of a mineral project that has advanced to a stage where the mining method, in the case of underground mining, or the pit configuration, in the case of an open pit, has been established and an effective method of mineral processing has been determined, and includes a financial analysis based on reasonable assumptions of technical, engineering, legal, operating, economic, social, and environmental factors and the evaluation of other relevant factors which are sufficient for a qualified person, acting reasonably, to determine if all or part of the mineral resource may be classified as a mineral reserve;producing issuer means an issuer with annual audited financial statements that disclose(a) gross revenues, derived from mining operations, of at least $30 million for the issuers most recently completed financial year; and(b) gross revenues, derived from mining operations, of at least $90 million in the aggregate for the issuers three most recently completed financial years;professional association means a self-regulatory organization of engineers, geoscientists or both engineers and geoscientists that(a) is(i) given authority or recognition by statute in a jurisdiction of Canada, or(ii) a foreign association listed in Appendix A;(b) admits individuals on the basis of their academic qualifications and experience;(c) requires compliance with the professional standards of competence and ethics established by the organization; and(d) has disciplinary powers, including the power to suspend or expel a member;qualified person means an individual who(a) is an engineer or geoscientist with at least five years of experience in mineral exploration, mine development or operation or mineral project assessment, or any combination of these;(b) has experience relevant to the subject matter of the mineral project and the technical report; and历史的估计是指估计的矿产资源或矿产储量准备之前， 2001年2月1日; immm报告码 ，是指分类系统和定义的矿产资源和矿产储量核定该机构的材料，矿产，能源，采矿，在美国，英国，修正; 司法人员推荐委员会条例是指澳大拉西亚代号为报告的矿产资源与矿石储量编写的，由联合矿石储备委员会澳纽学院采矿和冶金，澳大利亚研究所的地球科学家和矿产理事会澳大利亚，条; 矿业工程 ，是指任何勘探，开发或生产活动，其中包括版税利益或类似的兴趣在这些活动中，在尊重的钻石，天然固体无机材料，或天然固体化石的有机物质包括基站和贵重金属，煤炭和工业矿物; 倪44-101 ，是指国家文书44-101短招股的形式分布; 初步评估是指一项研究，包括经济分析的潜在可行性矿产资源采取了处于早期阶段的项目完成之前，一项初步的可行性研究; 初步可行性研究报告和预可行性研究 ，是指每一项全面研究的可行性一个矿产项目已提前到一个阶段，采矿方法，在案件地下开采，或矿井配置，在发生一个露天矿，已经成立了一个有效的方法，选矿工艺已确定，并包括财务分析，基于合理的假设，技术，工程，法律，业务，经济，社会和环境因素，并评价其他相关客观因素都足以让一个合格的人，合理，以决定是否全部或部分的矿产资源，可列为矿产储量; 制作发行是指发行人与经审计的年度财务报表披露（一）在总营收中，来自采矿作业，至少有3000万美元，为发行人的大部分最近完成的财政年度; （二）在总营收中，来自采矿作业，至少有9000万美元，在总计为发行人的三个最最近完成的财政年度; 专业协会 ，是指自我监管机构的工程师，地球科学家或工程师和地球科学家说， （一） （一）由于主管部门或承认章程，在管辖范围内，加拿大或（二）外国商会列入附录; （二）承认个人在此基础上他们的学历和经验; （三）需要符合专业标准的能力和道德组织确立; （四）纪律处分的权力，包括有权暂停或开除会员; 合格的人是指个别的人（一）是一个工程师或地球具有至少五年工作经验，在矿产勘探，矿山开发或经营或矿业项目评估，或任何组合的这些; （二）有经验的主题有关的问题，矿产项目和技术报告;(c) is in good standing with a professional association and, in the case of a foreign association listed in Appendix A, has the corresponding designation in Appendix A;quantity means either tonnage or volume, depending on which term is the standard in the mining industry for the type of mineral;SAMREC Code means the South African Code for Reporting of Mineral Resources and Mineral Reserves prepared by the South African Mineral Committee (SAMREC) under the auspices of the South African Institute of Mining and Metallurgy (SAIMM), as amended;SEC Industry Guide 7 means the mining industry guide entitled Description of Property by Issuers Engaged or to be Engaged in Significant Mining Operations contained in the Securities Act Industry Guides published by the United States Securities and Exchange Commission, as amended;technical report means a report prepared and filed in accordance with this Instrument and Form 43-101F1 Technical Report that does not omit any material scientific and technical information in respect of the subject property as of the date of the filing of the report; andwritten disclosure includes any writing, picture, map or other printed representation whether produced, stored or disseminated on paper or electronically, including websites.1.2 Mineral Resource - In this Instrument, the terms mineral resource, inferred mineral resource, indicated mineral resource and measured mineral resource have the meanings ascribed to those terms by the Canadian Institute of Mining, Metallurgy and Petroleum, as the CIM Definition Standards on Mineral Resources and Mineral Reserves adopted by CIM Council, as those definitions may be amended.1.3 Mineral Reserve - In this Instrument, the terms mineral reserve, probable mineral reserve and proven mineral reserve have the meanings ascribed to those terms by the Canadian Institute of Mining, Metallurgy and Petroleum, as the CIM Definition Standards on Mineral Resources and Mineral Reserves adopted by CIM Council, as those definitions may be amended.1.4 Independence - In this Instrument, a qualified person is independent of an issuer if there is no circumstance that could, in the opinion of a reasonable person aware of all relevant facts, interfere with the qualified persons judgment regarding the preparation of the technical report.PART 2 REQUIREMENTS APPLICABLE TO ALL DISCLOSURE2.1 Requirements Applicable to All Disclosure - All disclosure of scientific or technical information made by an issuer, including disclosure of a mineral resource or mineral reserve, concerning a mineral project on a property material to the issuer must be based upon information prepared by or under the supervision of a qualified person.2.2 All Disclosure of Mineral Resources or Mineral Reserves - An issuer must not disclose any information about a mineral resource or mineral reserve unless the disclosure(a) uses only the applicable mineral resource and mineral reserve categories set out in sections 1.2 and 1.3;(b) reports each category of mineral resources and mineral reserves separately, and states the extent, if any, to which mineral reserves are included in total mineral resources;(c) does not add inferred mineral resources to the other categories of mineral resources; and(d) states the grade or quality and the quantity for each category of the mineral resources and mineral reserves if the quantity of contained metal or mineral is included in the disclosure. （三） ，是在良好的信誉与专业协会，并在该案件的外国商会列在附录A中，有相应的称号，在附录A ; 量是指无论是吨位或体积，这取决于哪来说是标准的，在采矿业为类型的矿物; samrec码 ，是指南非代号为报告的矿产资源和矿产储量准备由南非矿产委员会（ samrec ）的主持下，南非洲研究所的采矿和冶金（ saimm ） ，经; 秒行业指南7 是指采矿业，引导题为描述的财产发行人从事或将要从事重大采矿作业所载的证券法事业指南出版，由美国证券交易委员会，条; 技术报告 ，是指编写的一份报告，并提出了根据这一工具，并形成43 - 101f1技术报告，不遗漏任何物质科学和技术信息方面的课题财产截至日期提交的报告; 书面披露包括任何文字，图片，地图或其他印刷代表性是否生产，储存或传播的纸张或电子方式，包括网站。 1.2矿产资源-在这种仪器中， 矿产资源 ， 推断矿产资源 ， 表示，矿产资源与衡量矿产资源的含义归功于这些条款由加拿大研究所的采矿，冶金和石油，作为CIM的定义，标准，对矿产资源和矿产储量通过CIM的理事会，因为这些定义可予以修正。 1.3矿产储备-在这个仪器中， 矿产储备 ， 有可能是矿产储备 ， 矿产资源储备的含义归功于这些条款由加拿大研究所的采矿，冶金和石油，作为C IM的定义标准矿产资源和矿产储量通过CIM的理事会，因为这些定义可予以修正。 1.4独立-在这种仪器，一个合格的人，是独立的发行人，如果有任何情况下都可以，在民意的一个有理性的人认识到所有相关事实，干涉与资格的人的判断，关于编写技术报告。 第2部分的规定适用于所有披露2.1规定适用于所有披露-所有披露的科学或技术资料，由发行人，包括披露一个矿产资源或矿物储备，涉及矿产项目上的财产物资，以发行人必须基于信息编写或下监督的一个合格的人。 2.2所有披露的矿产资源或矿产储量-发行人不得透露任何资料对矿产资源或矿物储备，除非披露（一）使用仅适用于矿产资源和矿产储备类列于第1.2和1.3 ; （二）报告，每类矿产资源和矿产储备分开，而各国的程度，如果有的话，而矿产储备总额包括矿产资源; （三）不添加推断矿产资源，其他类别的矿产资源; （四）国家等级或质量和数量，为每一类矿产资源和矿产储量，如果数量载金属或矿物，是包括在披露。2.3 Prohibited Disclosure(1) An issuer must not make any disclosure of the(a) quantity, grade, or metal or mineral content of a deposit that has not been categorized as an inferred mineral resource, an indicated mineral resource, a measured mineral resource, a probable mineral reserve or a proven mineral reserve; or(b) results of an economic analysis that includes inferred mineral resources.(2) Despite paragraph (1)(a), an issuer may disclose in writing the potential quantity and grade, expressed as ranges, of a potential mineral deposit that is to be the target of further exploration if the disclosure(a) includes a statement that the potential quantity and grade is conceptual in nature, that there has been insufficient exploration to define a mineral resource and that it is uncertain if further exploration will result in the target being delineated as a mineral resource; and(b) states the basis on which the disclosed potential quantity and grade has been determined.(3) Despite paragraph (1)(b), an issuer may disclose a preliminary assessment that includes inferred mineral resources if(a) the results of the preliminary assessment are a material change or a material fact with respect to the issuer; and(b) the disclosure(i) includes a statement that the preliminary assessment is preliminary in nature, that it includes inferred mineral resources that are considered too speculative geologically to have the economic considerations applied to them that would enable them to be categorized as mineral reserves, and there is no certainty that the preliminary assessment will be realized; and(ii) states the basis for the preliminary assessment and any qualifications and assumptions made by the qualified person.(4) An issuer must not use the term preliminary feasibility study, pre-feasibility study or feasibility study when referring to a study unless the study satisfies the criteria set out in the definition of the applicable term in section 1.1.2.4 Disclosure of Historical Estimates - Despite section 2.2, an issuer may disclose an historical estimate using the historical terminology if the disclosure(a) identifies the source and date of the historical estimate;(b) comments on the relevance and reliability of the historical estimate;(c) states whether the historical estimate uses categories other than the ones set out in sections 1.2 and 1.3 and, if so, includes an explanation of the differences; and(d) includes any more recent estimates or data available to the issuer.3禁止披露（ 1 ）发行人，决不能以任何披露有关（一）的数量，等级，或金属或矿物含量的存款已被归类为一种推断，矿产资源，是表示，矿产资源，有分寸的矿产资源，就可能会有矿产储备或者矿产资源储备; （二）成果的一个经济分析，其中包括推断矿产资源。 （ 2 ）尽管第（ 1 ） （ a ）条，发行人可能会透露，在写作潜力的数量和等级，表示为不等，一类有潜力的矿床，即成为目标的进一步勘探，如果披露（ a ）包括一份声明中表示，潜在的数量和等级，是概念性质的，没有足够的勘探，以确定矿产资源，并确保它是不确定的，如果再作进一步的探讨，将导致该对象被划定为矿产资源; （ b ）各会员国在何种基础上所披露的潜在数量和等级的决心已定。 （ 3 ）尽管第（ 1 ）款（ b ）规定，发行人可披露了初步评估，其中包括推断的矿产资源，如果（一）结果的初步评估，是一个重大的改变或重大事实方面的发行人; （二）披露（一）包括一份声明中表示，根据初步评估，初步性的，它包含了推断的矿产资源被认为是过于投机地质上有经济上的考虑适用于他们，使他们能够被归类为矿产储量，并没有肯定地说，初步评估，将会实现; （二）说明依据初步评估，并没有资格和所作出的假设，合格的人。 （四）发行人不得利用任期内初步可行性研究报告，初步可行性研究报告，或可行性研究报告时，指的是一项研究除非满足研究列出的准则的定义，适用的任期在第1.1 。 2.4披露的历史估计-尽管第2 .2节，发行人可披露了历史性的估计用历史术语，如果披露（一）确定来源和日期的历史估计; （二）对相关性和可靠性的历史估计; （三）国家无论历史估计用途类别以外的内容已载列于第1.2和1.3 ，如果是这样，包括一个解释的分歧; （四）包括任何更多最新估计数或数据提供给发行PART 3 ADDITIONAL REQUIREMENTS FOR WRITTEN DISCLOSURE3.1 Written Disclosure to Include Name of Qualified Person - If an issuer discloses in writing scientific or technical information about a mineral project on a property material to the issuer, the issuer must include in the written disclosure(a) the name; and(b) the relationship to the issuerof the qualified person who prepared or supervised the preparation of the information that forms the basis for the written disclosure.3.2 Written Disclosure to Include Data Verification - Subject to section 3.5, if an issuer discloses in writing scientific or technical information about a mineral project on a property material to the issuer, the issuer must include in the written disclosure(a) a statement whether a qualified person has verified the data disclosed, including sampling, analytical and test data underlying the information or opinions contained in the written disclosure;(b) a description of how the data was verified and any limitations on the verification process; and(c) an explanation of any failure to verify the data.3.3 Requirements Applicable to Written Disclosure of Exploration Information(1) Except as provided in section 3.5, if an issuer discloses in writing exploration information about a mineral project on a property material to the issuer, the issuer must include in the written disclosure(a) the results, or a summary of the material results, of surveys and investigations regarding the property;(b) a summary of the interpretation of the exploration information; and(c) a description of the quality assurance program and quality control measures applied during the execution of the work being reported on.(2) Except as provided in section 3.5, if an issuer discloses in writing sample, analytical or test results on a property material to the issuer, the issuer must include in the written disclosure(a) a summary description of the geology, mineral occurrences and nature of mineralization found;(b) a summary description of rock types, geological controls and dimensions of mineralized zones, and the identification of any significantly higher grade intervals within a lower grade intersection;(c) the location, number, type, nature and spacing or density of the samples collected and the location and dimensions of the area sampled;(d) any drilling, sampling, recovery or other factors that could materially affect the accuracy or reliability of the data referred to in this subsection;(e) a summary description of the type of analytical or testing procedures utilized, sample size, the name and location of each analytical or testing laboratory used, and any relationship of the laboratory to the issuer; and(f) a summary of the relevant analytical values, widths and, to the extent known to the issuer, the true widths of the mineralized zone.3.4 Requirements Applicable to Written Disclosure of Mineral Resources and Mineral Reserves - If an issuer discloses in writing mineral resources or mineral reserves on a property material to the issuer, the issuer must include in the written disclosure(a) the effective date of each estimate of mi