eUCP V1.1中英文版.doc

eUCP1.1Article e1 Scope of the eUCP a. The Supplement to the Uniform Customs and Practice for Documentary Credits for Electronic Presentation (“eUCP”) supplements the Uniform Customs and Practice for Documentary Credits (2007 Revision ICC Publication No. 600,) ( “UCP”) in order to accommodate presentation of electronic records alone or in combination with paper documents.b. The eUCP shall apply as a supplement to the UCP where the credit indicates that it is subject to eUCP. c. This version is Version 1.1. A credit must indicate the applicable version of the eUCP. If it does not do so, it is subject to the version in effect on the date the credit is issued or, if made subject to eUCP by an amendment accepted by the beneficiary, on the date of that amendment. Article e2: Relationship of the eUCP to the UCP a. A credit subject to the eUCP (“eUCP credit”) is also subject to the UCP without express e1条 eUCP 的范围 a 跟单信用证统一惯例关于 电子交单的附则 eUCP )是对跟单信用证统一惯例 ( ( 2007 年修订本,国际商会出版物 No.600 ) UCP )的补充,以适应单独提交或与纸 ( 单据混合提交电子记录的情形. b .当信用证表明受 eUCP 约束时, eUCP 作为 UCP 的附则适用.c .版本号为 1.1 .信用证必须表明适用的版本,否则即受开证日的有效版 本约束,或如果信用证因受益人接受的修改而受 eUCP 约束,则受在该修改日期有效的版 本约束.e2条eUCP与UCP的关系a.受eUCP约束的信用(eUCP信用证)也适用UCP, 而无须incorporation of the UCP. b. Where the eUCP applies, its provisions shall prevail to the extent that they would produce a result different from the application of the UCP. c. If an eUCP credit allows the beneficiary to choose between presentation of paper documents or electronic records and it chooses to present only paper documents, the UCP alone shall apply to that presentation. If only paper documents are permitted under an eUCP credit, the UCP alone shall apply. Article e3: Definitions a. Where the following terms are used in the UCP, for the purposes of applying the UCP to an electronic record presented under an eUCP credit, the term: i. “appear on their face” and the like shall apply to examination of the data content of an electronic record. ii. “document” shall include an electronic record. iii. “place for presentation” of electronic 将UCP 明确入信用证.b.当 eUCP 用时,如其与适用 UCP 产生不同结果,应以 eUCP 规定为准. c.如果 eUCP 信用证允许受益人在提交纸单据或电子记录两者之间进行选择,而其选择了 只提交纸单据,则该笔交单仅适用 UCP .如果 eUCP 信用证只允许提交纸单据,则仅适 用于 UCP .e3 条:定义 a. UCP 使用的下列词语,为了将 UCP 适用于 eUCP 信用证项下提交的电子记录的目的, 解释为: i. 表面看似 及类似词语适用于电子记录数据内容的审核; ii. 单据 应包括电子记录; iii. 电子记录的 交单地点 records means an electronic address. iv. “sign” and the like shall include an electronic signature. v. “superimposed”, “notation” or “stamped” means data content whose supplementary character is apparent in an electronic record. b. The following terms used in the eUCP shall have the following meanings:i. “electronic record” means data created, generated, sent, communicated, received or stored by electronic meansthat is capable of being authenticated as to the apparent identity of a sender and the apparent source of the data contained in it, and as to whether it has remained complete and unaltered, and is capable of being examined for compliance with the terms and conditions of the eUCP credit. ii “electronic signature” means a data process attached to or logically associated with an electronic record and executed or adopted by 意指一电子地址;iv. 签署 及类似词语应包括电子签名; v. 添加的 , 批注 或 签印戳的 意指在电子记录中明显的补充性数据内容. b. 在 eUCP 中使用的下列术语应具有如下含义: i. 电子记录 意指:以电子方法创建的,产生的,发送的,传送的,收到的或保存的数据; 其发送人的表面身份,其包含的数据的表面来源及其是否保持完整和未被更改,可 以被证实;并且 能够审核其是否与 eUCP 信用证条款相符. ii. 电子签名 意指附加于或与一份电子记录有逻辑关联的数据过程,被签字人完成a person in order to identify that person and to indicate that persons authentication of the electronic record. iii. “format” means the data organization in which the electronic record is expressed or to which it refers. iv. “paper document” means a document in a traditional paper form. v. “received” means the time when an electronic record enters the information system of the applicable recipient in a form capable of being accepted by that system. Any acknowledgement of receipt does not imply acceptance or refusal of the electronic record under an eUCP credit. Article e4: Format An eUCP credit must specify the formats in which electronic records are to be presented. If the format of the electronic record is not so specified, it may be presented in any format. Article e5: Presentationa. An eUCP credit allowing presentation of:或采 用以表明签字人的身份以及对电子记录的证实; iii. 格式 意指表达电子记录的数据组织形式或电子记录提到的数据组织形式; iv. 纸单据 意指传统意义上纸面形式的单据; v. 收到 意指电子记录以系统可接受的形式进入相关收件人信息系统的时间.任何对收 到的确认并不意味着在 eUCP 信用证下对该电子记录的接受或拒绝e4 条:格式 eUCP 信用证必须指定所提交的电子记录的格式. 如未指定, 则可提交任何格式的电子记录e5 条:交单a. eUCP 信用证交单i. electronic records must state a place for presentation of the electronic records.ii. both electronic records and paper documents must also state a place for presentation of the paper documents. b. Electronic records may be presented separately and need not be presented at the same time.c. If an eUCP credit allows for presentation of one or more electronic records, the beneficiary is responsible for providing a notice to the bank to which presentation is made signifying when the presentation is complete. The notice of completeness may be given as an electronic record or paper document and must identify the eUCP credit to which it relates. Presentation is deemed not to have been made if the beneficiarys notice is not received. d. i. Each presentation of an electronic record and the presentation of paper documents under an eUCP credit must identify the eUCP credit under which it is presented. ii. A presentation not so identified may be treated i. 允许提交电子记录者,必须注明提交电子记录地点; ii. 允许提交电子记录和纸单据者,还必须注明提交纸单据的交单地点. b. 电子记录可以分别提交,并且不需在同一时间提交. c. 若 eUCP 信用证允许提交一份或多份电子记录,受益人有责任向接受交单的银行提供表 明交单完毕的通知.该通知可以电子记录或纸制单据的方式做出,同时必须注明有关的 eUCP 信用证.如果银行未收到受益人的此项通知,将被视为未曾交单. d. i. 在 eUCP 信用证下提交 的每份电子记录以及提交的纸单据,必须注明据以交单的 eUCP 信用证. ii. 未作上述注明的交单视as not received.e. If the bank to which presentation is to be made is open but its system is unable to receive a transmitted electronic record on the stipulated expiry date and/or the last day of the period of time after the date of shipment for presentation, as the case may be, the bank will be deemed to be closed and the date for presentation and/or the expiry date shall be extended to the first following banking day on which such bank is able to receive an electronic record. If the only electronic record remaining to be presented is the notice of completeness, it may be given by telecommunications or by paper document and will be deemed timely, provided that it is sent before the bank is able to receive an electronic record.f. An electronic record that cannot be authenticated is deemed not to have been presented. Article e6: Examination a. If an electronic record contains a hyperlink to an external system or a presentation indicates that 同未曾收到.e. 在规定的到期日和/或装运日以后交单期限的最后一天,若接收交单的银行正在营业中 但它的系统不能接收电子记录,则该银行将被视为不营业,且交单期和 / 或到期日应顺延 至该银行能够接收电子记录的第一个银行工作日. 如果需要提交的电子记录只剩下交单完毕 通知,它可以电讯或制纸单据做出,只要它是在银行能够接收电子记录之前发出,就应被认 为是及时的f. 若电子记录无法鉴别,则视同未交单e6 条:审核a. 如果所提交的电子记录包 含一个通向外部系统的超the electronic record may be examined by reference to an external system, the electronic record at the hyperlink or the referenced system shall be deemed to be the electronic record to be examined. The failure of the indicated system to provide access to the required electronic record at the time of examination shall constitute a discrepancy. b. The forwarding of electronic records by a nominated bank pursuant to its nomination signifies that it has satisfied itself as to the apparent authenticity of the electronic records.c. The inability of the issuing bank, or confirming bank, if any, to examine an electronic record in a format required by the eUCP credit or, if no format is required, to examine it in the format presented is not a basis for refusal. Article e7: Notice of Refusal a.i. The time period for the examination of documents commences on the banking day following the banking day on which the beneficiarys notice of completeness is received. 级链接或表明电子记录可 以参照某一外部系统审核,则所链接或参照的外部系统中的电子记录应被视为是需要审核的电子记录在审核时,若无法读取该指定的外部系统所指向的电子记录,则构成一个不符点。b.若被指定银行按照指示传 送电子记录,则表明该银行已审核了电子记录的表面真实性c. 开证行或保兑行(如有的话)不能审核 eUCP 信用证所要求格式的电子记录,或者在没 有格式要求时所提交的电子记录,都不构成拒绝理由.e7 条:拒绝通知a. i. 单据审核期限从审单银 行收到受益人的交单完毕通 知的银行工作日的翌日起算ii. If the time for presentation of documents or the notice of completeness is extended, the time for the examination of documents commences on the first following banking day on which such bank is able to receive the notice of completeness. b.If an issuing bank, the confirming bank, if any, or a nominated bank acting on its nomination, provides a notice of refusal of a presentation which includes electronic records and does not receive instructions from the party to which notice of refusal is given within 30 calendar days from the date the notice of refusal is given for the disposition of the electronic records, the bank shall return any paper documents not previously returned to the presenter but may dispose of the electronic records in any manner deemed appropriate without any responsibility. Article e8: Originals and Copies Any requirement of the UCP or an eUCP credit for presentation of one or more originals or copies of an electronic record is satisfied by the presentation ii. 如果提交单据或完毕通知的时间被延展,则审单期限从接受交单的银行能够接收完毕通 知的第一个银行工作日起算. b. 如果开证行,保兑行(如有的话)或作为其代理的被指定银行对包括电子记录的交单提 出拒绝,在发出拒绝通知 30 天内未收到被拒绝方关于电子记录的处理指示,该银行应退还 交单人以前尚未退还的任何制纸单据,但可以任何认为合适的方式自行处理该电子记录, 而 不承担任何责任e8 条:正本和副本仅提交一条电子记录应视为已满足了 UCP 和 eUCP 信用证对一份或多份正本或副.of one electronic record. Article e9: Date of Issuance Unless an electronic record contains a specific date of issuance, the date on which it appears to have been sent by the issuer is deemed to be the date of issuance. The date of receipt will be deemed to be the date it was sent if no other date is apparent. Article e10: Transport If an electronic record evidencing transport does not indicate a date of shipment or dispatch, the date of issuance of the electronic record will be deemed to be the date of shipment or dispatch. However, if the electronic record bears a notation that evidences the date of shipment or dispatch, the date of the notation will be deemed to be the date of shipment or dispatch. A notation showing additional data content need not be separately signed or otherwise authenticated.Article e11: Corruption of an Electronic Record After Presentation a. If an electronic record that has been received by 本电子 记录的要求e9 条:出单日期除非电子记录中包含具体的出单日期, 否则可视出单人发送电子记录的日期为电子记录的出 单日期.如果没有明显的其它日期,收到日期将被视为发出日期.e10 条:运输如果表明运输的电子记录没有注明装运或发运日期, 则电子记录的出具日期将被认为是装运 或发运日期.但如果电子记录含有注明装运或发运日期的批注时,则该批注上的日期被视为 装运或发运日期.批注所显示的附加数据内容无需签署或另行证实.e11 条:交单后电子记录的损坏 a. 如果开证行,保兑行或其他the issuing bank, confirming bank, or another nominated bank appears to have been corrupted, the bank may inform the presenter and may request that the electronic record be re-presented. b. If the bank requests that an electronic record be re-presented: i. the time for examination is suspended and resumes when the presenter re-presents the electronic record; and ii. if the nominated bank is not the confirming bank, it must provide the issuing bank and any confirming bank with notice of the request for re-presentation and inform it of the suspension; but iii. if the same electronic record is not re-presented within thirty (30) calendar days, the bank may treat the electronic record as not presented, and iv. any deadlines are not extended. Article e12: Additional Disclaimer of Liability for Presentation of Electronic Records under 被指定银行所收到的电子记录看来已经损坏,该银行可通知交单人并要求重新交单.b. 如果银行要求重新提交电子记录: i. 中止审单时间的计算,并从重新提交电子记录之时恢复审单时间的计算;及 ii. 如果被指定银行不是保兑行,该银行必须向开证行和任何保兑行提供要求重新交单的通 知,且告知其上述中止事由;但 iii. 如果该电子记录未能在 30 天内重新提交,银行可视该电子记录没有提交,并且 iv. 任何期限不得延展.12 条: eUCP 电子交单的额外免责eUCP By satisfying itself as to the apparent authenticity of an electronic record, banks assume no liability for the identity of the sender, source of the information, or its complete and unaltered character other than that which is apparent in the electronic record received by the use of a commercially acceptable data process for the receipt, authentication, and identification of electronic records.银行在使其自身对电子记录表面一致性满意时,对于发送者的身份,信息来源不承担责任,并且除了使用商业上可接受的用于接收,核实和识别电子记录的数据过程即可发现的外, 银行对电子记录是否完整及未经更改也不承担责任 Introduction The official name for this publication is “Supplement to the Uniform Customs and Practice for Documentary Credits for Electronic Presentation (Version 1.1)”. It uses the acronym “eUCP”.During the course of drafting UCP 600, ICC national committees indicated that, due to the limited usage of eUCP Version 1.0, the eUCP should remain as a supplement to the UCP. Version 1.1 has, therefore, been updated solely to reflect the changes made in UCP with regard to terminology and style of presentation. The eUCP continues to provide definitions permitting UCP 600 terminology to accommodate the electronic presentation of the equivalent of paper documents and providing necessary rules to allow both sets of rules to work together. The eUCP allows for presentation electronically or for a mixture of paper documents and electronic presentation.It is important for the eUCP reader to understand that many articles of the UCP are not impacted by the presentation of the electronic equivalent of paper documents and do not require any changes to accommodate electronic presentation. When read together, the UCP and the eUCP provide the necessary rules for electronic presentation and are broad enough to anticipate developing practice in this area. Where specific words or phrases used in the UCP are defined in the eUCP, these definitions, unless otherwise stated, apply wherever the terms appear in the UCP. eUCP Version 1.1 is specific to UCP 600 and, if necessary, may have to be revised as technologies develop, perhaps prior to the next revision of the UCP. For that purpose, the e