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Chapter7VariationandAdjustments ContractPriceandPayment Sub Clause13 14 7 1VariationandAdjustments VariationsmaybeinitiatedbytheEngineeratanytimepriortoissuingtheTaking OverCertificate TheContractorshallexecuteandbeboundbyeachVariation unlesstheContractorpromptlygivesnoticetotheEngineerstating withsupportingparticulars thattheContractorcannotreadilyobtaintheGoodsrequiredfortheVariation TheContractorshallnotmakeanyalterationand ormodificationofthePermanentWorks unlessanduntiltheEngineerinstructsorapprovesaVariation RighttoVary 13 1 EachVariationmayinclude a changestothequantitiesofanyitemofwork b changestothequalityandothercharacteristics c changestothelevels positionsand ordimensions d omissionofanywork e anyadditionalwork Plant MaterialsorservicesnecessaryforthePermanentWorks includinganyassociatedTestsonCompletion boreholesandothertestingandexploratorywork or f changestothesequenceortimingoftheexecutionoftheWorks 我国建设工程施工合同示范文本 八 工程变更29 工程设计变更29 1施工中发包人需对原工程设计变更 应提前14天以书面形式向承包人发出变更通知 变更超过原设计标准或批准的建设规模时 发包人应报规划管理部门和其他有关部门重新审查批准 并由原设计单位提供变更的相应图纸和说明 承包人按照工程师发出的变更通知及有关要求 进行下列需要的变更 1 更改工程有关部分的标高 基线 位置和尺寸 2 增减合同中约定的工程量 3 改变有关工程的施工时间和顺序 4 其他有关工程变更需要的附加工作 因变更导致合同价款的增减及造成的承包人损失 由发包人承担 延误的工期相应顺延 29 2施工中承包人不得对原工程设计进行变更 因承包人擅自变更设计发生的费用和由此导致发包人的直接损失 由承包人承担 延误的工期不予顺延 29 3承包人在施工中提出的合理化建议涉及到对设计图纸或施工组织设计的更改及对材料 设备的换用 须经工程师同意 未经同意擅自更改或换用时 承包人承担由此发生的费用 并赔偿发包人的有关损失 延误的工期不予顺延 工程师同意采用承包人合理化建议 所发生的费用和获得的收益 发包人承包人另行约定分担或分享 30 其他变更合同履行中发包人要求变更工程质量标准及发生其他实质性变更 由双方协商解决 TheContractormay atanytime submittotheEngineerawrittenproposalwhich intheContractor sopinion will ifadopted i acceleratecompletion ii reducethecosttotheEmployerofexecuting maintainingoroperatingtheWorks iii improvetheefficiencyorvaluetotheEmployerofthecompletedWorks or iv otherwisebeofbenefittotheEmployer TheproposalshallbepreparedatthecostoftheContractorandshallincludetheitemslistedinSub Clause13 3 VariationProcedure ValueEngineering 13 2 Ifaproposal whichisapprovedbytheEngineer includesachangeinthedesignofpartofthePermanentWorks a theContractorshalldesignthispart b sub paragraphs a to d ofSub Clause4 1 Contractor sGeneralObligations shallapply and c ifthischangeresultsinareductioninthecontractvalueofthispart theEngineershallproceedtoagreeordetermineafee whichshallbeincludedintheContractPrice Thisfeeshallbehalf 50 ofthedifferencebetweenthefollowingamounts i Suchreductionincontractvalue resultingfromthechange excludingadjustmentsunderSub Clause13 7 AdjustmentsforChangesinLegislation andSub Clause13 8 AdjustmentsforChangesinCost and ii thereduction ifany inthevaluetotheEmployerofthevariedworks takingaccountofanyreductionsinquality anticipatedlifeoroperationalefficiencies However ifamount i islessthanamount ii thereshallnotbeafee 价值工程 VE 价值工程 是一种经济分析方法 也是一种现代管理技术 它研究的是如何使功能 费用比最优化 以便使投入的资金产生最大的价值 价值工程把 价值 定义为 对象所具有的功能与获得该功能的全部费用之比 即V F C价值工程具有十分广泛的应用 在工程建设中 由于建设项目投资额大 优化设计和施工方案会给项目带来很大的效益 为此 需要将价值工程引入工程施工合同 承包商如要对雇主设计的工程提出修正建议 必须基于价值工程的分析承包商建议变更的程序非常严格 变更目的被限定为4条 编制费用由承包商承担 变更必须符合变更程序 如果雇主接受了此项变更 则承包商承担设计与相关义务 实施承包商建议的变更后 对合同价格的影响 Iftheengineerrequestsaproposal priortoinstructingavariation thecontractorshallrespondinwritingassoonaspracticable bysubmitting adescriptionoftheproposedworktobeperformedandaprogrammeforitsexecutionthecontractor sproposalforanynecessarymodificationstotheprogrammethecontractor sproposalforevaluationofthevariation or bygivingreasonswhyhecannotcomply Variationprocedure 13 3 TheEngineershall assoonaspracticableafterreceivingsuchproposal underSub Clause13 2 ValueEngineering orotherwise respondwithapproval disapprovalorcomments TheContractorshallnotdelayanyworkwhilstawaitingaresponse EachinstructiontoexecuteaVariation withanyrequirementsfortherecordingofCosts shallbeissuedbytheEngineertotheContractor whoshallacknowledgereceipt EachVariationshallbeevaluatedinaccordancewithClause12 MeasurementandEvaluation unlesstheEngineerinstructsorapprovesotherwiseinaccordancewiththisClause 1 1 4 10 Definition asum ifany whichisspecifiedintheContractasaprovisionalsum fortheexecutionofanypartoftheWorksorforthesupplyofPlant MaterialsorservicesunderSub Clause 13 5 ProvisionalSum 13 5 Provisional arrangedorexistingforthepresent possiblytobechangedlater Sum aparticularamountofmoney a worktobeexecuted includingPlant Materialsorservicestobesupplied bytheContractorandvaluedunderSub Clause13 3 VariationProcedure and or b Plant MaterialsorservicestobepurchasedbytheContractor fromanominatedSubcontractororotherwise andforwhichthereshallbeincludedintheContractPrice EachProvisionalSumshallonlybeused inwholeorinpart inaccordancewiththeEngineer sinstructions andtheContractPriceshallbeadjustedaccordingly ThetotalsumpaidtotheContractorshallincludeonlysuchamounts forthework suppliesorservicestowhichtheProvisionalSumrelates astheEngineershallhaveinstructed theEngineeringmayinstruct 思考 FIDIC施工合同条件规定 暂定金额包括在合同内 一般用于 A 给指定分包商工作的付款B 施工引起的对第三方的财产损失赔偿C 招标时不能确定某一具体工作项目是否包括在合同之内D 支付由工程变更引起的额外工作的费用E 保险费 AC TheContractPriceshallbeadjustedtotakeaccountofanyincreaseordecreaseinCostresultingfromachangeintheLawsoftheCountry includingtheintroductionofnewLawsandtherepealormodificationofexistingLaws orinthejudicialorofficialgovernmentalinterpretationofsuchLaws madeaftertheBaseDate whichaffecttheContractorintheperformanceofobligationsundertheContract 在基准日期后工程所在国法律有改变 包括施用新法律和废除或修改现有法律 或对此类法律的司法或政府解释有改变 影响承包商按照合同规定履行义务 合同价格应该考虑上述改变导致任何费用的增减进行调整 AdjustmentsforChangesinLegislation 13 7 InthisSub Clause tableofadjustmentdata meansthecompletedtableofadjustmentdataincludedintheAppendixtoTender Ifthereisnosuchtableofadjustmentdata thisSub Clauseshallnotapply AdjustmentsforChangesinCost 13 8 IfthisSub Clauseapplies theamountspayabletotheContractorshallbeadjustedforrisesorfallsinthecostoflabour GoodsandotherinputstotheWorks bytheadditionordeductionoftheamountsdeterminedbytheformulaeprescribedinthisSub Clause Theformulaeshallbeofthefollowinggeneraltype where Pn istheadjustmentmultipliertobeappliedtotheestimatedcontractvalueintherelevantcurrencyoftheworkcarriedoutinperiod n thisperiodbeingamonthunlessotherwisestatedintheAppendixtoTender Pn 是用于在 n 期间所完成的工作以相应货币的估计合同价值的调整乘数 此期间为一个月 除非 a isafixedcoefficient statedintherelevanttableofadjustmentdata representingthenon adjustableportionincontractualpayments a 是在相关调整数据表中规定的固定系数 表示合同付款中不予调整的部分 b c d arecoefficientsrepresentingtheestimatedproportionofeachcostelementrelatedtotheexecutionoftheWorks asstatedintherelevanttableofadjustmentdata suchtabulatedcostelementsmaybeindicativeofresourcessuchaslabour equipmentandmaterials 是代表相关调整数据表中列出的 与工程施工有关各成本要素的估计比例系数 此类表列成本要素可以表示劳动力 设备和材料等资源通常 a b c d 1 a取值0 1 0 2 Ln En Mn arethecurrentcostindicesorreferencepricesforperiod n expressedintherelevantcurrencyofpayment eachofwhichisapplicabletotherelevanttabulatedcostelementonthedate49dayspriortothelastdayoftheperiod towhichtheparticularPaymentCertificaterelates and 是适用于 与特定付款证书有关的 期间最后一天49天前的相关表列成本要素的 n 期间现行成本指数或参考价格 用相应的支付货币表示 Lo Eo Mo arethebasecostindicesorreferenceprices expressedintherelevantcurrencyofpayment eachofwhichisapplicabletotherelevanttabulatedcostelementontheBaseDate 是适用于基准日期时相关表列成本要素的基准成本指数或参考价格 用相应的支付货币表示 调值公式法的应用 某承包商承包某工程项目施工 合同价2000万元 与业主签订可调价合同 合同中规定的调价公式如下在施工过程中 工程所在国物价上涨 承包公司要求进行价格调整 收回物价上涨导致的成本增加 报价时和调价时的价格指数见表 解 计算调整后的合同价 通过合同价调整 合同额应增加96万元 Talkingaboutthetransport Anorderhasbeenplacedfor500tonsofexplosivefortheHydro electricprojectatFOBprice Miami USA Acarrierhastobefoundforthetransportationfromtheloadingporttotheconstructionsite Huang OnWednesday wefaxedyouourenquiryregardingfreightrateforourorderedexplosive Powermax butwehaven treceivedyourreplyyet FOBprice freeonbroad离岸价 船上交易价 O Neal Sorryaboutthat Yousee Mr Huang thiscommodityislistedasextremelydangerous We vehadtotaketimetoinvestigatethehandlingrequirements Nowthatyouarehere wecanhaveafacetofacetalk Huang What stheresultofyourinvestigation O Neal Firstofall wehavetousecontainersforitstransportationbyseatopreventtheexplosivefrombeingmoistenedandfortheconvenienceofitsloadinganddischarge Huang There sonethingthatworriesme Thiskindofexplosivecouldbeverydangerousunderhightemperature Thisisatropicalregionandit squitehotalltheyeararound Ifcontainersareused howcanthetemperatureinsidethembecontrolled O Neal Don tworryaboutit Mr Huang Throughourinvestigation wehavefoundthiskindofexplosivecanbetransportedwithoutdangerouslongasthetemperaturedoesnotexceed125degreesFahrenheit Thetemperatureinsidethecontainersaremuchlowerthanthateveninthehottestweatherofthedryseason However wehavemadecarefulplansandwilltakespecialprecautionstosafeguarditstransportationbysea Huang Howabouttheinlandtransport thatis fromtheunloadingporttothewarehouseonthesite O Neal Lowboyswillbeusedandthepolicewillescortthemallthewaytoyoursiteinlinewithournationalsecuritylaw Huang Whatisalowboy O Neal Justakindoftrailerwithverylowflatbedforcarryingcontainerandmajorequipment Huang HowoftendoyousailfromMiamitotheloadingportinthiscountry O Neal Wehaveweeklysailingsandcanspreadoutyour500tonsanywayyoulike Huang Andthefreightrate O Neal 3000USdollarsper20 footcontainer Therateisallinclusivefromtheloadingporttoyoursite Huang I mafraiditistoohigh O Neal yousee Mr Huang whatwearetalkingaboutisexplosive notcementorsomething Specialcarehastobetakenalltheway Thiswillincurextracoststous Besides thepolicewillchargeusfortheirservice too Huang Willyougivemeyourquotationsheet Ihavetotakeitbacktoourofficeanddiscussitwithourmanager O Neal It sreadyforyou Anyway pleaseletmeknowyourreplyassoonaspossible IhavetofileitwiththePoliceHeadquarterstofulfillourlegalrequirement Huang Ok Mr O Neal a theContractPriceshallbeagreedordeterminedunderSub Clause12 3andbesubjecttoadjustmentsinaccordancewiththeContract b theContractorshallpayalltaxes dutiesandfeesrequiredtobepaidbyhimundertheContract andtheContractPriceshallnotbeadjustedforanyofthesecostsexceptSub Clause13 7 c anyquantitieswhichmaybesetoutintheBillofQuantitiesorotherScheduleareestimatedquantitiesandarenottobetakenastheactualandcorrectquantities d theContractorshallsubmittotheEngineer within28daysaftertheCommencementDate aproposedbreakdownofeachlumpsumpriceintheSchedules TheEngineermaytakeaccountofthebreakdownwhenpreparingPaymentCertificates butshallnotbeboundbyit 7 2ContractPriceandPayment TheContractPrice 14 1 TheEmployershallmakeanadvancepayment asaninterest freeloanformobilisation whentheContractorsubmitsaguaranteeinaccordancewiththisSub Clause Thetotaladvancepayment thenumberandtimingofinstalments ifmorethanone andtheapplicablecurrenciesandproportions shallbeasstatedintheAppendixtoTender AdvancePayment 14 2 TheEngineershallissueanInterimPaymentCertificateforthefirstinstalmentafterreceivingaStatementandaftertheEmployerreceives i thePerformanceSecurityand ii aguaranteeinamountsandcurrenciesequaltotheadvancepayment Thisguaranteeshallbeissuedbyanentityandfromwithinacountry orotherjurisdiction approvedbytheEmployer andshallbeintheformannexedtotheParticularConditionsorinanotherformapprovedbytheEmployer AnnexEExampleFormofAdvancePaymentGuarantee p117 PaymentProcedure Typicalsequenceofpaymentevents 14 3Contractorsubmitsstatementtotheengineer 14 6Engineerissuesinterimpaymentcertificate 14 7Employermakesthepaymenttothecontractor monthlyorotherwise Thefinalpayment Interimpayments d d 14 11Contractorsubmitsdraftfinalstatement 14 11Contractorsubmitsfinalstatementandthe14 12discharge 14 13Engineerissuesfinalpaymentcertificate 14 7Employermakespayment d d Engineerverifiesthestatement Contractorsubmitsinformation TheContractorshallsubmitaStatementinsixcopiestotheEngineeraftertheendofeachmonth inaformapprovedbytheEngineer showingindetailtheamountstowhichtheContractorconsidershimselftobeentitled togetherwithsupportingdocumentswhichshallincludethereportontheprogressduringthismonthinaccordancewithSub Clause4 21 ProgressReports ApplicationforInterimPaymentCertificate 14 3 NoamountwillbecertifiedorpaiduntiltheEmployerhasreceivedandapprovedthePerformanceSecurity Thereafter theEngineershall within28daysafterreceivingaStatementandsupportingdocuments issuetotheEmployeranInterimPaymentCertificatewhichshallstatetheamountwhichtheEngineerfairlydeterminestobedue withsupportingparticulars However priortoissuingtheTaking OverCertificatefortheWorks theEngineershallnotbeboundtoissueanInterimPaymentCertificateinanamountwhichwould afterretentionandotherdeductions belessthantheminimumamountofInterimPaymentCertificates ifany statedintheAppendixtoTender Inthisevent theEngineershallgivenoticetotheContractoraccordingly IssueofInterimPaymentCertificate 14 6 TheEmployershallpaytotheContractor a thefirstinstalmentoftheadvancepaymentwithin42daysafterissuingtheLetterofAcceptanceorwithin21daysafterreceivingthedocumentsinaccordancewithSub Clause4 2 PerformanceSecurity andSub Clause14 2 AdvancePayment whicheverislater b theamountcertifiedineachInterimPaymentCertificatewithin56daysaftertheEngineerreceivestheStatementandsupportingdocuments and c theamountcertifiedintheFinalPaymentCertificatewithin56daysaftertheEmployerreceivesthisPaymentCertificate Payment 14 7 Within56daysafterreceivingthePerformanceCertificate theContractorshallsubmit totheEngineer sixcopiesofadraftfinalstatementwithsupportingdocumentsshowingindetailinaformapprovedbytheEngineer a thevalueofallworkdoneinaccordancewiththeContr
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