《CDCS考试全攻略》.ppt

CDCS培训班 天津 CDCS考试全攻略 CDCS考试概况考试形式考试范围复习计划巧安排应试技巧 主要内容 CDCS培训班 天津 1 什么是CDCSCertifiedDocumentaryCreditSpecialist CDCS 是一个证明跟单信用证人员理论能力以及实际业务操作能力的专业认证考试 它是在业内专家磋商基础上发展起来的 并保证此认证能够真实地对参考人员的业务能力进行考察 它由国际商会 ICC 授权 英国注册银行家协会 CIB 和国际金融服务协会 IFSA 合作共同推出 其签发的证书代表了跟单信用证人员的业务水平 受全世界承认 CDCS考试概况 CDCS简介 CDCS培训班 天津 2 为什么要参加CDCS考试CDCS考试可以扩大从业人员的实际业务知识 是专业人员在此领域继续发展不可或缺的一部分 由于CDCS得认证为世界所承认 因此它代表了跟单信用证方面的国际水准 能够通过此考试的人拥有 跟单信用证专家资格证书 CDCS考试概况 CDCS考试概况 CDCS简介 CDCS培训班 天津 3 考生资格实际上 此考试对有意参考的人员没有特殊要求 但是考试中心要求参考人员必须具有至少三年在信用证领域工作的经验 考试人员要想正式得到此认证 必须提交一封由一名高级人员证明的该考生在信用证领域有一定从业经验的推荐信 但由于中国是ICC成员国 因此不受此限制 参考人员无论工作年限 是否具有专业背景 都可以参加考试 CDCS考试概况 CDCS考试概况 CDCS简介 CDCS培训班 天津 4 备战考试参加考试的考生应使用CIB和IFSA的统一考试资料 考卷中的所有试题以此考试资料为依据 当考生正式注册成功后 会收到这些资料 CDCS考试时间为3小时 全英文考卷 共分为两个部分 第一部分为85道选择题 以CDCS考试大纲内容为基础 第二部分包括35道选择题 以案例分析为主 目的在于检测考生工作中的信息积累 对信用证的理解和判定等方面的技巧 CDCS考试概况 CDCS考试概况 CDCS简介 CDCS培训班 天津 5 考试时间 报名程序CDCS考试每年4月中旬举行一次 ICCCHINA秘书局负责中国大陆地区考生报名 www icc china org6 专家资格的延续CDCS专家资格有效期为三年 如果希望延续 有两个途径 一是重新参加考试 二是积累学分 ProfessionalDevelopmentUnits PDUs 三年内积满24分 一年内最多不超过16分 CDCS考试概况 CDCS考试概况 CDCS简介 CDCS培训班 天津 在2001年4月以前 中国大陆地区还没有进行过CDCS考试 距离中国大陆地区最近的考点设在香港 最近几年 国际商会中国国家委员会 ICCCHINA 有关学术机构和其他单位一直在中国开设UCP500的课程和培训 但还没有这方面的资质认证 值得庆幸的是 经过ICCCHINA秘书局的努力 终于和英国金融服务协会 IFS 达成协议 在2001年4月12日 首次在北京举行了CDCS考试 并于2002年经考试地点扩大到上海和广州三个城市 今年又增加了大连 长沙 成都三个城市 以后中国考区的CDCS考试将由ICCCHINA和IFS联合举办 CDCS考试概况 CDCS考试概况 CDCS在中国 CDCS培训班 天津 自2001年中国大陆正式引入CDCS考试开始 总行国际部一直非常重视 并且一直鼓励和支持全行从事国际结算的广大员工参加考试 到目前为止 全行通过该考试的人员超过240人 同时 为了加强对CDCS考试的管理和对已通过CDCS考试人员的使用 总行在2004年特制定了关于对CDCS考试相关问题的指导意见 考试报名考试费用及资格延展获得CDCS资格认证人员的使用 CDCS考试概况 CDCS考试概况 CDCS在工行 CDCS培训班 天津 考试形式 考试时间 三个小时答题形式 涂题卡题目类型 选择题 两个部分 第一部分85题 第二部分35题考试通过要求 两部分分别通过 CDCS培训班 天津 考试形式 题目类型 第一部分 Multiple choicequestions只有一个正确答案 三个等级 Knowledgequestionsarerecallquestions Applicationquestionsapplyknowledge Analysis alsocalledhigherlevelthinking questionsrequirebothknowledgeandapplicationskills CDCS培训班 天津 KnowledgeI Recall Knowledge recognizespecificinformationandfactsthatdonotvarybysituation Therewillbe55knowledgeorrecallquestionsontheexam Ex 1 WhichofthefollowingpercentagesrepresentstheminimuminsuredvalueofgoodsontheinsurancedocumentunlessotherwisestatedintheDocumentaryCreditwheretheCIF CIPvaluecanbedetermined 100 105 110 115 Explanation Article34 InsuranceDocumentsf ii UnlessotherwisestipulatedintheCredit theminimumamountforwhichtheinsurancedocumentmustindicatetheinsurancecovertohavebeeneffectedistheCIForCIPvalueofthegoods asthecaseaybe plus10 butonlywhentheCIForCIPvaluecanbedeterminedfromthedocumentsontheirface CDCS培训班 天津 CDCS培训班 天津 KnowledgeII Ex 2 PriortoadvisingaDocumentaryCredittothebeneficiary theAdvisingBankisresponsiblefor Effectingpaymentagainstconformingdocuments CheckingtheapparentauthenticityoftheDocumentaryCredit NotifyingtheIssuingBankthattheDocumentaryCreditisbeingadvised Checkingthatthereimbursementmethodiseffective Explanation Article7 AdvisingBank sLiabilitya ACreditmaybeadvisedtoaBeneficiarythroughanotherbank the AdvisingBank withoutengagementonthepartoftheAdvisingBank butthatbank ifitelectstoadvisetheCredit shalltakereasonablecaretochecktheapparentauthenticityoftheCreditwhichitadvises IfthebankelectsnottoadvisetheCredit itmustsoinformtheIssuingBankwithoutdelay CDCS培训班 天津 CDCS培训班 天津 ApplicationI Application requirecomprehension interpretation ormanipulationofconceptsordata Therewillbeatotalof65applicationquestionsontheexam Part1and2 Ex 3 Deliveryofgoodshasbeenmadetothebuyeron08October Therelevantdocumentswerepresentedinorder includingaCMRdated15dayspriortodelivery TheDocumentaryCredittermsstatethatpaymentistobeeffected30daysaftershipment Onwhichdatewillpaymentbemade ThereareNObankingholidaysandSaturdaysandSundaysareNOTbankingdays Friday22October Monday25October Friday05November Monday08November Explanation CMR p 205 TransportdocumentscoveringthedispatchofgoodsbyrailorbyroadareRailandRoadConsignmentNotes RoadwaybillsarealsocalledTruckWaybillsorCMRNotes ConventionMerchandisesRoutiers DateofShipment UCP500article28 ii Thedateofissuancewillbedeemedtobethedateofshipmentunlessthetransportdocumentcontainsareceptionstamp inwhichcasethedateofthereceptionstampwillbedeemedtobethedateofshipment CDCS培训班 天津 CDCS培训班 天津 ApplicationII Ex 4 WhenanAdvisingBankhasacceptedaTime UsanceDraftunderanAdvisedDocumentaryCredit theyareresponsibleforeffectingpaymentatmaturitywhen theyhavereceivedfundsfromtheIssuingBank theyhavereceivedfundsfromtheReimbursingBank thedraftisverifiedbytheApplicant thedraftispresentedbytheBeneficiary Explanation ByAcceptance p 83 ThetermsandconditionsofaCreditissuedonacceptancetermsarethat paymentisnotimmediatedraftsarerequiredtobepresentedpaymentisonthematuritydatesofthedraft CDCS培训班 天津 CDCS培训班 天津 Analysis Analysis requiretheintegrationorsynthesisofavarietyofconceptsand orelementstosolveaspecificproblemsituation Questionstesttheabilitytogatherinformation evaluatedataandmakedecisions Analysisquestionsoftenrequirevaluejudgmentsconcerningtheeffectiveness appropriatenessorbestcourseofactioninagivensituation Therewillbe5analysisquestionsontheexam Acompletequestionfollowedbyfouroptions thereisonlyonecorrectanswertodirectorclosedquestions Ex 5 WhatistheapplicableIncotermforanAirwayBillmarket FreightPrepaid FCA CFRCPTDAF C CPT CDCS培训班 天津 Explanation FCA FreeCarrier namedplace CFR CostandFreight namedportofdestination CPT CarriagePaidTo namedplaceofdestination DAF DeliveryatFrontier namedplace CDCS培训班 天津 Anincompletesentencewithfouroptions thereisonlyonecorrectanswertoincompletesentencequestions Ex 6 DocumentsunderaDocumentaryCredit includingtheCMRconsignedtotheorderoftheIssuingBank havebeendelayedintransitbetweentheConfirmingBankandtheIssuingBank TheApplicantrequiresthegoodsurgentlyandthereforerequestsfromtheIssuingBanka DeliveryOrder LetterofIndemnity PerformanceGuarantee ShippingCompanyGuarantee A DeliveryOrder CDCS培训班 天津 Explanation AirwayReleasesandDeliveryOrders p 460 anddeliveryordersdealwiththedeliveryofgoodsdispatchedbymodesotherthanseaandairandarethemodegenerallyseenisinrespectofgoodsdispatchedbyroad CDCS培训班 天津 Isusedwhenthereismorethanonecorrectanswertoaquestion butONLYoneofthecorrectanswersisofferedintheoptions Ex 7 WhichofthefollowingIncotermsappliesonlytowhereashiprepresentsthepointofdeliveryfortransportationbyseaorinlandwaterway FCA FASCPTDAF B FAS FAS FOB CFRCIF DES DEQ CDCS培训班 天津 Theremaybemorethanonecorrectanswer Theresponsewillincludeoptions Ex 8 AMarineBillofLadingactsas 1 anacknowledgementofreceiptofthegoodsbythecarrier 2 evidenceofacontractofcarriage 3 adocumentoftitleforthegoods 4 evidenceofthecontractbetweenthesellerandtheforwardingagent 1and3only 2and4only 1 2and3only 2 3and4only C 1 2and3only CDCS培训班 天津 Threeofthefouroptionsarecorrectandonlyoneoptionisincorrect ThereisonlyoneanswerforEXCEPTquestions Ex 9 InaccordancewithUCPallthefollowingstatementsrelatingtocommercialinvoicesunderanon transferableDocumentaryCreditarecorrectEXCEPTthecommercialinvoicesmust bemanuallysignedbytheBeneficiary bemadeoutinthenameoftheApplicant appeartohavebeenissuedbythenamedBeneficiary indicatethedescriptionofgoodscorrespondingwiththeDocumentaryCredit A bemanuallysignedbytheBeneficiary CDCS培训班 天津 Thequestionrequiresevaluationandtheselectionoftheappropriateoption Ex 10 WhichpartyhastheMOSTresponsibilitytoexaminethetermsandconditionsofaDocumentaryCreditagainstthesalesagreement Applicant Beneficiary IssuingBank ConfirmingBank B Beneficiary CDCS培训班 天津 Thereisoneanswertoeachquestioninsituationalsets Theremaybemorethanonequestionforeachinformationset CDCS培训班 天津 多为分析性问题 一般情况下 一组情境下只有一个问题 CDCS培训班 天津 考试形式 题目类型 第二部分 In basket Simulationexercises五个分析性问题 Analysisquestions 四套单据 每套单据五个问题 两道审单题 各五个不符点 1 DocumentaryCreditGroups 1 TypesandUsesofDocumentaryCredits 2 PartiestotheCredit Roles ResponsibilitiesandRisks 3 TypesofPayment2 CharacteristicsofDocumentaryCredits 1 PrimaryCharacteristics 2 SpecialtyCharacteristics3 Operations 1 Processes 2 RelatedProducts Terms4 FinancialandCommercialDocuments5 Rules CDCS培训班 天津 考试范围 考试内容概览 MultipleChoiceQuestions CDCS培训班 天津 应试指南章节一览Documentarycredits anoverviewThesalesagreementDocumentarycredits types usesandcharacteristicsPartiestodocumentarycredittransactions rolesandresponsibilitiesIssuanceandamendmentTransportationdocumentsOtherdocumentsPresentation examinationandsettlement rejectionBank to bankreimbursementsunderdocumentarycreditsRelatedproductsRiskissues CDCS培训班 天津 考试范围 读透CDCS应试指南 应试指南第二版与第一版不同之处 一 ISBP InternationalStandardBankingPracticefortheExaminationofDocumentsunderDocumentaryCreditsPreliminaryconsiderationsthatrelatetotheapplicationandissuanceofcredits 1 5 GeneralprinciplesthatarenotspecifictoanyonearticleofUCP500oranyonedocument 6 44 Practicesthatareclearlylinkedtoanamedtypeofdocument Drafts 45 58 Invoices 59 72 Transportdocuments 73 182 Insurancedocuments 183 195 Certificatesoforigin 196 200 CDCS培训班 天津 考试范围 读透CDCS应试指南 应试指南第二版与第一版不同之处 二 eUCP TheSupplementtotheUniformCustomsandPracticeforDocumentaryCreditsforElectronicPresentationseUCP是UCP500的补充 与UCP500一同适用 eUCP应用灵活 适用与部分纸质 部分电子交单和全部电子交单的情况 eUCP是动态的 目前是1 0版本 eUCP的结构比照UCP500并按电子交单的流程进行规定 eUCP的条款可以分成四个部分 在UCP500中有的 也适用于eUCP信用证的条款 如UCP500中2到10 对UCP500是一种补充而无冲突 且不影响UCP500适用的条款 如eUCP中e3 a 与UCP500不同 但仅适用于电子单据的条款 如eUCP中的11和12 对UCP500中对应有所改变的条款 如eUCP的2 a 5 c 和 e 7 a 和 b 8 信用证 凡遵守eUCP的 将自动遵守UCP500而无需明示 如果信用证遵守eUCP 当与UCP500冲突时 以eUCP为准 推荐阅读 GuidetounderstandingtheelectronicsupplementtotheUCP500 ICC639 CDCS培训班 天津 考试范围 读透CDCS应试指南 应试指南第二版与第一版不同之处 三 ISP98 InternationalStandbyPractices部分条款全部条款ISP98与UCP500的比较 CDCS培训班 天津 考试范围 读透CDCS应试指南 ISP98与UCP500比较 CDCS培训班 天津 涉及到的国际惯例UCP500 UniformCustomsandPracticeforDocumentaryCreditsISP98 InternationalStandbyPracticesURR525 UniformRulesforBank to bankReimbursementUnderDocumentaryCreditsUCP500subarticle20 b DecisiononOriginalDocuments p 373 ICCPositionPapers1 4PositionNo 1 Amendments p 193 PositionNo 2 Negotiation p 84 PositionNo 3 Non documentaryconditions p 180 PositionNo 4 Transportationdocumentsarticles 23 30 p 292 ISBP InternationalStandardBankingPracticefortheExaminationofDocumentsunderDocumentaryCreditseUCP SupplementUCP500forElectronicPresentationsIncoterms2000 CDCS培训班 天津 考试范围 读透CDCS应试指南 制定合理的复习计划 熟悉应试指南内容 480页 Documentarycredits anoverview 8页 Thesalesagreement 28页 Documentarycredits types usesandcharacteristics 98页 Partiestodocumentarycredittransactions rolesandresponsibilities 38页 Issuanceandamendment 24页 Transportationdocuments 102页 Otherdocuments 46页 Presentation examinationandsettlement rejection 82页 Bank to bankreimbursementsunderdocumentarycredits 28页 Relatedproducts 14页 Riskissues 12页 CDCS培训班 天津 复习计划巧安排 重点复习UCP500Chapter3Documentarycredits types usesandcharacteristicsChapter6TransportationdocumentsChapter9Bank to bankreimbursementsunderdocumentarycredits CDCS培训班 天津 复习计划巧安排 Chapter3Documentarycredits types usesandcharacteristicsTypesofCreditsCommercialDocumentaryCreditsStandbyLettersofCreditTypesofpaymentAvailabilityandsettlementmethodsAssignmentofCreditproceedsCharacteristicsRevocableIrrevocableIrrevocableconfirmedTransferableBacktoback counter CleanAdvancepayment redclause RevolvingandinstallmentEvergreenEstablishedunderaidagreementsInoperative CDCS培训班 天津 复习计划巧安排 Chapter6TransportDocumentsCharacteristicsofTransportDocumentsMarine OceanbillofladingNon negotiableseawaybillCharterpartybillofladingMultimodaltransportdocumentAirtransportdocumentRoad railorinlandwaterwaytransportdocumentsCourierandpostreceiptsCommoncharacteristicsLifecycleoftransportdocumentsForwardersvs carriersIntroductiontotheProcessingofTransportDocumentsunderDocumentaryCreditsandUCP500Marine OceanbillofladingNon negotiableseawaybillCharterpartybillofladingMultimodaltransportdocumentAirtransportdocumentRoad railorinlandwaterwaytransportdocumentsCourierandpostreceipts CDCS培训班 天津 复习计划巧安排 Chapter9Bank to bankreimbursementsunderdocumentarycreditsUCPandBank to bankReimbursementsunderDocumentaryCreditsIntroductionICCworkingpartyforICCUniformRulesforbank to bankreimbursementsunderDocumentaryCreditsICCUniformRulesforBank to bankReimbursementsunderDocumentaryCreditsIntroductionStudyofarticles includingtypes parties issuance documentsandpresentationDisciplinespromptedbySWIFTStepbystepguideProblems CDCS培训班 天津 复习计划巧安排 比较复习例如 INCOTERMS2000TransportDocuments CDCS培训班 天津 复习计划巧安排 CDCS培训班 天津 TransportDocuments 以Article23Marine OceanBillofLading为例 aport to portshipmentunlessotherwisestipulatedintheCredithowevernamedonitsfacesignedorotherwiseauthenticatedloadingonboarddateofshipmentintendedvesselplaceofreceiptortakinginchargedifferentfullsetallofthetermsandconditionsofcarriagecharterparties sailonlytranshipment CDCS培训班 天津 应试技巧 时间 顺序 涂卡 铅笔 做题 Ex 11 Deliveryofgoodshasbeenmadetothebuyeron08October Therelevantdocumentswerepresentedinorder includingaCMRdated15dayspriortodelivery TheDocumentaryCredittermsstatethatpaymentistobeeffected30daysaftershipment Onwhichdatewillpaymentbemade ThereareNObankingholidaysandSaturdaysandSundaysareNOTbankingdays Saturday23October Monday25October Saturday06November Monday08November CDCS培训班 天津 Ex 12 InaccordancewithUCP whatisthemaximumnumberofbankingdays inclusiveofpresentationdate thataConfirmingBankisallowedtorefusethedocuments One Three Seven Eight CDCS培训班 天津 Explanation Article13 StandardforExaminationofDocumentsb TheIssuingBank theConfirmingBank ifany oraNominatedBankactingontheirbehalf shalleachhaveareasonabletime nottoexceedsevenbankingdaysfollowingthedayofreceiptofthedocuments toexaminethedocumentsanddeterminewhethertotakeuporrefusethedocumentsandtoinformthepartyfromwhichitreceivedthedocumentsaccordingly CDCS培训班 天津 Ex 13 WhichDocumentaryCreditenablesaBeneficiarytoobtainpre shipmentfinancingwithoutimpactinghisfacility Transferable RedClause Irrevocable payableatsight ConfirmedIrrevocable payableatmaturity CDCS培训班 天津 Explanation AdvancePaymentCredits p 126 Attheseller srequestthebuyermayagreetomakeapartofthepurchasepriceavailabletothesellerasapreshipmentadvanceandfurtheragreethatsuchadvanceshouldbemadefromwithintheCreditissued Historically thisclauseappearedinboldredtypeinordertodrawattentiontothespecialadvance andforthisreasonsuchCreditsweretermedRedClauseCredits CDCS培训班 天津 Ex 14 AMarineBillofLadingactsas 1 anacknowledgementofreceiptofthegoodsbythecarrier 2 evidenceofacontractofcarriage 3 adocumentoftitleforthegoods 4 evidenceofthecontractbetweenthesellerandtheforwardingagent 1and3only 2and4only 1 2and3only 2 3and4only CDCS培训班 天津 Ex 15 ADocumentaryCre