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1、建立核心员工保留模型: 新心理契约的再考虑外文翻译原文:Towards a contingent model of key staff retention:The new psychological contract reconsideredGregory LeeTheories and evidence of widespread changes in employment relationships abound in literature. The organizational environment is increasingly characterised by mandates o

2、f flexibility, reorganization, reengineering and downsizing. As a result, traditional perceptions of what is owed between an employee and an organization are subject to reappraisal. Such perceptions are encapsulated by the concept of the psychological contract . Evidence suggests that in the transie

3、nt global business environment, the psychological contract of employees and organizational representatives may be shifting towards a far more transactional paradigm. Transactional contracts describe perceptions that employment obligations are more short-term, work content based and less relational.

4、However in the case of key employee groups, such transactional relationships may conflict with an organisation s need to retain its core skills and knowledge that form one of its only truly sustainable competitive advantages. Therefore divergent and varied psychological contracts increase the diffic

5、ulty of decisions regarding the long-term retention of key employees. An explanatory model is therefore presented here, allowing for the various permutations and effects on key staff retention that may arise from such differing perceptions. Organisational solutions and research propositions are sugg

6、ested for future research.Psychological contracts and employee retentionIt should be noted that, in this context, staff“retention ” is aconcept not only concerned with stemming the dysfunctional turnover of key employees but also equally important with the behaviours and attitudes that are evidenced

7、 if they stay Flowers & Hughes, 1973.It is important that those who stay are doing so for the right reasons, and with the right attitudes and behaviours. A retention plan that does not attend to both runs the risk of retaining employees who maynot want to be there, or even stay despite feelings of a

8、ntipathy and frustration towards the organization. Therefore, a retention plan must not only retain employees but also engage them in a way that leads to positive, productive attitudes and behaviours for the period of employment.In this regard especially, perceived obligations and their consequences

9、 play an important role. The psychological contract lies at the heart of the employment relationship. The perceptions of its terms by both employees and organizational agents are likely to direct muchof the observable attitudes and behaviour within an employment relationship Schein, 1980, including

10、turnover and retention.The exact processes by which turnover and retention behaviours are affected by psychological contracts seem to be varied. Psychological contracts have for example been linked to commitment Millward & Hopkins, 1998, organizational culture Nicholson & Jhons, 1985; see Sheridan,

11、1992 for impact on turnover as well as betrayal of trust Robinson, 1996;Robinson & Rousseau 1994. All these constructs have links to both turnover an on-the-job hebaviour. Empirical research also confirms that perceived violations of the psychological contract increase intended or actual turnover, a

12、nd negatively affect work attitudes and behaviour Cavanaugh& Noe, 1999; Robinson, 1996; Robinson & Rousseau, 1994; Turnley & Feldman, 1999.The nature of the interaction between psychological contracts andturnover can generally be explained by the extent to which contracts are perceived as relational

13、 as opposed to transactional. By definition, relational contracts are those where mutual obligations of a longer-term nature are perceived, indicating a tendency towards retention. Transactional contracts however are those where mutual obligations of a more short-term nature are perceived,with the a

14、bsence of long-termcommitments , thus indicating a tendency towards flexibility and easy disengagement Rousseau, 1990. As discussed next, changes in employment contracts appear to be occurring with regard to the relational vs. transactional balance, with attendant consequences for staff retention.Th

15、e “new psychological contract ”Prior to approximately the 1980s, organizations perceived labour competitiveness to exist in a stable workforce with lifelong retention of employees Cappelli, 1995; Horwitz, 1991. As a result, many organizations especially large corporations actively sought to insulate

16、 their workforce from the demands of the market by a somewhat artificial system of internal controls and mechanisms such as promotion and reward systems based on seniority.The “old ” psychological contract that accompanied this belief was essentially a system of perceived relational obligations. Emp

17、loyers generally offered employees almost absolute job security, consistent rewards, career management through steady training and advancement and long term company-defined benefit plansretirement, in exchange for the expectation that employees would give all their loyalty and effort to the company

18、for the very long-term Ehrlich, 1994. Individual employees and organizational decision-makers alike genuinely perceived these as the mutual obligations of a healthy employment relationship, and acted accordingly.However, the 1980s later for manySouth African organizations saw the beginning of broad

19、economic pressures such as the increasing globalization of business, changing demographics and information technology. These effectively shifted the sources of competitiveness Ehrlich, 1994; Kissler, 1994. Organisations implemented increasingly stringent efforts to improve their productivity, includ

20、ing widespread restructuring, downsizing and flexibility drives that stripped organizations to a minimum of staff, with widespread terminations of mid-management in particularCappelli, 1992&1999; Horwitz & franklin, 1996. The emphasis has shifted to one of imum productivity, commitment and efficienc

21、y from a minimized workforce Burack, Burack, Miller, & Morgan, 1994; Hiltrop, 1996; but see Coldwell, 1993. In many cases, long term company loyalty to employees has been replaced by the demands of having a flexible workforce that can adjust quickly to market needs, regardless of who needs to be hir

22、ed, terminated or changed. Essentially, labour markets appear to have become far more market-driven or externalized Cappelli, 1995.It should be noted that neither the old contract northe changes arenecessarily representative of all or even most companies. However, where they have occurred, the whole

23、sale reduction of job stability essentially rewrote the perceived obligations of psychological contracts. Employers had madeit clear through action that, with the new business environment, they could no longer be expected to owe employees the same obligations that had previously been perceived as co

24、re to the employment contract.Employees, initially shocked and depressed, have to varying degrees responded by adjusting their own perceptions of mutual obligations. Literature reportsthe realization bymany employees that they mustdiscard the old assumptions of mutual loyalty and to some extent take

25、 responsibility for their own careers, without dependence on any one organizationTornow, 1998; Hardijzer, 2000 Practitioners and academics have therefore observed and hypothesized the birth of a whole new psychologicalcontract, with significantly different perceivedobligations on both sides of the e

26、mployment relationshipKissler, 1994; Robinson & Rpisseai.1994.The new psychological contract can be described simply as a movement towards a far more transactional psychological contract, and less reliance on relational long term obligations Cavanaugh & Noe, 1999. This relationship is one of self-re

27、liance for employees- it has been described as a shift from paternalism where the organization regulates and protects the entire labour relationship to partnership employees assume significant responsibility for their careers and jobs.With the emphasis on self-reliance and partnership in creating va

28、lue, several changes in humanresource systems have been observed in companies see Horwitz & Erskine, 1995 and Horwitz & Franklin, 1996 for South African parallels. Organisational forms have becomemore fast and flexible, with narrowly defined jobs increasingly giving way to teamwork, projectorientati

29、ons and flat hierarchies amongst other innovations Bridges, 1994. This pushes responsibility for contribution more onto employees, who also gain more interesting and enriching work by being increasingly empowered with strategic information, autonomy, rotations and often some flexibility in work time

30、s and content Waterman, waterman & Collard, 1994. Staffing for such systems is increasingly based on short-term strategy OReilly,1994, allowing for flexible hiring, firing and changing of employees as well as contingent staffing as needed despite questions as to the efficacy of this in a team based

31、environment, Milner, 1995. Organisations are less able to develop careers over time, and are increasingly becomingbuy type firms that hire or fire talent asneeded. As a result, career development and concepts of job tenure have changed significantly. Employees are expected to be more responsible for

32、 their own careers Waterman et al., 1994, with the help of organisations but without expectations of long-term job security researchers have thus observed shifts in employee loyalty from the company to the profession or career Cavanaugh& Noe, 1999. Organisations will help employees be more employabl

33、e in the general workplace by providing interesting, enriching and productive work, coaching and mentoring, career guidance, empowerment and aid in acquisition of generic skills training is increasingly up to employees but more portable. Long-term retention is therefore increasingly unlikely where t

34、hese concepts have taken hold. In addition, pay and performance appraisal are increasingly reflective oftrue employee value, and less of seniority thus increased use of incentive and skill-based pay Horwitz & Erskine, 1995. Companies are also increasingly abandoning expensive benefit plans with fixe

35、d outcome levels Lucero & Allen, 1994. Instead, they are capping their own contributions and giving employees more responsibilityfor contributing as well as moresay in levels and types of benefits as with defined contribution plans Ippolito, 1995. This allows for flexibility and portability of benef

36、its without tying employees to the organisation and vice versa Barringer & Milkovich, 1998. Even long-term stock plans tied to retention may give way to the needs of flexibility.These changes are consistent with agency theory, which postulates that expectations of shorter relationships will lead to

37、more outcome-based contracts and less behaviour-based contracts. This is because with shorter expected tenures, information asymmetry between the employee and the organization is likely to be higher making it harder for the organization to predict whether employees will act in its interests, Eisenha

38、rdt, 1989.Ascertaining employee psychological contractsSome methods by which organizational decision-makers may ascertain employee perceptions include simple talks and regular communication effort such as meetings, surveys or interviews.Another possible method for ascertaining a particular employee

39、stance in through screening Milgrom & Roberts, 1992. Here, an organization can discover the privately held information of an employee in this case the perception of mutual obligations by offering a variety of alternatives which would appeal to differing types of persons. The employees choices are th

40、erefore assumedto be an indication of whether she perceives mutual obligations of a relational or transactional nature. An example of such a screening method might be in the choice of compensation. If employees are offered a selection of long and short-term compensation elements such as how much of

41、their own pay to invest in stock plans then their relative choices maydescribe the nature of their perception towards the employment relationship. In this case it is possible that employees who choose to tie themselves into long-term stock plans prefer a relational contract.Similarly, an employees c

42、hoices in area of benefits especially pensions may indicate his or her stance.Although at first it may seem impractical and costly to have to ascertain the perceptions of individual employees, it is submitted that key employees are frequently subject to individual analysis due to their worth as occu

43、rs with one-on-one mentoring or tailored compensation. The individual analysis of their contracts is no less possible or desirable Shore & Tetrick, 1994.Ascertaining the psychological contracts of organizational agentIt is no less necessary to ascertain the perceived mutual obligations of those peop

44、le who represent the organization. It is unfortunately possible that, because of the individual nature of psychological contracts, different employer agents may present differing messages to employees as they represent the organization Shore & Tetrick, 1994. It is necessary to assume however that th

45、ere is some uniformity as regards messages given to the single employee in question.Note that messages may differ between employment groups or individuals. In fact, theories of a dual internal labour market assume that some firms choose to have core employees, towards whom employers perceive relatio

46、nal obligations, and periphery employees such as temporary buffer workforce designed to react to strategic need, towards whomonly transactional obligations are perceived Mangum,Mayall, & Nelson, 1985. The important point is that messages presented to individual employees need level of consistency fo

47、r the model to have any reliability Ehrlich, 1994.ConclusionOrganisations rely on the quality and efficiency of the human and intellectual capital at their disposal, particularly in the case of key employees. The retention of key staff therefore remains a potentially valid and important strategic ch

48、oice, despite the increasing rationale for flexibility in organizations. However, it is becoming increasinglydifficult to understand and foresee the consequences of retention decision. Rapid changes in business environments have wrought complex alterations in the psychological contracts of employees

49、 and organizational agents. It is crucial for organizations to understand that the perceptions of individuals are powerful determinates of behaviour that require understanding and skilful management. The contingent model presented in this article is a vital step in helping organizations to contract

50、with imum efficiency through an informed understanding of employee reactions, and ultimately to create an optimal fit between the organization and its key staff. As similar theories are proposed and expanded, organizations will be better equipped for a future that promises constant change and increa

51、singly less certainty.资料来源 :S./0.Manage.2001,322:P1-9译文:建立核心员工保留模型 : 新心理契约的再考虑Gregory Lee关于雇佣关系变化的理论在文字记载中比比皆是。组织环境日益以对灵 活性的要求 , 重组, 机构重组和裁员来进行其特征描述。因此 , 对于员工和组织关 系的传统观念被重新探讨和评估。简而言之 , 它可以用“心理契约”来描述。资 料表明,在快速变化的全球商业环境下 , 员工和组织的心理契约正在朝着交易型 模式转化。在交易型契约中 ,员工责任是短期的 , 基于工作内容而非雇佣关系的 然而对于核心员工群体而言 , 这种契约模式与

52、组织留住核心员工 , 形成组织的可 持续竞争优势是相矛盾的。 因此, 心理契约的不同类型和其分歧的存在 ,增加了关 于核心员工长期保留决策的难度。以下呈现的模型 , 可以解释在不同观点之下 , 核心员工保留的排列组合形式和由此产生的影响。 这些组织解决方案和命题对将 来的研究有很大的意义。心理契约与员工保留应该指出的是 ,在这种情况下 , 员工“保留”不仅是一个与防止核心员工 因功能失调性而产生的人员流动的有关概念 , 它与在职核心员工被证明的行为、 态度密切相关Flowers和Hughes,1973。重要的是,那些留下来的核心员工之所 以这样,是因为他们有正确的理由 ,正确的行为及态度。一份

53、保留计划 ,不会冒着 风险去涉及这样两种人 , 一是不想要继续留下的员工 , 另一种是留下但对组织充 满反感和失望的员工。因此 , 它不但要留住员工 , 更应该在他们的工作期间 , 致力 于引导积极的 , 有成效的态度和行为。在这一点上 , 可认识到的责任及其后果就起到了尤为重要的作用。 心理契 约成为员工关系的核心。 员工及组织机构对它的看法很有可能直接影响雇佣关系 中可直接观察到的行为和态度 Schein, 1980, 其中包括人员的流动率和保留。人员流动率和员工保留行为受心理契约影响的这个微妙的过程是多种多 样的。心理契约与许多因素有关联 , 例如责任 Millward 和 Hopkin

54、s, 1998, 组织 文化 Nicholson 和 Jhons, 1985; 参看 Sheridan, 1992, 以 及信任感背叛 Robinson, 1996; Robinson 和 Rousseau 1994。所有的因素都与人员流动 , 员工 行为表现密切相关。 经研究证实表明 , 心理契约一旦被侵犯 , 人员离职率就会增加 并且会对工作态度和行为产生负面影响。 Cavanaugh 和 Noe, 1999; Robinson,1996; Robinson 和 Rousseau, 1994; Turnley 和 Feldman, 1999员工心理契约和员工流动率之间的关系 , 通常可以用契约被视为是交易 的相反方来解释。按照定义 , 关系契约是指可被察觉的较为长期的双方义务与责 任, 它表明了人员流动的倾向性。然而交易契约是指在缺失长期承诺的情况下,那些可被察觉的较为短期的双方义务与责任 , 因此

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