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1、IntroductionTheOldManandtheSeawaspublishedin1952andwasoneofHemingway'smostsuccessfillnovelswhichwonHemingwayNobelPrizeforLiteraturein1954.ThenovelwritesaverysimplestorywhichchroniclestheadventureofSantiago,basedonatruestoryofaCubafisherman.Inthenovel,Hemingwaycreatesanimmortalartisticfigure,Sant
2、iago,arepresentativeofCodeHero.Santiagoisapoorfishermanwholivesaloneandhasfinallylostallwilltolive.Everydayisthesamedull,monotonousroutine,itisthespiritofCodeHerotosupporthimfightingandliving.ThechiefpointaboutSantiagoisthathebehavesperfectlyandhonorably,withgreatcourageandendurance.Ialsowanttopoint
3、outthatthenovelnotonlydescribesthefightbetweenhumanandnatureandfatebutalsoindicatedHemingway'sCodeHerogettingtoitssununit.Althouglitheoldmaninthenovelisweakandinthegrimfateofpressure,healsoshowsthespiritofCodeHero.Thispaperwillanalyzetheimageoftheoldman,revealthecharacteristicsofCodeHero,andadvo
4、catethespiritofnevergivingup.Chapter 1TheBackgroundInformation1.1 theAuthorfsGrowthBackgroundRegardedasagiantbothinAmericanliteratureandtheworldliterature,ErnestHemingwaywasbornonJuly21,1898,atOakPark,Illinois.Hisfather,asuccessfulphysicianenjoyedhuntingandfishing.Goingoutfrequentlywithhisfather,Hem
5、ingwaydevelopedawayoflifeandofdeath,andlearnedsuchvirtuesascourageandendurance,Hemingway'sstyleoflivingasanadultandthefactthatliisbooksaboundinsportstermsarepartlytraceabletohisearlylife.AsaboyHemingwaylikedboxingandfootballarewrotethemintolightverseandhumorousstories.Hehasonawholeahappyboyhood;
6、thoughhedidrunawayfromhometwiceandobservedoncethatthebesttrainingforawriterisanunhappyboyhood.Thoughhewaspoorvisionfromchildhood,hewasgoodatsport.Intheschoolhewasalsoanoutstandingstudent.Afterleavingschoolat17infestedwiththeprevailingfeveramongtheyoung”togetintothethickofit”andthesenseoftheneedtoexp
7、erienceorobseivewaratclosequartershetriedtoenlistinthearmy,butwasrejectedbecauseofhispoorsightwhichhadinjuredwhilelearningboxing.HewenttotheKansasCityStarandservedasitseagerandenergeticreporter.DuringWorldWarIheworkedasanambulancedriverinFranceandintheItalianinfantryandwaswoundedseverelyjustbeforehi
8、s19thbirthday.Later,hebecameinvolvedwiththeexpatriateliteraryandartisticcirclesurroundingGertrudeSteinwhenhewasworkinginParisasacorrespondentfortheTorontoStar,Hisworksduringthe1920sarerepresentativeof'theLostGeneration.DuringtheSpanishCivilWarandlatertheSecondWordWar,Hemingwayservedasacorrespond
9、entontheloyalistside.ThenhesettledinCubain1945.In1954,HemingwaywasawardedtheNobelPrizeofLiteratureforhis6masteiyoftheartofmodemnarration”.AfterhisexpulsionfromCubabytheCastroregime,hemovedtoIdaho.Hewasincreasinglyplaguedbyillhealthandmentalproblems,andinJuly,1961,hecommittedsuicidebyshootinghimself.
10、1.2 SocialBackgroundHemingway?slifewasactiveandadventurousbutfullofpains.HelivedintheperiodthattheWorldWarOnebrokeoutwhenmanyyoungvolunteerstookpartinthewarwhichalsocalled“awarendsallwars”.Butthecruelrealitymadethemawarethatmodernwarfarewasnotasgloriousastheythought.ActuallytheFirstandtheSecondWorld
11、WarshadaffectedHemingwayalot,forhehadoncejoinedthearmyandhadinjuredinItaly,sohesufferedmuchwhichwasbroughtaboutbythewardeeply.Hewasdisappointedwiththeworldatthattimeandbecameverypessimisticaboutthefateofthehumanbeings.Asayoungwriterandspokesmanofthe“TheLostGeneration,andinfluencedbythegreedyandheedl
12、esswayoflifeinAmerica,Hemingway'sworksallvividlyrecordedthelifeofthosephysicallyandmentallywoundedsoldiers,revealedthefiiistration,lonelinesswhen“Godisdead”.Soseekingtheunderstandingoflifeisthethemeofthecharacteroftheunyieldingman.1.3 NovePsBackgroundAsamouthpieceof“thelostgeneration,Hemingwaysu
13、fferedcoldshoulderandattackalmosttenyearsinthecommentaryfield.Inordertosavethedesperatesituation,Hemingwaywrotethenovel,theoldmanandthesea,whichisbasedonarealstory.Thestorygoesthatinthelate1940s,uponretimifromanearlymorningfishingtrip,Fuentes(Hemingway'sfriend)andHemingwaysawasmallboat10milesout
14、tosea.HemingwayaskedFuentestoapproachthevesseltoseeiftheyneededhelp.Insidetheboatwereanoldmanandaboy.Asthevesselsclosed,theoldmanbeganyellingatthemwithinsultsincludingtellingthemtogotohell,indicatingthattheyhadscaredawaythefish.FuentesandHemingwaylookedateachotherinsurprise.Justthesame,Hemingwayaske
15、dFuentestolowerthemsomefoodanddrinkswhiletheoldmanandboyglaredatthem.Withoutanotherwordexchanged,thetwoboatspartedways.AccordingtoFuentes,Hemingwaybeganimmediatelytowriteinhisnotebookandlateraskedhimtofindtheoldman.ButheneverwasabletofindthefishermanthathadmadesuchanimpressiononHemingway.Afewyearsaf
16、terTheOldManandtheSeawaspublished,residentsofCojimarbelievedthattheoldfishermanthatFuentesandHemingwayranintoatseawasahumblelocalfishermantheycalledelviejoMiguel;somedescribedhisphysicalappearanceasawirySpencerTracy.TheothercircumstancesthatmadeHemingwaywrotethenovelwasHemingway'swritingcapabili
17、tyhadbeenquestionedbypeopleatthattime.Underkindsofgossip,HemingwaydecidedtowriteTheOldManandtheSeawhichhadbeenconstructedinhismindformorethan10years.Atlast,thismasterpieceprovedhiswritingtalent.Chapter 2 theBriefPlotTlieoldmanandtheseaisoneofHemingway'senduringworks.Itisashortnovel,afableofakind
18、,aboutanoldCubanfishermanSantiagorwhoisdownonhisluck,andtriestofightagainsthisfate.InthestorySantiagohasgonefor84dayswithoutcatchingafish.Asaresult,Mandolin,alittleboy,whousedtosailwithhim,isforbiddenfromfishingwiththeoldmanbyhisparentsandforcedtocatchfishinanother“good-lucky"ship.Laterdespitet
19、heboyasksforfishingtogetheragain,buttheoldmaninsistsonfishingaloneandatlast,hesucceedsinhookingagiantmarlinwhichiseighteen-foot,thelargesthehaseverknownbefore.Butthefishisverypowerfulanddisobedient.Ittowstheoldmanandhisboatforalmost48hours,theoldmancoulddonothingbutbearingthewholeweightofthefishthro
20、ughthelineonhisback.Theoldman,withlittlefoodandsleep,hastobearalotofpainandatthesametimefightagainstthefish.Tohisgreatexcitement,hewasrewardedforhisstruggle.Onthethirddayatsea,hefinallycatchestheweakenedmarlintothesurfaceandhaipoonsit.Onhiswayhome,helashedmarlinalongsidehisboatbecauseitistoobigtobep
21、utintheboat.But,unfortunately,thesharksassaultedtheoldmanandthegiantmarlinindifferentdirectionsforfourtimes.Theoldmanfightstokillthesharkswithasmuchstrengthhecansummon,butonlytofindagiantskeletonofhismarlinleftafterhisdesperatedefense.Atlast,Santiago,havinglostwhathefoughtfor,reachestheshoreandstrug
22、glestohisshack.Hefallsintosoundsleep,dreamingofAfricaandthelionsagain.Chapter 3theCodeHeroandHisFeaturesintheOldManandtheSea3.1 GreatPhysicalPotentialandCouragefirstofall,theoldmanhasgreatphysicalpotentialandcourage.SantiagoinTheOldmanandtheSeawereallhurtinsomeway,yettheywerenotdefeated.However,ther
23、earesomedifferencesinthecharacterizationofSantiago.Heisactiveandchoosestobeinjured.Unliketheothershesuffersonlyphysicalharm,notmentalpain,andasaresultretainshisoptimismuntiltheendofthestory.SantiagoisfreefromthatselfpityandvainstmgglesthathauntedHemingway'sfbnnerheroes.Heacceptshisfatewithgreatt
24、ranquilityandhisinjuriesheregardsasinsignificantoccurrences.ThroughhisportrayalofSantiago,Hemingwaysuccessfullydemonstrateshowmancanchallengehimselfbyconfrontinghisfailures.3.2 EverlastingHopefortheFutureOnemaylosethebattleinlife,buthecanachieveamoralsignificanceafterhiscourage,braveryandabilitytoen
25、durehavebeentested.Becausehopedoesnotdie,powerisnotoff.Evenifthehopeisslim,wealsomusttryourbesttofightforit.Theauthorbelievesthat,soaboveandbeyondtheirphysicalstrength,theirdeterminationprovesevenmoresignificant.WithsuchwillpowertheheroesofHemingwayareabletoremaingracefulevenafterbeingdestroyed,andc
26、anstilldemonstratetheirdignityashumanbeings.Santiago'sphysicalpowerismuchreducedbythefactthatheisalreadyanoldmanwithallthatyouthfulstrengthwhiledawayandlongfaded.Hemingwaymorethancompensatedthatphysicalhandicapbyendowinghisherowithmentalstrengththatisbothdeterminedandfocused:"Thestrongphysi
27、calbeautycanonlybepleasingtosenses,butthestrongwillpowercanmoveoneinthedepthofhisheart."Thewillpowerformstheessentialstrengthoftheprotagonistsandenhancestheintensityoftheconflictsbetweencharacters.Atthebeginningofthenovel,theauthorportraystheimageofthemanWhowemaybeshowoursympathytoandthinkthatc
28、annotdoanything.Furthermore,Santiago'slifeisnotingoodcondition.Exceptaboyheoncetaughttofish,hehasfewfriends.Itseemsthatfewpeoplecarehim.Whatismore,heisfailureincatchingfish.Foraweather-beaten,poverty-strickenandlonelyoldmanlikeSantiago,themiserymightbebeyondanyone'sintolerance.Foramancantole
29、ratefailure,butcan'ttoleratecontinuousfailure.Toomuchfailurewillsuredefeatamanevenwithstrongwill.Forthisreason,wemayamveattheconclusionthatSantiagowillgiveupfishing.Buttooursurprise,thecolorofthecharacterisbrighterinthefollowing.Theoldmanfirmlyinsiststhathewillnotalwaysbeunfortunate,andshipsinto
30、thedeepseawithoutlookingback.Whatmakestheoldmanmakesuchadecisionunderthedifficultcondition?Throughtheman,theauthorpointsout-eventhoughlifeisharder,eventhewretchedstandpoint,“Butwhoknows?Maybetoday,eveiydayisanewday”.Thisisthehopefbrthefiiture,nevergiveuohopeforthefuture.Theauthorfurtherstrengthensth
31、echaracteroftheoldman一theCodeHero.Finally,hesawonesharkcameagainsttheheadofthisfish,andheknewallwasover.Heswungthetilleracrossthesharksheadwherethejawswerecauglitintheheavinessofthefish'sheadwhichwouldnottear.Heswungitonceandtwiceandagain.Hefeltitgoinandknowingitwassharphedroveitinagain.Theshark
32、letgoandrolledaway.Thatwasthelastsharkofthepackthatcame.Therewasnothingmoreforthemtoeat.Atlast,hesailedbackintoharborexhaustedly,withaskeletonofhisfishandabrokenskiff."She'sgood,hethought.Sheissoundandnotharmedinanywayexceptfbrthetiller.Thatiseasilyreplaced”.Allwhattheoldmanseesaregoodside.
33、Hefailed,however,"heisnot'defeateddespitethefactthathasbeen'beaten',ashehimselfadmits,byhisviolationofthesacredcode.Hepronouncesthatnothingbeathimreallyandthathisonlyfaultwasthathe'wentouttoofar'3.3 loyaltyAnotherimportantfeatureofthe“codeheroesisthekloyalty.Theyarenotwithou
34、tstrongpassionsandfaith,andsuchqualitymakestheircharacterlife21ikeandreliable,conveyingwarmthandlovetopeoplearound.However,suchqualityisimpliedratherthandisplayedinthe"codeheroes.Itisnotspokenofbutperfbnned,nottoldbutsuggested.Santiago'sloyaltyandpassiontothechildManolincanonlybefeltthrough
35、theirbehaviourandspecificactions,whilethecharactersthemselvesneversayawordaboutit.Suchaqualitycreatesanintegratedandoutstandingindividual.Yettheloyaltybreaksfromcommonpoliticalorreligiousbeliefsanddoesnotstemfromsomeabstractideologybutcomesfromasenseofbelonginganddependenceoncertainindividualgroups,
36、personalcirclesandfriendshipsorfromtheloveforsomespecificregions.3.4 DaringSpiritforFacingtheChallengeTlieprocessoftheoldman'sfishingisjustlikethehuman'swholelife.Everyoneintheworldlivesahardlifeandhastofacethevastandvastsea.Thegreedysharkswithshaiptooth,andalongwithhimselfisjustaboatandhiss
37、oulthatsupporthimliveintheworld.Facingwiththerespectedbutfearsomenature,thehumanbeingissoinsignificant.Howevertheauthorhasraisedsuchaquestion:bywhatthehumanbeingshouldhavetoliveinthework?Atthesametime,theauthoransweredthisquestionbyportrayingthewaythattheoldmanfacestheseaanddealswiththesharksalong.T
38、heoldman'sadmirablecourageisalsodemonstratedbytheopponent一theseaandthesharks.Theharderthefishandthesharksaretodefect,thetallertheoldman'simageis.3.5 HeroicBehaviorintheActualBattleDefinitelyamidgetspiritualcouldn'tbecomeanactualgiant.Ifapersonhasstrongwillbuthetakesnoactualaction,heissti
39、llamidget.Santiagodoesn'tonlyhavespiritualpower,healsoprovehispowerandstrengthbyhisaction.BydescribingtheprocessofhisfishingtheMarlinandfightingwiththesharks,Hemingwayshowsthedeath-defyingspiritintheactualbattle.Withhisexceedingself-confidencehegetsridofhisbadluckandcatchesthefishwhichislongerth
40、anhisskiff.Evenhislefthandcrampsandhisrighthandiscutbytheline,hejusttriedhisbesttoendure.Fromtheoldfisherman'spointofview,anypaindoesnotmattertoaman.HemakesresolutiontostaywiththeMarlinuntilheisdead.ThenSantiagomeetswithamoreterribledisaster.ThesharksspringontheMarlinandwanttotakehisprizeaway.Th
41、eoldfishennandoesn'tfoldhishandsandwaitfordestruction.Instead,hebravelydeterminestofiglitthemuntilhedies.Actuallytheoldman'sheadisclearandgoodnow.heisfullofresolutiontofightwiththemuntilthesharks.Butheknowsthatthereislittlehopeforhimtowinsinceheissowearyandsotired.Heknowsthefailureisinevitab
42、le.Butheshouldbehaveasamaninthebattlefield.Infacingsomanysharks,Santiagodoesn'tshowanyfear.Hepullshimselftogetherandfightsthesharksmorefiercely.3.6 LonelinessEnduranceintheLongFightingTheauthordoesn'ttellustheoriginsoftheoldman,nobodyknowswherehecomesfromnordoesnooneknowwhetherhehasrelatives
43、."Hewasanoldmanwhofishedalonginsskiff,“onlyachildcompanieswithhim.Butafter40days,thechildisalsogoingawayorderedbyhisparents.Theoldmanhastofacetheseaandthesharks.Butthesearenotthemostfearfulthing,thegreatestfearisloneliness.Thefeelingoflonelinessismorefearfulthanlonelinessitself.Theonlywaytheman
44、resolvesitistotalktohimself.Theauthorhasmanyportraysthattheoldmanistalkingtohimself.Iftheboywashere,theoldmanishappy.Whenheisalone,hejusttalkstohimselforsingsloudlytomakefun.Throughtalkingtohimself,heovercomestheloneliness,and“heknewnomanwaseveraloneonthesea.”3.7SpecializedSkillsTlie"codeheroes
45、“aieendowedwithcertainspecializedskills,suchasfishing,bullfighting,andhunting,etc.Suchskillsarenecessaryfortheinternalcourageandconstraintintheheroes.Inanothersense,apersonthatisgoodfornotliingislikelytobepresentedastweakoruseless,yettheHemingway'sheroesarefreefromsuchdeficienciesastheypossesspr
46、acticalskills.Chapter4TheAttitudeofHemingwaytowardsCodeHero"Between1940and1950whenhisnextnovel,AcrosstheRiverandintotheTreesappeared,Hemingwaywassalientfromaliteraturepointofview.AcrosstheRiverandintotheTreewassuchabadperformancethatcriticsallagreedthatHemingway'stalentwasdead.Butnotforlong
47、,TheOldManandtheSeahelpedtowardrestoringhisliterary,sothathewontheNoblePrizein1954.Andthenovelgreatlyshowedtheauthor'schangetowardsthecodehero.”(陈建华2002:78)TheoldmanSantiagofightswiththemarlinfirst,hedoesnotfeeldiscouraged.Thenadesperatestruggleensues,hefightswiththegiantsharks.HereinSantiagowec
48、anseeagaininthespiritofthenobleCodeHero,contendingwithaforceheknowsitisfutiletobattlewith.However,theoldmaneventuallycomestotherealizationthatingoingtofaroutalone,ubeyondallthepeopleintheworld,"(Hemingway2005:95)hehasmethisdoom,andhefeelsgoodtobeoneofthehumanandthenaturalworld.Theoldmanbeginsto
49、regardthefishasthebrotherofhumanbeings,hestartstoconsiderwhetheritisworthyoffightingforthefatejustbyhimself.menwillbecomeoldanddecayintheend,somenstilldoomtoyieldtothefate.Inthenovel,thechangeofHemingway'sattitudetowardsthelifeshowed:“Thefishismyfriendtoo,“hesaidaloud."Ihaveneverseenorheard
50、ofsuchafish.ButImustkillhim.Iamgladwedonothavetokillthestars.v“Idonotunderstandthesethings,hethought.Butitisgoodthatwedonothavetotrytokillthesunorthemoonorthestars.Itisenoughtoliveontheseaandkillourtrubrothers."(Hemingway2005:91-92)Throughtheseparagraphs,wecanseethattheoldmandoesnotwanttokillth
51、efishtoo,butheisforcedtokillthem,justforthesurvival.Thisisthemostimportantpointthatlaystheoldman'svalue.Hebelievesthathumanbeingsshouldgetwellwiththenature.ThathebeginstoexperienceafeelingofbrotherhoodandlovenotonlyforhisfellowmenbutforhisfellowcreaturesinnatureisaconvincingproofthatHemingway'svisionoftheworldhasundergoneaprofoundc
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