国外大型企业HSE客户审计文件清单

国外大型企业HSE客户审计文件清单Sitelayout(tocovertheexistedbuildingsandplantoconstructbuildingsorfacilities)工厂平面布置图(涵盖现有建筑物和计划建造的建筑物或设施)Processflowdiagram(Chemicalprocessscheme)工艺流程图(化学工艺示意图)Policy&MSDocumentsHSEPolicy健康、安全、环境和质量方针KeyEmployeeroleprofiles员工岗位职责Annualmanagementobjectivesandimprovementplan年度管理目标和改进计划HSEperformanceevaluationreport(monthly/quarterly/annually)HSE绩效评价报告(月度/季度/年度)CompanyorganizationchartandHSEmanagementorganizationchart公司组织架构图和HSE管理组织架构图Sitetrainingprogramandrecords(threeleveltraining)，Trainingeffectivenessassessmentrecords.年度工厂培训计划和记录(含三级培训)，培训效果分析记录。Trainingneedsassessmentmatrix.Documentationoftrainingrequirementsforeachjobfunction’sinitialandperiodictrainingneeds.培训需求分析表。各部门岗位培训要求和定期培训需求记录文件。HSEmanagementsystemdocuments(procedures,SOPs,records,etc)HSE管理制度文件(含程序文件，作业指导书，记录表，等等)InternalHSEauditreports.内部HSE审计报告。PermittingDocumentsDocumentsindicatingprojectapproval(includingprojectexpansion)onhealth,safetyandenvironmentalissues,including:项目健康、安全和环境方面的批准文件(包括扩建项目)，包括：EIAreportandwrittenapproval环境影响评价报告和书面批复Safetypre-assessmentreportandwrittenapproval安全预评价报告和书面批复Occupationaldiseasehazardspre-assessmentreportandwrittenapproval职业病危害预评价报告和书面批复Completionacceptanceinspectionapprovaltofirepreventionandprotectionsystem消防系统竣工验收批复Completionacceptanceinspectionapprovaltoenvironmentalprotectionfacilities环保设施竣工验收批复Completionacceptanceinspectionapprovaltosafetyfacilities安全设施竣工验收批复Modification/expansionEIAandwrittenapproval改建/扩建环境影响评价报告和书面批复EnvironmentalDocuments.Monitoringreport/analyticalreportfromlocalEnvironmentalMonitoringStationorotherauthoritieson:由当地环境保护监测站或者其他主管单位出具的监测报告/分析报告：Wastewaterdischarge(E)废水排放Airemissionfromstacks(E)排气管尾气排放Airqualityatworkingarea(E)工作区域的空气质量Siteboundarynoiselevel(E)厂界噪声水平Noiselevelatworkplace(IH)工作岗位噪声水平BuildingLightingprotectionandgroundingtesting,facilitygrounding(S)建筑物防雷和设备接地测试报告CopiesofdischargeregistrationstolocalEPBandpermitsissuedbylocalEPB提交到当地环保局的排放登记复印件和由当地环保局签发的许可证PollutionDischargePermit(includingInterimPollutantDischargePermit)排污许可证(包括临时排污许可证)Theproductionandwastewater/airtreatmentfacilityoperationrecords生产和污染治理设施运行状况信息记录台账。Signedhazardouswastetreatmentagreementsandrecordsofwastesremovedbythelicensedcontractors(includinghazardouswastemanifestdocuments)已签署的危险废物处理协议，第三方资质和废物转移记录(包括危险废物转移联单文件RegisteredannualhazardouswastedisposalPla年度危废转移计划申报表。Auditreportsfor3rdpartylicensedcontractors.危废处置商审计报告。PSMDoeUmentSDocumentedriskprofiles.Jobsafetyanalysis(JSA)危害识别清单，JSA分析报告。ProcessSafetyInformationChecklist.工艺安全信息检查表。WrittenProcedureontheManagementofSDSs.DocumentationofSafetyDataSheets书面SDS管理程序。物料安全数据表SDS)文件。WrittenProcessHazardsAnalysisprocedure;SyngentarelatedproductsProcessRiskManagementreportorotherProcessHazardAnalysisreport(suchasHAZOPorWhat-Ifetc.)ProcessHazardsAnalysesRevalidationReports.书面工艺危害分析管理制度。产品工艺风险管理报告或者其它工艺危害分析报告（比如危险与可操作性分析HAZOP或者假设分析What-If等）.PHA定期验证报告。ChemicalReactionHazardsAssessmentReports/ChemicalsThermalStabilityTestingReports.化学反应危害风险评估报告/化学品热稳定性测试报告。As-builtDrawingsorP&IDs.与现状一致的工艺图纸或P&ID含管道和仪表图纸。Calculationsheetsforthepressurereliefvalvesorrupturedisks.泄压阀和爆破片计算书。MaterialsBalanceSheetsandEnergyBalanceSheetsforprocesses.工艺物料平衡表和能量平衡表。Maximumintendedinventory物料最大允许存储量清单。Electricalequipment（ListofEquipmentforAreaClassificationPurposes（LEAC）andEX-Proofareaclassification. 电器防爆分级（区域电器设备分级清单）和防爆区域划分图.Processventilationsystemdesigndrawing工艺排气系统设计图纸。SOPforroutineandnon-routineoperations,emergencyshutdownprocedures. 岗位操作规程（含常规作业、非常规作业、紧急停车操作指导）。HighriskprocessoperatorCertifiCate高危工艺作业岗位操作人员上岗证Controlroomalarmmanagementprocedure.中控室报警管理程序。GroundingandbondingproCedure.静电接地跨接管理程序。MaintenanceDocUmentsPermittoworkproCedure（hotwork/ConfinedspaCeentry/workingatheight/workoneleCtriCalinstallations/exCavationetC.）作业许可证程序（动火/有限空间/登高作业/电器设备安装作业/挖掘等）LoCk-out/Tag-outProCedure挂牌和上锁程序文件。Pre-startupSafetyReviewChecklistandrecor开车前检查清单和记录文件。ManagementOfChangeProcedure&MOCrec变更管理制度和变更记录。Specialequipmentregistration（pressurevessel/boiler/pressurereliefvalve/elevator/forklift/hoist/radiationdeviceetc.）andregularverificationrecords.特种设备登记（压力容器/锅炉/安全阀/电梯/叉车/起重机/放射设备等）和定期检验记录。FacilityPreventativeMaintenancePlanandrecordsforcriticalcontrolloopsandcriticalsafetyrelatedequipment.PMreports（e.g.overduelist）.设备预防性维护计划和实施记录，含关键控制回路和关键安全设备。预防性维护报告（例如，逾期未维护设备表）Regularinspectiontestreportsforvesselsandpiping容器和管道定期检验报告。Workinstructionsformaintenancepeople.维修维护人员作业指导书。ChemicalCompatibilityMatrixFormsforwarehouses.仓库存储化学品兼容性矩阵表。ContraCtorSftyDoCumentSContractorselectioncriteriaandSOP.承包商选择标准和指导书。ContraCtHSErequirementS.DoCumentationofHSEprogramSfromoutSourCedContraCtorS.ReCordSindiCatingCommuniCationofhazardSbetweenentitieS.合同中HSE条款。承包商HSE管理程序。危害沟通记录文件。ContraCtorPerformanCeEvaluationReportS.承包商绩效评估报告。TrainingReCordStoContraCtorWorkerS.承包商员工培训记录。OccupationalHealthDocumentsEmployeemediCalexaminationreport员工健康体检报告EmployeeoCCupationalhealthmediCalexaminationreport(forwhomexpoSuretotheoCCupationaldiSeaSehazardS)员工职业健康体检报告(针对接触职业病危害因子的员工)RegularlymonitoringreporttooCCupationaldiSeaSehazardSarea(airmonitoring)对职业病危害区域定期的监测报告(空气监测)WrittenhearingConServationproCedure书面听力保护程序WrittenReSpiratorProteCtionproCedure书面呼吸防护程序WrittenproCedureforidentifyingrequiredPPE识别所需个人防护用品的书面程序PerformanCeteStingofloCalexhauStventilation(LEV)SyStemS,maintenanCeprogramandinSpeCtionSCheduleandaSSoCiatedreCordS局部排气通风系统ERPandInddentinvestigationDocuments.EnvironmentalandSafetyEmergenCyreSponSeplan(naturaldiSaSter/fire/exploSion/ChemiCalSpill/etC.),ERPregiStrationreCordSandreCordSonemergenCymo