前沿AI企业控制标准首评深度评述(英文原文)_第1页
前沿AI企业控制标准首评深度评述(英文原文)_第2页
前沿AI企业控制标准首评深度评述(英文原文)_第3页
前沿AI企业控制标准首评深度评述(英文原文)_第4页
前沿AI企业控制标准首评深度评述(英文原文)_第5页
已阅读5页,还剩27页未读 继续免费阅读

下载本文档

版权说明:本文档由用户提供并上传,收益归属内容提供方,若内容存在侵权,请进行举报或认领

文档简介

2-1

附件二

《ControlAssessment》英文原文

OriginalText

Source:GuidelightAIStandards(

https://guidelight.ai/blog/control-assessment-august-2026)

Published:August18

,2026·Lastupdated:August25,2026·InformationcurrentthroughAugust18,2026

Intro

InGuidelight’sfirstassessmentofsafetyatfrontierAIcompanies,wefindthatbasicpracticesforkeepingcontrolofAIare,atmost,partiallyimplemented.

Drawingonpublicmaterials(systemcards,safetyframeworks,riskreports,blogposts,andthirdparties’descriptionsofcollaborationswithcompanies),weassessedtheimplementationofGuidelight’sControlstandardatfivecompanies:Anthropic,Google,Meta,OpenAI,andxAI.

Specifically,wefocusedonsixfoundationalpracticesfromthestandard:

Logging:LogwhatinternalAIsaredoing,sotheycanbemonitored.

Monitorefficacy:Measurehowwellmonitoringworks.

Gatedactions:Requireamonitortoclearcertainhigh-riskAIactionsassafebeforetheytakeeffect.

Circuitbreaking:TemporarilyhaltAIsystemsafterasurgeofflaggedmisbehavior.

Third-partyreview:Havethirdpartiesassesstheadequacyofcontrols.

Containmentplan:Haveaplanforcontainingamisalignedmodel.

Scoringchart

ImplementationofGuidelight’sControlstandardbasedonpubliclyavailableinformation(0–5absolutescale):

Practice

Anthropic

OpenAI

Google

xAI

Meta

Overallgrade

C+(2.50)

C+(2.50)

D+(1.50)

D−(0.83)

F(0.67)

Logging

3(Substantial

partial

implementation)

3(Substantial

partial

implementation)

2(Limited

partial

implementation)

0(Not

implemented)

1(Precursorsonly)

2-2

Practice

Anthropic

OpenAI

Google

xAI

Meta

Monitorefficacy

3(Substantial

partial

implementation)

3(Substantial

partial

implementation)

1(Precursorsonly)

0(Not

implemented)

1(Precursorsonly)

Gatedactions

3(Substantial

partial

implementation)

2(Limited

partial

implementation)

1(Precursorsonly)

2(Limited

partial

implementation)

0(Not

implemented)

Circuitbreaking

3(Substantial

partial

implementation)

2(Limited

partial

implementation)

1(Precursorsonly)

2(Limited

partial

implementation)

0(Not

implemented)

Third-partyreview

3(Substantial

partial

implementation)

2(Limited

partial

implementation)

2(Limited

partial

implementation)

0(Not

implemented)

2(Limited

partial

implementation)

Containmentplan

0(Not

implemented)

3(Substantial

partial

implementation)

2(Limited

partial

implementation)

1(Precursorsonly)

0(Not

implemented)

Scale:0=Notimplemented;1=Precursorsonly;2=Limitedpartialimplementation;3=Substantialpartialimplementation;4=Near-fullimplementation;5=Fullimplementation.

Eachcompany’soverallgradeistheaverageofitssixabsolutescores,convertedtoalettergradeontheU.S.GPAscale.Figure1intheoriginalreportdisplaystheseresultsinascorecard.

Takeaways

Acrossfrontiercompanies,basiccontrolpracticesareatmostpartiallyimplemented.Onour0–5scale,nocompany’sscoreonanypracticeexceededa3(substantialpartialimplementation).Themajorityofscoresare2(limitedpartialimplementation)orlower.

Thecompaniesseparateintothreegroups:

AnthropicandOpenAIhavethestrongestcontrolpractices.BothlogsubstantialportionsoftheirinternalAIactivityandscanthatactivityforsignsofmisbehavior.Bothhavealsotakenstepsto

measuretheefficacyoftheirscanningandtoescalatetohumansupondetectingsuspiciousbehaviors.Butneithercompanyfullyimplementsanypracticeweassessed.

Googlelagsinimplementation,buthasdetailedfutureplans.ItsAIControlRoadmapisthemostspecificforward-lookingdocumentanycompanyhaspublishedoncontrol,spanningprevention,

detection,andcontainment.ButbasedonGoogle’spublicdisclosures,wedonotfindevidenceofGoogleyetimplementingmostofthisroadmap.

MetaandxAIhavetheweakestcontrolpracticesandfewerspecificplans.ThelittlethatweknowaboutMeta’scontrolscomesprimarilyfromitsdisclosurestoMETRfortheFrontierRisk

2-3

Reportearlierthisyear.xAI,meanwhile,wastheonlyassessedcompanythatdidnotparticipateinMETR’sreport.Ithasbuiltsomelimitedfeaturesthatcouldbeusefulfuturecontrols,butwefindlittleevidenceofhowwidelytheyareusedinternallyorwhethertheyarehavingtheintended

effects.

Thecompaniesarestrongestintwoareas:detectionandthird-partyassessment.Threecompaniesdescribeloggingatleastsomeinternalusagethatisthenscannedforsignsofmisbehavior.Fourofthem(allbutxAI)participatedinMETR’sfirstFrontierRiskReport.Yetcompanies’futureplansforthird-partyassessmentsareunclear:forinstance,whethertheseassessmentswillhappenfrequentlyenoughtocatchemergingdangers,andwhethercompanieswillallowdeeper,hands-onaccesstoassessors,asonlyAnthropicseemstohavetodate.

Thecompaniesareweakestinpreventionandcontainment.Onprevention(i.e.,gatedactionsandcircuit-breaking),onlyAnthropicachievedanythingabove“limitedpartialimplementation”(itsscoreis“substantialpartialimplementation”).Asaconsequence,AIcompanies’controlsystemsarepronetobeingdisabledbymisbehavingAI.Theircontrolsystemsarealsopronetosuccumbingtoablitzofattacksthatisfasterthanthecompanycanrespond.HowAIcompanieswouldrespondtosuchincidentsisevenlessclear;thebestpublicevidenceisthatcompanieshavefewcontainmentprotocolsreadyforanemergency.

Thoughtoday’sscoresleavesignificantroomforimprovement,weareoptimisticthatstrongercontrolpracticesareachievabletoday.Foreachoftheassessedcompanies,thereisaclearsetofchangesinpracticesordisclosuresthatarepracticableandwouldresultinmeaningfullystrongersafetypractices.

Motivation

AIcompaniesincreasinglyrelyontheirownAIsystemsforsomeoftheirmostsensitivework,fromsecuringtheirnetworksagainstattackerstobuildingthenextgenerationofmodels.IftheseAIsystemsaremisaligned—withgoalscontrarytowhatthecompanyintended—thesystemscouldcausesubstantialharm,unlessthecompanyimplementstherightcontrols.

Theserisksareunderscoredbyrecentincidents,andtheyarealsobroadlyacknowledgedbytheAIcompaniesthemselves.Fortunately,expertsincreasinglyagreeonasetofinternalcontrolsthat,ifimplemented,wouldsubstantiallyreducethisrisk.

Guidelight’sControlstandard,publishedinMay2026,articulatestheseminimumpractices,drawinguponawiderangeofexpertinput.Now,GuidelighthasassessedfrontierAIcompaniesagainstthisstandard.Ourgoalsaretwofold:(1)toencouragebetterpracticesamongAIcompanies,and(2)toequipthepublicwithabetterunderstandingofcompanies’safetypractices.

Whatweassessed

2-4

WescoredfivefrontierAIcompanies—Anthropic,Google,Meta,OpenAI,andxAI—againstafoundationalsetofpracticesfromGuidelight’sControlstandard.Drawinguponcompanies’publishedmaterials,twomembersofourteamindependentlyscoredeachcompany’spracticesagainstasharedrubric,thendiscussedanydisagreements(togetherwithathirdteammember)untiltheteamreachedconsensus.

Thisassessmentisup-to-dateasofAugust18,2026.Tomakesurewewerecomprehensiveandaccurateindrawinguponthepublicsources,wesharedpreliminaryscoresandrationaleswithstaffatassessedcompanies.Wetheninvitedthemtopointustoadditionalsources,correctanymistakeninterpretations,orpubliclydiscloseadditionalinformationiftheywished.

Specifically,ourteamassessedthefollowingsixpracticesfromGuidelight’sControlstandard:

Logging

Standardrequirement:Monitorableinferenceininternaluse.Forrisk-relevantmodelsininternaluse,99.9%ofinferencetokensareloggedformonitoring—meaningtheinferenceisloggedandabletobescannedwithclassifiers(synchronouslyorasynchronously),notthatclassifiersarenecessarilyrunagainsteveryrequest.

Monitorefficacy

Standardrequirement:Monitorefficacy.Measureanddocumenttheefficacy(recall)ofthemonitorsystemforflaggingconcerningbehavior.

Gatedactions

Standardrequirement:Requiredgatedactions.Thesetofgatedactionsmustinclude,ataminimum:

Circuitbreaking

Standardrequirement:Circuitbreaking.Implementcircuitbreaking:asystemwhereafterenoughflaggedactionshaveaccumulated,nogatedorclosely-trailedactionscanbetakenuntilahumandeterminesitissafetoremovethisrestriction.

Third-partyreview

Standardrequirement:Third-partyadequacyreports.Onaquarterlybasis,commissionandpublishathird-partyreportfocusedontheadequacyofthecompany'scontrolregime,drawinguponthered-teamingresults,andredactingonlyinformationdeemedbythethird-partytoposeunnecessarycommercialriskortobeunsafetopublish.

Containmentplan

Standardrequirement:Containmentresponseplan.Developandadoptacontainmentresponseplanforrestrictingamodel’saccessandoperationupondetectionofattemptstosubvertcontrol.

2-5

Detailedscoring

Thedetailedrationaleforeachcompany’sscoreoneachpracticeissummarizedbelow.

Logging

Anthropic—Anthropichassubstantialloggingandmonitoringcoverageofagentsusedininternaldeployment,butthiscoveragehasgaps.Anthropicalsologsmostagentactivityinevaluations.

Keyevidence:

Anthropichassubstantialloggingandmonitoringcoverageofagentsusedininternaldeployment,butthiscoveragehasgaps.Anthropicalsologsmostagentactivityinevaluations.

Anthropicemploysamonitoringsystemthatcoversover90%ofemployees[1](butnotall[2]),andrunsmonitorsonarandomlysampledsubsetofcoveredinference[3].Itisunclearwhetherloggingisonlyofthissampledsubsetorofallofthecoveredinference.Certaincategoriesofinferencearenotmonitored[3],andemployeescanlaunchinferencejobswithoutloggingormonitoring[4].Onloggingforevaluations,Anthropichassaidthatitlogs“most”evaluationtrajectories[5].

Google—Googledoessomedegreeofmonitoringofinternaluse,buttheextentofitscurrent

monitoringcoverageisunclear.4**Keyevidence:

Googledoessomedegreeofmonitoringofinternaluse,buttheextentofitscurrentmonitoringcoverageisunclear.4**

Googlehasimplementedmonitoringsystemsthathavebeenintegratedintointernallydeployedagents[1],anditplanstoexpandcoverageofasynchronousmonitoringto99%ofagenttraffic[2].

Meta—Metahasdescribedplanstoimplementamonitoringapproachthatappearstoinvolvelogging.Todate,however,Metahasnotsaidthatitlogsormonitorsinferenceininternaluse.

Keyevidence:

Metahasdescribedplanstoimplementamonitoringapproachthatappearstoinvolvelogging.Todate,however,Metahasnotsaidthatitlogsormonitorsinferenceininternaluse.

WeareunabletofindpublicevidencethatMetacurrentlylogsinternalinferenceformonitoring.Forinstance,MetareportedtoMETRinFebruary2026thatitdoesnothaveoperationalmonitors

activelycheckingforpotentialmisalignedcovertactions[1].AsdescribedbyMeta,these“are

envisagedasnear-termmitigationsthatwillbedevelopedandvalidatedasrelevantmodel

capabilitiesadvance”[1].Thisdescriptionisconsistentwithotherfuture-orientedlanguagefromMeta’sAdvancedAIScalingFramework.Specifically,Metawritesthatassessingtheriskoflossofcontrolscenarios“willrequirenewtypesof[...]monitoringsystems,includingtheuseof

monitoringsystemstoanalyzedeploymentusagepatternsofinternallydeployedFrontierAIat

Meta”[2].Accordingly,wedeterminethatthoughthereisnoevidenceofMeta’simplementationto-date,5**Metahasdescribedplans(precursors)inthatdirection.

2-6

OpenAI—OpenAIlogsandmonitors99.9%ofcodingagentusageininternaldeployment.Foragentsrunninginevaluations,OpenAIhassaidthatitruns“universalmonitoring”ononeparticularlycapableinternalmodel.However,thefullextentofloggingofotheragentsinevaluationsisunclear.

Keyevidence:

OpenAIlogsandmonitors99.9%ofcodingagentusageininternaldeployment.Foragentsrunninginevaluations,OpenAIhassaidthatitruns“universalmonitoring”ononeparticularlycapable

internalmodel.However,thefullextentofloggingofotheragentsinevaluationsisunclear.

OpenAIhaswrittenthatitlogs99.9%ofinternalcodingagentinferenceforlatermonitoring[1].Wehavenotfoundevidence,however,thatothertypesofinternaluse—forinstance,useduring

evaluationsorinnon-agenticsettings—aresimilarlylogged.Foroneparticularinternalmodel,

dubbedAstra,OpenAIdescribeshavingimplemented“universalmonitoring”duringevaluations[2].Regardingothermodels,OpenAIhasalsoprovidedexamplesofsafetydocumentationthatrelyuponhavingloggedcertainevaluationsofamodel.6**Wehavenotfoundevidence,however,thattheselogsconstitute99.9%ormoreoftrafficorthattheyarethenregularlyscannedforsignsofmisalignedbehavior.

xAI—Todate,wehavefoundnoevidencethatxAIlogsormonitorsinferenceininternaluseorthatitplanstodoso.

Keyevidence:

Todate,wehavefoundnoevidencethatxAIlogsormonitorsinferenceininternaluseorthatitplanstodoso.

N/A

Monitorefficacy

Anthropic—Anthropicmeasuresanddocumentsrecallforsomeofitsmonitoringsystem’scomponents.Wedonotfindevidenceofend-to-endmeasurementoftheefficacyofthemonitoringsystemasawhole,however.

Keyevidence:

Anthropicmeasuresanddocumentsrecallforsomeofitsmonitoringsystem’scomponents.Wedonotfindevidenceofend-to-endmeasurementoftheefficacyofthemonitoringsystemasawhole,however.

Anthropichaspublishedrecallstatisticsforcomponents7**ofitsmonitorsystemtwice,onceinthealignmentriskupdateforClaudeMythosPreview[1]andonceinitsAugust2026riskreport[2].

Thesefalsenegativeshavebeenidentifiedthroughavarietyoftestsofcomponents’accuracy:

datasetsconstructedforthepurpose,transcriptsgeneratedbyhumanred-teamers,andtheactivityofmodelsdeliberatelytrainedtobemisaligned[2].However,recallisnotalwaysre-evaluatedwhenchangesaremadetoacomponentofthemonitoringsystem[2].

Google—Googlehasplanstomeasurerecall[1]andhascollaboratedwithUKAISItomeasuretheworst-caseeffectivenessofsomemonitors[2],butwefoundnoevidenceofcurrentrecall

2-7

measurementsofdeployedmonitors.

Keyevidence:

Googlehasplanstomeasurerecall[1]andhascollaboratedwithUKAISItomeasuretheworst-caseeffectivenessofsomemonitors[2],butwefoundnoevidenceofcurrentrecallmeasurementsof

deployedmonitors.

Outlinedinjustificationsection.

Meta—MetahasmeasuredanddocumentedrecallforaresearchmonitoraspartofevaluationsofMuseSparkforagentsandbaggingcapabilities[1],butnotforamonitorsysteminoperation.

Keyevidence:

MetahasmeasuredanddocumentedrecallforaresearchmonitoraspartofevaluationsofMuseSparkforagentsandbaggingcapabilities[1],butnotforamonitorsysteminoperation.

Outlinedinjustificationsection.

OpenAI—OpenAIhaspublishedrecallstatisticsforamonitorusedininternaldeploymentandmanuallyreviewstranscriptsflaggedbymonitors.However,itisunclearhowfrequentlyOpenAImeasuresrecall,anditmeasuresrecallonlyonasmallnumberofrealtranscripts.

Keyevidence:

OpenAIhaspublishedrecallstatisticsforamonitorusedininternaldeploymentandmanuallyreviewstranscriptsflaggedbymonitors.However,itisunclearhowfrequentlyOpenAImeasuresrecall,anditmeasuresrecallonlyonasmallnumberofrealtranscripts.

OpenAIhasmeasuredtherecallofamonitorusedininternaldeployment,usingsyntheticdatasetsofmisalignedbehavioraswellas84realtranscripts.Italsoperformshumanreviewoftranscripts

flaggedbymonitorsashavinglevel3or4severity(whereseveritylevelsrangefrom1to4).Itis

preparingtoreviewcertaintranscriptsflaggedashavingseveritylevel1or2whentheflaggedformofmisalignmentisnovel[1].

xAI—Todate,wehavefoundnoevidencethatxAImeasuresrecallofmonitorsorhasanyplanstodoso.

Keyevidence:

Todate,wehavefoundnoevidencethatxAImeasuresrecallofmonitorsorhasanyplanstodoso.N/A

Gatedactions

Anthropic—Anthropichasdevelopedafeaturecalled“automode”forClaudeCode,whichletsamonitorreviewagentactionsandblockthemiftheyareflaggedasdangerous.Bydefault,thisblocksattemptstomakethesystemhardertomonitor,aswellasattemptstomodifytheagent’sownpermissions[1].AutomodeissetasthedefaultforinternaldeploymentofClaudeCode,meaningthattherearetypicallybarrierstomodifyingthemonitoringsystemandcontrol-relevantsecurity

2-8

configurations[2].However,automodedoesnotreviewthechain-of-thought,anditisunclearhowuniversallyitisusedorwhetheritalwaystreatschangestothemonitorsystemandcontrol-relevantsecurityconfigurationsasgatedactions.Anthropicalsoautomaticallymonitorspullrequests[3],butthismonitordoesnotreviewchain-of-thought,anditisunclearwhetherallcontrol-weakeningactionswouldrequireapullrequest.

Keyevidence:

Anthropichasdevelopedafeaturecalled“automode”forClaudeCode,whichletsamonitor

reviewagentactionsandblockthemiftheyareflaggedasdangerous.Bydefault,thisblocks

attemptstomakethesystemhardertomonitor,aswellasattemptstomodifytheagent’sown

permissions[1].AutomodeissetasthedefaultforinternaldeploymentofClaudeCode,meaningthattherearetypicallybarrierstomodifyingthemonitoringsystemandcontrol-relevantsecurity

configurations[2].However,automodedoesnotreviewthechain-of-thought,anditisunclearhowuniversallyitisusedorwhetheritalwaystreatschangestothemonitorsystemandcontrol-relevantsecurityconfigurationsasgatedactions.Anthropicalsoautomaticallymonitorspullrequests[3],butthismonitordoesnotreviewchain-of-thought,anditisunclearwhetherallcontrol-weakening

actionswouldrequireapullrequest.

Outlinedinjustificationsection.

Google—Googlehasplanstoeventuallygatecertainactionsinvolvingchangestosensitivesystemsuntilthosechangeshavebeenthoroughlyauditedorreviewed[1],butwefoundnoevidencethatGooglehasblockingsynchronousmonitorsorothersimilarmechanismsinplacetoday.

Keyevidence:

Googlehasplanstoeventuallygatecertainactionsinvolvingchangestosensitivesystemsuntilthosechangeshavebeenthoroughlyauditedorreviewed[1],butwefoundnoevidencethatGooglehasblockingsynchronousmonitorsorothersimilarmechanismsinplacetoday.

Outlinedinjustificationsection.

Meta—WefoundnoevidencethatMetauses,orhasplanstouse,anautomatedmonitoringsystemtogatechangestoanymonitoringsystemorcontrol-relevantsecurityconfigurations.

Keyevidence:

WefoundnoevidencethatMetauses,orhasplanstouse,anautomatedmonitoringsystemtogatechangestoanymonitoringsystemorcontrol-relevantsecurityconfigurations.

ThemostrelevantinformationwecouldfindwasthatMetaoperatessomechecksintheinternal

coding-agentexecutionpath,includingforpromptinjectionandinsecurecode,aswellashuman-in-the-loopreviewforchangeswithmaterialimpact[1].Becauseweareconcernedthathuman

reviewislesseffectivethanautomatedmonitors,wedidnottreatthisasevidenceofgatedactions.

OpenAI—OpenAIhasdevelopedan“auto-reviewmode”forCodex,itscodingagentharness,thatmonitorstheagent’sactivityandblocksunsafeactionsthatcrosstheagentsandboxboundary[1].Bydefault,itblocksactionsthatweakensecurityinapersistentwayandflagsactionsthatweakenitina

2-9

temporaryway.Itsscopeappearstoincludechangestomonitoringsystems[2].Auto-reviewmodeisusedtosomedegreebyOpenAIemployeesininternaldeployment,includingamajorityofCodexDesktopusage[1],butitisunclearwhetheritiswidelyusedinthecommand-lineagent.Furthermore,theauto-reviewmonitordoesnotseeagents’chains-of-thought,anditisunclearwhetherchangestomonitoringsystemsorcontrol-relevantsecurityconfigurationsaretreatedasgatedactions.

Keyevidence:

OpenAIhasdevelopedan“auto-reviewmode”forCodex,itscodingagentharness,thatmonitorstheagent’sactivityandblocksunsafeactionsthatcrosstheagentsandboxboundary[1].By

default,itblocksactionsthatweakensecurityinapersistentwayandflagsactionsthatweakenitinatemporaryway.Itsscopeappearstoincludechangestomonitoringsystems[2].Auto-review

modeisusedtosomedegreebyOpenAIemployeesininternaldeployment,includingamajorityofCodexDesktopusage[1],butitisunclearwhetheritiswidelyusedinthecommand-lineagent.

Furthermore,theauto-reviewmonitordoesnotseeagents’chains-of-thought,anditisunclearwhetherchangestomonitoringsystemsorcontrol-relevantsecurityconfigurationsaretreatedasgatedactions.

OnewayinwhichOpenAIappearstocomeclosetogatedactionsisbytriggering“ahighest-

priorityalert”ifitsmonitorsystemdetects“alikelyviolationofacriticalsecurityboundary”[3].Thisalertpagesrelevantteams,andunlesstheresponderstothisalertcandeterminethealerttobeafalsepositive,theyare“expectedtopausetheactivity.”Thesealertsaredescribedtobe

asynchronous,however,ratherthangatinghigh-riskactionstakenbytheAI:thealertismeanttotrigger“within30minutesafterconcerningactivityissurfacedthrough[OpenAI’s]monitoringsystem.”

xAI—xAIhasdevelopedan“automode”foritscodingagentharnessGrokBuild,whichfeaturesamonitorthatblocksdangeroustools[1,2].However,itisunclearwhetherthisiswidelyusedininternaldeployment,whetherthemonitorseesagents’chains-of-thought,orwhetherthisprotectschangestomonitoringsystemsorcontrol-relevantsecurityconfigurations.

Keyevidence:

xAIhasdevelopedan“automode”foritscodingagentharnessGrokBuild,whichfeaturesa

monitorthatblocksdangeroustools[1,2].However,itisunclearwhetherthisiswidelyusedin

internaldeployment,whetherthemonitorseesagents’chains-of-thought,orwhetherthisprotectschangestomonitoringsystemsorcontrol-relevantsecurityconfigurations.

Outlinedinjustificationsection.

Circuitbreaking

Anthropic—Anthropichasdevelopedafeaturecalled“automode”forClaudeCode,whichletsa“monitor”reviewagents’actionsandblockthemiftheyareflaggedasdangerous.Thismode,whichissetasdefaultforinternaluseofClaudeCode[1],escalatestoahumanorstopstheagentfromrunningaftersomenumberofdenials[2].However,itisunclearhowuniversallyitisusedwithinAnthropic.Additionally,automodedoesnotreviewchain-of-thoughtreasoning.Wealsohavefoundno

2-10

evidenceofacircuitbreakerthatworksacrossthewholesystem:onewhereenoughdenialsblockeveryrisk-relevantmodelfromtakinggatedorclosely-trailedactions(ratherthanjustthesingleagentthattriggeredthem).Withoutthat,anagentcouldspinupanewsub-agenteachtimeoneishalted.

Keyevidence:

Anthropichasdevelopedafeaturecalled“automode”forClaudeCode,whichletsa“monitor”

reviewagents’actionsandblockthemiftheyareflaggedasdangerous.Thismode,whichissetasdefaultforinternaluseofClaudeCode[1],escalatestoahumanorstopstheagentfromrunning

aftersomenumberofdenials[2].However,itisunclearhowuniversallyitisusedwithinAnthropic.Additionally,automodedoesnotreviewchain-of-thoughtreasoning.Wealsohavefoundno

evidenceofacircuitbreakerthatworksacrossthewholesystem:onewhereenoughdenialsblockeveryrisk-relevantmodelfromtakinggatedorclosely-trailedactions(ratherthanjustthesingle

agentthattriggeredthem).Withoutthat,anagentcouldspinupanewsub-agenteachtimeoneishalted.

Outlinedinjustificationsection.

Google—Googleseemstohaveconsideredamechanismsimilartocircuitbreakingifitfindsevidenceofrepeatedmisalignedbehavior[1].However,wehavenotfoundstatementsthatsuchamechanismisinplace.

Keyevidence:

Googleseemstohaveconsideredamechanismsimilartocircuitbreakingifitfindsevidenceof

repeatedmisalignedbehavior[1].However,wehavenotfoundstatementsthatsuchamechanismisinplace.

Googleconsidersabenefitofmonitoringtobetheabilitytotakesomesortofactiononthebasisofrepeatedmisalignedbehavior[1].However,wewereunabletofindanyinformationaboutcircuit

breakingbeingpresentlyinplace.

Meta—WehavenotfoundpublicattestationofMetaimplementingcircuit-breaking,orplanningtoimplementit.

Keyevidence:

WehavenotfoundpublicattestationofMetaimplementingcircuit-breaking,orplanningtoimplementit.

N/A

OpenAI—OpenAIhasdevelopedafeaturecalled“auto-reviewmode”forCodex,itscodingagentharness,thatmonitorstheagent’sactivityandblocksunsafeactions.Italsostopstheagentafterrepeatedmonitordenials,andisusedinamajorityofCodexDesktopusage[1].However,itisnotuseduniversallywithinOpenAI.Additionally,auto-reviewmodedoesnotreviewchain-of-thoughtreasoning.

Keyevidence:

2-11

OpenAIhasdevelopedafeaturecalled“auto-reviewmode”forCodex,itscodingagentharness,thatmonitorstheagent’sactivityandblocksunsafeactions.Italsostopstheagentafterrepeatedmonitordenials,andisusedinamajorityofCodexDesktopusage[1].However,itisnotused

universallywithinOpenAI.Additionally,auto-reviewmodedoesnotreviewchain-of-thoughtreasoning.

Wehavefoundnoevidenceofacircuitbreakerthatworksacrossthewholesystem:onewhere

enoughdenialsblockeveryrisk-relevantmodelfromtakinggatedorclosely-trailedactions(ratherthanjustthesingleagentthattriggeredthem).Withoutthat,anagentc

温馨提示

  • 1. 本站所有资源如无特殊说明,都需要本地电脑安装OFFICE2007和PDF阅读器。图纸软件为CAD,CAXA,PROE,UG,SolidWorks等.压缩文件请下载最新的WinRAR软件解压。
  • 2. 本站的文档不包含任何第三方提供的附件图纸等,如果需要附件,请联系上传者。文件的所有权益归上传用户所有。
  • 3. 本站RAR压缩包中若带图纸,网页内容里面会有图纸预览,若没有图纸预览就没有图纸。
  • 4. 未经权益所有人同意不得将文件中的内容挪作商业或盈利用途。
  • 5. 人人文库网仅提供信息存储空间,仅对用户上传内容的表现方式做保护处理,对用户上传分享的文档内容本身不做任何修改或编辑,并不能对任何下载内容负责。
  • 6. 下载文件中如有侵权或不适当内容,请与我们联系,我们立即纠正。
  • 7. 本站不保证下载资源的准确性、安全性和完整性, 同时也不承担用户因使用这些下载资源对自己和他人造成任何形式的伤害或损失。

评论

0/150

提交评论