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1、 Netmanias Technical Document: EMM Procedure 1. Initial Attach Part 2. Call Flow of Initial AEMM Procedure 1. Initial AttachPart 2. Call Flow of Initial AttachJanuary 16, 2014(Initial Released: September 22, 2011)NMC Consulting Group ()About NM
2、C Consulting GroupNMC Consulting Group is an advanced and professional network consulting company, specializing in IP network areas (e.g., FTTH, Metro Ethernet and IP/MPLS), service areas (e.g., IPTV, IMS and CDN), and wireless network areas (e.g., Mobile WiMAX, LTE and Wi-Fi) since 2002.Copyright 2
3、002-2014 NMC Consulting Group. All rights reserved.This document, Part 2 of Initial Attach, discusses detailed initial attach procedures in EMM Case 1. EMM Case 1 concerns initial attach procedures for a user attaching to a network for the first time, as categorized as Attach Case 1 in Part 1. Below
4、, we will provide a description of those procedures and their related function blocks explained in Part 1. We will also summarize what kinds of information are set in the EPS entities after the procedures.Table of ContentsI. IntroductionII. Initial Attach ProcedureIII. EPS Entity Information: Before
5、/After Initial AttachIV. ClosingEMM Procedure 1. Initial Attach Part 2. Call Flow of Initial AttachNetmanias LTE Technical DocumentsVisit to view and download more technical documents.1IndexTopicDocument TitleDocument presented here1Network ArchitectureLTE Network Architectur
6、e: Basic2IdentificationLTE Identification I: UE and ME Identifiers3LTE Identification II: NE and Location Identifiers4LTE Identification III: EPS Session/Bearer Identifiers5SecurityLTE Security I: LTE Security Concept and LTE Authentication6LTE Security II: NAS and AS Security7QoSLTE QoS: SDF and EP
7、S Bearer QoS8EMMLTE EMM and ECM States9Eleven EMM Cases in an EMM Scenario10LTE EMM Procedure 1. Initial Attach - Part 1. Cases of Initial Attach11LTE EMM Procedure 1. Initial Attach - Part 2. Call Flow of Initial AttachO12LTE EMM Procedure 2. Detach13LTE EMM Procedure 3. S1 Release14LTE EMM Procedu
8、re 4. Service Request15LTE EMM Procedure 5. Periodic TAU16LTE EMM Procedure 6. Handover without TAU - Part 1. Overview of LTE Handover17LTE EMM Procedure 6. Handover without TAU - Part 2. X2 Handover18LTE EMM Procedure 6. Handover without TAU -Part 3. S1 Handover19LTE EMM Procedure 7. Cell Reselecti
9、on without TAU20LTE EMM Procedure 8 & 9. Handover and Cell Reselection with TAU21LTE EMM Procedure 10 & 11. Move to Another City and Attach22PCCLTE Policy and Charging Control (PCC)23ChargingLTE Charging I: Offline24LTE Charging II: Online (TBD)25IP Address AllocationLTE IP Address Allocation Scheme
10、s I: Basic26LTE IP Address Allocation Schemes II: A Case for Two CitiesEMM Procedure 1. Initial Attach Part 2. Call Flow of Initial AttachAbbreviationsAKAAMBR ASME EMM EPS GUTI HSS IMSI LTE MM MME NASNAS-MAC TAIUEAuthentication and Key AgreementAggregated Maximum Bit Rate Access Security Management
11、Entity EPS Mobility ManagementEvolved Packet SystemGlobally Unique Temporary Identifier Home Subscriber ServerInternational Mobile Subscriber Identity Long Term EvolutionMobility Management Mobility Management Entity Non Access StratumMessage Authentication Code for NAS for Integrity Tracking Area I
12、dentityUser Equipment2EMM Procedure 1. Initial Attach Part 2. Call Flow of Initial AttachI. IntroductionNow, we will look into EMM Case 1: Initial Attach by Unknown UE 1. This case is when a user turns on his UEand attempts to attach to a network for the first time after subscribing to the LTE netwo
13、rk/service. It was previously categorized as Attach Case 1 in Part 1 2.This document, Part 2, is organized as follows: Chapter II explains the detailed procedures in EMM Case 1(Initial Attach with IMSI), focusing on the functions required in the case, as described in Part 1. Chapter IIIsummaries wha
14、t information is changed in each EPS entity after initial attach in Attach Case 1.II. Initial Attach ProcedureFigure 1 illustrates initial attach procedures in EMM Case 1, along with function blocks required in eachprocedure, as defined in Part 1.UEeNBMMES-GWP-GWHSSPCRFSPR.Figure 1. Summary of Initi
15、al Attach Procedures32.1 UE ID Acquisition22 Authentication2.3 NAS Security Setup2.4 Location Update2.5 EPSSession EstablishmentEMM Procedure 1. Initial Attach Part 2. Call Flow of Initial Attach2.1 IMSI AcquisitionFigure 2 shows the first step in the procedures. By the end of this first step, the M
16、ME obtains an IMSI from theUE. The UE attempts to initially attach to the network by sending an Attach Request message, with its IMSI in it, and the MME obtains the IMSI from the message. For the purpose of explanation, this step can be further divided into two sub-steps: the UE stays in the initial
17、 state after radio link synchronization, and the UE establishes ECM connection for delivering an Attach Request message to the MME. The ECM connection establishment phase can be further divided into two sub-phases: (1) RRC connection establishment, and (2) S1 signaling connection establishment.UEeNB
18、MMES-GWP-GWHSSPCRFSSPPRR1Initial States after Radio Link SynchronizationEMM-DeregisteredECM-Idle RRC-IdleEMM-DeregisteredECM-IdleRRC-Idle2ECM Connection Establishment(1) RRC Connection Establishment1) RRC Connection Request2) RRC Connection SetupRRC ConnectionRRC-ConnectedRRC-ConnectedAttach Request
19、IMSI, UE Network Capability3) RRC Connection Setup CompleteAttach Request message is embedded inRRC Connection Setup Complete messageRRC Connection Setup CompleteGUMMEIPLMN IDGUMMEI.Dedicated NAS Information = Attach Request(2) S1 Signaling Connection EstablishmentAttach Request message is embedded
20、inInitial UE Message messageInitial UE MessageInitial UE MessageECGI, TAIS1 Signaling ConnectioneNB UE S1AP IDTAI ECGI.NAS-PDU= Attach Request(3) ECM S1Connection EstablishmentECM ConnectionECM-ConnectedECM-ConnectedEMM-RegisteredEMM-Registered(4) IMSIAcquistionMME acquires IMSI Figure 2. Procedure
21、for IMSI Acquisition Initial State after Radio Link SynchronizationIn order for a UE to request initial attach to a network, communication with an eNB is essential. So, the UE selects an eNB (cell) through PLMN selection and cell search procedures, and has the radio link synchronized (PLMN selection
22、 and cell search procedures are out of the scope of this document, and thus will not be covered here). Then, the user can communicate with the eNB. At this time, the UE is in EMM-Deregistered, ECM-Idle, and RRC-Idle state. ECM Connection EstablishmentOn NAS layer, the UE sends an Attach Request (inc
23、luding IMSI and UE Network Capability) message to4EMM Procedure 1. Initial Attach Part 2. Call Flow of Initial Attachrequest initial attach to the NAS layer of the MME.In order for the Attach Request message to be delivered, ECM connection is required between the UE and the MME. And for the ECM conn
24、ection, RRC connection between the UE and the eNB, and S1 signaling connection between the eNB and the MME are required. NAS messages are sent as RRC messages (RRC Connection Setup Complete message) when passing through the RRC connection, and then as S1APmessages (Initial UE Message) through the S1
25、 signaling connection.(1)RRC Connection EstablishmentAn RRC connection is established between the RRC layers of the UE and the eNB. Once established, the connection is used when delivering messages to the RRC layers or their upper layers, NAS layers, in thecontrol plane. The procedure for establishi
26、ng an RRC connection is as follows:UE eNB RRC Connection RequestAn UE requests an RRC connection by sending an RRC Connection Request (Establishment Cause=“Mobile Originating Signaling”) message to an eNB. The “Mobile Originating Signaling” is a value used in the Establishment Cause field when a UE
27、requests Attach, Detach or TAU (Tracking Area Update). The message sent by the UE is delivered to the eNB through SRB 0, the SRB (Signaling Radio Bearer) used by all UEs in a cell, and CCCH (Common Control Channel), a logicalchannel.1)UE eNB RRC Connection SetupThe eNB allocates a SRB (SRB1) dedicat
28、ed to the UE by sending the UE an RRC Connection Setup message, which is delivered through SRB 0 and CCCH. The uplink/downlink radio resources of the UE are controlled by the eNB. So, after completing this step, the UE can use the radio resources by using the SRB configuration allocated through the
29、RRC Connection Setup message. Then it transitsto EMM-Deregistered, ECM-Idle and RRC-Connected state.2)UE eNB RRC Connection Setup CompleteThe UE notifies the eNB that the RRC connection setup is completed by sending it an RRC Connection Setup Complete message through SRB 1 and DCCH (Dedicated Contro
30、l Channel). For efficient delivery, the Attach Request message1 that was delivered to the NAS layer is sent to the eNB when delivering the RRC Connection Setup Complete message, as embedded in the Dedicated NAS Information field (DedicatedInfoNAS) of the RRC Connection Setup Completemessage.3)(2)S1
31、Signaling Connection EstablishmentControl messages between the eNB and the MME are sent over S1-MME interface as embedded in S1AP messages. S1AP messages are delivered through S1 signaling connections dedicatedly established for each user. The S1 signaling connections are defined by an ID pair (eNB
32、UE S1AP ID, MME UE S1AP ID) allocated by the eNB and the MME for identifying UEs.In Figure 2, an Attach Request message, the first NAS message, arrives at the eNB before S1 signalingconnection is established. The eNB then allocates an eNB UE S1AP ID for establishment of S1 signaling1 This Attach Req
33、uest message is an EMM message, and includes PDN Connectivity Request message, an ESM message, when being sent. This document concerns EMM only, and thus ESM messages embedded in EMM messages are not discussed in the document. However, their parameters are mentioned here as needed.5EMM Procedure 1.
34、Initial Attach Part 2. Call Flow of Initial Attachconnection, and sends the MME an Attach Request message, as embedded in an Initial UE Message.The Attach Request message is delivered as embedded in the NAS-PDU field of the Initial UE Message. The Initial UE Message consists of the following informa
35、tion elements:When the MME receives the Initial UE Message from the eNB over S1-MME, it allocates an MME S1APUE ID for the UE. Now with this newly allocated ID and the previously allocated eNB UE S1AP ID, S1signaling connection between the two entities are established. The MME UE S1AP ID is used lat
36、er when the MME identifies UEs over S1-MME interface (Downlink).(3)ECM S1 Connection EstablishmentThrough Steps (1) and (2) above, the ECM connection between the NAS layers of the UE and the MMEis established. Then, the UE transits to EMM-Registered2, ECM-Connected and RRC-Connected state.(4)IMSI Ac
37、quisitionThe NAS layer of the MME acquires the IMSI of the UE from the Attach Request message sent from theNAS layer of the UE, and finds out the UEs security capability by learning what security algorithms the UE can use from the UEs network capability information.After collecting the UEs IMSI and
38、security capability information from the Attach Request (IMSI, UE NetworkCapability) message received from the UE, the MME performs the authentication and NAS security Setup procedures for secured delivery of NAS messages, by using the collected information, and in accordance with the EPS-AKA (Evolv
39、ed Packet System-Authentication and Key Agreement). The two procedures - authentication and NAS security setup - are described in Sections 2.2 and 2.3, respectively. As they are already explained in details in our LTE Security documents 34, they will be discussed briefly here in this document.2 To b
40、e accurate, the UE is in EMM-Registered-Initiated state. However, since this document defines the EMM state as either EMM-Deregistered or EMM-Registered, the UE is considered to be in EMM-Registered state.6Initial UE Message (eNB UE S1AP ID, NAS-PDU, TAI, ECGI, RRC Establishment Cause) eNB UE S1AP I
41、D: ID identifying UEs in an eNB over S1-MME interface (Uplink) NAS-PDU: a NAS message (Attach Request) TAI: shows the TA a UE is located in ECGI: shows the cell a UE is located in RRC Establishment Cause = mo-Signaling: indicates the signaling was generated by a UEEMM Procedure 1. Initial Attach Par
42、t 2. Call Flow of Initial Attach2.2 AuthenticationAuthentication procedure between a UE and a network (MME) is described in Figure 3. The procedure consistsof the following two steps: Step (1), authentication vector acquisition, during which the MME acquires authentication vectors from the HSS for t
43、he UE, and Step (2), mutual authentication, during which the MME and the UE are mutually authenticated. Step (1) is performed over the S6a interface between the MME and the HSS using Diameter protocol, while Step (2) is performed between the UE and the MME using a NAS protocol.UEeNBMMES-GWP-GWHSSPCR
44、FSSPPRR(1) Acquisition of AuthenticationVector1) Authentication Information Request2) Generate Authentication Vectors (AVs) AV = RAND, AUTN, XRES, KASMEIMSI, Service Network ID (SN ID = MCC, MNC)3) Authentication Information AnswerAuthentication Vectors (AV)(2) Mutual Authentication4) Authentication
45、 RequestRAND, AUTN, KSIASME5) Generate AV, and then Network authenticated if AUTNUE = AUTNHSS6) Authentication ResponseRES7) UE authenticated if RES = XRESAuthentication Complete between UE and MMEFigure 3. Procedure for Authentication(1)Acquisition of Authentication VectorsMME HSS Authentication In
46、formation RequestThe MME sends the HSS an Authentication Information Request message, requesting authentication vector(s) (AV) for the UE that has an IMSI. At this time, it includes the UEs SN ID (Serving Network ID) along with the IMSI in the message to make sure the HSS reflects the UEs current se
47、rving network information (i.e. which operators network the UE is using) when generating authentication vectors for the UE. Main parameters in the Authentication Information Request message are:1)2)HSS Generating Authentication VectorsThe HSS3 generates authentication vectors by using the LTE master
48、 key (LTE K) in the IMSI and the serving network ID (SN ID) of the UE. Authentication vectors are generated through the two steps as seen in Figure 4. First, the HSS generates SQN and RAND, and then inputs the values of LTE K, SQN, RAND in the crypto function to generate the values of XRES, AUTN, CK
49、, IK. Next, it inputsthe values of SQN, SN ID, CK, IK in the key derivation function to derive KASME.3As in the LTE Security I document, AuC and HSS are collectively referred to as HSS for the sake of convenience in thisdocument.7Authentication Information Request (IMSI, SN ID) IMSI: Subscriber iden
50、tifier (a fixed value provisioned at HSS for a UE) SN ID: indicates the serving network of a subscriber, and consists of an PLMN ID (MCC+MNC)EMM Procedure 1. Initial Attach Part 2. Call Flow of Initial Attach(i) (XRES, AUTN, CK, IK) = Crypto Function (LTE K, SQN, RAND)(ii) KASME = KDF (SQN, SN ID, C
51、K, IK)Figure 4. Generating Authentication VectorsKASME, and the roles of eachThe final form of authentication vectors is RAND, AUTN, XRES,authentication vector element are as follows:3) MME HSS Delivering Authentication VectorsThe HSS sends the authentication vectors, as included inthe Authenticatio
52、n InformationResponse (AV4) message to the MME. The MME then uses this information to perform mutualauthentication with the UE in Step (2).(2) Mutual AuthenticationLTE requires mutual authentication between a user and the network. So, a user must authenticate the network, and the network must authen
53、ticate the user. Once the MME received authentication vectorsRAND, AUTN, XRES, KASME from the HHS, it sends RAND and AUTN on to the UE so that the UE can generate authentication vectors, and authenticate the network. However, the MME keeps XRES and KASME to use for user authentication and NAS securi
54、ty key derivation, respectively. KASME is not passed on to the UE (but generated when the UE generates authentication vectors), but KSIASME, an index forKASME, is delivered to the UE, instead. Mutual authentication procedures between the UE and MME are4 HSS may generate more than one authentication
55、vectors (AV) and deliver them to MME. However, only one authentication vector is assumed in this document.8Authentication Vectors (RAND, AUTN, XRES, KASME) RAND: a random number generated by HSS and delivered to UE. The UE uses it when generating its authentication vectors. AUTN: an authentication token generated by HSS and also delivered to UE. The UE, after generating its authentication vecto
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