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Transp Porous Med (2007) 66:5976 DOI 10.1007/s11242-006-9022-2 ORIGINAL PAPER Multiscale aspects of heat and mass transfer during drying Patrick Perr Received: 30 November 2005 / Accepted: 26 March 2006 / Published online: 30 August 2006 Springer Science+Business Media B.V. 2006 AbstractThe macroscopic formulation of coupled heat and mass transfer has been widely used during the past two decades to model and simulate the drying of one single piece of product, including the case of internal vaporization. However, more oftenthanexpected,themacroscopicapproachfailsandseveralscaleshavetobecon- sidered at the same time. This paper is devoted to multiscale approaches to transfer in porousmedia,withparticularattentiontodrying.Thechangeofscale,namelyhomog- enization, is presented fi rst and used as a generic approach able to supply parameter values to the macroscopic formulation. The need for a real multiscale approach is then exemplifi ed by some experimental observations. Such an approach is required as soon as thermodynamic equilibrium is not ensured at the microscopic scale. A stepwise presentation is proposed to formulate such situations. KeywordsChange of scale Computational model Drying Dual scale Homogenization Porous media Wood 1 Introduction This paper focuses on multiscale modeling of coupled transfer in porous media. Now- adays, the comprehensive set of equations governing these phenomena at the macro- scopicleveliswellknownandhasbeenwidelyusedtosimulateseveralconfi gurations, particularlythedryingprocess.However,thismacroscopicdescriptionhassomedraw- backs: it generates a dramatic demand in physical and mechanical characterization andfailsinsome,notespeciallyunusualconfi gurations.Thesedrawbacksareprobably the main motivation for multiscale approaches. Different strategies, hence possibili- ties, can be applied. In the case of time scale separation, the coupling between scales P. Perr (B) LERMAB (Integrated Wood Research Unit), UMR 1093 INRA/ENGREF/ University H. Poincar Nancy I, ENGREF, 14, rue Girardet, 54 042 Nancy, France e-mail: perrenancy-engref.inra.fr 60Patrick Perr is sequential: the multiscale approach reduces to a change of scale. When the time scales overlap, a concurrent coupling has to be treated: this is a real multiscale con- fi guration, more demanding in computational resources and in applied mathematics. The following content is proposed in this paper: Sequential coupling: Techniques are available that allow macroscopic properties to be computed using the properties and morphology of the so-called unit cell. Homoge- nization is a part of these techniques and can be applied successfully on actual porous mediasuchaswood,fi brousmaterials,solidfoams,etc.,providedtherealmorphology is taken into account. Examples of mechanical properties of oak, including shrink- age, will be considered. Finally, it has to be noted that homogenization assumes that both scales are independent, which allows the solution to be computed only once and subsequently used in the macroscopic set of equations. Concurrent coupling: The previous assumption often fails in real life situations. In such cases, the scale level cannot be considered as independent and a multiscale approach becomes necessary. Some formulations are presented here to explain how several scales can be considered simultaneously, from a simple coupling between microscopic phases to a comprehensive formulation in which the time evolutions of the macroscopic values and macroscopic gradients are considered over the Repre- sentative Elementary Volume. Such strategies are much more demanding in terms of development and computational time. Some confi gurations have already been com- puted and are used here to picture the equations. However, the reader should be aware that this is a new and open fi eld, especially in the domain of coupled heat and mass transfer, which is the subject of ongoing research work. In the following, the macroscopic scale always refers to the scale we are interested in, whereas all smaller scales are referred to as microscopic scales. This indication is therefore independent of the real size of these scales. For example, when predict- ing shrinkage of a wood tissue, the macroscale is the cellular arrangement (typically some hundreds of micrometers) and the microscales are the cell wall (typically some micrometers) and the scale of the macromolecules (some tens of nanometers). At the opposite end, when dealing with a stack approach, the macroscale is the stack size (some meters) and the microscale is the board section (some centimeters). 2 Macroscopic formulation Severalsetsofmacroscopicequationsareproposedintheliteratureforthesimulation of the drying process. However, this part will just focus on the most comprehensive set of equations used at the macroscopic level, which describes the system using three independent state variables. At present, researchers using a three-variable model agree with the formulation to be used. The set of equations, as proposed below, orig- inates for the most part from Whitakers (1977) work with minor changes required to account for bound water diffusion and drying with internal overpressure (Perr and Degiovanni 1990). In particular, the reader must be aware that all variables are averaged over the REV (Representative Elementary Volume) (Slattery 1967), hence the expression “macroscopic”. This assumes the existence of such a representative volume, large enough for the averaged quantities to be defi ned and small enough to avoid variations due to macroscopic gradients and non-equilibrium confi gurations at the microscopic level. Multiscale aspects of heat and mass transfer during drying61 Water conservation t ? ww+ gv+ b ? + ? w vw+ v vg+ bvb ? = ? gDeffv ? .(1) Air Conservation t ? ga ? + ? a vg ? = ? gDeffa ? .(2) Energy conservation t ? wwhw+ g(vhv+ aha) + bhb+ ohs gPg ? + ? whwvw+ (vhv+ aha)vg+ hbbvb ? = ? gDeff(hvv+ haa) + effT ? + ?,(3) where the gas and liquid phase velocities are given by the Generalised Darcy Law: v?= K?k? ? ?,?= P? ?g, where ? = w,g.(4) The quantities are known as the phase potentials and is the depth scalar. All other symbols have their usual meaning. Boundary conditions For the external drying surfaces of the sample, the boundary conditions are assumed to be of the following form Jw|x=0+ n = hmcMvln ? 1 xv 1 xv|x=0 ? , Pg?x=0+= Patm, Je|x=0+ n = h(T|x=0 T), (5) whereJwandJe representthefl uxesoftotalmoistureandtotalenthalpyatthebound- ary, respectively, x denotes the position from the boundary along the external unit normal and xvthe molar fraction of vapor. In all these equations, subscript eff denotes the “effective” property that has to be determined experimentally or by using a predictive scaling approach (see the next section). The averaged value of variable , indicated by a bar, is defi ned as = 1 VREV ? REV dV.(6) A more detailed description of these equations and related assumptions can be found elsewhere(Perr1996,1999).Sincethisformulationtakescareoftheinternalpressure through the air balance (Eq. 2), the set of equations proved to be very powerful and able to deal with numerous confi gurations involving intense transfers: high-tempera- ture convective drying, vacuum drying, RF/vacuum drying, IR/vacuum drying, etc. For example, the simulation of convective drying at high temperature, with super- heated steam or moist air, can be predicted with good accuracy when drying light concrete (Perr et al. 1993). The most important mechanisms and trends are also well predicted in the case of wood, in spite of its strong anisotropy and its biological 62Patrick Perr 0 0.1 0.2 0.3 0.4 Pressure 0 5 10 15 20 Width (cm) 0 2 4 Thickness 50 52 54 56 58 60 Temperature 0 5 10 15 20 Width (cm) 0 2 4 Thickness 0 5 10 15 Power 0 5 10 15 20 Width (cm) 0 00 1 2 3 4 Thickness 0.5 1 Moistur econtent 0 5 10 15 20 Width (cm) 2 4 Thickness Drying time : 20 hours Fig. 1Example of drying simulation: comprehensive modeling of convective drying with Radio- Frequency heating (Perr and Bucki 2004) variability. Among the specifi c behaviors of wood, the internal gaseous pressure gen- erated by internal vaporization is able to drive moisture in the longitudinal direction. This effect is easily observed and proved experimentally (by the endpiece tempera- ture) and was simulated by using this set of equations in the drying model (Perr et al. 1993; Perr 1996). As another example of intricate physical mechanisms, Fig.1 depicts the vari- able fi elds (volumetric power, temperature, moisture content, and internal pressure) obtained after 20hours of convective drying of an oak section with radio-frequency heating. In this case, the power fi eld is computed by solving Maxwells equations. This fi eld depends on the dielectric properties of wood, hence on the temperature and moisture content fi elds. Similarly, the temperature and moisture content fi elds depend on the power fi eld. To solve this two-way coupling effi ciently, requires a tricky computational strategy. 3 Homogenization Although the set of macroscopic equations presented in the previous section is a powerful foundation for computational simulation of drying, it requires knowledge of several physical parameters, most of them being a function of both temperature and moisture content. Consequently, supplying the computer model with all physical characterizations is a tedious task, which restrains the use of modeling. The fi rst goal for a multiscale approach is to use modeling to predict one part of the parameters Multiscale aspects of heat and mass transfer during drying63 Fig. 2Principle of double co-ordinates system used in periodic homogenization (after Sanchez- Palencia 1980) required at the macroscale. Homogenization is one of the mathematical tools, which allowsthemacroscopicpropertiestobepredictedfromthemicroscopicdescriptionof a heterogeneous medium (Sanchez-Palencia 1980; Suquet 1985; Hornung 1997). The principle of the method will be explained hereafter, using a simple parabolic equation as reference problem: u t = (a u) + fin 0,T ?, u = 0on 0,T ?, u(0,x) = (x) L2(?), (7) where ? is the (bounded) domain of interest, a(x) the diffusion coeffi cient (order 2 tensor), u(t, x) the variable fi eld (i.e. temperature for thermal diffusion or moisture content for mass diffusion) f a source term and the initial fi eld. Let us now consider a heterogeneous and periodic medium, which consists of a juxtaposition of unit cells (Fig.2). A small parameter denotes the ratio between the macroscopic scale, denoted by vector x, and the microscopic scale, denoted by vector y. x is used to locate the point in the macroscopic domain ? (i.e. points M and M?in Fig.2) whereas y is used to locate the point within the unit cell Y (i.e. points M and M? in Fig.2). With this new confi guration, the reference problem becomes a multiscale problem: u t = ?a u?+ fin 0,T ?, u= 0on 0,T ?, u(0,x) = (x) L2(?), (8) where u(t,x) = u(t,x, x ) = u(t,x,y) and a (x) = a?x,x ? = a(x,y), a uniformly ellip- tic, bounded and Y-period set of functions in ?n(n =number of spatial dimensions). Although the homogenization procedure can be derived with the diffusion coeffi cient 64Patrick Perr dependent on x, the unit cell is supposed to be dependent on y only in the following a(x) = a(y).(9) The homogenization theory tells us that u 0 u0weakly in H1 0(?), (10) where u0is the solution of the homogenized problem u0 t = ? A0 u0 ? + fin 0,T ?, u0= 0,on 0,T ?, u0(0,x) = (x) L2(?). (11) The macroscopic property, A0is given by A0 ij = ?a ij(y) ? + n ? k=1 ? aik(y) j yk (y) ? , Homogenized coeffi cient = Average of the microscopic coeffi cient + Corrective term. (12) In Eq. 12, the functions jare solutions of the following problems, to be solved over the unit cell Y n ? i=1 yi ? n ? k=1 aik(y) j yk (y) ? = n ? i=1 aij(y) yi ,j = 1,.,n.(13) Equation 12 tells us that the macroscopic property consists of two contributions: the average of the microscopic properties, which accounts for the proportion and values of each phase in the unit cell; a corrective term, which accounts for the morphology of the constituents within the unit cell, thanks to the solution of the cell problems. This term might be very important. For example, the macroscopic stiffness of the earlywood part of softwoodisonly510%oftheaveragedvalueofthemicroscopicproperties,which meansthatthecorrectivetermremoved9095%ofthisaveragedvalue(Farruggia 1998). Equations 12 and 13 can be derived either by the method of formal expansion or, more rigorously, by using modifi ed test functions in the variational form of (8) (Sanchez-Hubert and Sanchez-Palencia 1992). To derive the limit problem in a for- mal way, the unknown function uis developed as the following expansion u(t,x,y) = u0(t,x) + u1(t,x,y) + 2u2(t,x,y) + (14) Due to the rapid variation of properties inside Y, two independent space derivatives exist (u) = x(u) + 1 y(u).(15) Applying this derivative rule to problem (8) leads to a formal expansion of the para- bolic equation in powers of . The term with 2tells us that u0does not depend on y. Multiscale aspects of heat and mass transfer during drying65 Using this result, the term with 1gives y ?a(y) yu1(t,x,y) ? = y (a(y)xu0(t,x).(16) Equation 16 is linear, so u1can be expressed as a linear expression of the derivatives of u0with respect to x yu1(t,x,y) = n ? j=1 yj(y)u0(t,x) xj .(17) In Eq. 17, j(y) H1 per(?) are Y-periodic functions, solutions of the following prob- lems y ? a(y)yj(t,x,y) ? = y ?a(y) ej?.(18) Note that Eq. 18 is just Eq. 13 written with the derivative notation defi ned in Eq. 15. ejis the unit vector of axis j. Finally, the term with 0reads u0 t + x ?a(y)? xu0+ yu1 ? + y ?a(y)? xu1+ yu2 ? = f.(19) Averaging Eq. 19 over the unit cell Y allows the Y-periodic terms to vanish u0 t + x ?(?a(y)? + ?b(y)?) xu0 ? = f with bij(y) = n ? k=1 aik(y) j(y) yk . (20) Equation 20 is just the homogenized problem and the rule to obtain the homogenized property A0, as already formulated in Eqs. 11 and 12, respectively. The detail of the formal expansion in powers of for the mechanical prob- lems encountered in drying can be found elsewhere: for elasticity (Sanchez-Palencia 1980; Ln 1984; Sanchez-Hubert and Sanchez-Palencia 1992), for thermo-elasticity (LHostis 1996) and for shrinkage (Perr 2002; Perr and Badel 2003). The homogenization formulation results in classical PDE problems. Moreover, owing to the assumption that the microscopic and macroscopic scales are indepen- dent, together with the simple physical formulation used in this work (elastic constit- utive equation and shrinkage proportional to the change of moisture content), the problems are steady-state, linear, and uncoupled. However, the computer model must be able to handle any geometry and deal with properties that vary strongly in space. This is why the FE method is among the appro- priate numerical strategies. Finally, the mesh must represent the real morphology of the porous medium as closely as possible. The best strategy able to fulfi l this require- ment consists in building the mesh directly from a microscopic image of the porous medium. To address this demand, two numerical tools have been developed: (1)MeshPore: software developed to apply image-based meshing (Perr 2005); (2) MorphoPore: code based on the well-known FE strategy, specifi cally devoted to solving homogenization problems, namely to deal with all kinds of boundary conditions encountered in solving the cell problems. 66Patrick Perr These products are written in Fortran 95, but they run on a PC as classical Win- dows applications, thanks to a graphical library used for pre- and post-processing (Winteracter 5.0). Figure 3 depicts one typical set of solutions, which allows the macroscopic proper- ties (stiffness and shrinkage) of one annual ring of oak to be calculated. In this fi gure, the solid lines represent the initial position of boundaries between different kinds of tissues (vessels, parenchyma cells, fi ber, and ray cells), while the colored zones represent the deformation of these zones as calculated for each elementary solution (an amplifi cation factor is applied so that the deformation fi eld can be observed eas- ily). These solutions emphasize the complexity of the pore structure of oak, and its implication on mechanical behavior. For example, the fi ber zones are strong enough to impose this shrinkage on the rest of the structure (problem w) and the ring porous zone is a weak part unable to transmit any radial forces (in this part, the vessels enlargement is obvious, problem 11) and prone to shear strain (problem 12). w 11 22 12 radial tangential x xx Fig. 3 Periodic displacement fi elds computed for the four problems to be solved over the representa- tive cell. (W) shrinkage problem ; (11) and (22) stiffness problems in radial and tangential direction. (12) corresponds to the shear problem. Solid lines represent the initial contours of tissues (Perr and Badel 2003). Color code, from dark to light : ray cells, fi ber zones, parenchyma cells, and vessels Multiscale aspects of heat and mass transfer during drying67 This approach allowed us to quantify the effect of fi ber proportion and fi ber zone shape on the macroscopic values or to predict the increase of rigidity and shrinkage coeffi cients due to the increase of the annual ring width (Perr and Badel 2003). Keepinginmindthatthishomogenizationprocedurewasobtainedbyletting tend towards zero, the time variable undoubtedly disappears within the unit cell Y. Con- sequently, the macroscopic property has to be calculated only once and subsequently used in the homogenized problem. This is a typical sequential
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