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introductiontothehongkongconventionanditsrequirementsnikosmikelisinternationalmaritimeorganizationshiprecyclingtechnology knowledgetransferworkshoporganizedbythesecretariatofthebaselconventionincollaborationwith theministryofenvironmentandforestryoftherepublicofturkey theundersecretariatformaritimeaffairsoftherepublicofturkey andtheshiprecyclers associationofturkeyizmir turkey july14 16 2010 introductiontothehongkongconventionanditsrequirementsstructureoftheconventionentryintoforcemechanismamendingthehongkongconventionacommercialconsiderationforshiprecyclersinterimmeasurespriortoentryintoforce thestructureofthehongkongconvention structureofthehongkongconventiontheconventionincludes 21articles establishingthemainlegalmechanisms25regulations containingtechnicalrequirements dividedinfourchapters general regulations1 3 requirementsforships regulations4 14 requirementsforshiprecyclingfacilities regulations15 23 reportingrequirements regulations24 25 7appendices onlistsofhazardousmaterials formsforcertificatesetcseparately 6non mandatoryguidelinesarecurrentlybeingdevelopedprovidingclarifications interpretations anduniformproceduresfortechnicalissuesarisingfromtheprovisionsoftheconvention applicationofthehongkongconvention article3 theconventionshallapplyto shipsflyingtheflagofaparty andrecyclingfacilitiesoperatingunderthejurisdictionofaparty theconventionshallnotapplyto warships governmentownednon commercialships exclusivelydomesticallyoperatedships andshipsoflessthan500gt however eachpartyshallensurebytheadoptionofappropriatemeasuresthatsuchshipsactinamannerconsistentwiththisconvention sofarasisreasonableandpracticable while importantly article3 4alsospecifies forshipsflyingtheflagofnon parties partiesshallapplytherequirementsofthehkc toensurethatnomorefavourabletreatmentisgiventosuchships chapter1 generalprovisionsregulation3 relationshipwithotherstandards recommendationsandguidancepartiesshalltakemeasurestoimplementtherequirementsoftheregulationsofthisannex takingintoaccountrelevantandapplicablestandards recommendationsandguidancedevelopedbytheinternationallabourorganizationandtherelevantandapplicabletechnicalstandards recommendationsandguidancedevelopedunderthebaselconvention requirementsforships a initialimplementationofthehkcnewbuildings prohibition restrictionintheuseinshipbuildingofhazardousmaterialslistedinappendix1ofthehkc developmentofpartiofinventoryofhazardousmaterials ihm formaterialslistedinappendix2ofthehkcexistingships withinfiveyearsfrome i f orattimeofrecyclingifthatisearlier developmentofpartiofinventoryofhazardousmaterials ihm atleastformaterialslistedinappendix1ofthehkcnewbuildingsandexistingships initialsurveyverifyingpartiofihm issuanceofinternationalcertificateoninventoryofhazardousmaterials icihm requirementsforships b shipsinserviceprohibition restrictionintheuseofhazardousmaterialslistedinappendix1ofthehkcinshiprepairsandmaintenance updatingofpartiofinventoryofhazardousmaterials ihm afteranyinstallationsofmaterialslistedinappendix2ofthehkc renewal additionalsurveyverifyingthatpartiofihmcontinuestomeethkc renewaloficihmwith5years maximumvalidity requirementsforships c shipspreparingforrecyclingselectanauthorizedfacility inapartystate torecycletheship ensurethatthefacilityisauthorized capabletodealwiththetypesandquantitiesofhazardousmaterialscontainedintheship asperihm providethefacilitywithcopiesoftheihm theicihm andwithanyotherrelevantinformation completepartii foroperationallygeneratedwastes andpartiii forstores oftheihm notifytheadministration flagstate ofintentiontorecycletheship oncetheapprovedshiprecyclingplanisreceivedfromthefacility arrangeforafinalsurveytoverifytheihmandthatthesrpreflectscorrectlytheihmandthatitcontainsotherrequiredinformation followingthefinalsurveyobtaintheinternationalreadyforrecyclingcertificate irrc fromtheflagstateoritsrecognizedorganization requirementsforshiprecyclingstatesestablishthenecessarylegislationtoensurethatshiprecyclingfacilities srf aredesigned constructed andoperatedinasafeandenvironmentallysoundmannerinaccordancewiththeregulationsofthisconvention establishamechanismforensuringthatsrfcomplywiththehkc establishamechanismforauthorizingsrf anddesignateoneormorecompetentauthorities ca andasinglecontactpointtobeusedbyinterestedentities requirementsforshiprecyclingfacilities general srflocatedwithinthejurisdictionofapartyshallbeauthorizedbythatparty theauthorizationshallhave5years maximumvalidity srfshallonlyacceptshipsthatcomplywiththeconvention orwhichmeetitsrequirements furthermoresrfshallonlyacceptshipstheyareauthorizedtorecycle andsrfshalldevelopandimplementashiprecyclingfacilityplan srfp thatcovers workersafetyandtraining protectionofhumanhealthandtheenvironment rolesandresponsibilitiesofpersonnel emergencypreparednessandresponse andsystemsformonitoring reportingandrecord keeping requirementsforshiprecyclingfacilities shipspecific aship specificshiprecyclingplan srp shallbedevelopedtakingintoaccountinformationprovidedbytheshipowner i e ihm icihm etc asrfpreparingtoreceiveashipshallnotifyitscaoftheintent thenotificationshallincludedetailsofflagstate ofshipanditsparticulars ofownerandcompany andofclassificationsociety alsowillincludetheihmandthedraftsrp thesrpshallbeapproved tacitlyorexplicitly bythecaandthenshallbemadeavailabletotheshipforitsfinalsurvey whentheshiphasacquiredtheirrc thesrfshallreporttoitscatheplannedstartofrecycling thereportshallincludeacopyoftheirrc recyclingoftheshipshallnotstartpriortothesubmissionofthisreport whenrecyclingiscompleted astatementofcompletionshallbeissuedbythesrftoitsca thecashallcopythestatementtotheadministrationwhichissuedtheirrcfortheship workplanandproposedscheduleforthedevelopmentoftheguidelinesassociatedwiththehongkongconvention howwillthehongkongconventionenterintoforce article17entryintoforcethisconventionshallenterintoforce24monthsafterthedateonwhichthefollowingconditionsaremet 1notlessthan15stateshaveeithersigneditwithoutreservationastoratification acceptanceorapproval orhavedepositedtherequisiteinstrumentofratification acceptance approvaloraccessioninaccordancewitharticle16 2thecombinedmerchantfleetsofthestatesmentionedinparagraph1 1constitutenotlessthan40percentofthegrosstonnageoftheworld smerchantshipping and 3thecombinedmaximumannualshiprecyclingvolumeofthestatesmentionedinparagraph1 1duringthepreceding10yearsconstitutesnotlessthan3percentofthegrosstonnageofthecombinedmerchantshippingofthesamestates in2009therequirementsforentryintoforceofthehkcarethatithastoberatifiedbyatleast 15states whosefleetsamounttoatleast353 053 922grosstonnage gt andwhoserecyclingfacilities combinedmaximumannualshiprecyclingvolumeisatleast10 591 618gt in2010thecriteriawillchangeaccordingtothethenpublishedfigureofthetotalgtoftheworldfleet calculationofthecombinedmaximumannualrecyclingvolumeusingtheihsfairplaypublicationworldcasualtystatistics thelr fdatausedbyimoshowthatinthelastdecadearound97 oftheworld srecycledtonnagehasbeenrecycledbythesamefiverecyclingcountries threeofthesecountrieshavelargecapacities 7 7mgt 7 6mgtandonehassmallcapacity 0 6mgt the capacity oftherestoftheworld 0 4mgt islessthanthatofturkey ratificationbytwolargerecyclingcapacitycountriesismorethansufficientfortheconvention sentryintoforce 10 6mgt withanaverageannualincreaseoftheworldfleetby5 ratificationbytwolargerecyclingcapacitycountrieswillbesufficientuntil2015orbeyond ifthereisevenasmallincreaseinrecycledvolumesin2010 itmightbecomepossiblefortherecyclingcriteriontobemetwithratificationsbyonelarge onemediumandonesmallrecyclingcapacitycountries howcanthehongkongconventionbeamended article18amendments2 1anypartymayproposeanamendmenttothisconvention aproposedamendmentshallbe circulatedtothepartiesandmembersoftheorganizationatleastsixmonthspriortoitsconsideration 2 2anamendmentproposedandcirculatedasaboveshallbereferredtothecommitteeforconsideration parties shallbeentitledtoparticipateintheproceedingsofthecommitteeforconsiderationandadoptionoftheamendment 2 3amendmentsshallbeadoptedbyatwo thirdsmajorityofthepartiespresentandvotinginthecommittee 2 4amendmentsadoptedinaccordancewithsubparagraph3shallbecommunicatedbythesecretary generaltothepartiesforacceptance 2 5anamendmentshallbedeemedtohavebeenacceptedinthefollowingcircumstances 2 5 1anamendmenttoanarticleofthisconventionshallbedeemedtohavebeenacceptedonthedateonwhichtwo thirdsofthepartieshavenotifiedthesecretary generaloftheiracceptanceofit 2 5 2anamendmenttotheannexshallbedeemedtohavebeenacceptedattheendofaperiodtobedeterminedbythecommitteeatthetimeofitsadoption whichperiodshallnotbelessthantenmonthsafterthedateofadoption however ifbythatdatemorethanone thirdofthepartiesnotifythesecretary generalthattheyobjecttotheamendment itshallbedeemednottohavebeenaccepted 2 6anamendmentshallenterintoforceunderthefollowingconditions 2 6 1anamendmenttoanarticleofthisconventionshallenterintoforce forthosepartiesthathavedeclaredthattheyhaveacceptedit sixmonthsafterthedateonwhichitisdeemedtohavebeenacceptedinaccordancewithsubparagraph 2 5 1 2 6 2anamendmenttotheannexshallenterintoforcewithrespecttoallpartiessixmonthsafterthedateonwhichitisdeemedtohavebeenaccepted exceptforanypartythathas 2 6 2 1notifieditsobjectiontotheamendmentinaccordancewithsubparagraph 2 5 2andthathasnotwithdrawnsuchobjection or2 6 2 2notifiedthesecretary general priortotheentryintoforceofsuchamendment thattheamendmentshallenterintoforceforitonlyafterasubsequentnotificationofitsacceptance anypartythathasdeclinedtoacceptanamendmenttotheannexshallbetreatedasanon partyonlyforthepurposeofapplicationofthatamendment andalso article19denunciationthisconventionmaybedenouncedbyanypartyatanytimeaftertheexpiryoftwoyearsfromthedateonwhichthisconventionentersintoforceforthatparty whileconversely article17entryintoforce4afterthedateonwhichanamendmenttothisconventionisdeemedtohavebeenacceptedunderarticle18 anyinstrumentofratification acceptance approvaloraccessiondepositedshallapplytotheconvention asamended theprotectionaffordedbytheamendmentmechanismsoftheconventiontoallpartiesensuresthattheintroductionofamendmentswillhavetorelyonthespiritofcompromiseandcooperation therefore itwillnotbepossibletoforceanamendmentbanningbeachingonanypartiesthatdidnotagreetoit furthermore evenifalobbycouldconvincethemajorityofthepartiestointroduceintheforeseeablefutureanamendmentbanningbeaching thiswouldbetono one sinterestasitwouldcreateanimpossiblesituationbyremovingvitalrecyclingcapacityfromtheconvention willthehongkongconventionchangethemarket somerecyclersareworriedthat aftertheconvention sentryintoforce theconventionwillactasabarrierrestricting conventionfacilitiestorecycleonlyconventionships and non conventionfacilitiestorecycleonlynon conventionshipsandtherefore ifacountryratifiestheconvention thiswouldcommitandrestrictitsrecyclerstoworkonlywithconventionships andvice versa aswillbediscussedinthenexttwoslides normalcommercialforceswillensurethattheconventioncannotoperateasabarrier accordingtoregulations16 1and17 2ofthehkc shiprecyclingfacilitiesinpartystatescanonlyacceptshipsthat complywiththeconvention partyships or meettherequirementsoftheconvention non partyships thecostforanon partyshiptomeettherequirementsoftheconventionisestimatedatnotmorethatus 30 000 forapanamax about10 000ldt thecostofmeetingtherequirementsoftheconventionthereforetranslatestoaroundus 3perldt whichrepresentsaverymodestcost therefore eitherforcorporatesocialresponsibilityreasons orsimplybecauseapartyrecyclingfacilitymaybepayingmorethan 3perldtthananon partyfacility anon partyshipmaylegallycrosstheboundaryintoapartyfacility andso thefirstpointisthatafterentryintoforceofthehongkongconventionnon partyshipswillbeabletoberecycledinpartyrecyclingfacilities a recyclingofnon partyshipsinpartyfacilities accordingtoregulation8ofthehongkongconvention partyshipscanonlyberecycledatpartyrecyclingfacilities however thereisnolegalrestrictiontoselling deregistering andchangingflagofamerchantship thereforeapartyshipcanlegallybecomenon partyshipandthenberecycledatanon partyfacility thecostforashiptochangeflagisaroundus 10 000 whichforapanamaxshiptranslatestoaroundus 1perldt representinganegligiblecosttoitsowner therefore thesecondpointisthatwecaneasilyenvisageapartyshipchangingflagandthuslegallybecominganon partyshipinordertoberecycledatanon partyfacility b recyclingofpartyshipsinnon partyfacilities therefore partyfacilitieswillbeabletoaccept partyshipsandnon partyships atcompliancecosttoownerofabout 30k non partyfacilitieswillbeabletoaccept partyships atflagging outcosttoownerofabout 10k andnon partyshipsthus thehkccannotactasabarrier butwillhelpthoseshipownerswhowanttochoosebetweenacceptableandnon acceptablerecyclinglocations interimmeasuresforintroducingtechnicalrequirementsofthehongkongconventiononavoluntarybasis theconditionsforentryintoforceofthehongkongconventionmighttakesometimetobefulfilledandfortheconventiontoformallyenterintoforce intheinterimperioduptotheconvention sentryintoforcetheoptionis donothing orvoluntarilyimplementrelevanttechnicalrequirementsoftheconvention asalsorequiredbyresolution5adoptedbythehongkongdiplomaticconference thefollowingarekeytechnicalrequirementsofthehongkongconvention someofwhichmaybeconsideredassuitableinterimmeasures 1prohibitionofinstallationoruseofhazardousmaterialslistedinitsappendix1 2provisionoftheinventoryofhazardousmaterials a tonewships b toexistingships and c toshipsgoingforrecycling 3safe for hotworkandsafe for entry a obligationsforshipowne

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