证券法学参考书目.doc

证券法学参考书目1.罗培新、卢文道等著：最新证券法解读，北京大学出版社2006年版。2.彭冰著：中国证券法学，高等教育出版社2005年版。3.徐明、黄来纪主编：新证券法解读，上海社会科学出版社2005年版。4.美莱瑞.D.索德奎斯特著：美国证券法解读，胡轩之、张云辉译，法律出版社2004年7月版。5.周正庆主编：证券知识读本，中国金融出版社1998年版。国际金融法问题列表一、问题范围1.“国际金融市场秩序安全与法律规则及人的角色”2.WTO（FSA）规则与我国金融市场开放规则的过度安排3.我国私营企业融资有关的法律制度研究4.我国资本市场公平与“股改”的法律问题5.国有企业债务治理问题6.国有商业银行呆、坏账治理问题7.国内金融市场结算体制中的法律问题研究8.我国证券市场适度监管问题研究9.我国资本市场对投资者保护制度研究10.金融信用市场发展与制度构建问题研究11.金融领域会计规则与法律解释研究12.全球金融自由化与国家金融体系及主权安全关系问题13.跨国金融集团与发展中国家中小型金融机构竞争问题14.主要国家有地区金融政策与法律比较研究15.非互助化交易与法律管辖问题16.“债转股”相关的市场运作与制度安排17.B股制度与外汇管理制度关系研究18.金融行业特殊管理制度与其他行业一般管理制度关系19.我国金融机构资产证券化有关的市场问题与法律问题20.房地产证券化有关的市场与法律问题研究21.我国金融机构的职工持股制度与管理层激励机制问题研究22.个人参与金融市场活动的权益、风险、司法救济等问题23.台湾金融市场与法律问题研究24.海峡两岸金融市场互动、开放合作与法律问题综合研究25.香港金融市场主要问题、与内地市场互动，及相关法律制度研究26.全球三大金融市场（美国、欧洲、日本）竞争与制度创新比较研究27.欧元统一市场与制度创新问题研究28.英国、日本、美国等金融市场改革与制度创新29.俄罗斯金融体制改革与法律制度研究30.离岸金融市场业务、产品与合同及司法管辖综合问题研究二、研究生必读的重要书目与经典论文（精读、泛读一栏打勾）序号题目作者出版社或刊物名称出版年月或卷期页码精读泛读1中国加入WTO法律文件法律出版社2002年1月*2WTO乌拉圭回合多边贸易谈判结果（法律文本）法律出版社2000年10月*3证券法基础（英文)路易斯罗斯*4国际金融交易与法律菲利蒲伍德商务印书馆1993年*5国际金融：交易、政策与规则（英）（第5版）哈尔斯哥特基金出版社1998*6社会统计分析方法SPSS软件应用郭志刚中国人民大学出版社1999*7证券管制：案例和资料（英）理查德杰恩基金出版社1998*8年鉴、自选图书*三、国内参考书单1.金融法苑吴志攀老师文章。2.金融全球化与中国金融法，广州出版社，2000年版。3.证券市场与法律，中国政法大学出版社，2000年版。4.国际金融研究（杂志），尤其是每年年初评选出的国内和国际金融市场各十件大事及其点评。5.金融研究（杂志）6.国际金融法吴志攀主编，法律出版社。金融法（自考教材），北京大学出版社。这两本书作为体系来掌握。7.金融与保险（人民大学复印资料）8.投资与证券（人民大学复印资料）9.香港商业银行与法律，中国法制出版社。10.沈达明、冯大同：国际资金融通的法律与实务，对外经贸大学出版社，1981年Book ListCorporations1.Gowers Principles of Modern Company Law, Sixth Edition, by Paull.Davies(Balliol College, Oxford) D.D.Prentice(Pembroke College, Oxford), London Sweet & Maxwell, 2004.2.The Economic Structure of Corporate Law, by Frank H. Easterbrook, Daniel R. Fischel, Harvard University Press, 1991.3.Corporate Governance in a Changing Economic and Political Environment, Trajectories of Institutional Change, Michal Federowicz and Ruth V. Aguilera, Palgrave Macmillan 2004.4.Dividend Policy and Corporate Governance, Oxford University Press 2005.5.The Modern Corporation and Private Property, by Adolf A. Berle, JR. and Gardiner C. Means, New York, The Macmillan Company.6.Folk on the Delaware Genaral Corporation Law: Fundamentals, by Edward P. Welch, Andrew J. Turezyn, Little Brown And Company, 1993.7.Company Structures: Law, Tax and accounting for companies and groups, growing and evolving, by David Wainman, Second Edition, London Sweet & Maxwell 1999.8.Corporations: Law and Policy, Materials and Problems, Third Edition, by Lewis D. Solomon Donald E. Schwartz, etc. American Casebooks Series, West Publishing Co.1994.9.Principles of Corporate Insolvency Law, by Hon. D. Sc. Econ, Boy Goode 1997.10.英国公司法，R. E. G.佩林斯. A. 杰弗里斯编。公司法翻译小组，上海翻译出版公司，1977年译出。11.Corporations: Examples and Explanations, Third Edition, by Lewis D. Solomon, Alan R. Palmiter, Aspen Law & Business A Division of Aspen Publishers, Inc.1999.12.Casebook on Company LAW, BY Josephine R.Bisacre, Pitman, Longman Group UK limited 1992.13.Personal Liabilities and Disqualification of Company Directors, by Stephen Griffin, Oxford Portland 1999.14.Corporate Law in Practice, Second Edition, by Gr. Van der Burght, Kluwer Law International 1998.15.Corporate Acquisitions and Mergers: A Practical Guide to the Legal, Finacnial and Administrative Implications, 3rd Edition, by P.F.C.Begg, 1991.16.Approaching 2000: The Corporation In Transition, by Dennis Campbell, by Salzburg, Austria, Kluwer Law and Taxation Publishers, 1994.17.Cases and Materials on Corporations including Partnerships and Limited Partnerships, 4th Edition, by Robert W. Hamilton, American Casebooks Series, West Publishing Co. 1990.18.Corporations, 4th Editon, by Robert W. Hamilton, West Publishing Co. 1997.19.加拿大重要商业公司法和证券法（Major Canadian Business Corporations and Securities Acts），中英文版对照，蔡文海译校，中国对外经济贸易出版社，1998年。20.美国公司法选译（Delaware Corporation Law），中国对外经济贸易出版社，1981。21.Corporations and Other Business Associations: Statues, Rules and Forms, 1997 Edition, by Edward S. Adams, John H. Matheson, West Publishing Co. 1997.22.Economics of Corporation Law and Securities Regulation, edited by Richard A. Posner, Kenneth E. Scott, Little Brown and Company, 1980.23.Directors: Your responsibilities and liabilities, 4th Edition, by Peter Souster, The Institute of Chartered Accountants in England and Wales, 1999.securities1.Fundamentals of Securities Regulation, 3 edition, by Louis Loss, Joel Seligman, little Brown And Company, 1995.2.European Securities Markets, The Investment Services Directive and Beyond, by Guido Ferrarini, MPG Books Ltd, Bodmin, Cornwall, 1998.3.International Securities Law: A Contemporary and Comparative Analysis, by Mar I. Steinberg, Kluwer Law International, 1999.4.Securitization: Structured Financing, Financial Assets Pools, and Assets- Backed Securities, by Tamar Frankel, Little Brown And Company, 1991.5.Inside Information and Securities Trading, A legal and economic analysis of the foundations of liability in the U.S.A and the European Community, by Bernhard Bergmans,Graham Trotman, 1991.6.Other Peoples Money and How the Bankers Use it, by Louis D. Brandeis, National Home Library Foundation 1933.7.Public Companies and their Equity Securities, by Betty M. Ho, Kluwer Law International 1998.8.Conflicts of Interest and Duty: A Comparative Analysis in Anglo-Japanese Law, by Chizu Nakajima, Kluwer Law International, 1999.9.Inside Dealing and Directors Duties, Second Edition, by Philip LR Mitchell, Butterworths, London 1989.10.Probhets of Regulation: Charles Francis Adams, Louis D. Brandeis, James M. Landis, Alfred E. Kahn, by Thomas K, Mocraw 1984.11.Anglo-American Securities Regulation: Cultural and Political Roots, 1690-1860. by Stuart Banner, Cambridge Press, 1998.12.Guide to the Regulation of Securities Markets in the Netherlands, by H.C.S. Warendorf and R.L. Thomas, Kluwer Law and Taxation Publishers 1993.13.The Law of Securities Regulation 3rd Edition, by Thomas Lee Hazen, West Publishing Co.1996.14. Securities Regulation Cases and Material, by David L. Ratner Thomas Lee Hazen, American Casebook Series West Publishing Co.Legal, social, Political & Economic classics1.The Problems of Jurisprudence, by Richard Posner, Harvard Univ. Press, 1990.2.Overcoming Law, by Richard Posner, Harvard Univ. Press, 1995.3.Economic Analysis of Law, by Richard Posner, Little, Brown and Company, 1992.4.A theory of Justice, by Hohn Rawls, Harvard University Press, 1971.5.Lloyds Introduction to Jurisprudence, sixth Edition, by M.D.A.Freeman, London Sweet & Maxwell LTD, 1994.6.Comparative Legal Cultures, Edited by Csaba Varga, Dartmouth Publishing Company Limited, 1992.7.Commentaries on the Laws of England, in Four Books, by Sir William Blackstone, Ent. Philandelphia: J.B.Lippincott Company.8.The Constitution of Liberty, by Priedrich A. Hayek, the University of Chicago Press, 1960.9.The Sensory Order: An Inquiry into the Foundations of Theoretical Psychology, by F.A. Hayek, the University of Chicago Press, 1952.10.Pure Theory of Law, The Concept of Law, by F. A. Hayek, H.L.A.Hart, Oxford University Press, 1961.11.The Counter-Revolution of Science: Studies on the Abuse of Reason, F.A. Hayek, Liberty Press, 1952.12.New Studies in Philosophy, Politics, Economics and the History of Ideas, by F.A. Hayek, Routledge & Kegan Paul 1985.13.Law, Legislation and Liberty, F.A. Hayek, Routledge & Kegan Paul 1982.14.Individualism and Economic Order, F.A. Hayek, Routledge & Kegan Paul 1949.15.The Road to Serfdom, by F.A.Hayek, the University of Chicago Press,1944.16.Hayeks Serfdoms Revisited, The Institute of Economic Affairs, 1984.17.The Essential Holmes, edited by Richard A. Posner, University of Chicago Press, 1990.18.Laws Empire, by Ronald Dworkin, Harvard University Press, 1986.19.The Behavior of Law, by Donald lack, Academic Press, 1976.20.Studies in the History of the Common Law, S.F.C.Milsom, The Hambledon Press,1985.21.Hayeks Social and Economic Philosophy, by Norman P. Barry, the Macmillan Press LTD, 1979.22.Fundamental Principles of The Sociology of Law, by Eugen Ehrlich, Harvard University Press 1936.23.Lectures on Jurisprudence, by John Austin, Robert Campbell, 1911.24.The Firm, the Market and the Law, by R.H. Coase, The University of Chicago Press, 1988.25.Ancient Law, by Sir Henry Summer Maine, Cambridge, 1887.26.A Sociological Theory of Law, edited by Martin Albrow, 1985.27.Natural Law and Natural Rights, by John Finnes, Clarendon Press, 1980.GATT & WTO1.The Dispute Settlement in the World Trade Organization: Practice and Procedure, Cambridge Univ. Press 2004.2.The Korea-United States Economic Relationship,Institute For International Economics, Institute For Global Economics, March 1997。（copy material）3.Financial Services Liberalization in the WTO，Institute For International Economics Washington, DC.June 1998.(copy material)4.The World Trading System，by John H.Jackson, The MIT Press Cabridge,MassaChusetts London, England 1989.5.Antidumping Law and Practice-A Comparative Study, by John H.Jackson, Harvester Wheatsheaf 66 Wood Lane End, Hemel Hempstead,1990.6.GATT, WTO and Regulation of International Trade in Textiles,Ashgate DARTMOUTH, translated by Christopher D.Tulloch,1997.7.Organization Theory - A Macro Perspective for Management, 2nd Edition, by John H.Jackson,1982.8.Legal Problems of International Economic Relations, by John H.Jackson, West Publishing Company, 1995.9.Law and Policy in Public PurchasingThe WTO Agreement on Government Procurement,Edited by Bernard M.Hoekman and Petros C.Mavroidis The University of Michigan Press.10.Trade Protection in the United States,by The Locke Institute and George Mason University,US.11.International Trade Law and the GATT/WTO Dispute Settlement system,edited by Ernst-Ulrich Petersmann, professor of Law Legal Advisor to WTO.12.Dispute Settlement in the World Trade OrganizationPractice and Procedure,by David Palmeter and Petros C. Mavroidis.13.State Trading in the Twenty-First Century,Thomas Cottier and Petros C.Mafvroidis.14.Customs and Trade Laws of the European Community,stefano Inama Edwin Vermulst.15.The Political Economy of The World Trading SystemFrom GATT to WTO,Bernard M. Hoekman and Michel M. Kostecki.16.Subsidy Regulation and Sta