银行中英文 专业词汇中英文对照.doc

附录 专业词汇中英文对照ABN AMRO BankAcquisitionsAcquisitions candidateAddition floatAftermarketAfter-tax cost of capitalAgency bondsAgency pass-through securitiesAggressive growth fundsAllotmentAmerican depository receipts (ADRs)American optionAnti-dilution clauseArbitrageArbitrage fundsArbitragersArbitrary pricing theory (APT)Arrears swapAsset-backed commercial paper (ABCP)Asset-backed securities (ABS)Asset poolAsset securitizationAuctionBBalance fundsBank-backed municipal bondsBank Holding Company ActBanking Act of 1933Bnkruptcy Reform Act of 1978BaringBasle AgreementBasle ConcordatBayerische VereisbankBear StearnsBenchmark rateBest efforts distributionBid-ask spreadBig bangBlock trading荷兰银行收购收购对象扩股售后市场资本的税后成本机构债券机构抵押转递证券积极成长型基金分配美国存托凭证美式期权反稀释条款套利套利基金套利者套利定价理论延期互换资产支撑商业票据资产支持证券资产池资产证券化拍卖平衡型基金银行担保市政债券银行控股公司法1933年银行法1978年破产改革法巴林银行巴塞尔协议巴塞尔协定巴伐利亚联合银行贝尔斯弟恩斯公司基准利率尽力推销式分销买卖差价大冲击、大爆炸整批交易Blue sky lawsBond fundsBond refundingBond swapsBond yieldBook entryBookrunnerBought dealBoutique businessBreak feesBreak-up feesBreakup ValuationBretton Woods AgreementBridge loansBrokersBrokerage firmBubble economyBuild-operate-transfer (BOT)Bulldog bondsBullet/ Straight issue bondsBulletin boardBuy-outsCCallabilityCall auctionCall moneyCall optionCall priceCapital assets pricing model (CAPM)Capital gains taxCapital market line (CML)CapsCarried interestCash management account (CMA)Certificates for automobile recefivables(CARs)Certificate of deposit (CD)Caharles Schwab Corp.Chicago Board Options Exchange (CBOE)Chrysler Financial Corp. (CFC)Close-end funds蓝天法债券基金债券换新业务债券互换债券收益账薄记录薄记员包销小型专业经纪公司中断费解散费分散加总估价法布雷顿森林协定桥式贷款经纪人证券经纪公司泡沫经济建设、经营、转让猛犬债券一次还本/ 直接债券公告牌盘出业务 可早赎性公开叫价拍卖活期资金看涨期权赎回价格资本资产定价模型资本利得税资本市场线利率上限干股、附带权益现金管理账户汽车应收账款证书大额存单嘉信公司/ 查尔斯韦伯芝加哥期权交易所克莱斯勒财务公司封闭式基金Closing conditionsCollateralized mortgage obligations (CMO)Commercial paperCommerzbankCommission brokerCommodity-linked loanCommodity swapCommon stockComparable acquisition methodComparable company methodComparable IPOs methodCompetitive bidsConglomerate mergerConsolidationContingent feeContingent guaranteeContractual fundsControlling shareholderConvertible bondsConvertible noteConversion priceConversion ratioConversion valueCooling-off periodCorporate bondsCorporate disposals (or Hive-downs)Corporate fundsCoupon equivalent yieldCoupon rateCrash of 1929Credit enhancementsCredit riskCredit SuisseCredit Suisse First Boston (CSFB)Crowding out effectCrown jewelCurrency fundsCurrency swapCustodianDDaily bond buyerDaiwa Securities Co. LTD清盘条件附担保品的抵押证券商业票据德国商业银行交易所经纪人商品关联贷款商品互换普通股可比收购法可比公司法可比初次公募法竞争投标混合兼并新设合并或有手续费、成功酬金或有担保契约型基金控股股东可转换债券可转换债券转换价格转换比率转换价值申请静止期公司债券公司处置型公司型基金息票等价收益率息票利率1929年暴跌信用增强信用风险瑞士信贷银行 瑞士信贷第一波士顿挤出效应皇冠上的明珠货币基金货币互换保管行 每日债券买家大和证券公司DealerDealer-placed paperDean WitterDebentureDebt capitalDebt financingDebt optionsDebt-to-equity ratioDeep discounted bondDefault riskDefault risk spreadDefeasanceDeficiency guaranteeDelivery versus payment (DVP)Demand guaranteeDepository Institutions Act of 1982(Garn-St. Germain Act)Depository Institutions Deregulations and Monetary Control ActDepositary receipts (DR)Derivatives tradingDepositary trust company (DTC)DerivativesDeutsche BankDiff swapDirect guaranteeDirect leaseDisclosureDiscount brokerDiscounted bondDiscounted cash flow (DCF)Discount windowDistributionsDiversificationDivided accountDonaldson, Lufkin & JenDresdner BankDual class recapitalizationDual crrency loanDue diligenceDue diligence queueDutch auction自营交易商募集商业添惠公司信用债券债务资本债务融资债务期权债务股本比零息深贴现债券违约风险违约风险利差契约废止资金缺额担保付款交割即期担保1982年存款机构法（加恩圣杰梅因法）存款机构放松管制和货币控制法存托凭证衍生品交易保管信托公司（存托银行）衍生物德意导银行差别互换直接担保直接租赁信息披露贴现经纪人贴水债券贴现现金流贴现窗口分销多样化分割账户帝杰公司德累斯顿银行双重资本重组双货币贷款勤勉精神、尽职调查评鉴听证排队荷兰式拍卖EEarly development financeEarly-stage finacingsEarnings-to-price ratioEdge ActEfficiency market hypothesisEfficient market hypothesis (EMH)Emerging growth fundsEmerging marketsEmployee stock ownership plan (ESOP)Employees Retirement Income Security Act (ERISA)Engagement LetterEqutiesEquity fundsEquity swapExpansion financeEurobondsEuroquitiesEuromarketEuronoteEurope depositary receipts (EDR)European optionExchange acquisitionExchange distributionExit strategiesExtendable optionExternalityFFarm Credit AdministrationFarm Credit Financial AssociationFarm Credit SystemFederal Agency SecurityFederal Deposit Insurance Corporation (FDIC)Federal Farm Credit Bank SystemFederal Farm Mortgage CorporationFederal Home Loan BanksFederal Home Loan Mortgage Corporation(Federal Mac)Federal Housing Administration (FHA)Federal Loan Bank早期发展融资前期融资收益价格比艾奇法有效市场假设有效市场假说新兴成长型基金新兴市场员工持股计划雇员退休收入保障法契约书股票股票基金股权互换扩展融资欧洲债券欧洲股票欧洲市场欧洲票据欧洲存托凭证欧式期权交易所收购交易所分销退出策略延期期权外部性农业信贷署农业信贷金融协会分公司农业信贷系统（美国）联邦政府机构债券联邦存款保险公司联邦农业信贷银行系统联邦农业抵押公司联邦住宅贷款银行联邦住宅贷款抵押公司（弗莱迪曼）联邦住宅管理局联邦家庭贷款银行Federal National Mortgage Association(Fannie Mae)Federal Reserve Bank of New YorkFederal Reserve BoardFederal Savings and Loan InsuranceCorporation(FSLIC)Federal Trade Commission (FTC)Federally related securitiesFill or killFinancial advisingFinancial engineerFinancial engineeringFinancial Institutions Reconstruction,Recovery and Reinforcement Act of 1989 (FIRRRA)Financial Services ActFinancial Services Modernization ActFinancial synergyFinancial futuresFinancial leaseFinancial optionsFinancial swapFinancial Services Authority (FSA)Financial Services and Market TribunalFinancing corporationFirm commitmentFirewallsFirst Boston CorporationFirst-loss GuaranteeFirst mortgage bondFirst National Bank of BostonFixed income securitiesFixed-price offeringFixed rate debtFloating rate note (FRN)Floor tradingFord Credit Corp. (FCC)Foreign and Colonial Government TrustForeign bondsForeign exchange tradingForwardForward contract联邦国民抵押贷款协会（范妮梅）纽约联邦储备银行联邦储备理事会联邦储蓄与存款保险公司 联邦贸易委员会联邦有关机构证券定价全额即时委托金融顾问金融工程师金融工程1989年金融机构重组、复兴与强化法金融服务法金融服务现代化法财务协同金融期货金融租赁金融期权金融互换金融服务监管局金融服务和市场特别法庭（英国）融资公司包销防火墙第一波士顿公司第一损失担保最优先抵押债券波士顿第一国民银行固定收入证券固定价格认购固定利率债务浮动利率票据场内交易福特信用公司海外及殖民地政府信托基金外国债券外汇交易远期远期合约Forward marketForward rate agreement (FRA)Forward swapFourth marketFrankful Stock Exchange (FSE)Friendly acquisitionFront end feeFully modified pass-throughFund managementFunds of fundsFungible issuesFutureFuture fundsFutures tradingGGarn-St. Germain ActGeneral Motor Acceptance Corp. (GMAC)General obligation bond (GO)GiltsGlass-Steagall ActGlobal bondsGlobal custodianGlobal depository receipts (GDR)Gold fundsGolden parachuteGoldman SachsGold participation certificateGovernment National Mortgage Association(Ginnie Mae)Government securitiesGovernment-sponsored enterprises (GSEs)Gramn-Leach-Bliley ActGray marketGreat DepressionGreenmailGreen shoe optionGreen shoe techniqueGrowth and Income FundsGrowth FundsGuarantors远期市场远期利率协议远期互换第四市场法兰克福证券交易所善意收购前端手续费完全修正的转递证券基金管理基金中基金可替换证券期货期货基金期货交易加恩圣杰梅因法通用汽车票据承兑公司一般责任债券金边债券格拉斯斯蒂格尔法全球债券全球托管人全球存托凭证黄金基金金保护伞高盛公司黄金参与证书政府国民抵押贷款协会（珍妮梅） 政府证券政府赞助企业格雷姆利奇布莱里法（金融服务现代化法）灰色市场大萧条绿色铠甲/绿色邮件绿鞋期权绿鞋技巧成长及收入型基金成长型基金担保机构HHambrosHand-onHedge fundsHistorical simulationHome Owners Loan CorporationHongkong depositary receipts (HKDR)Horizontal mergerHSBC Investment Bank Asia LTDHostile acquisitionIImmediate or cancelImplicit guaranteeImplied guaranteeIncorporated joint ventureIndirect guaranteeIndividual retirement accounts (IRAs)Industrial bondsIntial public offerings (IPOs)Insider tradingInsured bondsInterest equaliziation tax (IET)Interest-only (IO) classInterest rate swapsInternational merchant bankingInternational Monetary Market (IMM)International Swaps and Derivatives Association (ISDA)Intrinsic valueInvestment adviserInvestment advisers Act of 1940Investment bankInvestment bankerInvestment bankingInvestment grade ratingInvestorsJJensen measureJ. P, Morgan & CompanyJunk bank loansJunk bonds汉布罗银行辅导（技术）对冲基金历史模拟法住宅所有者贷款公司香港存托凭证横向兼并汇丰投资银行亚洲有限公司黑衣骑士、敌意收购定价即时交易委托隐含担保意向性担保公司型合资结构间接担保个人退休账户行业债券首次公开发行内幕（人）交易投保债券利息平衡税只付利息证券利率互换国际商人银行业国际货币市场（芝加哥商品交易所）国际互换和衍生协会内在价值投资顾问1940年投资顾问法投资银行投资银行家投资银行业投资级别评级投资者詹森指数JP摩根公司垃圾银行贷款垃圾债券Just-say-no defenseKKidder PeabodyKousai Securities Co. LTDKuhn LoebLLater-stage financingsLead managerLead underwriterLeman 5-4-3-2-1 formulaLeman Brothers HoldingsLetter of comfortLeverage leaseLeveraged buyout (LBO)Leveraged recapitalizationLF RothschildLiabilityLimit orderLiquidityLiquidity riskLiquid yield option note (LYON)London Inter-Bank Offered Rate (LIBOR)London Stock Exchange (LSE)Long callLong positionLong putMM & A adviserM & A multiplesManagement buyout (MBO)MarginMargin accountMargin callMargin purchaseMargin trading/ transactionMarket at open and closeMarket breakMarket disciplineMarket makersMarket ordersMarket riskMatched book断然拒绝式防御基德皮博迪日本国际证券公司库恩洛布公司后期融资牵头经纪人主承销商、牵头承销商雷曼公式雷曼兄弟公司支持信、安慰信杠杆租赁杠杆收购杠杆资本调整罗斯柴尔德银行负债限价委托流动性流动性风险流动收益期权票据伦敦银行同业拆放利率伦敦股票交易所多头买权多头多头卖权并购顾问M&A乘数法管理收购保证金保证金账户追加保证金通知书保证金买空保证金交易开市委托或收市委托市场崩溃（1987年10月）市场约束市场庄家市价委托市场风险轧平账户Matched saleMaturityMay Day 1975Mcfadden Act of 1927Medium-term notesMerchant bank/ bankingMergerMergers and acquisitions (M & A)Merrill Lynch & Co. IncMinimum capital requirementModern portfolio theory (MPT)Money market mutual fund (MMMF)Monte Carlo simulationMoodys Investment servicesMoral obligation BondsMorgan Grenfell IncMorgan Stanley & CompanyMorgan Stanley Dean Witter (SMDW)MortgageMortgage-backed securities (MBS)Mortgage fundsMortgage pass-through securitiesMost favored nation statusMulticurrency bondsMunicipal bondsMunicipal noteMunicipal participation noteMutual fundsNNASD Automated Quotation System(NASDAQ)National Association of Securities Dealers(NASD)National Banking Act of 1864National Daily Quotation BureauNational monopolyNegotiated bidNet cash currency (NCC)New issuesNew Enterprise Associates Inc.New York Stock Exchange (NYSE)Nikko Securities Co. LTD配售到期日1975年五月日1927年麦克法顿法中期票据商人银行兼并、吸收合并并购美林公司最低资本要求现代投资组合理论货币市场互助基金蒙特卡罗模拟法穆迪投资服务公司道义责任债券摩根格伦费尔公司摩根斯坦利公司摩根斯坦利添惠抵押抵押支持证券按揭基金 抵押转递证券最惠国待遇多元货币债券市政债券市政票据市政参与票据互助基金、共同基金全国证券交易商协会自动报价系统全国证券交易商协会1984年国民银行法全国每日报价局自然垄断协议投标净现金流量值新发行证券新企业协进公司纽约股票交易所日兴证券公司Nomura Securities Co. LTDNon-agency pass-throuth securitiesNote purchase rights plansOObligorsOdd-lot tradingOff-balance financeOffering priceOne-stop shoppingOpen-end fundsOperating economyOperating leaseOptionOption costOption premiumOption priceOption tradingOrder-driven systemOrganization for Economic Co-operationand Development (OECD)OriginatiorsOver-allotmentOver-collateralizationOver-the-counter (OTC) bullet boardPPacking fundsPacman strategyPaine Webber Group, Inc.Parallel loanParis Stock ExchangePartially modified pass-throughParticipating preferredP articipating certificate (PC)PartnershipPartnershipsPass-through certificatePass-through certificatesPension fundsPerception arbitragePerpetual issuesPink sheetPlain vanilla swap野村证券公司非机构抵押转递证券票据购买计划原始债务人零股交易表外融资认购价格一步到位式服务开放式基金经营协同效应经营租赁期权期权费期权价格/期权保险费期权价格期权交易指令驱动机制经济合作发展组织原始权益人/发起人超额配售超额担保场外交易公告牌停泊基金帕克曼策略佩尼韦伯平行贷款巴黎证券交易所部分修正的转递证券参与优先股参与证书合伙制合伙人转手证券简单转递证券、过手证券养老基金审时度势套利永久证券粉红价单标准互换Poison pill defensePotPremium over conversion valuePrime ratePrincipal-only (PO) classPrivate fundsPrivate-label securitiesPreference equity redemption cumulativestock (PERCS)Preferred dividendPreferred stockPreliminary prospectusPremium bondPrepaymentPrice-to-earnings ratio (P/E)Primary dealersPrimary distributionPrimary marketPrime ratePrincipal transactionsPrivate placementProject financeProject graranteeProperty fundsProspectusPublic fundsPublic offeringsPublic power bondsPublic utilitiesPublic Utility Holding Act of 1935Put featurePut optionQQualified foreign institutional investors(QFII)Qualified institutional buyer (QIB)Queuing systemQuotation-driven systemQuoted equityRRating agencyRatings毒丸防御未销售证券额转换溢价优惠利率只付本金证券私募基金私人抵押转递证券累积优先股优先股红利优先股初步募股书升水债券提前支付市盈率一级交易商一次分销一级市场优惠利率本金交易私募发行项目融资项目担保地产基金募股说明书公募基金公开认购公用电力债券公用事业1935年公用事业控股公司法早兑条款看跌期权境外合格机构投资者合格机构投资者（美国）排队系统报价驱动机制公募股本资金信用评级机构评级Real estate mortgage investment conduit(REMIC)Real rate of interestReal rate of returnReceivership AcquisitionRed herringRedemptionRefunded bondsRegistrationRegulation QReplacement capitalRepurchase agreementResolution trust corporationResource recovery bondsResources fundsRetail brokerageRevenue bondRevenue bondsRevenue synergiesReverse repurchase agreementRights issueRisk arbitrageRisk-free rateRiskless arbitrageRoad showRound lotSSalomen BrothersSalomen Smith BarneySamurai bondSaving bondSBC Warburg Dillon ReadSchrodersSeaport bondsSec Rule 144ASecondary distributionSecondary marketSecurities Act of 1933Securities and Exchange Law, SELSecurities and Exchange Act of 1934Securities and Exchange Commission (SEC)Securities exchange房地产抵押投资导管真实利率 真实回报率接管收购型红鲱鱼非正式募股书赎回条款再筹资债券注册Q条例重置资本回购协议重组信托公司资源回收债券资源基金零股经纪收入债券收益债券收益协同效应逆回购协议优惠认股权发行风险套利无风险利率无风险磁利路演整股委托所罗门兄弟公司所罗门美邦武士债券美国储蓄公债瑞银华宝迪龙瑞得斯罗德银行海港债券证券交易委员会144A规则二次分销二级市场1933年证券法（日）证券交易法1934年证券交易法证券交易委员会证券交易Securities firmSecurities Industry Association (SIA)Securities intermediarySecurities Investor Protection Corporation(SIPC)Securities underwritingSecuritizationSecuritized bondSecurity depositSecurity fundsSeed capital / R & D projectsSelling concessionSelling groupSemistrong form EMHSenior-subordinated structureSeparate Trading Receipts of Interest andPrincipal ( STRIP )Serial bondS. G. warburgShareholder repurchaseShark repellentSharpe measureShelf registrationSheman Anti-Trust ActShort positionShort sellingSingapore depositary receipts ( SDR )Sinking fundShort callShort positionShort putShort saleSmall Business Investment Companies (SBIC)Small companies fundsSpecial purpose vehicle (SPV)SpecialistsSpeculationSplit-upsSponsorSponsored证券公司证券业协会证券中介机构证券投资者保护公司证券承销证券化证券化债券担保存款证券投资基金创业资本/研究开发项目/种子资本销售返还销售集团半强式有效高层优先/附属结构本息分离出售证券序列债券华宝公司股东回购型拒鲨行动夏普指数暂搁注册谢里曼反托拉斯法空头卖空新加坡存托凭证偿债基金空头买权空头空头卖权保证金卖空小企业投资法小型公司基金特殊目的实体专营商投机业务公司分拆保荐人主办人Sports complex and conventioncenter bondsSpread accountSpread-based investment productStabilizationStaggered board provisionStandard & Poors CorporationStandby letter of creditStandstillStart-ups capitalStraight issuesStrong form EMHStudent loan bondsStudent loan Marketing System (Sallie Mae)Subordinated debentureSubordinated debtSubscribeSuper-majority provisionSupervisionSupervisory review processSwapsSwaptonsSwiss Bank Corp. (SBC)Swiss National BankSyndicate shortSyndicationSynthetic agreement for forward exchange(SAFE)TTakeoversTarget stock price history analysisTax exemptionsTechnology fundsTender offerTerm structure of interest ratesThe big threeThe business of investment bankingThe capture theoryThe International Securities Trust of AmericaThe new