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Biol Blood Marrow Transplant. Author manuscript; available in PMC 2014 Jun 11.Published in final edited form as:Biol Blood Marrow Transplant. 2013 Mar; 19(3): 474480. Published online 2012 Dec 7. doi: 10.1016/j.bbmt.2012.12.001PMCID: PMC4052712NIHMSID: NIHMS580149Dose intensification of Busulfan in the preparative regimen is associated with improved survival: A Phase I/II Controlled, Randomized StudyS Parmar,1 G Rondon,1 M deLima,1 P Thall,2 R Bassett,2 P Anderlini,1 P Kebriaei,1 I Khouri,1 P Ganesan,1 R Champlin,1 and S Giralt31Dept of Stem Cell Transplantation and Cellular Therapy, The University of Texas at MD Anderson Cancer Center, Houston, TX 770302Dept of Biostatistics, The University of Texas at MD Anderson Cancer Center, Houston, TX 770303Memorial Sloan Kettering Cancer Center, New YorkCorresponding Author: Simrit Parmar, MD, Assistant Professor, MD Anderson Cancer Center, 1515 Holcombe Blvd., Houston, TX 77030, Email: gro.nosrednadmramrapsAuthor information Copyright and License information Copyright notice and DisclaimerThe publishers final edited version of this article is available at Biol Blood Marrow TransplantSee other articles in PMC that cite the published article.Go to:AbstractDose intensity is important for disease control in patients undergoing allogeneic stem cell transplantation. We conducted a phase I/II controlled adoptive randomized study to determine the optimal dosing schedule of i.v. busulfan. Patients with advanced hematologic malignancies, 75 years with HLA-compatible donor were eligible. All patients received fludarabine at 30mg/m2/d for 4 days and busulfan was administered in different doses in oral or i.v. formulations. As determined by the phase I trial, i.v. busulfan at a dose of 11.2 mg/kg/d was utilized for the phase II expansion cohort. Altogether, 80 patients with a median age of 56 years were enrolled. Forty percent had active disease at the time of transplant. Engraftment occurred in 91% and a complete response was achieved in 79% of patients post-transplant. At a median follow up of 91 months in the surviving patients, the outcomes for i.v. busulfan dose of 11.2 mg/kg/d vs. other doses were: non-relapse mortality: 34% vs. 23% (p=0.4); cumulative incidence of relapse: 43% vs. 68% (p=0.02); relapse-free-survival (RFS): 25% vs. 9% (p=0.017); overall-survival (OS): 27% vs. 9% (p=0.02). We conclude that optimizing intravenous busulfan dose intensity in the preparative regimen may overcome disease associated poor prognostic factors.Go to:INTRODUCTIONReduced intensity conditioning (RIC) regimen is associated with low non-relapse mortality (NRM) and has made it possible to offer allogeneic stem cell transplant (alloSCT) to the older population. Several large registry studies have shown that the lower NRM seen in RIC comes at the cost of increased relapsed rate13. Although myeloablative doses of i.v. busulfan in combination with either fludarabine or cyclophosphamide have been associated with favorable outcomes, significant toxicities and treatment related morbidity and mortality remain a major concern 46. Slavin et al first reported the successful combination of oral busulfan with fludarabine, which resulted in 100% engraftment and was associated with long-term disease control in 77.5%7. Since then, i.v. busulfan has largely replaced its oral formulation as part of the preparative due to more predictable pharmacokinetics and ability to perform dose adjustments to avoid excess toxicities4, 6, 8. Bypassing the oral route to achieve 100% bioavailability has translated into improved control over drug administration, with increased safety and reliability in order to maximize the anti-leukemic efficacy. A recent report revealed a promising association with use of the i.v. form of busulfan and a lower NRM, even in sicker or older populations9. However, high-risk disease and/or active disease at the time of transplantation is still associated with poor outcomes1014. Levine et al have demonstrated poor outcome associated with lower doses of busulfan in conditioning regimen, especially in patients with advanced disease12. In a retrospective analysis of 31 patients, busulfan dose of 8mg/kg was associated with better disease control when compared to a less intense regimen of 4 mg/kg15. However, other studies have not found an advantage with higher dose busulfan containing regimens. Hamadani et al reported (in a retrospective analysis) that there was no difference in the outcomes between RIC busulfan/ fludarabine (6.4mg/kg total dose of busulfan) compared with a more intense regimen (130mg/m2 of busulfan for 4 days-roughly equivalent to 12.8mg/kg cumulative dose)16. However, there were major differences in the patient profiles of two study arms with more acute leukemias in the intense therapy arm and more indolent diseases like chronic lymphocytic leukemia in the less intense arm. Therefore, optimization of busulfan containing conditioning regimens is needed for improvement clinically relevant patient outcomes.We conducted a prospective phase I/II Bayesian adoptively randomized study to determine the best dose, dosing schedule and efficacy of i.v. busulfan in combination with fludarabine as a preparative regimen for AlloSCT.Patients and MethodsPatients under 75 years of age undergoing AlloSCT from HLA A, B and DR matched unrelated donors or 5/6 matched related donors with the following diagnoses were eligible: chronic myeloid leukemia (CML), that was either transformed or Interferon-resistant; acute myeloid leukemia (AML); intermediate or high-risk myelodysplastic syndrome (MDS) as defined by the International Prognostic Scoring System (IPSS); lymphoma or myeloma beyond 1st remission. Eligible patients were considered unqualified to undergo ablative preparative regimen because of advanced age or the presence of co-morbidities. Patients had to be in Zubrod Performance status (PS) 2 with adequate hepatic (bilirubin 3mg/dL), and renal (creatinine 1.5 109/L for three days. Filtered and irradiated blood product transfusions were given to maintain hemoglobin 8g/dL and platelets 20,000/cmm3.Statistical design and analysisThis was a phase I/II Bayesian adoptively randomized dose finding study that took into account both toxicity and efficacy. Patients were evaluated based on age, organ function and donor-match.Study End Points The major end points assessed during the study were engraftment (defined as absolute neutrophil count 0.5 109 /L, for 3 days in a row), platelet recovery (platelet recovery 20 109/L, independent of platelet transfusions), infectious complications, achievement of complete remission (CR) (0.5 109/L), development and grade of acute GVHD, chimerism over time, and toxicity. Overall Survival (OS) time was calculated as the time from the date of transplant to the date of death or censored at the date of last follow-up. Non-relapse mortality (NRM) 100 was defined as the binary indicator of death within the first 100 days without relapse. Relapse free survival (RFS) time was calculated as the time from the transplant date to the date of disease relapse or death, whichever was earlier. Patients who were alive without relapse at end of the study were censored at the date of last follow-up. There were four covariates of interest: age, cytogenetic risk category (good, intermediate, or bad), dose of busulfan received and the percent of bone marrow blasts.Dose Finding Strategy Based on factors influencing toxicity occurring from the preparative regimen; including patient age, organ function and degree of donor match; patients were separated into two strata in consideration for the toxicity for phase I endpoints: “good” risk as defined by good organ function, age 60 years for patients with sibling matched donors and age 50 years for MUD and “poor” risk group as defined by all other patients who met the eligibility criteria: As described earlier, 2 delivery modes m1 (daily dose) and m2 (every 6 hour dosing) were examined. Within each mode, a maximum tolerated dose (MTD) was determined among different intravenous busulfan dose levels using the continual reassessment method (CRM18, 19) with a probability 20% for grade 34 organ toxicity.Phase II portion of the study Phase II was conducted using the MTD selected in phase I with the aim to keep the failure rate below the historical rate of 0.05 and reduce the death rate by 0.20 using the monitoring method described by Thall, Simon and Estey 20.Statistical Methods The CRM 18, 19, as described above, was used for dose-finding on phase I. The method of Thall, Simon and Estey 20 was used for safety monitoring in phase II. Bayesian regression models21 were fit to assess the effects of the covariates of interest on the following outcome measurements: OS, RFS, and NRM at 100 days (NRM100). For the time-to-event outcomes (OS and RFS), goodness of fit tests were performed using the Bayesian Information Criterion (BIC)22 to choose the best fitting model from among the Weibull, normal, log normal, logistic, log logistic, exponential, and gamma distributions. For the dichotomous outcome NRM100, Bayesian logistic regression models were fit. For each model fit, we assumed that each parameter in the linear term followed a non-informative normal prior with mean 0 and variance 10. All calculations were performed in R version 2.12.0 and OpenBUGS version 3.1.2 rev 668. The cumulative incidence of relapse and NRM were analysed in a competing risks framework23 and distributions were compared using methodology of Fine and Gray24.Go to:ResultsEighty patients with median age of 56 years (range, 1071 years) and active disease in 32 (40%) patients were enrolled in the study from March 2000 till October 2004. (Enrollment diagram, Table 1B). Median follow up for survivors was 91 months (25.5125.7 months). Patient characteristics are described in table 2. Forty patients had a matched related donor and 35 patients had mismatched related or unrelated donor as a source of stem cells for the alloSCT. Five patients (mismatch related donor=1; MUD =4) received fludarabine, busulfan and alemtuzumab (12%). Forty two patients received peripheral blood (PB) progenitor cells and 38 received bone marrow (BM) transplants. The median number of infused CD34+ cells was 4.7 106/kg and the median TNC infused was 4.1108 cells/kg. GVHD prophylaxis was tacrolimus and methotrexate in 69 (87%) patients, tacrolimus alone in 3 while 1 patient received additional extracorporeal photopheresis, and 7 received additional pentostatin25 Six cohorts of two patients each (n=2) were treated with each of the 2 modalities of schedule m1 or m2, for a total of 12 patients per modality and 24 patients overall.Table 1BEnrollment DiagramTable 2APatient characteristicsGood Risk Cohort (n=31) Three dose levels of i.v. busulfan were examined in this cohort: 9.6 mg/kg, 11.2 mg/kg, and 12.8 mg/kg. The starting dose was chosen based on our experience and the published literature at the time of the study7.Poor Risk Cohort (n=49) Four dose levels on i.v. busulfan were examined in this cohort 8.0 mg/kg, 9.6mg/kg, 11.2mg/kg, and 12.8mg/kg.The patient characteristics and their distribution is shown in table 2A. The MTD established from the phase I study for both good and high risk cohorts was i.v. busulfan at 11.2 mg/kg. After the completion of enrolment of 32 patients in the phase I portion, the subsequent 48 patients were enrolled into the phase II part of the study on i.v. busulfan dose level 11.2 mg/kg (dose level 5). Since the majority (73%) of patients in the trial received the dose level 5, this dose was re-coded as a dichotomous variable: dose level 5 vs. all other doses combined (Table 2B) for outcome analysis. All patients were included in the final planned analysis.Table 2BPatient characteristics: dose level 5 vs othersToxicityThe most common ( 20%) adverse events of any grade, regardless of the relationship to the preparative regimen were increased creatinine (33.7%), diarrhea (35%), infection (32.5%), mucositis (51%), nausea (57.5%), skin rash (37.5%) and transaminitis (35%). Regimen-related grade 3 or higher toxicity included bleeding (2.5%), diarrhea (2.5%), increased bilirubin (2.5%), hematuria (1.2%), high blood pressure (1.2%), mucositis (1.2%), neutropenia (1.2%), skin rash (1.2%). One patient developed Veno-occlusive disease (VOD) at 67 days post-transplant and was associated with altered mental status, hepatic encephalopathy, raised transaminitis. Liver biopsy showed mild increase in periportal fibrosis with no evidence of cirrhosis and severely increased iron deposition. Patient was subsequently found to have severe iron overload and improved with phlebotomy. Ultimately, the patient died of steroid-refractory GVHD. Overall 57% had documented infections. Isolated organisms included: alpha-hemolytic streptococci (1), BK virus (2), C-difficile (1), CMV reactivation (6), Coagulase negative staphylococcus (4), E. Coli (1), Klebsiella (1), Parainfluenza (1), pseudomonas aeruginosa (7), rhizopus (1), vancomycin-resistant enterococcus (3). One patient had west nile virus encephalitis.Engraftment, chimerism and GVHD Engraftment occurred in 73 patients (91%). No differences were seen in the engraftment rate between i.v. busulfan dose level 11.2 mg/kg and other groups (91.4% vs. 91%, respectively; p=NS). There were 3 early deaths and four graft failures. There was signnificant correlation between graft failure and persistent disease in the post transplant setting (chi square, p0.0001). Among those who engrafted, 37 (50%) had full donor chimerism. Routinely performed chimerism studies revealed the development of mixed chimerism (90% donor chimerism was seen in 12 patients (38%). The median degree of chimerism in these patients was 86.5% (12%98%) and a was significant correlation was demonstrated between the incidence of mixed chimerism and persistent disease in the post-transplant setting (chi square, p0.0001). The median time to neutrophil engraftment was 13 days and to platelet engraftment was 17 days. The engraftment data for the whole cohort is shown in table 3A. There were no differences in the dose level 5 vs. others in terms of graft failure, time to neutrophil engraftment days or time to platelet engraftment (Table 3B).Table 3ATransplant outcomes in the whole cohortTable 3BTransplant Outcomes Dose Level 5 vs. OthersAmong the engrafted patients, grade 24 aGVHD occurred in 26 patients (35.6%) and grade 34 aGVHD occurred in 8 patients (11%). The median time to onset of acute GVHD was 43.5 days (13208 days). The distribution of the aGVHD was primarily to the skin (n=34) followed by GI tract (n=10) and liver (n=2). The aGVHD distribution for the whole cohort is shown in table 3A. There were no differences in the aGVHD rates between dose level 5 vs. others (Table 3). Chronic GVHD occurred in 22 patients (27.5%) involving skin (n=11), GI tract (n=7), liver (n=3) and eyes (n=2). Again, no significant differences were seen between dose level 5 patients vs. others.Non-Relapse Mortality (NRM)Table 4 demonstrates the results of multivariate analysis of NRM100. Advanced age at the time of transplant was the only significant factor predicting worse outcome. NRM100 was 10% for the whole cohort (due to infections=3, aGVHD=2, graft failures=2, alveolar haemorrhage=1). The 1-year NRM was 23.8% (due to GVHD=10, Infection=4, Graft Failure=2, Haemorrhage=2, Unknown=1). At 8 year follow up, no significant difference was seen for NRM of 34% for i.v. busulfan dose level 11.2 mg/kg and 23% seen in all others (p=0.4, figure 1A)Figure 1Figure 1A: Cumulative Incidence of NRM with competing risk of relapseTable 4Summary of Bayesian Logistic Regression Model for TRM by Day 100, RFS an

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