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附录附录1英文原文NATURAL FREQUENCY VEERING IN PLANETARY GEARSABSTRACT To achieve noise and vibration reduction in planetary gear applications, key design parameters are often varied to avoid resonances,optimize load distribution, and reduce weight. In the plots of natural frequencies versus planetary gear parameters,veering phenomena occur when two eigenvalue loci approach each other, but then abruptly veer away. The importance of veering is manifested in the dramatic changes in the vibration modes of the veering natural frequencies and the consequent impact on response.This work analytically characterizes the rules of eigenvalue veering in planetary gears.The coupling factors between two close eigenvalue loci are approximated by perturbation analysis. Special veering patterns were obtained using the unique properties of planetary gear vibration modes.The results are illustrated by an example. Key design parameters were investigated, and generalized guidance is provided for tuning planetary gear natural frequencies. I. INTRODUCTION Noise and vibration reduction are critical concerns in planetary gear applications. During the design process, system parameters are varied to evaluate alternative design choices,avoid resonances,optimize load distribution,and reduce weight. It is important to characterize the effects of parameter variations on the natural frequencies and vibration modes for effective vibration tuning. In planetary gear dynamic models (Fig. 1), the key design parameters include the mesh stiffnesses, support/bearing stiffnesses, component masses, and moments of inertia. Some plots of natural frequencies versus planetary gear parameters are presented by Cunliffe et al. 1, Botman 2, Kahraman 3,4, and Saada and Velex 5. Natural frequency plots in these studies, especially Ref. 3, show natural frequency veering phenomena when two eigenvalue loci approach each other as a parameter is varied, but then abruptly veer away like two similar charges repelling (point B in Fig. 2a). The vibration modes of the veering eigenvalues are strongly coupled and undergo dramatic changes in the veering neighborhood.The phenomenon has been studied extensively 69, but it has not been explored in planetary gears.Eigenvalue veering is also related to mode localization that can occur when disorder is introduced into nominally symmetric systems like turbine blades, space antennae, multispan beams, and other structures 6. In the case of especially sharp veering, it is sometimes difficult to distinguish between intersection and veering just by observing eigenvalue plots.Curve veering/crossing complexity obstructs the tracing of eigenvalue loci under parameter changes. Also, when multiple curves veer or intersect close together (Fig. 3), strong modal coupling and the associated operating condition response changes that occur are not identifiable from frequency loci plots. The objectives of this work were twofold. The first was to analytically derive simple rules that predict eigenvalue veering in planetary gears. The second was to use the veering results, along with previously developed modal properties and eigensensitivity analysis, to define more fully the influence of model parameters on free vibration and to give guidance for tuning natural frequencies.Lin and Parker 10,11 analytically characterized the unique, highly structured properties of planetary gear natural frequency spectra and vibration modes. They also provided simple, closed-form expressions for the sensitivities of natural frequencies and vibration modes to design parameters 12. These analytical results provide the necessary foundation for the present study of veering rules in planetary gears. The veering rules yield concrete conclusions expressed in simple forms for when two approaching eigenvalues veer or cross. The importance of the veering rules is to identify those ranges in which small changes in design parameters can dramatically change the vibration modes and consequently the response. The results are illustrated on a benchmark planetary gear(the model parameters and natural frequencies are given in Tables 1 and 2,respectively) used in a helicopter power train. The lumped parameter model derived in Ref. 10 is used here. The model is applicable for general epicyclic gears with N planets. Each component has two translational and one rotational degree of freedom (DOF) in planar motion,so the system has L=3(N-3) DOF. Numerical results presented are for fixedring configurations, and L=3(N-2) in this case. The associated eigenvalue problem isII. VEERING/CROSSING CRITERIONA method for detecting eigenvalue veering/crossing in general dynamic systems is introduced here. Point B in Fig. 2a is an example of veering. When two eigenvalue loci veer away, their loci curvatures indicate the abruptness of curve direction changes. Perkins and Mote 7 proposed a veering/crossing criterion by estimating the loci curvature in the veering neighborhood for distinct eigenvalues. Let r and s be two eigenvalues approaching each other around point B as a parameter r is varied. The unperturbed eigensolutions at B are (r,r) and (s,s). Applying Taylor expansion around B, the eigenvalue loci are approximated by where is a small perturbation of the varying parameter;=/r;=2/2r.The second derivatives r ands represent the curvatures of the loci.If r =s=0, these two loci are locally independent and free to cross each other. Ifr , s 0, the loci diverge and veering occurs. Larger indicates sharper changes of the loci and stronger veering. For a distinct eigenvaluer,the eigenvalue derivatives areIn the veering vicinity wherers, r ands are dominated by terms with a small denominator, that is,The coupling factors cr and cs approximate the local curvatures. They are used to estimate veering strength.Figure 2b shows c =c14=c18 versus the varying parameter ksp for the veering loci w14 and w18 in Fig. 2a. Notice the sharply changing vibration modes indicated in Fig. 2b. The two veering loci exchange mode shapes from points A to C, even though the loci do not intersect. The modes are strongly coupled at B and do not look like either of the veering modes just outside the veering zone. When the parameter is adjusted in the veering zone, the drastic changes in the vibration modes can have a great impact on the operating condition dynamic response, tooth loads, load sharing, and bearing forces and possibly lead to mode localization. The degree to which individual modes are excited by dynamic mesh forces (i.e., the modal forces) also changes dramatically as veering alters the modes.This veering criterion can be generalized to the case whenss+m-1 are degenerate with multiplicity m.The second derivatives of these eigenvalues are 14where the summation index k=1, L, but k s, s + m-1. When another distinct eigenvalue r is close to the degenerate i, the dominant terms in Eqs. 5 and 3 areIf r r+n-1 is also degenerate, the coupling factors areIf the coupling factors are all zero, r ands loci cross; otherwise, veering occurs. This is the condition we examine below. III. VEERING PATTERNS IN PLANETARY GEARSWhen applied to planetary (or any epicyclic) gears, the above results reduce to particularly simple forms because of the unique structure of the vibration modes. All planetary gear vibration modes can be classified as one of the following types under the assumption of cyclic symmetry between the planets 10.The analysis is restricted to this commonly used class of epicyclic gears.1. Six rotational modes with distinct natural frequencies. They have pure rotation of the carrier, ring, and sun, that is, xh =yh =0, h=c, r, s. All planets have the same deflection2. Six pairs of translational modes with degenerate natural frequencies of multiplicity two. They have pure translation of the carrier, ring,and sun, that is, uh = 0, h=c, r, s. For a pair of orthonormal translational modes i=and=j=(iTMj=0),xhi=yhj,yhi=-xhj,where the superscripts i and j indicate the modes i and j,respectively. The planet deflections have the relationwhere Yn=2(n-1)/N for equally spaced planets.3. Three groups of planet modes with degenerate natural frequencies of multiplicity N -3. They have no motion of the carrier, ring, and sun,that is, xh=yh=uh=0, h=c,r, s.The planet deflections are related byWhere wn are N- 3 independent sets of scalars satisfying n=1NwnsinYn=0 ,n=1NwncosYn=0,n=1Nwn=0Two approaching planetary gear loci can be associated with any of the above three types of modes. Five cases of potential veering are examined below. The unique modal properties of Eqs. 1012 were used to analyze the veering patterns. For concreteness, let the sun-planet mesh stiffness ksp be the varying parameter (Fig. 1) and M= 0.Case 1. Two rotational mode loci r and s. Rotational modes have distinct eigenvalues, and their second derivative with respect to ksp is 12where dsn = yscos(Yn - as) - xssin(Yn -as) - hncosas -znsinas + us + un is the modal deflection of the spring representing the nth sun-planet mesh stiffness; as is the pressure angle of the sun-planet mesh; and the superscripts r and k in dsn indicate vibration modes jr and jk, respectively. The modal strain energy in the nth sun-planet mesh is dsn= kspdsn2/2. The rotational mode property of Eq. 10 results in dsnr=ds1r,dsns=ds1s.The coupling factors of Eq. 4 are the dominant terms in Eq. 13 cr=2Nds1rds1s2r-s=-cs (14)If ds1r, ds1s0 then cr, cs 0, and the approaching eigenvalue loci veer away.If ds1r=0 or ds1s=0, then cr=cs=0, and the loci cross each other. This requires that all strain energy in the sun-planet meshes Usn = 0 for vibration mode jr or js. However, all rotational modes except the rigid body mode must have strain energy in the sun-planet meshes. Therefore, two rotational mode loci (e.g., w14 and w18 in Fig. 2a) always veer away and do not intersect. Also, more strain energy in the sun-planet meshes means larger cr and cs and sharper veering. Both loci have comparable curvatures, as indicated by cr -cs; this is typical of results to follow as well.Case 2. Two translational mode loci r=p and s =q. Reducing Eq. 5 using the properties of translational modes, the derivatives r andp have the same form as Eq. 13, except the summation index k =1, ,L, but kr, p. The coupling factors of Eqs. 8 and 9 are the dominant terms in:The translational mode property of Eq. 11 leads to the relationsUse of Eq. 17 in Eqs. 15 and 16 yieldsVanishing of the coupling factors (that is, loci crossing) requires dsnr=ds1p=0 or dsns=ds1q=0 for all n. Physically, this implies no strain energy in any sun-planet meshes for the translational mode pairs (jr,jp) and (js,jq). This does not occur,and the loci always veer away with strength determined bycr and cs (e.g., w12,13 and w16,17 in Fig. 2a).Case 3. A rotational mode locus r and a translational mode locus s =q.From Eqs.6and7,the coupling factors areRecalling dsnr=ds1rand Eq. 17, cs= cq=cr= 0 is automatically satisfiedbecausen=1Nsin Yn=0,n=1Ncos Yn=0. Note there is no condition on any dsn, which is different from the above cases. A rotational mode locus always crosses a pair oftranslational mode loci without veering. By similar analyses, planet mode loci always cross rotational and translational mode loci.Case 4. Two planet mode loci r =r+m-1 ands=s+m-1 with multiplicity =3(N -3). The second derivatives of r, r+m-1 have the form of Eq. 13, except the summation index k =1, L, but kr, , r +m-1. The coupling factors of Eqs. 8 and 9 areVEERING IN PLANETARY GEARSEquating these coupling factors to zero yields the conditions for the absence of curve veering:Using the planet mode property of Eq. 12, the sun-planet mesh deformations are related bydsni=wnds1iand dsnj=wnds1j.Equation 22 results in ds1j= 0,i=r, ,r+ m-1 or ds1j= 0, j =s, , s=m-1. Physically, these conditions require that one set of degenerate planet modes have no strain energy in the sun-planet meshes. This does not occur, in general. Therefore, the coupling factors of two planet modes are nonzero, and their loci veer away (e.g., w11 and w15 in Fig. 2a), except for the special case discussed below.Case 5. Two decoupled planet mode loci approach each other as kp, mp,or Ip is varied. For the case when ksp = krp and the pressure angle ar=as=a, the three planet modes have additional properties besides Eq. 12 and can be further classified as follows 10: (1) mode P1 only has planet tangential motion hn (zn= un=0); (2) mode P2 has no tangential motion (hn= 0), and planet radial motion is dominant (zn=un); (3) mode P3 has no tangential motion (hn=0),and planet rotation is dominant (zn=un). Note planet mode P1 always decouples from P2 and P3. If the pressure angle a=0, modes P2 and P3 also decouple, that is, u=0 in P2 and zn=0 in P3. With these additional properties, two decoupled planet mode loci can intersect. As an example, kp is taken as the varying parameter. The second derivative of a degenerate planet mode eigenvalue r r+m-1 is 12where the summation index k=1, L, but k r, r + m- 1. The couplingfactors areIf r is of type P1 ands is of type P2 or P3, then cr = cs = 0 is guaranteed becausezni=0, i = r, r + m-1 and hnj=0, j= s, s + m-1. So the mode P1 locus crosses the P2 and P3 loci (e.g., w11 and w15 intersect in Fig. 3 where ksp = krp andar = as). However, the mode P2 and P3 loci (w5 and w15 in Fig. 3) veer away because they are coupled when a0. If the conditions ksp =krp and ar=as are not satisfied, the three coupled planet modes veer away as discussed in case 4.The above analysis (cases 14) uses ksp as the varying parameter and shows that two eigenvalue loci of the same mode type veer away and two loci of different mode types intersect with each other. This pattern is generally valid when other parameters (either stiffness or inertia) are varied. For changing stiffness (ksp, krp, kp, kh, khu, h=c, r, s), the eigenvalue derivatives are related to the deflections d in the springs representing the stiffness 12. If two loci have the same mode types, as in cases 1, 2, and 4 above, the coupling factor c=0 always requires the corresponding deflection d= 0 in the vibration modes. This requirement is unlikely to be satisfied except for the special situation discussed in case5. Thus, c0 for two close loci of the same type and veering occurs. If two loci belong to different mode types as in case 3, c = 0 is automatically satisfied due to the modal properties of Eps. 1012, and the loci always intersect. For changing inertia (mh, Ih, h=c, r, s, p), the analysis is similar to that for stiffness. The general veering/crossing patterns are summarized in Table 3 and are apparent in the example of Fig. 4 (in which the parameters are different from those in Fig. 2).IV. APPLICATIONThe veering patterns help trace the evolution of eigenvalue loci and identify the effects of design parameters on planetary gear vibration. The planetary gear in a helicopter power train is used as an example. The nominal model parameters are given in Table 1. Table 2 identifies the mode type and where the dominant strain energy is in each mode. The natural frequencies are numbered at the nominal conditions (indicated by the dashed lines in Figs. 27).Mesh stiffnesses ksp and krp (Figs. 2 and 5) have little influence on the lownatural frequencies w1 w10. This is because these modes are governed by bearing stiffnesses (Table 2) that are much smaller than the mesh stiffnesses. Modes 1518 have large strain energy in the sun-planet meshes and are affected by ksp (Fig. 2); modes 1114 have substantial strain energy in the ring-planet meshes and are affected by krp (Fig. 5). When ksp is reduced from the nominal value, the changingw15 to w18 approach the w11 to w14 loci. Because loci of the same type cannot intersect, veering occurs between rotational modes 18 and 14, translational mode pairs (16,17) and (12,13), and planet modes 15 and 11. Below the veering zones (ksp 800N/mm). In the same way, one can predict the trend of frequency loci as krp is increased (Fig. 5).Support stiffnesses kh, khu, and h = c, r, s of the carrier, ring, and sun, respectively, can vary over a wide range depending on the configuration (fixing or floating these components). Rotational and planet modes are independent of the transverse support stiffness kh because they have no translation of the carrier,ring, and sun: only translational modes are affected by changes in kh (Figs. 6a,6b). When the rotational support stiffnesses khu are altered, similar results are obtained (Figs. 6c, 6d), except it is the rotational modes that are susceptible to khu variations.Altering planet parameters affects most natural frequencies as all modes generally involve planet deflections. Applying the derived veering results, five pairs of veering are identified for changing planet bearing stiffness in Fig. 3: rotational modes 8 and 18, 4 and 14; translational modes (9,10) and (16,17),(6,7) and (12,13); and planet modes 5 and 15. For large stiffness kp 5000N/mm, eight natural frequencies increase rapidly to outside the range of interest.Planet mass mp and moment of inertia Ip also have significant influence on the natural frequencies (Fig. 7).V. DISCUSSION AND SUMMARYThe planets can be unequally spaced in planetary gear applications. For Planetary gears with planet position angles Yn satisfying n=1Nsin Yn=n=1Ncos Yn=0, the vibration modes retain structured properties 11: 6 distinct rotational modes, 12 distinct translational modes, and 3 p

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