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ChapterFour,TypesofBusinessNegotiation,Structure,SalesofGoodsInvestmentTechnologyTransfer,Bulkcommodities散装货Seaworthypacking耐航包装Customarypacking习惯包装Promissorynote本票Mailtransfer信汇Partialshipment分批装运Multimode多式联运,OnSalesofGoods,WhatShouldBeNegotiatedQualityQuantityPackingPaymentsShipmentInsuranceClaimandArbitrationTipsforsalesnegotiation,WhatShouldBeNegotiated,AlltermsconcerningthetransactionSpecificclausesinacontract,Quality,Salebysample;Salebydescriptionandillustration;Salebytrademarkorbrand;Salebyplaceoforigin;Salebyspecification,gradeorstandard.,MethodsofStipulatingQualityofCommodity,Methods,SalebyDescription(凭说明买卖)SalebySample(凭样品买卖)Saleasitis(看货成交),Case,案例某公司与日本某会社签定一单凭我样品出口“土纸”合同。货抵横滨港后,经开箱检验,日方即以货品不符合同品质约定为由,向我提出异议索赔。我方:复验,与样品相符,拒付日方:部分工序为机械操作,继续索赔我方:同意酌情给予赔偿,1.致损原因:二个质量标准2.风险:多个标准同时存在,交叉约束3.规避方法:样品是表示品质的唯一依据,SalebyDescription,SalebySpecification,GradeorStandard(凭规格,等级,标准)SalebyBrandNameorTradeMark(凭品牌或商标)SalebyNameofOrigin(凭产地名称)SalebyDescriptionandIllustration(凭说明书和图样),Grade,Qualitynegotiationtips,OrderasamplebeforecommittingtoapurchaseorderUsePre-ShipmentInspectionServices.PackingIncasefailuretoensurethatthequalityofthegoodsdeliveredisinaccordancewiththecontractorsample.,Unitsofmeasurementforquantity,Weight:metricton,kilogram,pound,ounce,gram,Numbers:piece,pair,set,dozen,grossLength:meter,foot,yard,mile,inch,Area:acre,squareyard,squarefootVolume:cubicmeter,cubicyardCapacity:liter,gallon,bushel,etc.,Packing,Importanceofpacking:Preventingorminimizingthedamageofshipment;Promotingproductsales;Avoidingpossiblerejectionoftheshipmentbythebuyer.,TypesofPacking,ThreetypesofcommoditiesBulkCommoditiesNudePackedCommoditiesPackedCommoditiesThreetypesofpackingTransportPackingSalesPackingNeutralPackingSpecialRequestforpacking,TransportPacking外包装,AlsocalledbigpackingorouterpackingCharacteristicsofTransportPackingBesolidanddurableandadaptabletochangingclimates;BeuniformAssmallandlightaspossibleTypesofTransportPacking,TypesofTransportPacking,Bags/SackCarton件CaseCrateDrum,Bale捆CanCarboy大玻璃瓶ContainerPallet运货板,TypesofContainers,干货集装箱(DryCargoContainer),罐式集装箱(TankContainer),SalesPacking,Salespacking(innerpacking,smallpackingorimmediatepacking)ismainlyusedforthepurposeofpromotingsales.AsilentsalesmanFunctionsofsalespackingForDisplayandsaleForIdentificationofthecommodityForconsumerconvenienceinuse,ForDisplayandSale,Piling-upPatternHanging-upPatternSpreading-upPattern,ForIdentificationofthecommodity,TransparentpatternandwindowedpatternCustomaryPackingPattern,ForConsumerConvenience,PatternforCarryingaboutPatternforEasyOpeningPatternforSprayingoutPatternforFormingaCompleteSet(套装)PatternforShowingoffaGift,Specialrequestforpacking,AvoidusinguncleartermssuchasseaworthypackingandcustomarypackingSpecialrequestforpackingTheshippingmarksIndicativemarks,ShippingMarks,TheimportanceofandconsistencyinusingshippingmarksPacking,invoice,insurancepolicy(保险单),certificate,billsoflading(提货单),etc.ISOstandardshippingmarks:SimpleandclearProperposition,durablecolorNoadvertisingallowed,ComponentsofShippingMarks,Consignee收件人orConsignersCodeAbbreviations:TEC,ITCReferenceNumberNumberofsalescontract,L/C,etc.PortofDestinationPackageNumberThetotalnumberofthewholelotofconsignmentandindividualpackagenumbere.g.NO.28/800,IndicativeMarks,IndicativeMarksrefertotherequirementsandmatterswhichneedseriousattentionfortheprocessoftransporting,loading,unloadingandstoringgoods.TypicalMarks:,Payments,PaymentTermsHowtoProtectYourselfAgainstPaymentRisk,PaymentTerms,AmountofpaymentTimeofpaymentConditionsofpaymentMethodsofpayment,Methodsofpayment,Remittance汇款mailtransfer(M/T)telegraphictransfer(T/T),remittancebybankersdemanddraft(即期汇票),D/DCollectionDocumentsagainstpayment(D/P)付款交单Documentsagainstacceptance(D/A)承兑交单Letterofcredit(L/C)信用证,Beneficiary收款人,RemittingBank汇出行,PayingBank付款行,Remitter汇款人,1,2,3,WorkflowofM/T,T/T,1applicationandpayment2.telegraphormailtheorder3.payment,1,4,3,WorkflowofD/D,1.Applicationandpayment(申请及付款)2.DrawtheBankersDemandDraft3.SendtheDraft4.Demandforpaymentofdraft,2,Remitter,RemittingBank,PayingBank,Beneficiary,3,DocumentaryCollection跟单托收,Documentarycollectionisamethodofeffectingpaymentforgoodswherebythesellershipsgoodstothebuyer,butinstructshisbanktocollectacertainsumfromthebuyerinexchangeforthetransferofrelevantdocuments.,Drawee/importer,Remittingbank,Collectingbank,1,2,3,Workflow:D/P,(1)shipment(2)presentdocuments(3)senddocumentsandInstructions(4)advisetheimporter,7,4,5,6,(5)makepaymentoracceptanceandgetdocuments(6)sendfunds(7)paytheexporter,Principal/exporter,Terms,Principalistheonewhodrawsthebillofexchangeandauthorizeshisbanktoeffectthecollection.Remittingbankisthebankauthorizedbythedrawerofthedrafttoeffectcollectionfromthebuyer.Usuallyatthesellersplace.Collectingbankisthebankauthorizedbytheremittingbanktocollectthepaymentfromthedrawee.Usuallyinbuyerscountry.Draweeisusuallythebuyerofthegoodswhoshouldmakepaymentofthegoodsintime.,DocumentaryCollection,Documentsagainstpaymentatsight(D/Patsight),Documentsagainstpaymentaftersight/date(D/Paftersight/date),DocumentagainstAcceptance(D/A),D/Patsight即期付款交单,Thesellerhandstheshippingdocumentswithadrafttotheremittingbank,whichwillpresentthemtothebuyer.Thebuyeruponsightmakesthepaymentandgetthedocuments.Thecollectingbankgetthepaymentandnotifiestheremittingbanktopaytheseller.Theshippingdocumentstobedeliveredagainstpaymentonly.,D/Paftersight/date,Thebuyerwillpaythedraftamountonthespecifiedtime.XXdaysaftersightXXdaysafterdateofB/LXXdaysafterdateofthedraftThedocumentswillbereleaseduntilthepaymentismade.Thesellerhastowaitforaperiodoftimetogetthepayment.,D/A,UnderD/A,thebuyercangetthedocumentsfromthecollectingbankafterhehasdulyacceptedthedraft.Insomecountries,D/Paftersight/dateisregardedasD/A.,ThenatureofL/C,Theissuingbankhasprimaryliabilityforpayment.开证银行负第一付款责任。L/Cisaself-sufficientinstrument.信用证是一项自足文件。Documentarycreditisapuredocumentarytransaction.信用证方式是纯单据业务,WorkflowofL/C,A,A,A,A,Applicant,Advisingbank,Beneficiary,Issuingbank,ThegeneralprocedureofusingaL/C,1.Thebuyerandsellerconcludeasalescontractspecifyingdocumentarycreditasthemethodofpayment.2.Thebuyerinstructshisbank,theissuingbanktoissueacreditinfavoroftheseller.3.Theissuingbankopensthecreditandsendsittotheadvisingbank.4.Theadvisingbankinformsthesellerthatthecredithasbeenissued.Assoonasthesellerreceivesthecreditandissatisfiedwiththetermsandconditions,heisinapositiontoloadthegoodsanddispatchthem.,5.thesellerthensendthedocumentsevidencingtheshipmenttothenegotiatingbankandthebankwillnegotiateaccordingtothetermsofthecredit.6.Thebanksendsthedocumentstotheissuingbank.7.Thebankeffectspaymentinaccordancewiththecreditifthedocumentsmeettherequirements.8.Theissuingbankreleasesthedocumentstothebuyeruponpaymentoftheamountdue,oruponotheragreedtermsbetweenthebuyerandtheissuingbank.,ThegeneralprocedureofusingaL/C(Cont.),HowtoProtectYourselfAgainstPaymentRisk,Avoidopen-accountwithnewpartnerandaletterofcreditissuggested.Sufficientbackgroundchecks.Ifthesellerseemsmorefocusedonpaymentthananyotherissue,orindicatesthatcashpaymentmustbemadeurgently,morecautionshouldbegiventothetransaction.Todevelopalong-termrelationshipwithourcustomersbasedonmutualtrust.,Shipment,Shippingdocumentscomparedtodomesticonesthenameoftheexportingcarrierthelatestallowedarrivaldateattheportofexport.instructionsfortheinlandcarriertonotifytheinternationalfreightforwarderonarrival.,各种运输方式一览表,运输方式,国际联运,航空运输,多式联运,多式联运经营人,民航公司或外运,铁路始发站,签发人,海运提单(B/L),船长或船公司或其代理,外运公司,邮局,邮政运输,港、澳,海洋运输,送银行办理议付的运输凭证,货物收据(CargoReceipt),邮包收据(ParcelPostReceipt),铁路运单副本,航空运单(MAWB或HAWB),多式联运单据(MTD)或集装箱联运提单(CTB/L),铁路,Differenttransportationmodes,Transportationmode,Air,InternationalMT,MTO,AirlinesorFreightforwarder,DepartingRailwaystation,issuer,OceanB/L,Shippingcompany,Sino-trans,Postoffice,Parcelpost,HK,Macao,Marine,Shippingdocumentforbanknegotiation,CargoReceipt,ParcelPostReceipt,Copyofrailwaybill,MAWBorHAWB,MTD,Railway,Internationalcombined,Pointsofconsiderationinshipment,AthroughbillofladingunderamultimodecontractConsultwithafreightforwarderwhendeterminingthemethodofinternationalshipping,Consideringthecostofshipment,deliveryschedule,andaccessibilitytotheshippedproductAfree-tradezoneorafreeport,Agreementbetweensellerandbuyer,WhoisresponsiblefordeliveringthegoodsPlaceofshipmentanddestinationThedateandtimeofdeliveryWhoisresponsibleifthegoodsarelostordamagedduringdelivery,orifthegoodsaredelayed?Partialshipmentandtransshipment,Insurance,Exportshipmentsareusuallyinsuredagainstloss,damage,anddelayintransitbycargoinsurance.Forairshipment,airwaybillservesasinsurancecertificate;forseashipment,insurancecertificateisissuedasevidenceoftheexistenceofthemarineinsurancepolicy.Themarineinsurancepolicyisacontractbetweentheinsuredandtheinsurer,anditsprincipalpurposeistodefinethetermsoftheagreementbetweentheinsuredandtheinsurer.,Itemsofnegotiation,WhobuysinsuranceabuyershouldstrivetosignacontractinFOBandCFRtermsandasellershouldstrivetosignacontractinCIFterms.WhatkindofinsuranceTheamounttobeinsured,我国海运货物保险险别,基本险别BasicRisks,附加险别AdditionalRisks,一切险(AR),平安险(FPA),水渍险(WPA/WA),一般附加险Generaladditionalrisks,特殊附加险Specialadditionalrisks,GeneralAdditionalRisks,Theft,Pilferage,andNon-Delivery(T.P.N.D)(偷窃,提货不着)Freshwaterand/orraindamage(淡水雨淋险)Shortage(短量险)Intermixtureandcontamination(混杂、玷污险)Leakage(渗漏险)Clashandbreakage(碰损、破碎险)Taintofodor(串味险)Hookdamage(钩损险)Breakageofpacking(包装破裂险)Rust(锈损险)Heatingandsweating(受潮、受热险),ClaimandArbitration,Breachofacontractariseswhereanypartydoesnotabidebythestipulationsofthecontract.Claim(索赔)referstothatininternationaltrade,onepartybreaksthecontractandcauseslossesordamagestotheotherpartydirectlyorindirectly,theinjuredpartymayaskforcompensationforthelossesordamages.,Makingclaim,MakeclearwhattheclaimisDonotletangershowandavoidsarcasmGivethefactscalmly,specificallyandthoroughlyRequestaction:areplacement,repair,refundorcompensation,Disputessettlement,协商Consultation(twoparties)调解Mediation(athirdpartyasmediator)仲裁Arbitration诉讼Litigation,Arbitration,Arbitrationisameansofsettlingadisputebetweentwopartiesthroughthemediumofathirdpartywhosedecisiononthedisputeisfinalandbinding.TheplaceofarbitrationOrganizationofarbitrationApplicablerulesofarbitrationThebindingforceofarbitration,Tipsforsalesnegotiations,ReducethebuyerspowerwithdifferentiationTakeastrategicviewfrombothsidesManagePowerwithaSWOT(strengths,weaknesses,opportunitiesandthreats)analysis.EvaluatetheprioritiesTrade;dontmakeunilateralconcessions,GroupWork,DiscussionSimulatedNegotiationOnArbitrationDoyouthinkitnecessarytoaddarbitrationclausetothecontract?Whatarethespecificelementsthatneedtobenegotiatedinthisclause?Whataretheotherresortstosolvedisputes?Whataretheadvantagesofarbitrationovertheothersolutions?,Investment,JointventureAdvantagesToexpandresources,exportexperienceandmarketknowledgewhilespreadingtheriskandlayingadistributionframework.Taxadvantagesorwaiversofferedbyforeigncountriesforjointventures.NegotiationproblemsJointventurecontracthasmuchmorepotentialforcausingdifficultiesanddisputesJointventureinvolvesmoreresourcescommitmentandhighermutualdependence.,Investment,TotalinvestmentandregisteredcapitalLabormanagementLanduseForeignexchangecontrolsTermandTermination,Totalinvestmentandregisteredcapital,RegisteredcapitalTotalinvestmentRatioofcapitaldistribution:theforeignpartyholdsnolessthan25%oftheregisteredcapitalofthejointventurewithnomaximum.Thecapitalcontributionsmaytakeavarietyofforms.Thecompositionoftheboardofdirectorsistobedeterminedbydiscussionbetweentheparties.Thedistributionofseatsistobefixedbyreferencetotheratioofcapitalcontribution.,Labormanagement,Provisionsregardingemploym
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