EICC社会责任风险评估管理程序

文件编号docno。SAP-014Version版本aEICC社会责任风险评估管理程序eicc society responsibility risk assessment管理程序有效日期Effective date2013-09-20页面页面7/7修改日历历史修订历史记录修订Version次数Times修改内容Revision Content日期日期造人发起方和发起方a-新发行的First Issue2013-09-20批准批准查看Checked自定义Prepared1.0目的推送通过对劳动、伦理和环境进行风险评估和管理，降低管理风险。through risk assessment and management for labor，ethics and environment，in order to avoid and reduce the management risk。2.0服务范围Scope这也适用于本公司的劳动、道德、环境风险管理和供应商分包商的社会责任风险评估管理。Apples to risk management of labor，ethics，environmental of the company，apples to the riskassessment management for supplier and subcontractor s social response ibility as well。3.0定义： (无)Definition: None4.0权限职责。4.1行政部：组织制定识别和控制劳动、伦理、环境风险，并对各部门跟进纠正预防措施的管理计划。administration dept : organize identifying and assessing the risk of labor，ethic and environment，establish the management method and follow up the implementation of each department forCorrective and preventive action。4.2部门：实施风险管理方案。each department : implement risk management plan。5.0程序内容Procedure5.1风险分类：Risk grade classification5.1.1主要风险：可能导致严重违反相关法律法规。主要健康和安全伤害发生环境影响导致主要火灾、爆炸或毒物泄漏事故。或造成重大伤亡或重大经济损失。major risk : may lead to a serious breakch of relevant laws and regulations；cause significant damage for health and safety；The environmental impactResult in a bigfire，explosion or toxic leakage accident；or cause heavy casuationies or major economic losses。5.1.2一般风险：可能导致个人轻微伤害或职业病、财产损失、工作环境破坏等。general risk : be likey to cause slight injury or occupational disease，property damage，environmental damage etc。5.2确定和评估风险risk investigation，identification and assessment5.2.1策略Principle5.2.1.1风险调查识别和评估应根据本准则5.1条款的分类及相关规定和标准，结合公司的实际情况考虑过去、现在和未来三种情况。Risk investigation，Identification And evaluation should be based on the class ification of the clause 5.1 of this procedure And related regulation5.2.1.2风险调查识别和评估必须综合和慎重，包括考虑法律规定、EICC标准、消防安全、机械安全、劳动产业安全、环境污染等三个方面的劳动、伦理和环境。Risk investigation、identification and assessment Should be comprehensive and careful、invoiding labor、ethics and environment5.2.1.3对重大风险进行重点分析，防止遗漏，特别是对重大违法性给予特别关注，要分析现有管理情况和标准要求之间的差距，制定纠正预防措施。makes a special analysis of the key major risks，prevent omissions，Pay more attention to the risks which may lead to serious violation of lawformulate corrective and preventive actions。5.2.2调查和识别Survey and identification5.2.2.1行政部门组织员调查公司的劳动、伦理、环境经营现状，了解经营风险，构成社会责任风险调查识别与评估表。administration department organize staff to investigate on the companys present management situation of labor，ethics and environment5.3风险评估Risk assessment5.3.1风险评估方法Method of risk assessment5.3.1.1一般因素，更容易判断的行为违反因素，直接非判断法评价，评价结果分为“轻微、允许、不允许”三个级别。for general factors and behavioral violation factors which are easily to judge，The direct method of evaluation is judging right and wrong5.3.2风险评估原则和方法principle and method of risk assessment在社会责任风险调查识别与评估表中评分，将每个指标的分数加在一起，构成评价总分、总分r20分时危险被判断为重大危险。gradon the social responsibility risk investigation，identification and evaluation sheet，the total scores come from each index，whh5.3.2.1严重程度和影响级别：The severity and impactA.影响小，没有明显的结果。(0-2点)Less impact，no obvious conequence (0 to 2点)B.影响不大，结果微乎其微。(3-5分)Small impact，light conequence (3到5点)C.巨大的影响和严重的后果；(6-10分)Significant impact，serious conequence (6 to 10点)5.3.2.2发生频率：occurrence的频率A.很少发生；(0-2点)Rare occurrence (0到2点)B.偶尔发生；偶尔发生。(3-5分)Occasionally happens (3至5点)C.经常发生；经常发生。(6-10分)Frequent occurrence (6到10点)5.3.2.3法律法规：Laws and regulationsA.没有相关的法律法规，影响很小或暂时没有。(0-2点)No relevant laws and regulations，the impact is not big or no impact(0 to 2 points)B.没有法律参考，但仍然影响很大，需要控制。(3-5分)no laws and regulations for reference yet，but there is still a larger impact，must be controlled。(3至5点)违反相关法律法规，后果更为严重。(6-10分)in violation of the relevent laws and regulations，the consequence are serious(6 to10点)；5.3.2.4相关范围：RangeA.相关方面很小，属于个别情况。(0-2点)Covers very small，belongs to the individual circumstances(0 to 2点)B.包括一些个人或地区；(3-5分)part of the people and area invoiced(3 to 5点)C.相关部门更多，范围更广。(6-10分)Invlves more departments，wide range。(6至10点)5.3.3如果以下情况不允许，则直接确定为主要风险：the following situations is not acceptable，identified as signiant risk directly :5.3.3.1劳动、道德、环境法法规、未遵守EICC标准；Do not conform to the labor，ethics，environmental laws and regulations，eicc standards。5.3.3.2有关人士严重抱怨或要求。serious complain or request by related party。5.3.4根据上述标准，结合5.1条款进行评估，并将结果记入劳工道德风险识别评估表。evaluate accordin