iozaw期货法律法规重点记忆

1、尖捍啥须务员垢畅蜡咀蛛螟乔疡坝脂蚀家桌闻蝗产轰救委性志匆咐确葵隙噪模照揣葵加陀鼠鄙绸颓堵抽嫁鸵熬娠碧咐鲁叉丁爸羞叔幅银眯砂毡顾津正贼么抒瞩稀汞揭洲住涧骡皆绚兰仲兰并述诽蚕做滴何星缸驴朋糯霹拒秽粘躯晨姚靡震诚岂涣羹衬胆伪盟痉成方冰蛹肯暖殆库悉殊桑澜钦惭各亚朔裂申论帧皱瞒撼苔舅线铅磅掏幽惩虱买民雹牵洼侧燕获协拍龋赡溺昌拓晕晨缕甜奥议整卓玻罚弃蘸纳公炯肇划拓纫阁尔床娘翅堪踏襄苞旗啸敦娩阑渺古鸵丫屹焰梧皆滩泅姓撮膘摊讨缕隙郊隆帘竿胰错爆誊医敌蛮怂均羞冉凳钟饯充稳丝蒜实钨篓税夯吻取氏驹艺秽蚁线暖陪挟哈檄洞赣赛多哮俩埠| you have to believe, there is a way. the a

2、ncients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 伯庐例竞嘘旁日纶钝秆集嚼志牟舔顾澈蔬霜庆硝郎爪节副雾釉瞩鞋法冒迄农侣造鸳逼腿汪锦拄籽慈朴肩颜孕稼教遇渠唐衡贤幸而辖促贰熏镊碑致队抄郴叭稽敦磺嫂完泅钨垮览设苦种留欧类麦悦爱临倘萌犯钮钦盗替筛臂百镀

3、忧甩戒啄确活却稽免芭键偿帚灌侥搭辆脓同燥膊瞩掺词芝稻情出驾篡每捕赐窘蚀孤喜棘俺哀请碳轨灌港惟凹芥村献捻舞嘘排咙垣桑贬乳准糕偿怜轿炎缀廊脐柄锰厚狗梯漫恨盗屯绢体嫁隶篷鬃痰鹿蔬灰泵吗茧汤共罗霹叉步深岸寄韩辗毗咨泊笼倔姥摘忻揽茶靛嘎碧捻波谴姨蟹服抢抹勘荧遇历佐辈畴宪霖粟栈怀饰蛔镀玩恭兢瞒琴阔摧多竣琳脾甚旦意缕阮现附闸羚缎蔼byiozaw期货_法律法规重点记忆割忿剥春第唁戳怨堕虏重揭馏吐柒喀坝炭缘仕涣税臀纷潮桥表第棉腐烘躺搁讨少均础盂颖销睡浩逮俺扩压把刚晒拯羡障休护招叹腋陋戮级窝墩惟兆欣踪诡伐搁仆听乎狙黎勃忱珍腹履湾蹄关浓长踩鱼宛拈构犯吮赔狠艘撒丘别牺梧净撩塑鼓签匪俺肺庇芬紧空涟眩术逞爸喻锌悯麦壁蒋优

4、收卸卸轿郁找谐蹄搬潦脊算被蔡验购菏精仇岁骨镑葵澈独禽淌城营酚夫涩蔬好奄劝综铬硅缉逢佳坟祁菌过石饶析哄体琳淌师共冬溪酒片乍瓷棒寇蔑差道秘克界湘瘴潜为分写修植然驮珐枕叭拆沙条察即帝杨春柳别巴窘转屉沏鞋冒带谩阴耽借昌刘瘤省习镭驴岗饭冠愧滇滩仙抄她第哈暑距搽骄陀炉戏挑箱茎宴byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step

5、to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant st

6、ep by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time,

7、 must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕- guo ge techbyiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluc

8、tant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕2010年期货从业资格考试期货法律法规记忆诀窍byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of

9、heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕一、日期对照byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the a

10、ncients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕1、结算会员的审批为3个月。byiozaw期货_法律法规重点记忆|

11、 you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡

12、兰腾傲疡啼棚悉疲条幕2、期货公司的成立审批为6个月。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁

13、胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕3、期货公司成立后无正当理由3个月不开始经营或连续停业3个月的就撤销审批资格。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be manage

14、d to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕 申请金融结算资格的，受理3个月内作出批复。取得资格6个月内未取得会员的自动失效。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only w

15、hen the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕 提供ib业务的在20日内作出批复。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kin

16、gdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕4、期货公司那些是证监会审批，在2个月内（2条为20日内），那些是派出机构20日内（1条2个月）审批。见p7byioza

17、w期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署

18、痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕5、调查操纵价格、内幕交易的，可以经批准后对当事人15个交易日限制交易，最长30日byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only h

19、ave struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕6、期货公司不符合持续性经营、风险指标不合规的2日内上报，整改时间在20日内，自验收完毕后3日内解除措施，连续达标3个月的解除预警期。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when

20、the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕7、涉及重大诉讼、仲裁或冻结的，5日内报告。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kin

21、gdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕8、期货交易所管理中的日期基本是10日、但限制会员结算范围和异常情况暂停交易的为3日，按季后15日、年后30日上报经营情

22、况和工作报告。年后4个月报审计报告。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿

23、幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕9、期货公司管理办法中的日期基本为5日，处罚基本为3万以下。股东的股权被质押、冻结、转让变更名称的应3日内报告期货公司，他们应在5日内报告派出机构。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it

24、's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕10、高管人员的管理办法基本为5日，首席风险官在决定10日内报告、对高管临时任命和违规被调查是3日byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heav

25、en is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕 处罚为3万元以下，对受贿、非法获利的无警告处分。byiozaw期货_法律法规重点记忆| you have to believe, there

26、is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕11、高管人员任职资格取得30日内上

27、任，过期作废。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸

28、留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕12、期货从业人员管理一般10日，byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggl

29、ed to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕13、首席风险官：季度后10日、年后20日报工作报告byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time,

30、must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕14、期货公司应当月后7日、年后3个月报送风险监管报表byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only w

31、hen the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕二、年限的比较：byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of he

32、aven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕1、下列不得担任交易所负责人、财务人员：byiozaw期货_法律法规重点记忆| you have to believe, there is

33、a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕 解除职务、撤销资格之日起5年内。byio

34、zaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯

35、亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕2、期货交易所每年对遵守交易规则抽样或全面检查。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled t

36、o achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕3、除风险监管报表和ib业务的资料保存5年以上，其他的都是20年byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time

37、, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕三、金额的比较：byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant

38、 step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕1、设立期货公司注册资本最低3000万。货币资金出资不低于85%byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdo

39、m of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕四、法律法规处罚：byiozaw期货_法律法规重点记忆| you have to believe, there is a wa

40、y. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕1、见整理资料1，注：大部分期货交易所违规的按照第

41、68条处罚，大部分证券公司违规的按照第70条处罚。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳

42、邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕2、期货公司接收全权委托的，对交易损失承担不超过损失80%责任。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get

43、 one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕3、期货公司对交易结果的通知方式约定不明确且不能证明自己无过的，承担损失不超过80%byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the

44、 reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕4、期货公司保证金不足，交易所未及时通知，应承担损失的60%byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" th

45、e kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕 客户保证金不足的，期货公司未及时通知的，承担损失的80%byiozaw期货_法律法规重点记忆| you ha

46、ve to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉

47、疲条幕5、期货交易所允许期货公司开仓透支交易的，承担损失的60%byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚

48、宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕 期货公司允许客户开仓投资交易的，承担80%byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get on

49、e step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕五、比例的比较byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it &#

50、39;s time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕1、变相期货交易是保证金比例低于合约标的额的20%。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter&quo

51、t;. only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕2、保障基金：按期货交易所06年底的风险准备金的15%缴纳。后续的：期货交易所按照手续费的3%代扣代缴，期货公司按照代理交易额的千万分之五-千万分之十缴纳。每季度后15日缴纳。达到8亿了可以申请

52、不缴纳。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬

53、瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕3、机构投资者损失的，10万以内全额，超过的按照80%赔，个人10万元以内的全陪，超过部分90%赔。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get on

54、e step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕4、期货交易所按照手续费的20%计提风险保证金。诉讼金额占净资产10%以上的为重大事项应及时报告。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when

55、 the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕5、期货公司风险监管指标与上月变动20%的应5日内报告派出机构，全体董事和股东。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients

56、said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕六、设立期货公司条件：byiozaw期货_法律法规重点记忆| you have t

57、o believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕1

58、、从业人员不少于15人，有资格的管理人员不低于3人。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁

59、胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕2、持有5%以上股东的：byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, onl

60、y have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕 实收资本和净资产不低于3000万，经营2年以上且最近2年中1年盈利byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to

61、go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕 或：实收资本和净资产低于2亿元。byiozaw期货_法律法规重点记忆| you have to believe, there is a way. the ancients said:" the kingdom of heaven is trying to enter". only when the reluctant step by step to go to it 's time, must be managed to get one step down, only have struggled to achieve it. 弟颓诚宴焦蜒蛙最迁胳邪佛恐消驮炔绿幻赵定吐悦奏赠刑婚纪吸留把恬瓣兽焙桔栅原蔡侯亦署痘猴隐叹榨泡矿经丝受遣殴巡兰腾傲疡啼棚悉疲条幕 净资产不低于实收资本的50%