管理体系认证审核总结报告

1、Management System CertificationAudit Summary Report管理体系认证审核总结报告Organization公司名称xAddress:x公司地址Standard(s):ISO 14001:2004审核标准Representative:公司代表Site(s)Same as address Date(s) ofaudited:audit(s):审核地点审核日期EAC Code:EAC代码4NACE Code:NACE弋码18.21Leadauditor:审核组长Additional teammember(s):审核组其他成员This report is c

2、onfidential and distribution is limited to the audit team, client representative and the SGS office.这份报告是保密的，派发仅限于审核组，客户代表和SGS公室。1. Audit objectives 审核目的The objectives of this audit were:to confirm that the management system conforms with all the requirements of the audit standard;确认管理体系符合审核标准的所有要求；

3、to confirm that the organization has effectively implemented the plannedmanagement system;确认组织有效地策划并实施管理体系;to confirm that the management system is capable of achieving the organization ' s policy objectives.确认管理体系能够达成组织的方针目标。2. Scope of certification认证范围Manufacture of clothing with featherThis

4、is a multi-site audit and an Appendix listing all relevant sites and/or remote locations has been established (attached) and N/A 不 Yes Noagreed with the client对于多地点抽样审核，已 适用是 否建立一份附加的清单以列出所有的地点和/或移动场所，并经客户确认。3. Current audit findings and conclusions本次审核发现点及结论The audit team conducted a process-based

5、audit focusing on significant aspects/risks/objectives required by the standard(s). The audit methods used were interviews, observation of activities and review of documentationand records.审核组以审核标准所要求的重要因素、风险及目标为关注焦点，完成了基于过程 的审核。所采用的审核方法包括面谈，观察活动及评审文件及记录。The structure of the audit was in accordance

6、with the audit plan and audit planning matrix included as annexes to this summary report.审核的安排依据本份报告所附的审核计划及审核策划矩阵图。The audit team concludes that the X has | establishedandorganizationhas notmaintained itsmanagement systemin linewiththe requirementsof the standardanddemonstrated the ability of the s

7、ystem to systematically achieve agreedrequirements forproducts orservices withinthe scope andtheorganization ' s policy and objectives.审核组结论为该组织区has已 has not未根据审核标准要求建立和实施 管理体系，并具备系统地达成认证范围内产品或服务所承诺要求的能力及达成组 织方针目标的能力。Number of nonconformities 0 Major 2 Minoridentified:严重轻微不符合项数量Therefore the aud

8、it team recommendsthat, based on the results of this audit and the system' s demonstrated state of development and maturity, management system certification be:基于审核结果及组织所展现出的状态，审核组建议管理体系认证结果为：区I Granted 推荐发证/ 匚| Continued 证书继续有效/ 匚| Withheld 终止 / Suspended until satisfactory corrective action is

9、 completed.暂停直至采取了有效的纠正措施4. Previous Audit Results上一次审核结果The results of the last audit of this system have been reviewed, in particular to assure appropriate correction and corrective action has been implemented to address any nonconformity identified. This review has concluded that:已对上一次审核结果进行了评审，特

10、别是确保对所提出的不符合项已采取适当的 纠正措施。评审结论为：LJ Any nonconformity identified during previous audits has been corrected and the corrective action continues to be effective.上一次审核提出的不符合项已被纠正，并且纠正措施是持续有效的| | The management system has not adequately addressed nonconformity identified during previous audit activities a

11、nd the specificissue has beenre-defined in the nonconformity section of this report.管理体系对于上一次审核提出的不符合项没有充分地解决，这一问题在本次审核 报告的不符合项部分已被再次提出。5. Audit Findings审核发现点The audit team conducted a process-based audit focusing on significant aspects/risks/objectives. The audit methods used were interviews, obser

12、vation of activities and review of documentation and records.审核组以审核标准所涉及的重要因素、风险及目标为关注焦点，完成了基于过程的审核。所采用的审核方法为面谈，观察活动及评审文件及记录。The management system documentation demonstrated conformity with the requirements of the audit standard and provided sufficient structure to support implementation and mainten

13、ance of the management system.区Yes是 No否文件化的管理体系与审核标准是相符合的，并且对于管理体系的实施及维护提供足 够的支持。The organization has demonstrated effectiveimplementationand maintenance/ improvement of its management system.区 Yes 是 INo 否组织的管理体系在有效地实施、维护及改善中。The organization has demonstrated the establishment and tracking of approp

14、riate key performance objectives and targets and monitored progress towards their achievement. 区Yes 是 No 否组织建立并跟踪适当的关键业绩目标及指标，并且对达成状况进行监控。The internal audit program has been fully implemented and demonstrates effectiveness as a tool for maintaining and improving the managementsystem.区I Yes是 No否内审被全面

15、实施，成为维护及改善管理体系的有效工具。The management review process demonstrated capability to ensure the continuing suitability, adequacy, effectiveness of the managementsystem.区| Yes是 No否管理评审过程能够确保组织管理体系持续的适宜性、充分性和有效性。Throughout the audit process, the management system demonstrated overall conformance with the requ

16、irements of the audit standard.区 Yes 是I I No 否整个审核显示，组织的管理体系与审核标准的要求总体上是符合的Certification claims are accurateand in accordance with SGS guidance因Yes是DNo否|22|N/A不适用认证声明是准确的并且与SGS勺指南相符合。6. Significant Audit Trails Followed主要审核思路The specific processes, activities and functions reviewed are detailed inth

17、e Audit Planning Matrix and the Audit Plan. In performing the audit, various audit trails and linkages were developed, including the following primary audit trails, followed throughout。经评审过的组织的过程、活动和功能详细记录在审核策划矩阵图和审核计划上。在本次审核中，多种的审核思路及贯穿方法被采用，包括以下所记录的主要审核点。7. Nonconformities不符合项See attachment 见附件Non

18、conformities detailed here shall be addressed through the organization s corrective action process, in accordance with the relevant corrective action requirements of the audit standard and complete records maintained.组织应根据审核标准中对于纠正措施的相关要求，通过组织自身的纠正措施过程解决以上所列的不符合项，并维持记录。| | Corrective actions to address identified major nonconformities shall becarried out immediately and SGSnotified of the actions taken within 30 days.An SGS auditor will perform a follow up visit within 90 days to confirm the actions taken, evaluate their effectiveness, and determine whether certificat