供应商品质评价表

1、供应商品质评价查核表,Supplier Quality Audit Check List,被评价单位Vendor,评价日期Audit Date,地址Address,评价人员Audit Member,项目Item,编号No.,查核项目Check List,单项得分 Single Score,备注Notes and Comments(请填写相应的文件支持),评分标准, 厂家自查得分Self-check Score,厂检得分Check Score,1、品质系统Quality system,1,是否有取得国际性品质系統认证?Does the supplier obtain international

2、quality system certification?,0=没有1=有ISO90002=有双体系认证,2,2,是否有明确定义公司品质政策（方针）、年度品质目标并将其文件化?Does the supplier document its definite corporate quality policy and annual quality objectives?,0=没有1=有政策和目标并文件化2=有对完成情况进行分析,2,3,是否建立一个包含程序及工作（作业）指导书的品质文件管理系统?Does the supplier establish a quality document contro

3、l system which including procedures and work instructions(SOP)?,0=没有1=有建立2=有可行性文件管理系统并有效运作,2,4,是否有执行计划性之内部品质系统稽核?Does the supplier carry out a planned internal quality system audit?,0=无1=有控制文件3=有按照文件执行和记录5=稽核后有整改措施和记录,5,5,是否定期对质量管理系统的适合性及有效性进行管理审查并保持记录？Whether the supplier audit the suitability and

4、effectiveness of the quality control system periodically and keep record for them?,0=无1=有规定2=定期在进行3=定期再做并记录完整4=有改善措施并可追溯,4,2、文件记录控制Control of documents and records,6,是否有制度对所有制程、产品、质量文件得到有效管控之事项进行约定？Whether the supplier have provisions for the management of all the processes, products, and quality do

5、cuments?,0=无1=有文件控制3=有文件控制且有执行记录,3,7,文件（记录）是否得到有效的控制（审批、批准、发放、回收）？Whether the documents(records) are controlled（audited，approved，released and withdrawed） effectively？,0=无1=有文件规定3=有记录可追溯,3,8,是否有对外部文件（包括客户提供的文件）进行有效的管理？Whether the supplier manage the external documents(including those provided by cust

6、omers) effectively?,0=无1=有管理2=有存档并有记录,2,3、人力资源及训练HR and training,9,是否有针对各岗位（如生产员工、设备操作人员）制定训练程序并鉴别训练效果?Whether formulate training course for each position(such as the producing personnel and operators) and identify the effectiveness?,0=无1=有制定相关文件2=有按照文件执行并有记录,2,10,对于新上岗和工作岗位变动的员工是否在上岗前进行训练？Whether t

7、rain the staff who change their positions or who are the new recruited ones?,0=无1=有进行岗前训练3=有培训记录5=培训后有鉴定结果,5,11,是否针对品质管理人员（IQC,IPQC,OQC）进行必要的训练？Whether supply necessary trainning for the quality controller(IQC,IPQC,OQC)?,0=无1=有3=有培训记录5=培训后有鉴定结果,5,4、工程变更&可靠度Engineering change&ORT,12,工程变更过程是否有专门的文件制度进

8、行规定？Is there a special provision for the engineering change?,0=无2=有文件3=有文件且有记录,3,13,工程变更规定文件是否有涵盖新材料、新制程、新工艺与新设备等方面？If the engineering change provision cover new material,new process,new equipment,etc?,0=无2=有涉及这几方面但不全4=全部涵盖,4,14,工程变更规定文件是否约定对可能会对客户产生影响的项目需经过客户同意？If the engineering change provision s

9、tipulate that when engineer maybe influence clients,the engineer should be agreed by them?,0=无1=有文件约定3=有文件并通知客户端5=接到客户意见后是否有审批执行记录,5,15,公司是否有制定可靠性试验的文件（约定产品可靠性测试项目?）Whether formulate reliability testing document(provide reliability testing items)?,0=无1=有文件3=有文件且执行并有记录,3,16,针对每项可靠性试验是否有试验规范及操作SOP?Is

10、there a provision and SOP for each reliability test?,0=无1=有试验规范和sop2=有按照文件执行并有记录,2,17,目前是否有可靠性试验计划? Is there any reliability testing plan so far?,0无1=有2=有可行性试验计划,2,18,是否有按规定的可靠性试验频率定期实施?确认定期实施记录？Whether carry out reliability test periodically according to regulations and affirm the records?,0=无1=有实施

11、2=有实施记录和结果,2,5、不合格品管制&矫正及预防措施Nonconforming Product&Corrective and preventive measure,19,是否有不合格品的控制程序文件?Are there documented procedures for control of nonconforming product?,0=无2=有4=依据文件执行,4,20,是否对客户退回的产品进行失效分析?Is failure analysis performed on product returned?,0=无2=有对产品进行详细分析及验证4=对分析结果提出改善措施,4,21,对客

12、户的抱怨,内部稽核缺失,制程异常等是否有做矫正与预防措施?Is there any corrective and preventive measure for customers complaint,internal audit failure,process abnormal,etc?,0=无1=有发现问题无改善2=问题有改善措施3=确认改善有效4=验证改善有效并标准化5=预防有效未在发生,5,22,长期改善措施是否有分析真因并符合永久性、根本改善要求？Whether the long-term improvement measures analyze the root cause? Is

13、it in accordance with the permanent and fundamental improvement requirement?,0=无1=制定长期措施2=措施符合永久性、根本改善要求,2,23,矫正措施报告是否被相关权责人员审核及核准?Is corrective measure report audited and approved by related personnel?,0=无1=有审核并有记录2=有进行效果确认并有记录,2,6、供应商管理&进料检验Supplier qulity management&Incoming inspection,24,是否有建立合同

14、评审程序文件？（产品规格要求和质量要求）Whether formulate procedure document for contract review(product specification and quality requirements)?,0=无1=有文件3=包含产品规格要求和质量要求5=有评审批准记录,5,25,为确保达到合同要求是否对合约进行审查并保留有评审记录？Whether audit the contract and keep the audit record to guarantee contract requirement?,0=无1=有审查2=有记录,2,26,是否

15、有合格供应商的认证程序?Does supplier have a procedure for subcontractors qualification?,0=无1=有程序文件3=有合格供应商的认证记录5=所有供应商都符合此认证程序并记录完整,5,27,是否有最新的合格厂商清单?Is there latest list of acceptable/approved subcontractors?,0=无1=有清单但无更新2=有清单并且定期更新,2,28,是否有进料检验程序?Are there documented procedures for defining inspection method

16、s? ,0=无1=有详细的进料检验程序文件和sop2=每批进料有按照文件和sop执行,2,29,抽样计划与允收标準是否定义于程序书与检验表单中？Are sampling plans & acceptance criteria specified in procedure & inspection sheets ?(i.e. MIL-STD, AQL),0=无计划1=有计划2=程序书及检验表对应并执行,2,30,检验表单上是否列出供应商名称/编号、进料批号、检验员、使用设备与检验日期？Does inspection sheet list Supplier name/code, Lot numbe

17、r, Inspector, Equipment & Date?,0=无1=有列出但不全2=全部包含并填写完整,2,31,检验表单上是否列出验收标準、公差、量测结果、判定、处置？Does inspection sheet list the criteria, tolerances, Measured data, Judgement, Disposition ? ,0=无1=有列出2=填写完整,2,32,检验记录是否经授权人员审核、核准？Has the inspection result been reviewed and approved by authorized personnel ?,0=

18、无审核批准项1=有审核批准2=审核批准有签章,2,33,是否订定（主）材料进料品质目标？Are the quality goals for (critical) incoming parts defined?,0=无目标1=有目标2=目标合理,2,34,对于不合格材料是否有一文件化的管制系统？（即VCAR、重新筛选、重工等）Is there a documented control system for nonconforming material? (e.g., VCAR, rescreen, rework, and etc),0=无管制1=有文件规定3=有按照规定执行5=有最终结案,5,3

19、5,对于拒收品是否有Reject与MRB的流程与程序书？Is there a Reject/MRB flow and procedure for rejection ?,0=无1=有流程及程序书2=有按照执行,2,36,供应商是否每批进料均提供制成（制程）/检验报告？Does the process/inspection report provided by sub-supplier for each delivery lot?,0=无1=有2=每批都有,2,37,对于量测设备所需之标准件，是否经过校正、使用单位并能取用？For the measurement equipment that r

20、equired std samples, are the standard samples for calibration readily available to use in the line?,0=无1=有标准件2=在计量校正有效期,2,38,材料检验区是否明确标示？即待验区、检验区等Are materials at incoming area clearly identified? e.g., awaiting inspection, being inspectedetc,0=无1=有标识2=划分明确,2,39,所有的允收批是否均以其允收状况、或可追溯相关资料标示？Are all pa

21、ss lots properly identified by their pass status and traceability information ?,0=无1=有状态标识2=可追溯,2,40,进料检验资料是否作为供应商评比、及取消供应商资格之依据？Is incoming inspection information used to rate and disqualify supplier related ?,0=无1=有此规定2=有按规定执行,2,41,是否有证据显示有应用计分卡系统於供应商管理系统？Is there an evidence that scorecard system

22、 applied for supplier management ? (eg.,quality, delivery, cost),1=有应用供应商评分2=有文件支持3=是否按照文件来执行4=打分之后有无后续的处置5=是否定期进行,5,42,当进料检验的品质绩效未达到目标时，是否采取任何矫正行动？Is action taken when the quality perfromance of incoming part not achieved the goal?,0=无1=有文件规定2=有规定并有执行记录,2,43,进料特采是否经过MRB同意？是否有纪录可查？Is there any recor

23、d of MRB agreement if incoming material concession ? ,0=无1=有文件规定MRB程序2=有执行记录,2,7、制程控制In-Process control,44,是否对影响产品质量/规格参数的环节均设置质控点进行严格监控?Whether there is strict monitoring for the processes which affect products quality and the specfication ?,0=无1=有建立关键点2=对关键点有控制方法3=有文件规定4=有按照文件执行和记录5=有使用QC工具进行管控例如s

24、pc,5,45,每一工序有作业指导书，并被有效实施？Whether there is SOP for each process the SOP implemented effectively?,0=无1=有作业指导书2=有按照执行,2,46,是否有进行首件确认？Whether there is initial confirmation?,0=无1=有首件确认程勋2=有首件确认记录,2,47,制程异常问题是否得到及时反馈，进行分析，并采取有效的预防纠正措施？Whether the process abnormal feedback and analyze in time and take eff

25、ective corrective and preventive measure?,0=无1=有发现异常问题记录2=有及时反馈并分析原因3=有制定对策并改善实施4=改善措施经过验证5=永久改善措施标准化,5,48,现场质量状况有记录且可追溯？Whether there is record for quality problems for traceability?,0=无1=有问题记录3=有追溯文件5=追溯文件受控、有效、无疏漏并可追溯到原材料,5,49,对于出货时在用户端的质量问题在制程上是否有纠正措施?Whether there is processing corrective measu

26、res for users quality problem during shipment?,0=无1=有措施2=有措施并有效验证,2,50,是否订各工序产出品关键控制点规格上下限?Whether regulate the upper and lower limits for key charts for each procedure?,0=无1=有制定规格上下限2=有制定超出后的措施并执行,2,51,当一个制程超出管制，并产出不良品，是否有停线或停止出货的方案?When a process goes out-of-control and produces nonconforming prod

27、uct, are triggers defined and documented for the purpose of initiating a stop build, or stop shipment action?,0=无1=有规定方案3=有按照规定方案执行并有记录5=对不良有下一步的分析和改善措施,5,8、设备的维护与校正Maintenance and calibration of machine,52,生产设备是否定期保养并存有记录?Is the production facility maintained regularly and recorded?,0=无1=有进行保养2=有保养

28、记录,2,53,是否有生产设备的保养计划？Is there any maintenance project of production facility?,0=无1=有计划2=有按计划执行,2,54,是否有生产设备的清单记录、设备信息与状态？Are there record list of production facility,equipment information and status?,0=无1=有记录2=记录及状态标识完善,2,55,是否在合适的时间对设备做校验?（如校正计划表）Is equipment calibrated at appropriate time? (ex. ca

29、librated schedule form) ,0=无1=有文件控制；2=有校验记录；,2,56,是否有一套被认可的管制系统来验证设备的稳定性及准确性?Is there an official approval control system for all equipments to determine accuracy and precision?,0=无1=有3=有文件规定5=有执行记录及处理措施,5,9、最终产品控制Outgoing inspection,57,对于最终的产品是否有明确的检验文件、规范、规格书或抽样计划？Is there specific inspection docu

30、ment,specification,criteria or sampling plan?,0=无1=有文件2=有文件并有执行记录3=有无规定不良的处置方式4=对不良进行分析并制定改善5=对改善有效性进行跟踪确认,5,58,产品是否在适当的环境中完成检验?（如：温度、相对湿度、亮度）Is the panel inspection done in appropriate environment ? (i.e. Temp., RH%, Luminance.) ,0=无1=有文件规定检验环境2=环境受控并有记录,2,59,是否明确定义OQC之抽样计划及允收标准?（例如：MIL-STD、AQL）For

31、 OQC, are the sampling plan and acceptance criteria specified? ( i.e. MIL-STD, AQL),0=无1=有文件定义2=有按文件执行并有记录,2,60,在COA测试报告中是否有纪录测试及检验量测数据?Is the test and inspection measurement data recorded in the COA report?,0=无1=有记录2=记录准确、具体、清晰,2,10、存储、交付、产品鉴别与追溯Storage、 handover and Identification and traceability

32、,61,是否有方法和手段，控制产品的搬运、存储、防护和交付，以保证合格产品及时交付？Is appropriate method taken to make sure carrying,storage,protection and handover of products safty?,0=无1=有控制文件2=有按照控制文件执行,2,62,是否对易燃、腐蚀和有毒的的原材料进行正确的存放和隔离？Whether keep and isolate the inflammable,corrosive,poisonous raw materials correctively?,0=无规定1=有文件规定2=有按文件执行并记录,2,63,是否对库房原材料及产品的状态进行标示？Is there any mark for status of raw material and products?,0=无1=有文件规定2=有按规定执行,2,64,是否