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charter of the independent data monitoring committee (idmc) charter of the independent data monitoring committee (idmc)protocol title:sponsors protocol number: short title: eudract number:version number: sponsor:university college london maple house, first floor149 tottenham court roadlondonw1t 7nfphone: email: chief investigator:site address:phone: email:outline of scope of charter: the purpose of this document is to describe the roles and responsibilities of the idmc for the (enter study title and sponsor id number) trial, including the timing of meetings, methods of providing information to and from the idmc, frequency and format of meetings, statistical issues and relationships with other committees.content1. introductionobjectives of trial, including interventions being investigatedinsert objectives of trial, including interventions being investigated from protocol. include a flow chart of the trial design (figure 1).outline of scope of charterthe purpose of this document is to describe the roles and responsibilities of the independent idmc for the above trial.2. roles and responsibilitiesa broad statement of the aims of the committee to safeguard the interests of trial participants, assess the safety and efficacy of the interventions during the trial, and monitor the overall conduct of the clinical trial.the idmc should not make decisions about the trial, but rather make recommendations to the trial management group (tmg).the idmc is independent of, but reports to, the tmgterms of referencethe idmc should receive and review the progress and accruing data of this trial and provide advice on the conduct of the trial to the trial management group. the idmc should inform the chair of the management group if, in their view:(i) there are concerns about the safety of one or more of the treatment arms(ii) the results show a benefit of one treatment arm over another that is so large, and precise, that it is likely to convince a broad range of clinicians to change practice (ii) it is evident that if the trial continued it would fail to show a clear benefit for any treatment arm(iv) accrual is so low that it is unlikely that a sufficient number patients would be recruitment to provide meaningful resultsa short competing interest form should be completed and returned by the idmc members to the trial coordinating centre (annex 1). specific roles of idmcinterim review of the trials progress to: monitor evidence for treatment harm (eg toxicity data, saes, deaths) suggest additional data analyses (using blinded data where possible) for example, of main outcome measures, but only where this is relevant to the trial continuing or stopping early decide whether to recommend that the trial continues to recruit participants or whether recruitment should be terminated either for everyone or for some treatment groups and/or some participant subgroups monitor planned sample size assumptions and recommend amendment if appropriate monitor recruitment figures and losses to follow-up advise on major protocol modifications suggested by investigators or sponsors such as changing the main endpoints assessment of data quality, including completeness monitor compliance with the protocol by participants and investigators monitor continuing appropriateness of patient information considering the ethical implications of any recommendations made by the idmc assess the impact and relevance of external evidence 3. before or early in the trialinput to the trial protocolall potential idmc members will have sight of the protocol/outline before agreeing to join the committee. timing of first meetingthe idmc will meet either before the trial starts or within one year of recruitment commencing, to discuss the protocol, the trial, analysis plan, and future meetings. regulatory implicationsthe idmc should be aware of any regulatory implications of their recommendations. idmc contractmembers of a idmc will have a contract making clear the need for confidentiality and the liability status of the idmc members. when there is no such contract, idmc members could formally register their assent by confirming (1) that they agree to be on the idmc and (2) that they agree with the contents of this charter. 4. composition list of idmc membersthe members of the idmc for this trial are: (1) -give name-(2) -give name-(3) -give name-choice of chairthe chair will be chosen by the investigators or idmc members, and is expected to facilitate and summarise discussions.the responsibilities of the trial statisticianthe trial statistician will produce (or oversee the production of) the report to the idmc and will participate in idmc meetings, guiding the idmc through the report, and participating in idmc discussions.the responsibilities of the trial office teamthe trial office team (eg trial co-ordinator) may input to the production of the non-confidential sections of the idmc report.the responsibilities of the chief investigator (ci) and other members of the trial management group (tmg)the ci may be asked to attend open sessions of the idmc meeting. other tmg members will not usually attend but may attend open sessions when necessary.5. organisation of idmc meetings expected frequency of idmc meetingsthe frequency of meetings will depend upon the idmc and the progress of the trial. it is recommended that the idmc meet at least yearly, either face-to-face, or by teleconference or emailhow idmc meetings will be organised, especially regarding open and closed sessions, including who will be present in each sessionclosed sessions: members of the idmc and the trial statistician.open sessions: members of the idmc and the trial statistician, principle investigators, trial co-ordinators.the format of the meetings will be: 1.open session: introduction and any “open” parts of the report2.closed session: idmc discussion of “closed” parts of the report3. if necessary, further discussion with other attendees on any matters arising from the previous session(s).payments to idmc membersmembers will be reimbursed for travel and accommodation6. trial documentation and procedures to ensure confidentiality and proper communicationintended content of material to be available in open sessions open sessions: accumulating information relating to recruitment and data quality (eg data return rates, treatment compliance) will be presented. toxicity details based on pooled data will be presented and total numbers of events for the primary outcome measure and other outcome measures may be presented, at the discretion of the idmc.intended content of material to be available in closed sessionsclosed sessions: in addition to all the material available in the open session, the closed session material will include safety data by treatment group. it may include efficacy data by treatment group, depending on the planned interim analysis.will the idmc be blinded to the treatment allocationdata reported by treatment group should be blinded where possible, unless the idmc requests otherwise.who will see the accumulating data and interim analysis?the only people who should see the accumulating data and interim analysis associated with safety and efficacy will be the members of the idmc and the trial statistician.there may sometimes be a case for other members of the trial team to see the data on safety by treatment group.idmc members do not have the right to share confidential information with anyone outside the idmc, including the ci. who will be responsible for identifying and circulating external evidence (e.g. from other trials/ systematic reviews)?identification and circulation of external evidence (e.g. from other trials/ systematic reviews) will be collated by the ci and the trials coordinators. to whom the idmc will communicate its report? the idmc will report its recommendations in writing to the trial management committee, via the trial statistician or trial coordinator. whether reports to the idmc be available before the meetingthe idmc should receive the report from the trial statistician at least 1 week the scheduled meeting. what will happen to the confidential papers after the meeting?the idmc members should store the papers safely after each meeting so they may check the next report against them. after the trial is reported, the idmc members should destroy all interim reports. 7. decision makingwhat recommendations will be open to the idmc? no action needed, trial continues as planned early stopping due, for example, a clear benefit or harm of a treatment, futility, or external evidence stopping recruitment within a subgroup increasing the target sample size or extending follow-up stopping a single arm of a multi-arm trial sanctioning and/or proposing protocol changes to review and agree any interim analysis planhow decisions or recommendations will be reached within the idmc?every effort should be made for the idmc to reach a unanimous decision. if the idmc cannot achieve this, a vote may be taken.when the idmc is quorate for decision-making?effort should be made for all members to attend. members who cannot attend in person should be encouraged to attend by teleconference. if, at short notice, any idmc members cannot attend at all then the idmc may still meet if at least two members are present. it is important for the idmc statistician to be present at all meetings, if possible. the subsequent report, including any recommended major actions, should be reviewed and approved by all members.input from idmc members who cannot attend the meetingif the report is circulated before the meeting, idmc members who will not be able to attend the meeting may pass comments to the idmc chair for consideration during the discussions. what happens if members do not attend meetings?if a member does not attend a meeting, it should be ensured that the member is available for the next meeting. if a member does not attend a second meeting, they should be asked if they wish to remain part of the idmc. if a member does not attend a third meeting, they should be replaced.8. reporting to whom will the idmc report their recommendations and in what form?by letter to the trial management group within 3 weeks. a copy of this will be lodged with the trial office.minutes of the meeting the idmc will decide how a record of their meeting is kept.what will be done if there is disagreement between the idmc and the body to which it reports?if there is a serious disagreement between the idmc and the body to which it reports a meeting of these groups should be held. the information to be shown would depend upon the action proposed and the idmcs concerns. depending on the reason for the disagreement some confidential data might have to be revealed to all those attending such a meeting. the meeting could be chaired by an external expert who is not directly involved with the trial.9. after the trialpublication of results at the end of the trial there the idmc may request to examine the final data, and comment on data interpretationthe information about the idmc that will be included in published trial reportsidmc members will be named and their affiliations listed in the main report, unless they explicitly request otherwiseany constraints on idmc members divulging information about their deliberations after the trial has been publishedthe idmc may not discuss issues arising from their involvement in the trial until at least 12 months after the primary trial results have been published.potential competing interests of data monitoring committee members for insert trial name (and sponsors id)the avoidance of any perception that members of an idmc may be biased in some fashion is important for the credibility of the decisions made by the idmc and for the integrity of the trial.possible competing interest should be disclosed via the trials office. in many cases simple disclosure up front should be sufficient. otherwise, the (potential) idmc member should remove the conflict or stop participat
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