2015 国际商务从业资格单证员 操作题.docx

一、 审证题（请根据所给出的合同审核信用证） 1买卖合同： 上海幸运塑料进出口有限公司 SHANGHAI LUCKY PLASTIC IMP. AND EXP. CO., LTD. Unit C 22/F Jing Mao Tower Shanghai, China 售货确认书 SALES CONFIRMATION To:RAMPLASTICS CO., LTD.No.:SL121218201 HAUK ROAD, MALVIYA NAGAR Date:DEC 18, 2012NEW DELHI INDIAThis sales contract is made between the sellers and buyers whereby the seller agree to sell and the buyers agree to buy the under mentioned goods according to the terms and conditions stipulated below: Marks & No.Description of goods Quantity Unit Price Amount PVC STRIPSCIF NHAVA SHEVARAMART. NO. SIZESL121218201 200mm x 2mm x 50m 120ROLLSUSD86.00USD10320.00N. SHEVA225 200mm x 2mm x 50m 20ROLLSUSD98.00USD1960.00NO. 1-100221 200mm x 2mm x 50m 20ROLLSUSD92.00USD1840.00331 300mm x 3mm x 50m 20ROLLSUSD108.00USD2160.00335 300mm x 3mm x 50m 20ROLLSUSD116.00USD2320.00200ROLLSUSD18600.00Total amount in word: SAY U. S. DOLLARS EIGHTEEN THOUSAND SIX HUNDRED ONLY.Packing: 2 ROLLS PER ONE CARTON, TOTAL 100 CARTONS, AND IN LCL LOAD.Delivery: SEA FREIGHT FROM SHANGHAI CHINA TO NHAVA SHEVA INDIAShipment： ON OR BEFORE 28 FEB., 2013 ALLOWING PARTIAL SHIPMENTS AND TRANSSHIPMENTTerms of Payment: BY 100 PCT VALUE IRREVOCABLE LETTER OF CREDIT AVAILABLE BY SIGHT DRAFT TO REACH THE SELLERS BEFORE 30 DEC., 2012 MENTIONING THE RELATIVE S/C NUMBER AND TO REMAIN VALID FOR NEGOTIATION IN CHINA UNTIL THE 15TH DAYS AFTER THE SHIPMENT VALIDITY.Insurance: TO BE EFFECTED BY THE SELLERS AT 110 PERCENT OF THE INVOICE VALUE COVERING INSTITUTE CARGO CLAUSE (A) AS PER ICC DATED 01/01/2010.Documents required: 1. MANUALLY SIGNED INVOICE IN TRIPLICATE2. DETAILED PACKING LIST IN DUPLICATE3. FULL SET CLEAN ON BOARD B/L MADE OUT TO ORDER OF SHIPPER BLANK ENDOURSED NOTIFY THE BUYER4. CERTIFICATE OF ORIGIN IN DUPLICATE5. INSURANCE POLICY IN DUPLICATEBanking charge:ALL BANKING CHARGES OUTSIDE INDIA ARE FOR ACCOUNT OF THE BENEFICIARYThe SellerThe BuyerShanghai Lucky Plastic Imp. & Exp. Co., Ltd. RamPlastics Co., Ltd. 顾大平 Joe Leahy签署 Signature2进口国来的信用证： Form of Doc. Credit *40 A: IRREVOCABLE Doc. Credit Number *20: DOC-812-353 Date of Issue 31C: 121223 Expiry *31 D: Date 130315 Place CHINA Applicant *50: RAMPLASTICS CO., LTD. 201 HAUK ROAD, MALVIYA NAGAR NEW DELHI INDIA Applicant bank 51A: STATE BANK OF INDIA, NEW DELHI Beneficiary *59: SHANGHAI LUCK PLASTIC IMP. AND EXP. CORP UNIT C 22/F JING MAO TOWER SHANGHAI CHINA Amount *32B: Currency USD Amount 18,000.00 Available with /by *41D: ANY BANK BY NEGOTIATION Draft at 42C: DRAFTS AT SIGHT FOR FULL INVOICE VALUE Drawee 42A: STATE BANK OF INDIA, NEW DELHI Partial Shipments 43P: NOT ALLOWED Transshipment 43T: NOT ALLOWED Port of loading 44E: SHANGHAI CHINA Port of discharge 44F: NHAVA SHEVA INDIA Latest date of Ship. 44C: 130228 Descript. of Goods 45A: PVC STRIPS FOB SHANGHAI AS PER S/C NO. SL12121 Documents required 46A: + MANUALLY SIGNED INVOICE IN TRIPLICATE SHOWING FOB VALUE FREIGHT CHARGE AND INSURANCE PREMIUM SEPARATELY + DETAILED PACKING LIST IN DUPLICATE + CERTIFICATE OF ORIGIN IN DUPLICATE SHOWING THE NAME OF THE MANUFACTURER + FULL SET OF CLEAN ON BOARD BILLS OF LADING MADE OUT TO ORDER OF SHIPPER AND BLANK ENDORSED AND MARKED FREIGHT COLLECT NOTIFY APPLICANT AND ALSO SHOWING THE NAME ADDRESS TEL NO OF THE CARRIERS AGENT AT THE PORT OF DISCHARGE + INSURANCE POLICY IN DUPLICATE FOR AT LEAST 120 PCT OF THE INVOICE VALUE COVERING INSTITUTE CARGO CLAUSE (A) AS PER ICC DATED 01/01/2010 AND SHOW THE ACTUAL PREMIUM CHARGE + ONE SET OF NON-NEGOTIABLE SHIPPING DOCUMENTS SHOULD BE SENT DIRECTLY TO THE APPLICANT AND A CERTIFICATE AND RELATIVE POST RECEIPT FOR THIS EFFECT IS REQUIRED Additional Conditions 47A: 1ALL DOCUMENTS MUST SHOW THE CREDIT NUMBER 2A DISCREPANCY HANDING FEE OF USD80.00 SHOULD BE DEDUCTED AND INDICATED ON THE BILL SCHEDULE FOR EACH PRESENTATION OF DISCREPANT DOCUMENTS UNDER THIS CREDIT 3THIS DOCUMENTARY CREDIT IS SUBJECT TO U. C. P. 600 Presentation Period 48: DOCUMENTS TO BE PRESENTED WITHIN 10 DAYS AFTER THE DATE OF SHIPMENT，BUT WITHIN THE VALIDITY OF THE CREDIT Advised through 57A: BANK OF COMMUNICATIONS SHANGHAI BRANCH Details of Charges 71B: ALL BANKING CHARGES ARE FOR A/C OF THE BENEFICIARY Instruction 78: WE SHALL ARRANGE REMITTANCE OF THE PROCEEDS TO YOU ON RECEIPT OF DOCUMENTS COMPLYING WITH THE TERMS OF THIS L/C CONFIRMING THAT THE DRAFT AMOUNT HAS BEEN ENDORSED ON THIS LETTER OF CREDIT 信用证中的不符之处有十点： (1)59受益人名称错，应该是：SHANGHAI LUCKY PLASTIC IMP. AND EXP. CO., LTD. (2)32B金额错，应该是18,600.00 (3)43P分批的要求错，应该是：ALLOWED (4)43T转运要求错，应该是：ALLOWED (5)45A中的贸易术语错，应该是：CIF NHAVA SHEVA (6)45A中的合同错，应该是：SL121218 (7)46A中的提单运费支付情况错，应该是： FREIGHT PREPAID (8)46A中的保险加成错，应该是： AT LEAST 110 PCT (9)48交单期错，应该是： WITHIN 15 DAYS (10)71B银行费用承担者错，根据合同，应该是ALL BANKING CHARGES OUTSIDE INDIA ARE FOR A/C OF THE BENEFICIARY二、填空题三、案例分析 我某进出口公司与向国外出口花生米500公吨，合同与信用均规定不许分批，十一月份装运。备货期间，发现花生米货源在两个地方，于是，业务员只好于11月15日在烟台港装上300公吨花生米，取得清洁已装船提单，船名为“胜利”号035W航次，又于当日在青岛港装上200公吨花生米，取得清洁已装船提单，船名为“永顺”号035W航次，显示的目的港均是信用证规定的目的港。11月20日，该公司在信用证有效期之内将单证送银行议付时，却遭到银行拒付，理由是该公司将货物分批装运了。请问：银行的拒付是否有理?为什么?答：银行的拒付是有道理的。我方的500公吨花生米是装在两条船上，虽然装运时间相同，航次相同，但装运港不同，船名不同，毫无疑问分批装运了，违反了合同与信用证的规定，银行当然要拒付。四、单证题上 海 电 器 有 限 公 司SHANGHAI ELECTRIC APPLIANCE CO., LTD.96 Gaoji Street Pudong District Shanghai China销售确认书SALES CONFIRMATIONTo:SANTOS TRADE COMPANY LIMITEDNo.:SEA080620355 SAN JOSE BOULEVARD Date:20 JUN. 2008RIO DE JANEIROBRAZILThe undersigned Sellers and Buyers have agreed to close the following transaction according to the termsand conditions stipulated below:Art. No.Name of commodityand specificationsQuantityUnit PriceAmountCIF RIO DE JANEIROSVA BRAND COLOUR TV SET2108110V 100HZ360SETSUSD90.00/PCUSD32400.00WITH REMOTE CONTROLSAY U. S. DOLLARS THIRTY TWO THOUSAND FOUR HUNDRED ONLY.Time of shipment: ON OR BEFORE 05 AUG 2008 Shipping Marks: S.T.C. / SEA080620 / RIO DE JANEIRO / NO. 1-360Means of shipment: SEA FREIGHT FROM SHANGHAI TO RIO DE JANEIRO ALLOWING PARTIAL SHIPMENTS AND TRANSSHIPMENTPacking: ONE SET IN ONE CARTON, TOTAL 360 CARTONS ONLY.Insurance: TO BE EFFECTED BY THE SELLERS AT 110 PERCENT OF THE INVOICE VALUE COVERING ALL RISKS AS PER CIC OF PICC DATED 01/01/1981.Terms of payment: 50% OF THE S/C AMOUNT USD16200.00 PAID BY T/T BEFORE 30 JUNE AND THE BALANCE OF AMOUNT USD16200.00 PAID BY D/A AT 30 DAYS AFTER SIGHTDocuments requite: 1SIGNED COMMERCIAL INVOICE IN TRIPLICATE 2FULL SET CLEAN ON BOARD BILL OF LADING MADE OUT TO ORDER BLANK ENDOURSED NOTIFY THE BUYER 3INSURANCE POLICY IN DUPLICATE 4CERTIFICATE OF ORIGIN IN DUPLICATE5PACKING LIST IN TRIPLICATE6CERTIFICATE OF QUALITY ISSUED BY CIQ IN DUPLICATEThe Buyer:The Seller:SANTOS TRADE COMPANY LIMITEDShanghai Electric Appliance Co., Ltd.Roberto Jose 徐运迪Signature签署Please return one copy for our file其他相关资料：发票号码：08SEA0718 发票日期：2008年7月18日提单号码：SHRIO6730 提单日期：2008年7月31日船名：ZHEN HUA V. 004E 1*20集装箱FCL，CY/CY箱号：COSU809522 封号：20589产地证号：SH089216 税则号：8704.2000 毛重：每箱25公斤 净重：每箱23公斤 纸箱尺码：（47*47*38）厘米 保险单号码：PISH86005789在新加坡中转 托收银行：中国银行上海分行1填写汇票（10分）凭信用证 第 号Drawn under(1) DOCUMENTS AGAINST ACCEPTANCE L/C No. 日期Dated 支取Payable with interest % per annum 按年息 付款号码汇票金额(3)中国上海年 月 日No.(2) 08SEA0718Exchange forUSD16,200.00Shanghai China(4) 05 AUG., 2008见票(5)日 后（本 汇 票 之 副 本 未 付）付 交At30 DAYS AFTERsight of this FIRST of Exchange ( Second of exchange 金额being unpaid) Pay to the order of (6) BANK OF CHINA, SHANGHAI BRANCHThe sum(7) SAY U. S. DOLLARS SIXTEEN THOUSAND TWO HUNDRED ONLY.款已收讫 Value received此致To: (8)上海电器有限公司（章）SHANGHAI ELECTRIC APPLIANCE CO., LTD.SANTOS TRADE COMPANY LIMITED355 SAN JOSE BOULEVARD徐运迪（章）RIO DE JANEIRO, BRAZIL2将发票填写完整 上 海 电 器 有 限 公 司SHANGHAI ELECTRIC APPLIANCE CO., LTD.96 Gaoji Street Pudong District Shanghai China商业发票COMMERCIAL INVOICEMessrs: (1)(2)SANTOS TRADE COMPANY LIMITEDInvoice No.:08SEA0718 355 SAN JOSE BOULEVARDInvoice date:18 JUL., 2008RIO DE JANEIRO S/C No.:SEA080620BRAZILS/C date:20 JUN. 2008Transport details: Terms of Payment: FROM SHANGHAI TO RIO DE JANEIRO SEE BELOWBY VESSEL W/T AT SINGAPOREMarks & Nos.Description of goodsQuantityUnit PriceAmount(3)(4)(5) CIF RIO DE JANEIROS.T.C. SVA BRAND COLOUR TV SETSEA080620 ART. NO. 2108(6)(7)(8)RIO DE JANEIRO110V 100HZ360SETSUSD90.00USD32,400.00NO. 1-360WITH REMOTE CONTROLSAY U. S. DOLLARS THIRTY TWO THOUSAND FOUR HUNDRED ONLY.TOTAL PACKED IN 360CARTONS.GROSS WEIGHT: 9,000KGS.IN THE AMOUNT OF USD32400.00, 50% OF IT USD16200.00 HAS BEEN PAID BY T/T ON 29 JUNEAND THE BALANCE USD16200.00 WILL BE PAID BY D/A AT 30 DAYS AFTER SIGHT 上海电器有限公司（章）SHANGHAI ELECTRIC APPLIANCE CO., LTD.徐运迪（章）3将装箱单填写完整上 海 电 器 有 限 公 司SHANGHAI ELECTRIC APPLIANCE CO., LTD.96 Gaoji Street Pudong District Shanghai China装箱单PACKING LISTMessrs:(1)SANTOS TRADE COMPANY LIMITED No.:08SEA0718 355 SAN JOSE BOULEVARD Date:18 JUL., 2008RIO DE JANEIROS/C No.:SEA080620BRAZILTransport details: (2)Description of goods FROM SHANGHAI TO RIO DE JANEIRO COLOUR TV SETBY VESSEL W/T AT SINGAPOREMarks & Nos.No & kind of PgksQuantity & PackingG. WeightN. WeightMeasurement (3)(4)(5)S.T.C. 360CTNS1SET IN 1CTN 2523(47*47*38)cmsSEA080620 TOTAL 360SETS9,000KGS8,280KGS30.219CBMRIO DE JANEIRONO. 1-360SAY THREE HUNDRED AND SIXTY CARTONS ONLY.上海电器有限公司（章）SHANGHAI ELECTRIC APPLIANCE CO., LTD.徐运迪（章）4将产地证填写完整 1. Exporter: (1)Certificate No.SH089216SHANGHAI ELECTRIC APPLIANCE CO., LTD.96 GAOJI STREET PUDONG DISTRICTCERTIFICATE OF ORIGINSHANGHAICHINAOF2. Consignee: (2)SANTOS TRADE COMPANY LIMITEDTHE PEOPLES REPUBLIC O