FIDIC-Conditions-of-Contract-银皮书简介PPT课件.ppt

FIDICConditionsofContract 第12讲ABriefIntroductiontotheSilverBookEPC交钥匙项目合同条件简介 国际咨询工程师联合会 1 EPC交钥匙项目合同条件 ConditionsofContractforEPC TurnkeyProjects whichmaybesuitablefortheprovisiononaturnkeybasisofaprocessorpowerplant ofafactoryorsimilarfacility orofaninfrastructureprojectorothertypeofdevelopment 2 where i ahigherdegreeofcertaintyoffinalpriceandtimeisrequired and ii theContractortakestotalresponsibilityforthedesignandexecutionoftheproject withlittleinvolvementoftheEmployer Undertheusualarrangementsforturnkeyprojects theContractorcarriesoutalltheEngineering ProcurementandConstruction EPC providingafully equippedfacility readyforoperation atthe turnofthekey 3 ContractualRelationships Employer Contractor 分包商 供应商 保险公司 其他 Employer srepresentatives 政府部门 海关税务局劳工部门社会保障局环保局警察局 4 1 1 1 1 Contract meanstheContractAgreement theseConditions theEmployer sRequirement theTender andfurtherdocument ifany whicharelistedintheContractAgreement theSilverBook 1 1 1 1 Contract meanstheContractAgreement theLetterofAcceptance theLetterofTender theseConditions theSpecification theDrawings theSchedules andthefurtherdocuments ifany whicharelistedintheContractAgreementorintheLetterofAcceptance theRedBook 5 1 1 1 2 ContractAgreement meansthecontractagreement ifany referredtoinSub Clause1 6 ContractAgreement theRedBook 1 1 1 2 ContractAgreement meansthecontractagreementreferredtoinSub Clause1 6 ContractAgreement includinganyannexedmemoranda 备忘录 theSilverBook 6 1 1 1 3 Employer srequirements meansthedocumententitledemployer srequirements asincludedintheContract andanyadditionsandmodificationstosuchdocumentinaccordancewiththeContract Suchdocumentspecifiesthepurpose scope and ordesignand orothertechnicalcriteria fortheWorks 7 1 1 1 5 PerformanceGuarantees and Scheduleofpayments meanthedocumentssonamed ifany asincludedintheContract 8 1 1 2 4 Employer sRepresentative meansthepersonnamedbytheEmployerintheContractorappointedfromtimetotimebytheEmployerunderSub Clause3 1 theEmployer sRepresentative whoactsonbehalfoftheEmployer 9 1 1 2 6 Employer sPersonnel meanstheEmployer sRepresentative theassistantsreferredtoinSub Clause3 2 OtherEmployer sPersonnel andallotherstaff labourandotheremployeesoftheEmployerandoftheEmployer sRepresentative andanyotherpersonnelnotifiedtotheContractor bytheEmployerortheEmployer sRepresentative asEmployer sPersonnel 10 1 1 4 1 ContractPrice meanstheagreedamountstatedintheContractAgreementforthedesign executionandcompletionoftheWorksandtheremedyingofanydefects andincludesadjustment ifany inaccordancewiththecontract 11 1 5PriorityofDocumentThedocumentsformingtheContractaretobetakenasmutuallyexplanatoryofoneanother Forthepurposesofinterpretation thepriorityofthedocumentsshallbeinaccordancewiththefollowingsequence a theContractAgreement b theParticularConditions c theseGeneralConditions d theEmployer sRequirements e theTenderandotherdocumentsformingpartoftheContract 12 注 1 5 TheRedBook ThedocumentsformingtheContractaretobetakenasmutuallyexplanatoryofoneanother Forthepurposesofinterpretation thepriorityofthedocumentsshallbeinaccordancewiththefollowingsequence a theContractAgreement ifany b theLetterofAcceptance c theLetterofTender d theParticularConditions e theseGeneralConditions f theSpecification g theDrawings and h theSchedulesandanyotherdocumentsformingpartoftheContract Ifanambiguityordiscrepancyisfoundinthedocuments theEngineershallissueanynecessaryclarificationorinstruction 13 1 6ContractAgreementTheContractshallcomeintofullforceandeffectonthedatestatedintheContractAgreement Thecostsofstampdutiesandsimilarcharges ifany imposedbylawinconnectionwithentryintotheContractAgreementshallbebornebytheEmployer 14 1 9ConfidentialityBothPartiesshalltreatthedetailsoftheContractasprivateandconfidential excepttotheextentnecessarytocarryoutobligationsunderitortocomplywithapplicableLaws TheContractorshallnotpublish permittobepubished ordiscloseanyparticularsoftheWorksinanytradeortechnicalpaperorelsewherewithoutthepreviousagreementoftheEmployer 注 银皮书通常适用的是那些私人投资项目 如 BOT项目 对保密要求严格 15 3TheEmployer sAdministration 3 1TheEmployer sRepresentativeTheEmployermayappointanEmployer sRepresentativetoactonhisbehalfundertheContract Inthisevent heshallgivenoticetotheContractorofthename address dutiesandauthorityoftheEmployer sRepresentative 16 TheEmployer sRepresentativeshallcarryoutthedutiesassignedtohim andshallexercisetheauthoritydelegatedtohim bytheEmployer UnlessanduntiltheEmployernotifiestheContractorotherwise theEmployer sRepresentativeshallbedeemedtohavethefullauthorityoftheEmployerundertheContract exceptinrespectofClause15 DeterminationbyEmployer IftheEmployerwishestoreplaceanypersonappointedasEmployer sRepresentative theEmployershallgivetheContractornotlessthan14days noticeofthereplacement sname address dutiesandauthority andofthedateofappointment 注 业主随时可更换其代表 只需要提前14天通知承包商即可 这与更换工程师不同 17 3 3DelegatedPersonsAllthesepersons includingtheEmployer sRepresentativeandassistants towhomdutieshavebeenassignedorauthorityhasbeendelegated shallonlybeauthorisedtoissueinstructionstotheContractortotheextentdefinedbythedelegation Anyapproval check certificate consent examination inspection instruction notice proposal request test orsimilaractbyadelegatedperson inaccordancewiththedelegation shallhavethesameeffectasthoughtheacthadbeenanactoftheEmployer However 18 a unlessotherwisestatedinthedelegatedperson scommunicationrelatingtosuchact itshallnotrelievetheContractorfromanyresponsibilityhehasundertheContract includingresponsibilityforerrors omissions discrepanciesandnon compliances b anyfailuretodisapproveanywork PlantorMaterialsshallnotconstituteapprovalandshallthereforenotprejudicetherightoftheEmployertorejectthework PlantorMaterials and c iftheContractorquestionsanydeterminationorinstructionofadelegatedperson theContractormayreferthemattertotheEmployer whoshallpromptlyconfirm reverseorvarythedeterminationorinstruction 19 3 5DeterminationsWhenevertheseConditionsprovidethattheEmployershallproceedinaccordancewiththisSub Clause3 5toagreeordetermineanymatter theEmployershallconsultwiththeContractorinanendeavourtoreachagreement Ifagreementisnotachieved theEmployershallmakeafairdeterminationinaccordancewiththeContract takingdueregardofallrelevantcircumstances 20 TheEmployershallgivenoticetotheContractorofeachagreementordetermination withsupportingparticulars EachPartyshallgiveeffecttoeachagreementordetermination unlesstheContractorgivesnotice totheEmployer ofhisdissatisfactionwithadeterminationwithin14daysofreceivingit EitherPartymaythenreferthedisputetotheDABinaccordancewithSub Clause20 4 ObtainingDisputeAdjudicationBoard sDecision 21 4 1TheContractor sGeneralObligationsTheContractorshalldesign executeandcompletetheWorksinaccordancewiththeContract andshallremedyanydefectsintheWorks Whencompleted theWorksshallbefitforthepurposesforwhichtheWorksareintendedasdefinedintheContract 22 TheContractorshallprovidethePlantandContractor sDocumentsspecifiedintheContract andallcontractor sPersonnel Goods consumablesandotherthingsandservices whetherofatemporaryorpermanentnature requiredinandforthisdesign execution completionandremedyingofdefects TheWorksshallincludeanyworkwhichisnecessarytosatisfytheEmployer sRequirements orisimpliedbytheContract andallworkswhich althoughnotmentionedintheContract arenecessaryforstabilityorforthecompletion orsafeandproperoperation oftheWorks 23 TheContractorshallberesponsiblefortheadequacy stabilityandsafetyofallSiteoperations ofallmethodsofconstructionandofalltheWorks TheContractorshall wheneverrequiredbytheEmployer submitdetailsofthearrangementsandmethodswhichtheContractorproposestoadoptfortheexecutionoftheWorks NosignificantalterationtothesearrangementsandmethodsshallbemadewithoutthishavingpreviouslybeennotifiedtotheEmployer 24 4 3Contractor sRepresentativeTheContractorshallappointtheContractor sRepresentativeandshallgivehimallauthoritynecessarytoactontheContractor sbehalfundertheContract UnlesstheContractor sRepresentativeisnamedintheContract theContractorshall priortotheCommencementDate submittotheEmployerforconsentthenameandparticularsofthepersontheContractorproposestoappointasContractor sRepresentative Ifconsentiswithheldorsubsequentlyrevoked oriftheappointedpersonfailstoactasContractor sRepresentative theContractorshallsimilarlysubmitthenameandparticularsofanothersuitablepersonforsuchappointment 25 TheContractorshallnot withoutthepriorconsentoftheEmployer revoketheappointmentoftheContractor sRepresentativeorappointareplacement TheContractor sRepresentativeshall onbehalfoftheContractor receiveinstructionsunderSub Clause3 4 Instructions 26 TheContractor sRepresentativemaydelegateanypowers functionsandauthoritytoanycompetentperson andmayatanytimerevokethedelegation AnydelegationorrevocationshallnottakeeffectuntiltheEmployerhasreceivedpriornoticesignedbytheContractor sRepresentative namingthepersonandspecifyingthepowers functionsandauthoritybeingdelegatedorrevoked TheContractor sRepresentativeandallthesepersonsshallbefluentinthelanguageforcommunicationsdefinedinSub Clause1 4 LawandLanguage 27 4 4SubcontractorsTheContractorshallnotsubcontractthewholeoftheWorks TheContractorshallberesponsiblefortheactsordefaultsofanySubcontractor hisagentsoremployees asiftheyweretheactsordefaultsoftheContractor WherespecifiedintheParticularConditions theContractorshallgivetheEmployernotlessthan28days noticeof a theintendedappointmentoftheSubcontractor withdetailedparticularswhichshallincludehisrelevantexperience b theintendedcommencementoftheSubcontractor swork and c theintendedcommencementoftheSubcontractor sworkontheSite 28 4 7SettingoutTheContractorshallsetouttheWorksinrelationtooriginalpoints linesandlevelsofreferencespecifiedintheContract TheContractorshallberesponsibleforthecorrectpositioningofallpartsoftheworks andshallrectifyanyerrorinthepositions levels dimensionsoralignmentoftheWorks 29 4 10SiteDataTheEmployershallhavemadeavailabletotheContractorforhisinformation priortotheBaseDate allrelevantdataintheEmployer spossessiononsubsurfaceandhydrologicalconditionsattheSite includingenvironmentalaspects TheEmployershallsimilarlymakeavailabletotheContractorallsuchdatawhichcomeintotheEmployer spossessionaftertheBaseDate Thecontractorshallberesponsibleforverifyingandinterpretingallsuchdata TheEmployershallhavenoresponsibilityfortheaccuracyorcompletenessofsuchdata exceptasstatedinSub Clause5 1 GeneralDesignResponsibilities 30 4 12UnforeseeableDifficultiesExceptasotherwisestatedintheContract a theContractorshallbedeemedtohaveobtainedallnecessaryinformationastorisks contingenciesandothercircumstanceswhichmayinfluenceoraffecttheWorks b bysigningtheContract theContractoracceptstotalresponsibilityforhavingforeseenalldifficultiesandcostsofsuccessfullycompletingtheWorks and c theContractPriceshallnotbeadjustedtotakeaccountofanyunforeseendifficultiesorcosts 注 这是特别能够体现在银皮书下承包商要承担大量风险的一个典型条款 31 5 1GeneralDesignObligationsTheContractorshallbedeemedtohavescrutinized priortotheBaseDate theEmployer sRequirements includingdesigncriteriaandcalculations ifany TheContractorshallberesponsibleforthedesignoftheWorksandfortheaccuracyofsuchEmployersRequirements includingdesigncriteriaandcalculations exceptasstatedbelow 32 TheEmployerShallnotberesponsibleforanyerror inaccuracyoromissionofanykindintheEmployer sRequirementsasoriginallyincludedintheContractandshallnotbedeemedtohavegivenanyrepresentationofaccuracyorcompletenessofanydataorinformation exceptasstatedbelow Anydataorinformationreceivedbythecontractor fromtheEmployerorotherwise shallnotrelievethecontractorfromhisresponsibilityforthedesignandexecutionoftheWorks 33 However theEmployershallberesponsibleforthecorrectnessofthefollowingportionsoftheEmployer sRequirementsandofthefollowingdataandinformationprovidedby oronbehalfof theEmployer a portions dataandinformationwhicharestatedintheContractasbeingimmutable 不可变的 ortheresponsibilityoftheEmployer b definitionsofintendedpurposesoftheWorksoranypartsthereof 在其中 c criteriaforthetestingandperformanceofthecompletedWorks and d portions dataandinformationwhichcannotbeverifiedbytheContractor exceptasotherwisestatedintheContract 34 8 4ExtensionofTimeforCompletionTheContractorshallbeentitledsubjecttoSub Clause20 1 Contractor Claims toanextensionoftheTimeforCompletionifandtotheextentthatcompletionforthepurposesofSub Clause10 1 TakingOveroftheWorksandSections isorwillbedelayedbyanyofthefollowingcauses 35 aVariation unlessanadjustmenttotheTimeforCompletionhasbeenagreedunderSub Clause13 3 VariationProcedure acauseofdelaygivinganentitlementtoextensionoftimeunderaSub ClauseoftheseConditions oranydelay impedimentorpreventioncausedbyorattributabletotheEmployer theEmployer sPersonnel ortheEmployer sothercontractorsontheSite 36 IftheContractorconsidershimselftobeentitledtoanextensionoftheTimeforCompletion theContractorshallgivenoticetotheEmployerinaccordancewithSub Clause20 1 Contractor sClaims WhendeterminingeachextensionoftimeunderSub Clause20 1 theEmployershallreviewpreviousdeterminationsandmayincrease butshallnotdecrease thetotalextensionoftime 37 10 2TakingOverofPartsoftheWorksPartsoftheWorks otherthanSections shallnotbetakenoverorusedbytheEmployer exceptasmaybestatedintheContractorasmaybeagreedbybothParties 38 10 3InterferencewithTestsonCompletionIftheContractorisprevented formorethan14days fromcarryingouttheTestsonCompletionbyacauseforwhichtheEmployerisresponsible theContractorshallcarryouttheTestsonCompletionassoonaspracticable IftheContractorsuffersdelayand orincursCostasaresultofthisdelayincarryingouttheTestsonCompletion theContractorshallgivenoticetotheEmployerandshallbeentitledsubjecttoSub Clause20 1 Contractor sClaims to 39 anextensionoftimeforanysuchdelay ifcompletionisorwillbedelayed underSub Clause8 4 ExtensionofTimeforCompletion andpaymentofanysuchCostplusreasonableprofit whichshallbeaddedtotheContractPrice Afterreceivingthisnotice theEmployershallproceedinaccordancewithSub Clause3 5 Determinations toagreeordeterminethesematters 40 12 1ProcedureforTestsafterCompletionIfTestsafterCompletionarespecifiedintheContract thisClauseshallapply UnlessotherwisestatedintheParticularConditions a theEmployershallprovideallelectricity fuelandmaterials andmaketheEmployer sPersonnelandPlantavailable b theContractshallprovideanyotherplant equipmentandsuitablyqualifiedandexperiencedstaff asarenecessarytocarryouttheTestsafterCompletionefficiently and c theContractorshallcarryouttheTestsafterCompletioninthepresenceofsuchEmployer sand orContractor sPersonnelaseitherPartymayreasonablyrequest 41 ThetestsafterCompletionshallbecarriedoutassoonasisreasonablypracticableaftertheWorksorSectionhavebeentakenoverbytheEmployer TheEmployershallgivetotheContractor21days noticeofthedateafterwhichtheTestsafterCompletionwillbecarriedout Unlessotherwiseagreed theseTestsshallbecarriedoutwithin14daysafterthisdate onthedayordaysdeterminedbytheEmployer TheresultsoftheTestsafterCompletionshallbecompiledandevaluatedbytheContractor whoshallprepareadetailedreport AppropriateaccountshallbetakenoftheeffectoftheEmployer sprioruseoftheWorks 42 13 8AdjustmentsforChangesinCostIftheContractPriceistobeadjustedforrisesorfallsinthecostoflabour GoodsandotherinputstotheWorks theadjustmentsshallbecalculatedinaccordancewiththeprovisionsintheParticularConditions 注 在银皮书中 没有直接规定如何因劳务费用和物价波动进行调整 物价波动的风险通常由承包商承担 43 14 1TheContractPriceUnlessotherwisestatedintheparticularConditions paymentfortheWorksshallbemadeonthebasisofthelumpsumContractPrice subjecttoadjustmentsinaccordancewiththeContract andtheContractorshallpayalltaxes dutiesandfeesrequiredtobepaidbyhimundertheContract andtheContractPriceshallnotbeadjustedforanyofthesecosts exceptasstatedinSub Clause13 7 AdjustmentsforChangesinLegislation 注 银皮书中 除根据合同作出的某些调整外 支付应按照在协议书中规定的包干合同价格 合同价格中已经包括了税收 承包商应该自己支付有关税收 业主对此费用一概不再补偿 44 14 3ApplicationforInterimPayments TheContractorshallsubmitaStatementinsixcopiestotheEmployeraftertheendoftheperiodofpaymentstatedintheContract ifnotstated aftertheendofeachmonth inaformapprovedbytheEmployer showingindetailtheamountstowhichtheContractorconsidershimselftobeentitled togetherwithsupportingdocumentswhichshallincludetherelevantreportonprogressinaccordancewithSub Clause4 21 ProgressReports 45 TheStatementshallincludethefollowingitems asapplicable whichshallbeexpressedinthevariouscurrenciesinwhichtheContractPriceispayable inthesequencelisted a theestimatedcontractvalueoftheWorksexecutedandtheContractor sDocumentsproduceduptotheendofthemonth includingVariationsbutexcludingitemsdescribedinsub paragraphs b to f below b anyamountstobeaddedanddeductedforchangesinlegislationandchangesincost inaccordancewithSub Clause13 7 AdjustmentsforChangesinLegislation andSub Clause13 8 AdjustmentsforChangesinCost 46 c anyamounttobedeductedforretention calculatedbyapplyingthepercentageofretentionstatedintheParticularConditionstothetotaloftheaboveamounts untiltheamountsoretainedbytheEmployerreachesthelimitofRetentionMoney ifany statedintheParticularConditions d anyamountstobeaddedanddeductedfortheadvancepaymentandrepaymentsinaccordancewithSub Clause14 2 AdvancePayment e anyotheradditionsordeductionswhichmayhavebecomedueundertheContractorotherwise includingthoseunderClause20 Claims DisputesandArbitration and f thedeductionofamountsincludedinpreviousStatements 47 14 6InterimPaymentsNoamountwillbepaiduntiltheEmployerhasreceivedandapprovedthePerformanceSecurity Thereafter theEmployershallwithin28daysafterreceivingaStatementandsupportingdocuments givetotheContractornoticeofanyitemsintheStatementwithwhichtheEmployerdisagrees withsupportingparticulars Paymentsdueshallnotbewithheld exceptthat 48 a ifanythingsuppliedorworkdonebytheContractorisnotinaccordancewiththeContract thecostofrectificationorreplacementmaybewithhelduntilrectificationorreplacementhasbeencompleted and or b iftheContractorwasorisfailingtoperformanyworkorobligationinaccordancewiththeContract andhadbeensonotifiedbytheEmployer thevalueofthisworkorobligationmaybewithhelduntiltheworkorobligationhasbeenperformed 49 TheEmployermay byanypayment makeanycorrectionormodificationthatsh