学习计划与方法(证券投资学）

1 制作人 证券投资学INVESTMENTS IAC课堂教学Powerpoint幻灯片 2 第一讲学习计划与方法Howtodo一 相互认识二 学习前的建言三 学习计划四 推荐参考资料五 其他 3 相互认识这是一个什么样的老师 专业和研究领域 联系方式 BBS 老师对本课程的理解 未来投资家的入门课程 4 TheOracleofOmaha theworld sgreateststockmarketinvestor livesinahouseheboughtfor 31 500 dinesonburgersandquotesMaeWest He sworth 36billion giveortakeafewmil 认识世界顶级投资家 5 GeorgeSoroswasborninBudapest Hungaryin1930 HesurvivedtheNazioccupationandleftcommunistHungaryin1947forEngland wherehegraduatedfromtheLondonSchoolofEconomics LSE in1952 soros org 6 学习前的建言先给一点压力 同龄人的竞争 来自国内与海外对照未来可能从事的业务 看还差点什么 7 Insuranceandinsurance relatedservices i Directinsurance includingco insurance A life B non life ii Reinsuranceandretrocession iii Insuranceintermediation suchasbrokerageandagency iv Servicesauxiliarytoinsurance suchasconsultancy actuarial riskassessmentandclaimsettlementservices wto org 8 Bankingandotherfinancialservices excludinginsurance v Acceptanceofdepositsandotherrepayablefundsfromthepublic vi Lendingofalltypes includingconsumercredit mortgagecredit factoringandfinancingofcommercialtransaction vii Financialleasing viii Allpaymentandmoneytransmissionservices includingcredit chargeanddebitcards travellerschequesandbankersdrafts ix Guaranteesandcommitments 9 Bankingandotherfinancialservices excludinginsurance x Tradingforownaccountorforaccountofcustomers whetheronanexchange inanover the countermarketorotherwise thefollowing A moneymarketinstruments includingcheques bills certificatesofdeposits B foreignexchange C derivativeproductsincluding butnotlimitedto futuresandoptions Page310 D exchangerateandinterestrateinstruments includingproductssuchasswaps forwardrateagreements E transferablesecurities F othernegotiableinstrumentsandfinancialassets includingbullion 10 xi Participationinissuesofallkindsofsecurities includingunderwritingandplacementasagent whetherpubliclyorprivately andprovisionofservicesrelatedtosuchissues xii Moneybroking xiii Assetmanagement suchascashorportfoliomanagement allformsofcollectiveinvestmentmanagement pensionfundmanagement custodial depositoryandtrustservices xiv Settlementandclearingservicesforfinancialassets includingsecurities derivativeproducts andothernegotiableinstruments xv Provisionandtransferoffinancialinformation andfinancialdataprocessingandrelatedsoftwarebysuppliersofotherfinancialservices xvi Advisory intermediationandotherauxiliaryfinancialservicesonalltheactivitieslistedinsubparagraphs v through xv includingcreditreferenceandanalysis investmentandportfolioresearchandadvice adviceonacquisitionsandoncorporaterestructuringandstrategy 11 看看毕业后的可能去处 你有准备吗 进入证券业 做职业经纪人或成为公司人 金融金融机构 从事投资银行业务 进入上市公司处理证券事务 等等 12 再给一点动力 金融行业是一个永远年轻的行业 年轻人不应放弃 2 中国已经开放 成为国际化人才的通道已经打开 13 AboutTheCFAProgramRequirementstobeawardedandmaintaintheuseoftheCFAcharterTobeawardedtheCFAcharter acandidatemust SequentiallypasstheLevelI LevelII andLevelIIIexaminations Haveatleastthreeyearsofacceptableprofessionalexperienceworkingintheinvestmentdecision makingprocess 3 FulfillAIMRmembershiprequirementsandapplyconcurrentlyformembershipinAIMRandinanAIMRMemberSocietyorChapter ifaMemberSocietyorChapterislocatedwithin50miles 80km ofcandidate splaceofbusiness 14 AspartoftheapplicationforAIMRmembership acandidatemust Providecurrentcompletedsponsorforms SignandcompletetheProfessionalConductStatement SignandagreetocomplywiththetermsoftheMember sAgreement andExhibitahighdegreeofethicalandprofessionalconduct aimr org 15 4 OnceacandidatebecomesaCFAcharterholder heorshemustcomplywithAIMR sconditions requirements policies andproceduresofaCFAcharterholderandAIMRmember includingthosesetforthintheAIMRArticlesofIncorporation Bylaws CodeofEthics StandardsofProfessionalConduct RulesofProcedureforProceedingsRelatedtoProfessionalConduct andotherconditions requirements policies andproceduresthatmaybeestablishedandamendedfromtimetotime includingthesubmissionofanannualProfessionalConductStatementandthepaymentofAIMRmembershipdues FailuretocomplywithAIMR sconditions requirements policies andprocedurescanresultindisciplinarysanctions includingsuspensionorrevocationoftherighttousetheCFAdesignation 16 进入金融行业有更多发展机会 但是 证券行业也如此 证券行业的赚钱内幕发行交易资本运作勾结 请思考 资本流动的机会与风险 17 案例 银广夏 1999 11 16 2002 2 7 18 最后 给你一句话 做一个ET 让生活永远有新的东西 E energeticT terrific 19 本课程学习计划O知识准备 1 专业英语词汇3000以上 2 统计学 3 财务管理学 4 经济数学 5 社会心理学 20 课程进度表 第一周CH1第二周CH2 123第三周CH2 45 CH3 1第四周CH3 23第五周CH4 123第六周CH5 123第七周CH6 1234第八周CH7 1234第九周CH8 123第十周CH8 45第十一周CH9 123第十二周CH9 45 第十三周CH10 12第十四周CH11 12第十五周CH11 34第十六周CH12 1234第十七周实习第十八周总复习 教材 吴晓求 证券投资学 中国人民大学出版 21 O教学方法 IACinteractivesystem Interchange Argue Correct 现场演示O实习计划 课堂练习 课外作业 课程实验O考试 作业 中期测试 课堂讨论 20 期末考试以闭卷笔试为主 80 O高分的秘诀 用心体会 学习投资 22 参考资料参考教材InvestmentsbyZviBodie AlexKane andAlanJ Marcus ISBN0256246262 published1998offeredatHarvard Brown Un