机自学院博士培养方案

1、机械工程专业攻读博士学位研究生培养方案一、培养目标热爱祖国，遵纪守法，品德高尚，学风严谨，具有很强的事业心和团结协作精神，以及为科学勇 于献身的精神，立志为社会主义现代化建设事业服务。本学科包括机械制造及其自动化、机械电子工程、机械设计及理论等三个二级学科，并有工业工 程、制造系统工程、环境污染控制及装备、电子生物技术和装备等四个自主增设学科。培养在机械 工程领域中掌握坚实宽广的机械工程基础理论知识、系统全面地掌握机械工程专业知识；培养独立 从事科学研究工作的能力；在科学或专门技术上作出创造性的成果，毕业后成为具有良好综合素质和 适应能力、具有本学科某一研究方向开拓创新能力的高级研究人才或高级

2、技术人才。二、学习年限1 .博士研究生学习年限为3-4年2 .在职博士研究生学习年限为4-6年3 .硕博连读研究生的学习年限为4.55年三、主要研究方向1 .现代集成制造系统（CIMS）2 .工业机器人技术和数控技术装备3 .公共安全和立体侦察技术4 .智能机器人和柔性自动化技术5 .数字医疗技术和装备6 .微机械和精密工程7 .制造系统和制造装备计算机控制技术8 .现代设计制造和企业信息化技术9 .产品网络化设计和制造技术10 . CAD/CAPP/CAM/CAQ/PDMM11 .机电和流体控制技术12 .光电检测和传感技术13 .工程检测中的光学方法14 .工程摩擦学和现代机械设计理论15

3、 .微型机电系统（MEMS的分析设计技术16 .机电一体化系统及其控制技术17 .工业工程理论及其使用18 .磁悬浮理论及其支承技术19 .环保型和生物体内润滑技术 四、课程设置及学分要求1 .课程设置（见表）2 .学分要求（1）三年制博士生：课程学习的学分为 20学分（2）硕博连读生：硕士生课程可免修“科学社会主义理论和实践”，硕博连读生总学 分64学 分。（3）在职博士生：课程和三年制博士生相同。五、论文工作1.博士生的指导博士生的指导可以采用传统的导师指导方式；也可以实行博士生 指导小组制度，体现导师负责和集体培养相结合的原则，可成立由指导教师牵头，35人组成的指 导小组，由本 学科及跨

4、学科的教授、专家组成，并可吸收有博士学位的年轻副教授参加，由学院（系、所）审定后报研究生部备案。博士生导师负责研究方向的确定，研究课题的审定和全面质量把关工作，对博士生科学精神的 培养和科研方法的指导负有直接的责任。博士生指导小组会同导师讨论、修改和审定博士生的学习计划并检查执行情况，听取博士生学 位论文的开题报告和阶段报告，指导学位论文写作，组织学位论文答辩等。3 .论文开题报告（1） 选题：论文的研究课题应和本专业的前沿研究或重大技术问题相关，鼓励从事新 兴交叉学 科的工作，但应达到前沿性和创造性的要求。（2）开题的必要条件：应修满培养计划规定的学分和递交 23篇文献阅读专题报告或学 术讨

5、论会小结报告。（3）对开题报告的要求：在入学的一年内（三年制博士生）或二年内（硕博连读生、在职博士 生）完成8000字以上的开题报告，内容包括文献综述、选题意义、研究内容、难 点和特点、预期成 果和可能的创新点等部分，引用文献不少于50篇。（4）对开题报告的评审：组织不少于7名高级职称（教授不少于4名）的有关教师听 取开题 报告和进行评议，评审通过后方可开题。评审未通过者需要重新开题，若选题后论文研究内容有重 大变动，应重新做开题报告。4 .论文阶段报告论文阶段报告在第二学年第三学期或第三学年第一学期进行。博士生要对论文工 作进展情况和取得的阶段性成果，写成2000字左右的论文阶段报告。并在二

6、级学科范围内公开进 行报告和审议。参加的教授和副教授不少于5人，跨学科课题应聘请相应学科的教授和副教授参加， 重点审查论文工作进展、论文整体框架、科学精神训练及有无创新之处。评审未通过者，提出详细的 修改建议，半年后可复审一次，复审未通过，按研究生部有关规定进行处理。5 .论文答辩（1）科研成果量化指标要求根据上海大学研究生学位授予科研成果量化指标的要求，机械 工程专业博士在申请学位时，至少发表2篇和学位论文相关的SCI或EI收录论文或1篇和学位论文相关的SCI刊源论 文，具体要求如下：发表1篇为外文撰写的论文；所有论文要求申请者为第一作者或除申请人导师外排名第一 位；两项以上（含两项）排名第

7、一或者申请人导师外排名第一的和学位论文相关的发明专利 （已公开）最多可替代一篇SCI或EI收录的论文。（2）预答辩要求学位论文的预答辩应在正式答辩前三个月举行。预答辩通过者才能进行正式答辩。（3）同行评议和答辩要求答辩前需要得到57名的同行专家（博导人数大于50%校外专家人数大于2/3 ）评议意见,不同意答辩的意见不多于一份的可以组织答辩。答辩委员会由5-7名专家组成，其中评阅人少于50%外单位专家大于50%正高级专家大于50%若不同意答辩的评议意见多于两份（含）或未通过答辩，按研究生部的规定处理。机械工程专业博士研究生课程设置类另U课程编号课程名称学时学分开课学 期备注学 位 课公共基础 课

8、000000701现代科学技术革命和马克思主义6031000000703第一外国语（英语）12041,2专业基础 课专业课090101701机械工程现代数学若干专题4041任选门090101702制造系统中的信息化原理和技术4042090101703当代机械设计方法4042090101704当代摩擦润滑工程4042090101705先进制造装备和机器人技术4042090101706现代设计方法和理论4042090101707系统和控制4042090101708现代光学检测技术4042必 修 课学术 研讨课专业前沿专题研讨5Education Program for Doctoral Candi

9、datesin Mechanical Engineering1. The AimCandidates are required to love Motherland, abide by law and disciplines, have sound moral integrity,be religious in scientific attitude towards academic work, have strong enterprise and sense of solidarity and collaboration. They should endeavor to contribute

10、 to science and the socialist modernization drive.The discipline includes three specialties, or sub-disciplines: mechanical manufacturing and automatization , mechanical and electronic engineering , mechanical design and theory . The discipline also includes four self-added sub-disciplines: industri

11、al engineering , manufacturing system engineering , environmental pollution controlling and equipments, electro-biological techniques and equipments. It cultivates candidates to master massive and broad foundation theory and professional knowledge in mechanical engineering field, and train their abi

12、lity in scientific research working independently. They should present innovative fruits in science and special technique. After they graduate, they should possess of good integrative diathesis and adapt ability, and become high-level research fellows or high-level technical backbones in certain res

13、earch field with innovative and pioneer ability.2. Duration of Study1) The program for regular full-time doctoral candidates lasts 3 to 4 years2) For part-time candidate,the total duration of study ranges from 4 to 6 years3) For those who take a continuous master-doctoral program, the total duration

14、 of study range from 4.5 to 5 years3. Main Directions of Research1) CIMS (Computer Integrated Manufacturing Systems)2) Robot techniques and application engineering of automatization3) Public safety and tridimensional scouting techniques4) Intelligent robot and flexible automatization5) Digital medic

15、al treatment techniques and equipments6) Micro-machine and precision engineering7) Manufacturing system and computer controlling techniques of manufacturing equipments8) Modern designing & manufacturing and enterprise informatization techniques9) Production networked designing and manufacturing

16、techniques10) CAD/CAPP/CAM/CAQ/PDMM11) Mechanical & electronic & liquid controlling technique12) Opt-electronic detecting and sensory techniques13) Optics methods in engineering testing14) Engineering tribology and modern mechanical designing system15) MEMS(Micro-electro-mechanical system) a

17、nalysis and designing techniques16) Mechanical and electrical integration system and its controlling techniques17) Industrial engineering theory and its application18) Magnetic levitation theory and its bearing techniques19) Environmental and lubricative techniques inside organism4. Courses and Cred

18、its4.1 The curriculum is given in the table below4.2 Credits1) For the regular three-year full-time program: 20 credits.2) For the continuous master-doctoral program: a total of 64 credits are required, in which theory and practices of scientific socialism is waived.3) For part-time doctoral candida

19、tes: the required courses and total credits are the same as the regular full-time students.5. Research and Thesis5.1 Supervising of the doctoral candidatesThe supervising of the doctoral candidates applies traditional supervising by their supervisors or by supervisory group, which embodies the integ

20、ration of supervisor responsibility and collective cultivation. The group is headed by the supervisor and 3 to 5 should be formed, including professors or experts from the own discipline or other relative disciplines, also can absorb vice-professors with doctoral degree. The group should be examined

21、 and approved by colleges or department or institute and put on records by graduate department.The doctoral supervisor takes charge of selecting, examining and approving the research subject and holds the pass the thesis ' qusality.He is direct ly responsible for the training of the scientific s

22、pirit and the research method of the doctoral candidates.The supervisory group, together with the supervisor, is entitled to discuss, revise, examine and approve the studying plan of the doctoral candidate and the results, listen to his kickoff report and mid-term report, supervise his thesis writin

23、g and organize the thesis defense.5.2 Kick off Report5.2.1 Selection of topic: The research topic should be in a forward position of the scientific field, or come from major technological problems.New intercross research is encouraged, but it should be also in forward and innovative position.5.2.2 N

24、ecessary conditions for the kickoff: The candidate must obtain required credits, and have submitted 2 or 3 reports based on literature surveys or seminar talks.5.2.3 The demand for kickoff report: A kickoff report of no less than 8000 words must be submitted within one year for the regular full-time

25、 candidates, or two years for the continuous master- doctoral candidates or part-time students, which contains a review of the literature, significance of the topic, problems to be studied, key points and special features, expected results and possible innovations. The number of cited references mus

26、t not be less than 50.5.2.4 Assessment of the kickoff report: Assessment on the kickoff report is made by a group of 7 senior teachers including at least 4 professors before the candidate can proceed with the research.The non-passing candidate must do his kickoff report again. If the research conten

27、t of the thesis is changed greatly after selecting topics, he should do his kickoff report again.5.3 Mid-term ReportThe mid-term report should be completed before the third semester in the second academic year or the first semester in the third academic year. The candidate should present about 2000

28、words ' m-itderm report about the thesis progressing and his work carried out. The report should be presented and examined openly within the sub-discipline. The number of the attended professors or vice-professors should be more than 5. If the subject is related to other disciplines, related pro

29、fessor or vice-professor should be invited to attend.The examination is put emphases on the research progressing, thesis whole frame, the training of scientific spirit and the innovation. Theexamination group should give detail revising suggestion for the non-passer. The mid-term will be examined ag

30、ain after half year.If it can ' ptassed again,it will be processed according to the regulations of the University Office of Graduate Education of Shanghai University.5.4 Defense of Thesis(1) Academic papers: According to the Quantity demand of research fruit for awarding degree to the graduate s

31、tudents in Shanghai University,the doctoral candidates of mechanical engineering discipline are requested to publish at least two SCI or El embodied papers or one SCI published source paper which should be related to the thesis. The specific demand is as following: Publish one paper written in Engli

32、sh.The doctoral candidate is requested to be the first author or ranked first except the supervisor in all the papers.Two or more opened invention patents related to the thesis, in which the doctoral candidate is the first inventor or ranked first except the supervisor, can replace one SCI or El emb

33、odied paper at most.(2) Preliminary defense: The preliminary defense should be held 3 months ago before formal defense. If the candidate passes the preliminary defense, he can apply for the formal defense.(3) Correspondence Review and Defense: The thesis is sent to 5-7 experts(the number of doctoral

34、 supervisors is more than 50%, the out-university experts occupy more than 2/3) in related fields for the correspondence review. If less than 1 referees approve, a defense session is organized. The defense committee should absorb 5-7 experts, in which the number of the correspondence experts is less

35、 than 50%, out-university experts occupy more than 50%, professors more than 50%.In case more than 2(including 2) correspondence experts disapprove of the defense or the defense fails, the matter is sent to the University Office of Graduate Education for assessment, and appropriate measures are take

36、n according to the regulations.Curriculum of the doctoral programin mechanical engineeringCatagoryCourseNumberCourse NamePeriodCreditTermRemarksPublicBasic Courses000000701Moder n Science and Tech no logy Revoluti on and Marxism6031000000703The First Foreig n Lan guage (En glish)12041,2Basic and Spe

37、cializedCourses090101701Some topics of moder n math in mecha nical engin eeri ng4041Choos090101702In formatizatio n theory and tech niq ues in manu facturi ng system4042090101703Con temporary mecha nical desig ning methods4042090101704Con temporary fiction and lubrication engineering4042090101705Adv

38、a need manu facturi ng equipme nts and robot tech niq ues4042090101706Moder n desig ning method and theory4042090101707System and con trolli ng4042090101708Moder n optical testi ng tech niq ues4042USRCSemi narsSeminar of specialty new tech niq ues5two courses控制理论和控制工程专业攻读博士学位研究生培养方案一、培养目标1 .较好地掌握马克思

39、主义的基本原理，坚持党的基本路线，热爱祖国，遵纪守法，品德良好，学风严谨，具有 较强的事业心和献身精神，积极为社会主义现代化建设服务。2 .本学科上掌握坚实宽广的基础理论和系统深入的专门知识，具有独立从事科学工作的能力，在科学和专门技 术上取得创造性成果。3 .身体健康。4 .本专业是控制科学和工程一级学科的主要分支，我校本专业侧重于自动控制理论的使用和新型自动化系统 的研究，所设课程反映当前国内外这一领域发展的新水平。培养学生掌握坚实的自动控制理论基础和计算机控制、 自动控制工程的专门知识，要求对博士生的培养应和研究方向某一方面的前沿研究或国民经济中的重要使用研究充 分结合，使其在毕业前能取

40、得有一定创造性的成果，使其毕业后能在科学研究或开发使用上具有独当一面的能力。二、学习年限1 .博士研究生的学习年限一般为 3年2 .硕博连读生的学习年限为4.55年3 .在职博士研究生的学习年限为 4-6年三、主要研究方向1 .控制理论及其在自动化工程中的使用2 .信息处理和控制3 .先进测控和智能化系统4 .现代电力运筹和控制5 .模式识别及使用6 .智能信息处理和软件自动化四、课程设置（见表）五、科学研究和论文工作1 .博士生指导小组：博士生的培养实行指导教师负责制，由指导教师牵头，35人组成指导小组，小组参和制定博士生培养计划，检查博士生学习和论文工作。2 .文献综述报告：在课程学习的同

41、时，在导师的指导下，围绕研究方向和实际科研任务，广泛阅读国内外文 献资料。3 .开题报告：通过文献阅读和调查研究，按创新性、系统性、学术性、先进性和使用性要求，在导师指导下 由博士生拟定并作开题报告，参和教授和具有博士学位的副教授不少于7人，其中教授不少于4人。就选题的科 学根据、目的、意义、研究内容、预期目的、研究方法、课题条件、进度安排等作出论述，并听取意见，评审确定是 否通过，通过后开始研 究和论文工作，一般应在第二学年完成开题报告。字数不少于8000字。4 .中期考核：在第二学年第二学期，按学校统一规定对博士生进行中期考核。5 .论文阶段报告：在科学研究取得阶段性成果时，写出2000字

42、左右的论文阶段工作小结，作论文阶段报 告，时间一般安排在第二学年进行，至少进行一次。6 .学术活动：（1）在博士生期间，至少参加一次国内外学术会议；（2）在博士生期间，国内外重要刊物上至少发表（或被录用）二篇论文（其中一篇三大检索收录、一篇为外文论文)；(3)在博士生期间至少作三次学术报告。7 论文要求：(1)博士学位论文应在博士生导师和指导小组的指导下，由博士生自己完成。博士生从事科研和论文的时间不少于 2年。(2)博士生论文应是系统和完整的学术论文，应具有一定的理论意义和实用价值，在科学或专门技术方面作出创造性的成果。侧重于使用理论研究的论文应有工程背景，并在理论上有新的见解。侧重于高新技

43、术或重大工程技术的开发研究的论文其成果应可以被使用部门录用，有潜在经济效益 或社会效益。(3)博士学位论文是综合衡量博士生培养质量和学术水平的重要标志。应能反映作者在科学上掌握了坚实宽广的基础理论和系统深入的专门知识，并能表明作者具有独立从事科学研究的能力，应从系统性、先进性、创造性方面反映出论文及其作者的学术水平。(4)学位论文的预答辩应在正式答辩前三个月举行。预答辩通过者才能进行正式答辩。双盲评审和学位论文上的出版按照学校的有关规定执行。(5)科研成果量化指标要求根据上海大学研究生学位授予科研成果量化指标 的要求，控制理论和控制工程专业博士在申请学位时，至少发表2篇和学位论文相关的SCI或

44、EI收录论文或1篇和学位论文相关的SCI刊源论文，具 体要求如下：发表1篇为外文撰写的论文；所有论文要求申请者为第一作者或除申请人导师外排名第一位；两项以上(含两项)排名第一或者申请人导师外排名第一的和学位论文相关的发明专利(已公开)最多可替代一 篇SCI或EI收录的论文。控制理论和控制工程专业博士研究生课程设置类另y课程编号课程名称学时学分开课学 期备注学 位 课公共基 础课000000701现代科学技术革命和马克思主义6031000000703第一外国语(英语)12041,2专业基 础课专 业课090000701近代数学4041090000702控制和运筹学4042必 修 课学术研 讨课5

45、Cultivation Plan for Doctorial Academic Degree of Control Theory and Control Engineering1. Cultivation aims basic linemso,tlhoevrelaonudr, follow1.1 master Marxism basic principles, insist CCPdisciplines and obey laws, have good qualities and a cautious study style, have a pretty strong ambition and

46、 a self- devotion spirit, active to serve socialism modernization.1.2 master solid&broad basic theories and systematic&profound specialized knowledge; independently carry out scientific research; achieve creative results in science or in special technology area.1.3 healthy1.4 The specialty o

47、f control theory and control engineering is the main branch under the first grade specialty of control science and engineering. This specialty of our university emphasizes particularly on applications of advanced control theories and research of novel automatic systems. The setting courses reflect t

48、he up to date development at this field both in domestic and overseas. Our cultivation aim is to make the candidate have solid theoretical basic of control and specialized knowledge of computer control and control engineering. We request the cultivation of candidates should be sufficiently combined

49、with preceding study of the research area or important applications in the country economy. The candidate will be requested to obtain some creative results before his graduate, and to have the independent ability in research or in development after his graduate.2. Study period for doctorial degree a

50、pplicants in Shanghai University1) Study period for doctorial degree applicant is 3 years.2) Study period for post-doctorial degree applicant is 4.5-5 years.3) Study period for doctorial degree applicant on-the-job is 4-6 years.3. Main research directions1) Applications of control theory in automati

51、on engineering2) Information processing and control3) Advanced measurement and intelligent system4) Modern electric power operation design and control5) Pattern recognition with it' s applications6) Intelligent information processing and software automation4. Courses setting (see the table)5. Sc

52、ientific research and thesis work5.1 Doctorial degree applicant instruction groupThe cultivation of doctorial applicant practice supervisor responsibility, an instruction group of 3-5 persons led by supervisor is required to set up and the group participate in the making of cultivation plan and chec

53、k the study and thesis work of doctorial applicant.5.2 Literary summary reportApplicant is required to broadly read domestic and overseas literature centered research direction and actual scientific task with the instruction of supervisor while applicant takes courses learning.5.3 Demonstration repo

54、rtDoctorial degree applicant is required to study out and make demonstration report through literature reading and investigation according to requirements of system, advancement and creativity. Above 7 professors and associate professors should listen to the report and among attendees there are at l

55、east 4 professors. Applicant is required make a discussion concerning the scientific bases, aim, meaning, content, expected purpose, research method, topical condition & schedule and the like of his or her selective topic and listen to suggestions. Attendees decide whether or not pass the demons

56、tration report and after the pass of the report applicant is required to do research and thesis work, currently an above 8000 words demonstration report should be finished at the second academic year.5.4 Middle term examination: a middle term exam is held at the second semester of the second academi

57、c year according to the uniform regulations of Shanghai University.5.5 Thesis period report: an about 2000 words thesis period report is required when applicant achieve period result and currently a period report should be made at least once at the second academic year.6. Academic action6.1 At least participate in domestic and overseas academic meeting once during doctorial period.6.2 At least two papers published in domestic or overseas important journals (with published or be accepted) during the doctoria