电力行业能源管理体系认证审核收费标准及人天表

1、电力行业能源管理体系认证审 核收费标准及人天表ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235 能源体系认证审核人天表及收费标准Tel:+86 21 51114700 Fax:+86 21 5425354 1电力行业能源管理体系认证审核收费标准及人天表Energy management system certificate audit charging standardsand man/day form能源管理体系认证价格Energy management certificate price人数 Number of people初评价Initial audit监审费/年

2、Surveillance audit fee/Annual人数Number of people初评价Initial audit监审费/年Surveillance audit fee/Annual50以下 Below 502400012000501-1000840004200051-10042000210001001-20009600048000:101-20055500278002001-3000117000585000201-30061500308003001-400012600063000301-50072000360004001以上Above 4001应根据能源核算边界的情况考 虑规模增

3、加而应增加的人大费The man/day fee that need to be increased due to the enlarging of the scale should be based on the situation of energy calculation boundary注：以上不包含增加分场所所需增加的认证费，分场所人大参见附表2Note: The certificate fee that should be increased due to the adding of attached sites is not included above, see appendi

4、x 2 to get the man/day form of attached site.备注：证书有效期两年，监督审核每季度一次。Note: the certificate is valid for two years, supervision and audit once a quarter.核算依据：Accounting basis:厅pNO.收费项目Charging items收费标准Charging standards备注Note1申请出1000 元AP1513IPage 2 of19ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235能源体系认证审核人天表及收费标

5、准Tel:+86 21 51114700 Fax:+86 21 54253541Application fee1000yuan2注册费(含证书费)Registration fee(including certificate fee)2000 元2000 yuan如需加印证书，每张证书另收费 50元If it is needed to printextracertificate, should add 50 yuan for each certificate3注册审核费Registration audit fee3000元队天数3000 yuan x man/days人天数见表Please se

6、e form to get man/days4监督审核费Surveillance audit fee3000元队天数3000 yuan x man/days人天数见表Please see form to get man/days5年金(含标志使用费)Annual fee ( including the fee for using logo)2000 元2000 yuan每年交纳一次Pay every year1培训费用Training fee1200元/每人1200 yuan/each people培训天数：3天Training days:3 days能源管理体系认证审核人大核算：The ca

7、lculation of audit man/days of energy management system certificate本文将将客户的能源因素的复杂程度作为考虑审核时间的出发点，将客户的人员数量作为调整审核时间的主要考虑方面，但还考虑其它影响审核时间的因素In this article, the complexity of the energy factor the customer is taken as the starting point of audit time to consider, take the number of personnel of client as

8、 the main considering aspects of adjusting audit time, other elements influencing audit time should also be considered.AP1513IPage 3 of19ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235能源体系认证审核人天表及收费标准Tel:+86 21 51114700 Fax:+86 21 54253541技术领域的能源因素复杂程度分级The leveling of the complexity of energy elements of techn

9、ical fieldCNAS-CC19能源管理体系认证机构要求给出三种能源因素复杂程度的类 型。Three types of the complex level of energy elements are mentioned in CNAS-CC19 Energy management system certificate body requirements.一级复杂程度：该技术领域内的企业能源结构复杂，能耗量很大(年综合能 耗在10000吨标准煤及以上)；或者企业用能过程复杂，包括能源加工、转换系统， 具有行业专用的能耗设备、设施或系统。The first complex level: i

10、n this technical field, the energy structure of this enterprise is complex, the energy consumption is very large( the comprehensive energy consumption per year is above 1000 ton standard coal); or the enterprise process of using energy is complex, including energy processing, conversion system, have

11、 the energy consumption equipments, facility or system with specially use in this field.二级复杂程度：该技术领域内的企业能源结构中等， 拥有2-5种能源类型，具 有相对简单的用能过程但能源消耗量相对较高的企业(年能耗在 2000吨标准煤以 上，10000吨标准煤以下)；或者能源消耗虽然少于 2000吨标准煤/年，但其用能 过程复杂性较高的企业。The second complex level: the energy structure of this enterprise in this technical

12、 field is middle, have 2-5 energy type, the enterprises which have relatively simple energy-using processes but the energy consumption is relatively high( the energy consumption per year is above 2000 ton standard coal, below 10000 ton standard coal); or although the energy consumption is below 2000

13、 ton standard coal per year, the process of using energy is complex.三级复杂程度：该技术领域内的企业能源结构简单，使用的能源类型在 2种及以下，其能源消耗主要用于通用的能耗设施设备，例如照明、空间加热和冷却、 通风、压缩空气和办公设备等。The third complex level: the energy structure of this enterprise in this technical field is simple, the energy using types are less than 2, the ene

14、rgy consumption is mainly used for the energy consumption equipments and facilities, such as lighting, space heating and cooling, ventilating, compressing air and office equipments. etc.Page 4 Page 4 of19ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235 能源体系认证审核人天表及收费标准Tel:+86 21 51114700 Fax:+86 21 5425354 1审核时间

15、的确定方法对于EnMS审核时间的确定，适宜的做法是：分析并确定客户能源因素的复杂程度根据客户的有效人数确定审核的基准时间。除能源因素复杂程度和有效人数外的其它影响审核时间性的重要因素可能还包括（但不限于）以下方面：The confirming methods of audit timeFor the confirming of audit time of EnMS, the proper method is: analyzing and confirming the complex level of the clients energy factors, in accordance witht

16、he effective people number to confirm the base time of audit.1.适用于能源管理体系认证的法律、法规，以及任何可能适用的行业特定要求。The laws and regulations on energy management system certification, and any industry specific requirements that may be applicable.客户与能源管理相关的活动的具体情况。如：实际用能方式、能效水平、设备设施等具体情况。The clients specific situation

17、of activities related with energy management, such as: The actual way of using energy, the energy efficiency level, equipment, facilities and other details3.组织多场所的情况，如耗能组织单元的数量、场所规模、分布、能耗及能源管理的异同程度、与能源管理相关的证据或或信息及复杂程度等。确定多场所审核时间时，综合考虑组织所有场所中能源因素的复杂程度及各拟审核场所的有效人数确定基准时间。其中心职能机构（中心办公室）的基准审核时间参考附表1。各抽样分

18、杨所的基准审核时间参考附表2。以上分场所总的审核时间绝不宜少于将所有工作集中在一个场所进行（即组织的所有员工都在同一场所）时，根据运作的规模和复杂程度所计算的审核 时间。The situation of organization-sstemulch as the number of organizational energy unit ,Page 5 ofAP1513IPage 5 of19ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235能源体系认证审核人天表及收费标准Tel:+86 21 51114700 Fax:+86 21 5425354 1consumption

19、scale, location and distribution, the degree of the similarities and differences between energy consumption and energy management, evidence or information relatedwithenergy management , and complexity level, etc.When determining the multi-site audit time, considering the complexity of the energy fac

20、tor in all places and the effective number of all the places to be audited to determine reference time. Its central function organization (center office) benchmark audit time refer to table 1. The audit time calculated according to the operation scale and complex level.The total audit time for all t

21、he sites should be less than the audit time calculated according to the operation scale and complexity which is needed when the work is done in one place.与经证实的以往能源管理体系绩效有关的因素(如利用以往审核、统计分析、能源审计、能量平衡、清洁生产审核等活动得到的结果，包括收集及验证这些结果所需的时间)；With proven past performance factors related to the energy management

22、 system (such as the results acquired according to previous audits, statistical analysis, energy audit, energy balance, cleaner production audit activities, including the time required to collect and verify the results);4.体系的成熟度及经证实的以往能源管理体系绩效。The energy management system maturity and proven ever sy

23、stem performance与审核有关的基它因素(例如使用的语言、实施结合审核、联合审核或一体化审核、能耗核算边界发生变化)。The other factors related to the audit (e.g., use of language, joint audit or audit of the whole, energy consumption calculation boundary changes).雇员的有效数量包括审核时将在现场的非长期(季节性、临时、和分包的)雇员，非长期雇员的折算方法如下：非长期雇员的可计人数 非长期雇员 工作时间(月)12(这个月是不是每年工作几个

24、月？是否该明确)When the employees including the number of effective audit will be in the field of long-term (seasonal, temporary, and subcontracting) employees, a longtime employees conversion method is as follows:The number of non long-term employees number of non longtime employees working time (month) 1

25、2 (every few months working on this month? Whether it is clear)AP1513IPage 6 of19ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235能源体系认证审核人天表及收费标准Tel:+86 21 51114700 Fax:+86 21 54253541对于可删减人大的多班次且过程重复的受审核方，其雇员人数的计算方法如下： 雇员人数=不倒班的人数 +其中一个班次的人数(取人数最多的班次的数 值)For the auditee having repeated processes which should re

26、duce man/days, the calculation method of its employees are as follows: The number of employeesdont shift + the numberof one of the divisions (take the value of the divisions of the largest number)如果根据上述信息证明企业的倒班并非过程重复，则不能删减人大。f the above information proves that shifts of the enterprise are not repet

27、itive processes, mandays can t be reduced.一个审核人日通常指完整的8小时正常工作日，不可用增加每天的工作时间来 减少要使用的审核人天数；An audit manday usually refers to a complete 8 hours. The method of reducing the audit mandays through increasing the working time of a day can tbe used during the initial planning;.临时场所指一度发生在认证文件界定场所以外的被认证活动的场所

28、和 (或)地点。场所样本的选择宜考虑活动的规模与类型、 项目的不同进展阶段， 以便覆盖认证所覆盖的所有范围。 临时场所在正审、年审和复评都应该纳入审 核方案。The temporary sites refer to the sites and (or) places outside the defined sites on theAP1513IPage 7 of19ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235 能源体系认证审核人天表及收费标准Tel:+86 21 51114700 Fax:+86 21 5425354 1certification document w

29、here the certified activities happen. These sites maybe are important sites for managing the project or maybe common sites for service and installation. The necessity of visit to the temporary site and sampling should be determined by the risk when the product or service doesn t meet the need and/or

30、 expectation caused by the non-conformity of the system. Choice of the sampling of the site should take into consideration the scale and type of the activity and progress of the project so as to cover all the scope under the certification. The temporary site should be included in the audit plan duri

31、ng the initial audit, annual audit and re-certification.对于非典型的临时场所，可以不进行现场审核而改为对这些临时场所所发生 的活动文件进行审核，也可以与客户组织和 /或其顾客进行事前、事中或事 后的会面或电话交谈；As for the non-typical temporary sites (For example: non-conformity of the activity of the site doesn t lead directly to the product or service not satisfying the cu

32、stomer s requirement or to a serious risk for use. Moreover, the activity is only a part of the certification scope.), an audit of the documents of the activity can be used to take the place of an on-site audit. Or meet thePage 8 ofAP1513IPage 8 of19ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235能源体系认证审核人天表及收费标

33、准Tel:+86 21 51114700 Fax:+86 21 5425354 1client organization and/or its customer before, during or after the activity or talk on the phone.上述评价方法必须作好记录，确保审核有效性。The above evaluation method must be recorded to ensure the effectiveness of the audit.临时场所的审核人大及抽样原则可以参考 D03多场所企业认证作业指导书。.如果采用远程的审核技术进行审核，例如

34、通过网络进行互动活动、网络会议、 电话会议和/或电子验证组织组织的过程等方式与组织接触，远程审核所占计 划的现场审核员时间不能超过 30%。否则需要对审核计划作出解释，并在实 施计划前获得认可机构的批准。If the remote audit technique is used during the audit, such as interaction through the internet, net meeting, telephone meeting and /or electronic verification of the process of the organization, t

35、ime of the remote audit can t exceed 30% of the whole planned on-site auditor time. Otherwise, an explanation should be made as to the audit plan and an approval should be gotten from the accreditation body before the implementationAP1513IPage 9 of19ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235能源体系认证审核人天表及收费标

36、准Tel:+86 21 51114700 Fax:+86 21 5425354 1of the plan.不管是否采用远程审核方式，必须对客户的现场审核至少一年四次。采用远程审核技术时，在合同评审时，要考虑审核员是否具有进行远程审核 的技能。When the remote audit technique is used, whether the auditor has the ability to conduct this technique should be considered during the contract review.附表中所表示的时间为现场审核的基准时间， 根据可能影响到

37、对拟受审核组织 的场地、过程的复杂性和重复性、认证范围的大小等因素，审核人大可进行必 要的增加或减少。. The time shown in the above table represents the starting point of the auditor time. The audit mandays can be increased or decreased as appropriate based on the elements like site of the to-be-audited organization, complexity and repetitiveness of

38、 the process, scope of the certification, risk of the product, etc. 1可能需要增加审核员时间的因素，如：Elements that may cause an increase of the AP1513IPage 10 of19ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235能源体系认证审核人天表及收费标准Tel:+86 21 51114700 Fax:+86 21 54253541auditor time:客户与能源管理相关的活动的具体情况复杂（例如，使用能源品种多，能源采购、加工转换、贮存、输配、使用

39、过程及设施设备复杂）；customer and energy management of the activities associated with the particular case of complex （for example, using the energy variety, purchasing, processing and conversion, energy storage, distribution, use, process and facilities equipment complex）;组织有多场所的情况，组织单元的数量多、场所规模大、分布广、路程远、能耗及能

40、源管理的差异程度大；organization has many places, the number of organizational units and places more large scale, wide distribution, distance is far, the differences between the energy consumption and energy management level;雇员使用多种语言（需要翻译人员或妨碍审核员个人独立工作）；employees use a variety of language （need a translator o

41、r obstruct auditors individual work）;相对于雇员数量，工作现场很大（例如，核电站）；relative to the number of employees, job site （plant, for example）;适用于能源管理体系认证的法律、法规，以及任何可能适用的特定要求高；applicable to the laws and regulations on energy management system certification, as well as any specific requirements that may be applicabl

42、e to high;体系覆盖了高度复杂的过程或相对数量大的彼此不同的活动；system covers a highly complex process or a relatively large number of different activities to each other;过程涉及到硬件、软件、流程性材料和服务的组合；process involves hardware, software, processes, materials and the combination of services;安排对临时场所的访问以确认拟认证管理体系下的固定场所的活动。arrangement of

43、 temporary space access to confirm fitting certification management system under the fixed place of activities.与审核有关的其它因素（例如，实施结合审核、能耗核算边界扩大）Page 11 Page 11 of19ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235能源体系认证审核人天表及收费标准Tel:+86 21 51114700 Fax:+86 21 54253541other factors related to the audit implementation

44、 （for example, combined with the auditing, energy consumption calculation expand boundaries）审核人大的增加需要经过审核经理评审、注册部批准。导致增加的因素可以 和导致减少的因素相抵销。增加人大理由（必要时包括证据）应保留。An increase of the audit mandays should be reviewed by the audit manager, and approved by the Registration Department.12. 2可能允许减少审核员时间的因素，如：Ele

45、ments that may cause a decrease of the auditor time:相关能源管理体系标准的要求低/或组织不覆盖标准的某些要素； low energy management system standard requirements and/or organization is not certain elements covering the standard.组织与能源管理相关的活动比较简单，（例如，用能方式直接简单、能效水平较高、设备设施简单）； organization activities related to energy management is

46、 simpler, （for example, a simple way to directly, high levels of energy efficiency, simple equipment and facilities）;组织的产品、过程或活动相关联的能源消耗水平低； organization of product, process or activity associated with low levels of energy consumption;对组织体系的预先了解（例如，组织已经按照其它标准被同一机构认证）； advance knowledge of the organi

47、zations system （for example, the organization has been the same institution according to other standards certification）;相对于雇员数量，工作现场很小（例如，只有综合的办公室）； relative to the number of employees, work site is small （only the comprehensive office, for example）;客户的认证准备状态（例如，组织已经被另一个第三方机构认证或承认）； AP1513IPage 12 o

48、f19ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235能源体系认证审核人天表及收费标准Tel:+86 21 51114700 Fax:+86 21 5425354 1 customer certification preparation status (for example, the organization has been another third party certification or recognize);过程只涉及到单一的基本活动(例如，只生产一种产品，且只有一台设备)； process involves only a single basic act

49、ivities (for example, production of a product only, and only one device);组织的管理体系成熟(例如，连续几次审核未被开出不符合项)；mature organization management system (for example, a few consecutive audit has not been opened a nonconformity);大量雇员使用相同的设备，从事相同的简单工作(例如，服装制造业)；use the same equipment, a large number of employees w

50、ork in the same simple (for example, clothing manufacturing);依据先前的审核(内审和认证机构审核)具有所有班组具有相同表现的恰 当的证据，从而获知所有班组都进行相同的活动。on the basis of the previous audit (internal audit and certification bodies audit) with appropriate evidence of all the team with the same performance, to learn all the team have the s

51、ame activity.概括以上客户特有的影响审核时间的重要因素对基准审核时间进行调整。通常情况下，第一阶段审核完成后，认证机构宜概括审核发现对这些重要因 素进行判断并调整时间。在这些情况下认证机构宜特别注意确保审核时间的任何 减少不至于影响审核的有效性。即使考虑到所有因素，对某个组织初评审核员时间总量的调整，减少量不能大于审核员时间表中要求的总审核员时间的30%。减少人大的理由(必要时包括证据)应予以保留。Even if all the elements are considered, reduction of a certain organization al aud itor totA

52、P1513IPage 13 of19ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235 能源体系认证审核人天表及收费标准 Tel:+86 21 51114700 Fax:+86 21 5425354 1time of the initial assessment can t be more thar30% of the total auditor time required by the auditor time table. Reasons for the reduction of the mandays should be kept (the evidence shou

53、ld also be included if necessary).13.合同评审时，无论是根据上述任何理由进行的删减或增加人大， 都应 记录删减或增加人大的理由。13. Reasons for the decrease or increase of the mandays should be recorded no matter what the above reasons are during the contract review.14.审核员的审核时间”包括：审核员或审核组策划审核的时间，适当时 包括非现场文件审核、与组织、人员、记录、文件和过程接触的时间；撰写报 告的时间。审核策划和

54、撰写报告一起所用的审核时间”通常不宜使总的现场审核时间”减少到审核时间表所列时间的 90%以下。如果需要增加策划和/或 撰写报告的时间也不能减少现场审核时间。 审核员旅途时间未计在内，这部分 时间属于表中审核员的额外部分。管理体系认证的结合审核，按照管理体系认证的结合审核管理规定计算 审核时间。备注：计算所得注册审核费低于认证机构公平竞争规范-管理体系认证价格 暂行的规定，则按规定的标准执行。14. “ The auditor time includes: the time spent in planning the audit by the auditor or the audit team

55、 and the off-site document review, time spentPage 14 ofAP1513IPage 14 of19ICAS英格尔 上海中山西路 2368号华鼎大厦 801室，200235 能源体系认证审核人天表及收费标准 Tel:+86 21 51114700 Fax:+86 21 5425354 1in contacting the organization, personnel, records, documents and process, writing the report should also be included if appropriate

56、.If it is a combined audit of the management system certification, the audit time should be culculated according to Management Rules of a Combined Audit of the Management System Certification.Note: If the registration and audit fee that got through calculation is lower than the fee regulated in cert

57、ification body fair competition specifications - management system certification price regulations, and conduct according to the standard of regulation.审核基准时间表见附表AP1513I19AP1513I19Page 15 ofICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235能源体系认证审核人天表及收费标准51114700 Fax:+86 能源体系认证审核人天表及收费标准51114700 Fax:+86 21 542535

58、41附表：EnMS人大表Appendix: EnMS man/day form附表1:能源EnMS人大表一中心职能机构AP1513IEnMS man/day form center functional bodyAP1513I启效人数Effective number of people初评现场审核总人日数Total man/days of on-site audit of initial assessment监督审核现场人日 Man/days o surveillance audit site再认证审核现场人日Man/daysofre-certification audit site能源因素复

59、杂程度Complex level of energy elements能源因素复杂程度Complex level of energy elements能源因素复杂程度Complex level of energy elements一二三一二三一二三50以下753.521.5153.52.551-100138542.51.595.53.5101-20017.510663.5211.56.54201-30019.51276.5421385301-50023148.57.54.52.515.59.56501-1000271710.595.53.51811.57Page 16 of 19ICAS英格尔上海中山西路 2368号华鼎大厦 801室，200235能源体系认证审核人天表及收费标准51114700 Fax:+86 能源体系认证审核人天表及收费标准51114700 Fax:+86