供应商评估报表(中英文版)-集团公司评估表

OP-74-001.F07.02OP-74-001.F07.02Page#of6Ref.GVSRno報告編號.Vendor:供應商Location:地址ResponsiblePersonandTitle:聯系人/職務No.OfSurvey:評估次數□1st□2nd^3RD□Others:SurveyDate:評估日期SurveyTeam:評估人員QPSurveyRatingAndSurveyTeamComment/評估內容和評估結果Item項目Section部分Score得分Remark備注事項IManagementSystem管理系統2ResourceManagement資源管理3SupplierManagement供應商管理4Incomingmaterialcontrolandverify來料的控制與驗證5Productprocesscontrol產品實現控制6Systemcontrolandmaintain體系控制與維持Total/合計SurveyResult評估結果TotalNumberofNon-conformance不符合項總數□Acceptable可接受□Auditresultisacceptablewithnofindings審核未發現不符合項□Minorfindings-NeedswrittenreplywithCAPandevidenceofdocumentssupportwithin2weeks輕微不符合-須要在2周內回復糾正預防措施和文件記錄支持證據□Unsatisfactory(suppliershallimplementtherequestedcorrectiveactionandre-auditifnecessary)不滿意(供應商應實施改善措施，如需要再次進行審核)□Majorfindings-NeedswrittenreplywithCAPandfollowupauditwithin3monthsifnecessary.主要不符合-須要回復糾正預防措施，如有需要再3個月內進行再次審核□Criticalfindings-Suspensionofcertificationfor3months.Re-certificationisallowedthroughpassingthere-audit.致命不符合-暫停3個月的供應商資格再次審核合格後恢復資格評估曰的：對洪應商品質系統谁行全面評估.加強對供應商和委外加工商產品質量與安全要求.提升產品的品質。Overallreviews整體評語：QA/QCDept品質部PreparedBy/Date評估人旧期ApprovalBy/Date批核人旧期MSSDept物料開發與供應部PreparedBy/Date評估人旧期ApprovalBy/Date批核人旧期Remarksforcompletionofchecklist/report審核清單/報告備注Ref.GVSRno報告編號.."Yes"-Complianeeisdemonstrated.“是”－符合要求."No"-Correctiveaetionsarerequired.“否”－有改善措施要求.Evidenceshallberecordedin"Findings"injustifying"Yes","No"or"NA"decision.有證據支持判定的結果.Suggestionsshallbewrittenin"OpportunitiesforImprovement"attheendofeachsection在每項最後將建議項填寫在“改善點”一欄中5).SeoreSeheme:分數分配Description描述Score分數Notfamiliarwithrequirements,nodoeumentationandnoimplementation未達到要求，無文件支持和未貫施0Familiarwithrequirementswithlimiteddoeumentationandpreliminaryplanningandimplementation基本接近要求，有有限的文件支持和初步的計劃與實施行動10-<60%Implementation,withsomedoeumentation實施0-<60%，有部分文件支持260-95%Implementationandwithbasiedoeumentation3貫施60-95%,有基本的文件支持Analysisofresultsandon-goingcontinuousimprovementcanbedemonstratedinkeyareaslinkedtoeustomersatisfaetion審核結果和持續改善行動在主要方面達到客戶滿意4Thefaetorydemonstratessignificantinnovationinnewswaytoshowrelevantresultsbeyondtheeustomerrequirementsandsetsasindustrybenehmark.審核結果高於客戶要求，達到行業基准5

Ref.GVSRno報告編號.AppraisalCheckList評估內容Compliance符合性Remark備注事項1.0ManagementSystem管理系統1.1IsestablishedQualitySystemandwroteQualityManualandprocedureaccordingtoISOrequirement?是否建立品質控制系統並按照ISO體系要求編寫手冊與程序文件？□Yes□No□NA1.2Ismanagementsystemdocumentedandkeeptheinspectionrecord（incoming/in-process/finishedproduct）totrackedthrough?是否已形成文件式管理？是否有並保留產品檢驗記錄（進料，制程，成品）並可追溯？□Yes□No□NA1.3Forproductsafetystandard（eg.ASTM/EN71/CONEGoranyothersimilarrequirementsfromcustomers,isthereaproceduretoensuresuchstandards/requirementsarefullymet?對於安全物料標准（如ASTM/EN71/CONEG等）與客戶的類似要求，是否有相應的管制程序以確保產品完全滿足規定/要求？□Yes□No□NA1.4Areproductsafetystandardsandregulationscollected?(SuchasASTMF963、EN71、CONEGetc)？是否收集與產品要求相關的法律法規及相關技術指令(如ASTMF963、EN71、CONEG等)並按照要求跟進？□Yes□No□NA1.5AretestreportsandcomplianeelettercompletedandreturnedtoQp?是否向QP提交相應的測試報告及聲明書？□Yes□No□NAOpportunitiesforImprovement改善點20ResourceManagement資源管理Compliance符合性Remark備注事項2.1Doesvendorhavethesufficienttechnicalsupporttofollowupourproductqualityrequirement?是否有足夠的資源來滿足我公司產品品質的需要？□Yes□No□NA2.2Isthemanufacturingandinspectionequipmentinspectedormaintainedquality？生產設備及檢測設備是否定期檢驗和保養？□Yes□No□NA2.3Isthepersonnelclearabouttheresponsibilityofqualitytoinsuretheyarecompetentforthejob?是否明確從事影響產品質量工作人員的要求，保證這些人員能夠勝任工作？□Yes□No□NAOpportunitiesforImprovement改善點30SupplierManagement供應商管理Compliance符合性Remark備注事項

Ref.GVSRno報告編號.3.1IsmaterialandsupplierevaluationmechanismestablishedagainstproductSafetySpecification?Andevaluationresultsforsuppliersclearlyrecordeddown?是否制定關鍵供應商的評估評價准則，並定期評估供應商與跟進，保存相關記錄以便追溯？□Yes□No□NA3.2IsSafetySupplierListandApprovalVendorList(AVL)established?是否有建立安全物料供應商名錄？□Yes□No□NA3.3DoesrequestevideneefromsuppliersorconductrelevanttestingonallrelevantincomingmaterialstoassurecomplianeeofSafetyMaterialrequirements?是否要求供應商定期提供《合格的測試證明》與《符合性聲明書》並評審保存？□Yes□No□NAOpportunitiesforImprovement改善點40In-comingMaterialControlAndConfirmationCompliance符合性Remark備注事項來料的控制與驗證4.1Isallmaterialprocessedthroughincominginspectionandidentified?是否對來料進行檢驗？□Yes□No□NA4.2Isthedefinitionandcontrolprocedureonkeymaterialandproductmechanismestablishedagainstmaterial/productsafetySpecification?是否有針對其安全物料/產品要求定義關鍵物料及控制方法？□Yes□No□NA4.3Aretestreportsandcomplianeeletterprovidedbysub-supplierscheckedandverified?是否定期抽樣測試以驗證供應商來料的符合性？□Yes□No□NA4.4AnyCARrequestedandfollowedcloselyfornon-compliantincomingmaterials？來料管制物質含量測試超標時是否要求供應商執行有效糾正措施並跟進改善效果？□Yes□No□NAOpportunitiesforImprovement改善點：5.0ProductProcessControl/產品實現控制Compliance符合性Remark備注事項5.1Arethemachineparameterandperformaneeinkeyprocesshasbeenmonitored?Isthereanyrecord?是否對關鍵工序的機器參數、產品特性加以監視並記錄？□Yes□No□NA5.2Arethemachineswashedtoavoidpollutioninprocess?Anyrecord?是否對生產設備進行清洗避免制程污染，並保存記錄？□Yes□No□NA5.3Areincomingmaterials,semi-products,products,andmaterialsreturnedfromproductionlineclearlyidentifiedSafetyMaterialstatus?是否有明確規定安全物料生產前、生產中物料、成品及退倉物料的識別方法？□Yes□No□NA

Ref.GVSRno報告編號.5.4Isverificationactionorstandarddefinedinqualitycontrolitem?ISstandardforInspectionestablishedoutputaccordingtoindustrialstandard,designdocumentandcustomersrequirements?是否有明確的控制驗證措施或標準？檢驗標準是否根據行業標淮，設計輸出文件及客戸要求制定?□Yes□No□NA5.5Doesvendorhavethefirstsampleevaluationreport,thesamplelistandthesampleapprovalprocedureforthemanufacturing?是否對首辦進行評估，是否有樣辦清單及樣辦審批程序？□Yes□No□NA5.6IsthereaproceduretoindicatewhatproductdoescomplytotherequirementsofSafetySpecificationatmanufacturingplant?工廠是否可通過物料清單識別其産品是否有安全要求？□Yes□No□NA5.7DoesvendorhavesetupSPCformanufacturingprocessmonitoring?是否運作SPC對生產制造過程中進行監控？□Yes□No□NA5.8ArethetestedOKmaterialsandproductclearlymarkedandseparatedbetweenthosewaitingfortest?貨倉是否對測試合格物料，成品和待測試物料及成品有標識並區分擺放？□Yes□No□NA5.9IsthereBatchNoonproductfortraceabilitytosearchforitsmaterialwithrelatedcode?成品是否有批號控制，並且能追溯到成品所用的每種物料及批號?□Yes□No□NA5.10Isthetestplanforfinalproductsenough?是否有針對成品物質含量管制進行測試以驗證其産品符合性？□Yes□No□NA5.11Isqualityproblemfromprocessandfinishedproductintimefeedbackandanalysisandhandledeffectively?Doesnonconformingcontrolofproduct&materialincludeidentification,documentation,segregation?制程異常問題及成品異常問題是否得到及時反饋及有效分析改進和處理？不合格物料及不合格品的管控是否包含標識，文件記錄，隔離？□Yes□No□NA5.12Arealldiscrepantmaterials,semi-productsandfinishedproductsproperlysegregated,identifiedandstored?不合格物料、半成品和成品是否有區分、判定和儲存？□Yes□No□NAOpportunitiesforImprovement改善點60ControlAndMaintainSystem體系控制與維持Compliance符合性Remark備注事項6.1Isthereanaudit(onceperyear)SafetyMaterialManagementSystemtoguaranteeitsefficiency?是否定期(至少每年一次)對體系進行自查，保證體系的有效實施和保持？□Yes□No□NA6.2Isqualityproblemfromcustomerintimeanalysisandhandledeffectively?客戶提出的品質問題是否及時有效的分析和處理?□Yes□No□NA6.3IsSafetyMaterialManagementSystemInternalAuditresultrecordedandreviewedbymanagement?Arecorrectiveandpreventiveactionstakenandrecorded?是否對安全物料管理系統進行定期評審並作出相應糾正預防行動及記錄？□Yes□No□NA

Ref.GVSRno報告編號.6.4Aretheresultofcorrectiveandpreventiveactionsconfirmedtobeefficiency?是否驗證了糾正預防措施實施的有效性並得到保持？□Yes□No□NA6.5IsSafetymaterialManagementtrainingprovidedtoemployeesandrecordkept?是否有對員工進行安全物料規定/要求培訓，並有相關記錄？□Ye