2014_l2原媸重点习题汇总表格.doc

Leading Global Wealth Management Practice PAGE 82014 Level II原版书重点例题习题汇总表格Ethics2Quantitative Methods2Economics3Financial Reporting and Analysis3Corporate Finance4Equity5Alternatives6Fixed Income6Derivatives7Portfolio7Ethics(Refer to Curriculum. Volume 1)ReadingQuestionImportanceR1 Code of Ethics and Standards of Professional ConductNoneR2 Gudiance for Standard I-VIIQ 2-3Q 5Q 7Q 10Q 13Q 15-17Q 19Q 22-23Q 27-28Q 30-33Q 35Q 37-38Q 40Q 47-52Q 53-58Q 59-64R3 CFA Institute soft dollar standardQ 1-6R4 CFA Insititute Research Objectivity StandardQ 1-6Quantitative Methods(Refer to Curriculum. Volume 1)ReadingQuestionImportanceR11 Correlation and RegressionQ 3-4Q 6Q 8Q 11-12Q14Q 15-20R12 Multiple Regression and Issues in Regression AnalysisQ 2-3Q 5Q 7-9Q 12Q 14-15Q 17-22Q 23-28R13 Time-Series AnalysisQ 1Q 4Q 7-9Q 13-14Q 17Economics(Refer to Curriculum. Volume 1)ReadingQuestionImportanceR14 Currency Exchange Rate: Determination and ForecastingQ 1-6Q 7-13R15 Economic Growth and the Investment DecisionQ 1-6Q 7-15Q 16-21R16 Economic of RegulationQ 1-6Financial Reporting and Analysis(Refer to Curriculum. Volume 2)ReadingQuestionImportanceR17 Inventories Q 1-6Q 7-12Q 13-20R18 Long-lived AssetsQ 1-6Q 7-13R19 Intercorporate InvestmentsQ 1-6Q 7-12Q 13-18Q 19-24Q 25-30R20 Employee CompensionQ 1-6Q 7-12Q 13-18Q 19-24R21 Multinational OperationQ 1-6Q 7-12Q 13-18Q 19-24R22 The Lessions We LearnQ 1-6R23 Evaluating Financial Reporting QualityQ 19-20R24 Intgration of Financial Statement Analysis TechniquesQ 1-8Q 9-15Q 16-21Corporate Finance(Refer to Curriculum. Volume 3)ReadingQuestionImportanceR25 Capital BudgetingQ 1-2Q 4Q 6-8Q 9-14Q 15-20Q 21-26Q 27-32Q 33-38Q 39-44Q 45-50R26 Capital StuctureQ 1-5Q 8-13Q 14-19R27 Dividends and Share RepurchasesQ 2-10Q 12-14R28 Corporate GovernanceQ 1-8Q 9-14Q 15-19Q 20-25R29 Mergers and AcquisitionsQ 1-6Q 7-12Q 13-18Q 19-24Equity(Refer to Curriculum. Volume 4)ReadingQuestionImportanceR30 Equity Valuation: Application and ProcessesQ 7-8Q 9-16R31 Return ConceptsQ 1Q 3Q 5Q 7-12Q 13-19R32 The Five Competitive Forces that Shape StrategyQ 1-2R33 You Strategy Needs a StrategyNoneR34 Industry and Competitive AnalysisQ 1-3R35 Discount Dividend ValuationQ 6-15Q 16-21Q 22-27R36 Free Cash Flow ValuationQ 1-3Q 5-6Q 8-9Q 11-15Q 18-23R37 Market-based Valuation: Price and Enterprise Value MultiplesQ 1-3Q 6Q 10-13Q 15Q 18-24R38 Residual Income ValuationQ 5-7Q 10Q 13Q 15-17Q 18-25R39 Private Company ValuationQ 2-5Q 6-11Q 12-17Alternatives(Refer to Curriculum. Volume 5)ReadingQuestionImportanceR40 Private Real Estate InvestmentsQ 1-12Q 13-28R41 Publicly Traded Real Estate SecuritiesQ 1-6Q 7-12R42 Private Equity ValuationQ 2Q 7-12R43 Investing in Hedge Funds: A SurveyQ 1-6R44 A Primer on Commodity InvestingNoneFixed Income(Refer to Curriculum. Volume 5)ReadingQuestionImportanceR45 Credit Analysis ModelQ 1-8R46 Term Structure and Volatility of Interest RtesQ 18,19Q 24-26R47 Valuing Bonds with Embedded OptionsQ 5Q 15Q 20-23Q 27-32Q 33-38R48 Mortgage-backed Sector of the Bond MarketQ 4-6Q 7,8Q 28Q 31,40Q 42-47R49 Asset-backed Sector of the Bond MarketQ 4,5Q 15Q 25Q 33,34,36Q 39-44R50 Valuing MBS and ABSQ 10-13Q 18,20Q 26-31Derivatives(Refer to Curriculum. Volume 6)ReadingQuestionImportanceR51 Forward Markets and Contract Q 4-9Q 11Q 14R52 Futures Markets and ContractsQ 3Q 5-6Q 8Q 9-14R53 Option Markets and ContractsQ 1-2Q 4Q 6-11R54 Swap Markets and ContractsQ 2Q 4-6Q 10Q 12Q 14-19R55 Interest Rate Derivatives InstrumentsQ 1Q 2R56 Credit Default SwapsExample 1 (P345)Example 2 (P350)Example 4 (P356)Example 5 (P358)Example 6 (P359)Example 7 (P361)Example 8 (P365)Example 9 (P366)Example 10 (P367)Portfolio(Refer to Curriculum. Volume 6)ReadingQuestionImportanceR57 Portfolio ConceptsQ 3Q 5-6Q 8-12 Q 14Q 16-17Q 19-26R58 Residual risk and return: the in