高级管理人员任职考试资料.xls

上上海海银银行行业业金金融融机机构构高高级级管管理理人人员员任任职职资资格格考考试试资资料料库库 DataBaseDataBase ofof QualificationQualification ExaminationExamination forfor SeniorSenior ManagementManagement ofof ShanghaiShanghai BankingBanking FinancialFinancial InstitutionsInstitutions 公公共共题题库库 1717件件 GeneralGeneral QuestionsQuestions G1 G2 G3 G4 G5 G6 G7 G8 G9 G10 G11 G12 G13 G14 G15 G16 G17 专专业业题题库库 2323件件 SpecializedSpecialized QuestionsQuestions Z1 Z2 Z3 Z4 Z5 Z6 Z7 Z8 Z9 Z10 Z11 Z12 Z13 Z14 Z15 Z16 Z17 Z18 Z19 Z20 ZZ1 ZY1 ZW1 银行业监督管理法 Banking Supervision Law of the People s Republic of China 中国人民银行法 Law of the People s Republic of China on the People s Bank of China 反洗钱法 Law of the People s Republic of China on Anti money Laundering 担保法 The Guarantee Law of the People s Republic of China 物权法 第四编 担保物权部分 Real Right Law of the People s Republic of China 票据法 Negotiable Instruments Law of the People Republic of China 2004 Revision 刑法 及其修正案 金融犯罪部分 Criminal Law of the People s Republic of China and Amendment 人民币管理条例 Regulation of the People s Republic of China on the Administration of Renminbi 金融违法行为处罚办法 ChineseChinese VersionVersion OnlyOnly 金融许可证管理办法 Measures for the Administration of Financial Licenses 上上海海银银行行业业金金融融机机构构高高级级管管理理人人员员任任职职资资格格考考试试资资料料库库 DataBaseDataBase ofof QualificationQualification ExaminationExamination forfor SeniorSenior ManagementManagement ofof ShanghaiShanghai BankingBanking FinancialFinancial InstitutionsInstitutions 公公共共题题库库 1717件件 GeneralGeneral QuestionsQuestions 银行业监管统计管理暂行办法 Interim Measures for the Administration of the Banking Supervisory Statistics 银行业金融机构从业人员职业操守指引 Guidance on the Professional Conduct of Practitioners of Banking Financial Institutions 商业银行信息科技风险管理指引 Guidelines on the Information Technology Risk Management of Commercial Banks 银 行 业 金 融 机 构 内 部 审 计 指 引 Guidelines on Internal Audit for Banking Financial Institutions 关于银行业金融机构自查发现案件责任追究实行区别对待政策有关问题的通知 ChineseChinese VersionVersion OnlyOnly 上海中资银行业金融机构案件防控工作考评办法 NotNot ApplicableApplicable forfor ForeignForeign BanksBanks 银行业金融机构安全评估办法 Measures for Safety Evaluation of Banking Financial Institutions 商业银行法 Law of the People s Republic of China on Commercial Banks 商业银行内部控制指引 Guidelines for Internal Control of Commercial Banks 商业银行金融创新指引 Guidelines for the Financial Innovation of Commercial Banks 商业银行合规风险管理指引 Guidelines for the Compliance Risk Management of Commercial Banks 商业银行操作风险管理指引 Guidelines on the Operational Risk Management of Commercial Banks 专专业业题题库库 2323件件 SpecializedSpecialized QuestionsQuestions 商业银行授信工作尽职指引 Guidelines on Due Diligence in the Credit Extension Work of Commercial Banks 商业银行小企业授信工作尽职指引 试行 Guidelines on Commercial Banks Due Diligence in the Credit Granting to Small Enterprises for Trial Implementation 贷款风险分类指引 Guidance for the Risk Based Loan Categorization 银行卡业务管理办法 Measures for the Administration of Bank Card Business 电子银行业务管理办法 Measures for the Administration of Electronic Banking 商业银行个人理财业务风险管理指引 Guidelines for the Risk Management of Personal Financial Management Services Provided by Commercial Banks 商业银行外部营销业务指导意见 Guiding Opinions about the External Marketing of Commercial Banks 银行与信托公司业务合作指引 Guidelines on the Business Cooperation between Banks and Trust Companies 固定资产贷款管理暂行办法 Interim Measures for the Administration of Fixed Asset Loans 项目融资业务指引 Guidelines on the Project Financing Business 中国银行业柜面服务规范 ChineseChinese VersionVersion OnlyOnly 上海市银行业客户投诉处理公约 ChineseChinese VersionVersion OnlyOnly 上海银行业反不正当竞争公约 ChineseChinese VersionVersion OnlyOnly 银团贷款合作公约 ChineseChinese VersionVersion OnlyOnly 上海市银行业个人房地产按揭贷款业务自律公约 ChineseChinese VersionVersion OnlyOnly 中国银行业监督管理委员会关于加大防范操作风险工作力度的通知 ChineseChinese VersionVersion OnlyOnly 中国邮政储蓄银行代理营业机构管理暂行办法 ChineseChinese VersionVersion OnlyOnly 中华人民共和国外资银行管理条例 及实施细则Regulation of the People s Republic of China on the Administration of Foreign funded Banks and Detailed Rules for the Implementation 中中文文版版 Chinese Version 英英文文版版 Enlish Version G4 The Guarantee Law of the People s Republic of China doc G5 物权法 第四编 担保物权部分 doc G5 Real Right Law of the People s Republic of China doc G6 Negotiable Instruments Law of the People Republic of China 2004 Revision doc G6 票据法 doc G8 人民币管理 条例 doc G8 Regulation of the People s Republic of China on the Administration of Renminbi doc G9 金融违法行为处罚办法 doc G10 金融许可证管理办法 doc G10 Measures for the Administration of Financial Licenses doc G1 银行业监督管理法 doc G1 Banking Supervision Law of the People s Republic of China doc G2 中国人民银行法 doc G2 Law of the People s Republic of China on the People s Bank of China doc G3 反洗钱法 doc G3 Law of the People s Republic of China on Anti money Laundering doc G4 担保法 doc G7 刑法 及其修正案 doc G7 Criminal Law of the People s Republic of China and Amendment zip 上上海海银银行行业业金金融融机机构构高高级级管管理理人人员员任任职职资资格格考考试试资资料料库库 DataBaseDataBase ofof QualificationQualification ExaminationExamination forfor SeniorSenior ManagementManagement ofof ShanghaiShanghai BankingBanking FinancialFinancial InstitutionsInstitutions G11 银行业监管统计管理暂行办法 doc G11 Interim Measures for the Administration of the Banking Supervisory Statistics doc G12 银行业金融机构从业人员职业操守指引 doc G12 Guidance on the Professional Conduct of Practitioners of Banking Financial Institutions doc G13 商业银行信息科技风险管理指引 doc G13 Guidelines on the Information Technology Risk Management of Commercial Banks doc G14 银行业金融机构内部审计指引 doc G14 Guidelines on Internal Audit for Banking Financial Institutions doc G15 关于银行业金融机构自查发现案件责任追究实行区别对待政策有关问题的通知 pdf G17 银行业金融机构安全评估办法 doc G17 Measures for Safety Evaluation of Banking Financial Institutions doc Z1 商业银行法 doc Z1 Law of the People s Republic of China on Commercial Banks doc Z2 商业银行内部控制指引 doc Z2 Guidelines for Internal Control of Commercial Banks doc Z3 商业银行金融创新指引 doc Z3 Guidelines for the Financial Innovation of Commercial Banks doc Z4 商业银行合规风险管理指引 doc Z4 Guidelines for the Compliance Risk Management of Commercial Banks doc Z5 商业银行操作风险管理指引 doc Z5 Guidelines on the Operational Risk Management of Commercial Banks doc Z6 商业银行授信工作尽职指引 doc Z6 Guidelines on Due Diligence in the Credit Extension Work of Commercial Banks doc Z7 商业银行小企业授信工作尽职指引 试行 doc Z8 贷款风险分类指引 doc Z9 银行卡业务管理办法 doc Z9 Measures for the Administration of Bank Card Business doc Z10 电子银行业务管理办法 doc Z10 Measures for the Administration of Electronic Banking doc Z11 商业银行个人理财业务风险管理指引 doc Z12 商业银行外部营销业务指导意见 doc Z12 Guiding Opinions about the External Marketing of Commercial Banks doc Z13 银行与信托公司业务合作指引 doc Z13 Guidelines on the Business Cooperation between Banks and Trust Companies doc Z14 固定资产贷款管理暂行办法 doc Z14 Interim Measures for the Administrat