15审核报告细则ok.doc

ASSESSMENT/ SURVEILLANCE/ REASSESSMENT DETAIL REPORT* (* select audit type and applicable standard(s)初次审核/监督审核/换证审核报告（用*选择审核类型和申请标准）Report No报告编号: Company公司名称: Assessor审核员: Date日期: 2007-09-13CLAUSE条款ISO 9001ISO 14001 (E)OHSAS 18001 (O)CONDITION OF SYSTEM ELEMENT 系统要素的情况Site Visits/ Risk Areas examined this time现场审核/对危险区域的检查:Key关键Satisfactory满意1 Cat1 Major严重2 Cat2 Minor轻微3 Cat3 CFA 观察项Mark relevant statements below and add comment as appropriate. Clauses in Italics to be audited every visit标出下面相应的说明，如有注释请列上 （斜体的条款每次都必须审查）+ next visit下次检查4.1 General requirements一般要求4.1 General requirements一般要求(E) 4.1 General requirements一般要求(O) IMS established and being effectively maintained?体系是否建立并有效的维持？+4.2 Documentation requirements文件化要求4.2.1 General总则4.2.2 Quality Manual品质手册4.4.4 EMS documentation EMS文件化(E )4.4.4 Documentation文件化(O) Endorsed by Senior Management/Links within IMS and applicable standards eg ISO9001/ ISO14001/OHSAS18001?体系是否由高层管理者签署或标准间是否可连接（如ISO9001/ISO14001/OHSAS18001）+4.2.3 Control of documents文件控制4.4.5 Document control文件控制(E) 4.4.5 Document and data control文件和数据控制(O) Internal and external generated documentation adequately controlled?内部和外来文件是否都有效控制？+4.2.4 Control of records记录控制4.5.4 Records记录(E) 4.5.3 Records and records management 记录和记录管理(O) Internal and external records adequately controlled/retention periods established/retrieval effective and timely?内部和外部记录是否有效控制/建立保存期限/定期修正？+5.1 Management Commitment管理承诺5.3 Quality policy品质方针8.5 Improvement改进4.2 Environmental policy环境方针(E) 4.2 OH&S policy职业健康安全方针(O) Appropriate to business/ Endorsed by Senior Management/Reviewed for appropriateness?是否适用并由最高管理者签署，是否规定定期评审其适用性？+5.2 Customer focus以客户为中心7.2 Customer-related processes与顾客有关的过程4.3.1 Environmental aspects环境因素(E) 4.3.1 Planning for hazard identification, risk and risk control危险识别计划和危险的控制(O) Customer and contract requirements, including legal and regulatory, identified, reviewed and revised where appropriate?顾客和合同要求，包括法律法规，是否有效地识别、评价和修订？NC现场审核时未能提供订单评审的证据5.2 Customer focus以客户为中心7.2 Customer-related processes与顾客有关的过程4.3.2 Legal and other requirements法规或其它要求(E) 4.3.2 Legal and other requirements法规或其它要求(O) Legal and regulatory requirements appropriate to business identified, reviewed and revised where appropriate?适用的法律法规是否有效识别，评价和修订？+5.4.1 Quality objectives品质目标4.3.3 Objectives & targets目标(E) 4.3.3 Objectives目标(O) Appropriate to business/ Endorsed by Senior Management/Sensible target base?是否适用于组织的活动并由最高管理者签署，目标是否可行？+ ASSESSMENT/ SURVEILLANCE/ REASSESSMENT DETAIL REPORT* (* select audit type and applicable standard(s)初次审核/监督审核/换证审核报告（用*选择审核类型和申请标准）Report No报告编号: Company公司名称: Assessor审核员: Date日期: CLAUSE条款ISO 9001ISO 14001 (E)OHSAS 18001 (O)CONDITION OF SYSTEM ELEMENT 系统要素的情况Site Visits/ Risk Areas examined this time现场审核/对危险区域的检查:Key关键Satisfactory满意1 Cat1 Major严重2 Cat2 Minor轻微3 Cat3 CFA 观察项Mark relevant statements below and add comment as appropriate. Clauses in Italics to be audited every visit标出下面相应的说明，如有注释请列上 （斜体的条款每次都必须审查）+ next visit下次检查5.4.2 Quality management system planning品质管理体系策划8.5.1 Continual improvement持续改进4.3.3Objectives,targets and programme(s)目标、指标和方案 (E)4.3.4 OH&S management programme(s) 职业卫生安全管理方案(O)Appropriate to business/Endorsed by Senior Management/Reviewed for progress/SMART?是否适用于组织的活动，是否由最高管理者批准？是否定期验证实施情况？+5.5 Management responsibility管理职责6.1, 6.3, 6.4 Resource management资源管理4.4.1 Structure and responsibility组织和职责(E) 4.4.1 Structure and responsibility组织和职责(O) Physical and human resource needs established, provided and reviewed, including use of suppliers and subcontractors, by Senior Management? 最高管理者需建立、提供和评审人、财物的渠道和人力资源培训，包括供应商和分包商+5.5.3 Internal communication内部沟通7.2.3 Customer communication客户沟通4.4.3 Communication沟通(E) 4.4.3 Consultation and communication协商和沟通(O) Suitable customer and contract requirements, including legal and regulatory, communication processes implemented?客户的要求，包括法律法规，其沟通过程是否按程序执行？+5.6 Management review管理评审4.6 Management review管理评审（E）4.6 Management review管理评审（O）Supported by Senior Management/Effective action to ensure efficacy and continual improvement of IMS?是否由高层管理者支持，是否有有效的行动来保证体系的有效和持续改进？+6.2.2 Competence, awareness, Training能力意识和培训4.4.2 Training, awareness, competence培训，意识和能力(E) 4.4.2 Training, awareness, competence培训，意识和能力(O) Competency requirements established/ Training needs and effectiveness monitored?能力要求的建立，培训需求和有效性监控？+7.1 Product realization产品实现7.2 Customer-related processes与顾客有关的过程7.3 Design and development 设计和开发7.4 Purchasing 采购7.5 Product and service provision产品和服务提供4.4.6 Operational control运行控制(E) 4.4.6 Operational control运行控制 (O)Processes address customer, contract, legal and regulatory requirements/Controls appropriate to risks?对分包商，是否依据合同和法律法规要求/危害性大的进行有效的控制？NC现场审核时未能提供采购产品验证的证据 ASSESSMENT/ SURVEILLANCE/ REASSESSMENT DETAIL REPORT* (* select audit type and applicable standard(s)初次审核/监督审核/换证审核报告（用*选择审核类型和申请标准）Report No报告编号: Company公司名称: Assessor审核员: Date日期: CLAUSE条款ISO 9001ISO 14001 (E)OHSAS 18001 (O)CONDITION OF SYSTEM ELEMENT 系统要素的情况Site Visits/ Risk Areas examined this time现场审核/对危险区域的检查:Key关键Satisfactory满意1 Cat1 Major严重2 Cat2 Minor轻微3 Cat3 CFA 观察项Mark relevant statements below and add comment as appropriate. Clauses in Italics to be audited every visit标出下面相应的说明，如有注释请列上 （斜体的条款每次都必须审查）+ next visit下次检查7.6 Monitoring and measuring devices监视和测量装置8.1 General总则8.2 (8.2.1, 8.2.3, 8.2.4) Monitoring and Measurement监视和测量8.4 Analysis of data数据分析4.5.1 Monitoring and measurement (E)监视和测量4.5.2 Evaluation of compliance (E)合规性评价4.5.1 Performance measurement and monitoring (O)绩效的监视和测量Addresses customer, contract, legal and regulatory requirements/Appropriate competencies/Timely implementation?顾客、合同 、法律和其他要求/适当的能力/及时实施+8.2.2 Internal audit内部审核4.5.5 Internal Audit (E)内部审核4.5.4 Audit (O)审核Risk based/Timely implementation, with reporting to Senior Management as required? 以风险为基础，及时实施，并向最高管理者报告+8.3 Control of nonconforming product不合格品控制4.4.7 Emergency preparedness and response 紧急情况的准备和反应(E)4.4.7 Emergency preparedness and response紧急情况的准备和反应(O)Suitable