全球上市公司分析库.doc

Copyright 2004 Bureau van Dijk Electronic Publishing Last updated April 2004 OSIRIS 全球上市公司分析库全球上市公司分析库 网络版网络版 操作指南操作指南 OSIRIS Internet QuickGuide Copyright 2004 Bureau van Dijk Electronic Publishing2 TABLE OF CONTENTS 目录目录 1 0OSIRIS INTRODUCTION 数据库简介数据库简介 3 1 1 SYSTEM REQUIREMENTS 系统要求 3 1 2 GETTING STARTED 开始使用 4 2 0SEARCHING OSIRIS 检索方法检索方法 6 2 1SEARCHING BY COMPANY NAME 按公司名称检索 7 2 2 SEARCHING BY IDENTIFICATION NUMBER 按交易识别码检索 9 2 3 SEARCHING BY GEOGRAPHIC LOCATION CRITERIA 按地区检索 9 2 4 SEARCHING BY INDUSTRY 按行业检索 10 2 5 SEARCHING BY NUMBER OF EMPLOYEES CRITERION 按雇员人数检索 12 2 6 SEARCHING BY FINANCIAL CRITERIA 按财务指标检索 13 2 7 SEARCHING BY RATINGS 按评级检索 14 2 8 SEARCHING BY OWNERSHIP 按所有权信息检索 15 2 9 SEARCHING BY M displays a summary of criteria used 可查看库中全部 检索项 并显示 当前使用的检索 项 Displays a list of companies identified by the search criteria 以列表方式显示 检索出的一组公 司 Displays the full reports for all retrieved companies 显示所提取公司 的完整报告 Compares a subject company to its standard peer group 显示目标公司与其标 准同业组的对比分析 报告 Enables you to compare the variables of a company to the variables of a given set of companies 可将 一家公司的变量与 一个指定公司组的 变量进行比较 Enables you to perform various types of analysis on one or more companies such as Aggregation Distribution Concentration Linear Regression and Segmentation 可针对一 家或多家公司开展数据 汇总 分布 集中度 线性回归等分析 Enables you to search for Reuter news articles by word company time period industry topic region country or language 可按关键词 公司名 称 时间段 行业 标题 地区 国家或 语言检索路透新闻 Allows you to search for Edgar filings by word company time period or type These filings are the registered filings that the company traded on the US exchange file with the SEC 可按关键字 公司名称 时间 段及文件类型等查找在美国上 市的各家公司向监管机构提交 的各类原始文件 Allows you to search through Datamonitor reports 可检索行业分析 报告 Allows you to email the report list or graph displayed to a specified e mail address 可将公司 报告或图表发送到 指定邮箱中 Sets email alerts for new company reports news deals and Global Reports scanned images 设 定当公司报告 新闻与 交易信息更新时发送提 醒邮件 Prints the page you are currently viewing 打印当前页面 Enables you to export the data from OSIRIS to a chosen document 数据下载键 Provides online assistance to help you use OSIRIS 提供 OSIRIS 在 线操作帮助文件 Deletes the entire search 删除当前全 部检索结果 Customizes your user preferences 用户自定义操 作习惯的设定 Ends the connection 退出链接 OSIRIS Internet QuickGuide Copyright 2004 Bureau van Dijk Electronic Publishing7 2 0 Searching OSIRIS 检索方法检索方法 There are two types of searches available on internet OSIRIS the Quick Search and the Expert Search This OSIRIS QuickGuide will focus the Expert Search which provides detailed search and analysis options OSIRIS 提供 快速检索 和 专业检索 两种检索界面 本操作指南只针对 专业检索 的各 项检索和分析功能进行介绍 You can search OSIRIS using one or multiple criteria from the search options Each criterion offers various options for targeting companies After each search step is completed the search criteria will be listed in the Search Summary window see figure below By default the different steps are combined using the AND Boolean operator This means that every item in the end result list complies with all the criteria simultaneously OSIRIS 可以就单一检索标准或多个检索标准开展组合检索 每一类检索项针对目标公司的不 同指标 用户可逐步完成每项检索操作 并在检索摘要窗口中看到各检索式的列表 见下图 所有检索式之间的逻辑关系默认为 与 这意味着检索的最终结果应同时满足所有的检索标准 The following search has selected all companies in the Middle Eastern region with Total Assets of minimum 100 million USD and a Long Term Fitch rating of A 以下是一个实际检索举例 查出中东地区总资产大于 1 亿美元 惠誉长期评级为 A 级的公司 1 To delete a search step click on the next to the step you wish to remove 要删除一个检索步骤 点击该步骤最左边的 2 To modify a search step click the next to the step you wish to change 要修改一个检索步骤 点击该步骤左边的 3 You can also choose to activate deactivate a search step by ticking un ticking the checkbox of the corresponding step 您也可激活或屏蔽一个检索步骤 只需在该检索步骤前的小方框内打勾或取消打勾 4 The first column Step result details the number of companies on the entire database that meet the individual search step For example step 3 found 383 companies with a Long Term Fitch rating of A in the OSIRIS database 在页面最右侧的检索结果中 第一栏是 Step result 分步结果 它显示数据库中满足该 检索分步的公司数 如在上例中 满足第三步检索式 惠誉长期评级为 A 的公司为 383 家 5 The second column Search result details the number of companies that satisfy the criteria of all the search steps specified up to that point For example 13 companies satisfy all search steps up to and including step 3 第二栏是 Search result 最终结果 它显示满足当前所有检索式的最终结果 上例中 满足所有 3 个检索步骤的公司共计 13 家 OSIRIS Internet QuickGuide Copyright 2004 Bureau van Dijk Electronic Publishing8 6 The search logic can also be modified using the Boolean options All ANDs All ORs Other Boolean Search Using All Ors for example means that the companies in the end list will comply with at least one of the criterion Using the Other Boolean Search you can combine or exclude search steps by entering the operators AND OR AND NOT as well as parenthesis where needed between search steps then clicking OK at the end of the line For example the logic 1 AND NOT 2 AND 3 will retrieve all companies satisfying step 1 and exclude those that also satisfy both steps 2 and 3 检索式之间的逻辑关系可以修改 可选项包括 全部为与 全部为或 其它布尔逻辑式 使用 OR 或或 意味着最终检索结果至少满足一个检索式 如使用 Other Boolean Search 其它布尔逻辑式其它布尔逻辑式 可通过键入 AND 且 OR 或 AND NOT 且非 括号 的 组合 来包含或排除一些检索步骤 然后点击屏幕底部的 OK 即可显示结果 譬如 这样一个逻辑关系式 1 AND NOT 2 AND 3 它表示检索结果须满足条件 1 但要 排除条件 2 与条件 3 的交集 2 1Searching by Company Name 按公司名称检索按公司名称检索 This search option allows you to search for a company or companies by entering a letter or a string of characters to select companies containing the exact name entered as well as those beginning with the same string of characters 此检索方法允许您通过键入公司名称 或名称中的关键词进行检索 1 Click Company name from the list of search criteria and enter a letter a string of characters or several strings of characters corresponding to a company s name previous name or the beginning of a name in the available text box 请在检索项中点击 Company Name 公司名称公司名称 然后在相应的文本框内键入公司名称 中的一个字母 一串字符或几串字符 2 Click Search the index of company names will refresh displaying all the companies matching the text entered Note that the search is made not only on the words in the corporate name but also on initials and acronyms 点击 Search 名称索引栏中会刷新并显示所有符合键入文字的公司 请注意 这种检索不 仅是关键词检索 也包括名称首字母和公司缩写检索 OSIRIS Internet QuickGuide Copyright 2004 Bureau van Dijk Electronic Publishing9 3 When you highlight a company name you can view its snapshot in the upper right corner This will help you decide if you have highlighted the company you need 点中一家公司名称 该公司的信息概览会显示在屏幕的右上角 通过浏览它 可帮助鉴别 所选公司是否为您所需要的目标公司 4 Highlight the company required and click to select several companies hold down the Shift or Ctrl key first All selected companies will be sent to the selected area Repeat the above process to find and select as many companies as necessary Alternatively if you want to select all the companies corresponding to the text you entered just click on 选中目标公司 点击 将其带至 已选中公司 框内 重复上述操作 查找和提取更 多的目标公司 如要选择多家公司 可先按住 SHIFT 或 CTRL 键 或者也可点击 此键可一次提取全部符合搜索结果的公司 5 Clicking OK activates the search step and displays the Search Summary screen2 From there you can view and manage the search criteria and display the results 最后点 OK 以显示 检索摘要 在此窗口中 可查看或修改检索步骤并显示最终结果 2 2 Searching by Identification number 按交易识别码检索按交易识别码检索 This search option allows you to search for a company using different company identification numbers that are commonly used by many sources The following list is available 用户可按各类交易识别代码检索 代码种类如下 Ticker symbol This is the code used to identify listed companies on the security exchanges where they are traded 上市公司在证券交易所的交易代码 WVB number This is the ID number that is attributed to every company provided by Wold Vest Base database 由 Wold Vest Base 数据公司为每一家公司匹配的识别码 ISIN number The International Securities Identification Number is the standardized alphanumerical code identification for securities and other financial instruments 全称为 全球证券分类识别码 是一个可用于证券交易和其它金融工具交易的标准字母型 身份识别码 SEDOL number The Stock Exchange Daily Official List number is the code used on the London Stock Exchange to identify traded securities 全称是 Stock Exchange Daily Official List 为伦敦股票交易所的股票交易代码 Valor number The Swiss Valor Numbers are used to identify all securities traded on the Swiss market 全称是 Swiss Valor Number 是在瑞士证交所使用的上市公司交易代码 CIK number The Central Index Key is a unique number assigned by the SEC distinguishing all foreign and US companies that are traded in the US Central Index Key 是由美国证券交易委员会分配给在美国上市的公司 并用于区别外 国公司与美国本土公司的交易代码 BvD ID number Every company available on at least one of the Bureau van Dijk products is assigned a BvD ID Number The same company available on different products is assigned with the same BvD ID Number 在 OSIRIS 中 每一家公司都被分配一个 BvD ID Number BvD身份代码 同一家公司在 BvD 不同数据库产品中的 BvD ID 码是相同的 2 Please note that when searching by Company name as a first step from the user profile menu under the tab Configuration you have the option to go to the Report List or Search Summary screen after having completed this search step OSIRIS Internet QuickGuide Copyright 2004 Bureau van Dijk Electronic Publishing10 The search methodology is similar to the one explained in section 2 1 of this document Searching by company name To review the methodology click here 检索方法与上一种检索方法 按公司名称检索 相类似 2 3 Searching by Geographic Location Criteria 按地区检索按地区检索 This search option allows you to search for companies using the place of their incorporation as the search criteria 按公司成立地点检索 1 To search for companies using geographic criteria click Geographic Location from the list of search criteria Select the specific item you require from the available search options World Region Country or City 在检索项列表中点击 Gerographic Location 地理位置地理位置 然后选择 世界地区 国家 或 城市 World Region Country or City 2 If you select World Region Country The following screen will appear 若选择 World Region Country 世界地区 国家 屏幕会显示如下 3 Select the specific region or regions you wish to use by checking the tick box next to them 在所需地区 国家旁边的框内打勾以选中该地区 国家 4 Click on OK and the search will be displayed in the Search Summary screen 点击 OK 开始检索 屏幕会自动回到 检索摘要 并显示结果 NOTE When searching by World Regions two types of regions are available Geographic and Political Economic In terms of search the main difference is that no one company can be listed under different geographical region they are mutually exclusive sets e g a French company will only be present in the Europe Excl Eastern Europe set However when searching by economic political region one company can be listed in different sets e g A French company will be present in the OECD European Union Euro Area G7 and G10 sets 按 World Regions 世界地区世界地区 检索 有两种分类 按地理位置划分 和 按政治 经济 地区划分 它们在检索上的主要区别在于 若按地理位置检索 则一家公司不会重复 Click the next to an option in the list to view its subset 点击选项旁 的号查看子集 Click the to collapse the list 点击号将列表 折叠 To remove a selected option unmark it by clicking the associated checkbox 要取消一 个已选项 请点其左边 的小勾 使其消失 OSIRIS Internet QuickGuide Copyright 2004 Bureau van Dijk Electronic Publishing11 出现在不同的地理位置中 如 一个法国公司只可能出现在 Europe Excl Eastern Europe 欧洲而非东欧组内 但如按照政治 经济地区检索 那么一家公司可能出现 在不同的组内 如 一个法国公司可分别出现在 OECD 经合发组织 European Union 欧盟 Euro Area 欧元区 G7 七国集团 和 G10 10 国集团组内 If you search by City the search methodology is similar to the one explained in section 2 1 of this document Searching by company name To review the methodology click here 如按 City 城市 检索 检索方法与 按公司名称检索 类似 2 4 Searching by Industry 按行业检索按行业检索 This search option allows you to search for companies by activity It allows you to search by 按公司的经营活动进行检索 具体检索项包括 Text Search 全文检索全文检索 Searches for up to three key words describing an activity in different sections available in the OSIRIS database Summary Business Description Description and History Description in Other Languages 可按描述一项经营活动的至少 3 个关键词展开检索 Banks Insurance Industrial cos Allows you to search for companies organised in the three categories Each category is subdivided in different templates 按三大分类 行业公司 银行 保险公司 检索 每一大类又含不同模板 The search methodology for this option is similar to the one explained in section 2 3 Searching by Geographic Location Criteria To review the methodology click here 具体检索方法与 按地理位置检索 类似 Dow Jones Global Indices Search for companies using the Dow Jones Global Index by Industry group Rollup Structure Name of Groups and Sub groups at the lowest level or Dow Jones Codes 按 Dow Jones Global Index 道琼全球行业索引码 检索 共有三种选项 1 按行业分级结构检索 或 2 按行业 组及子组名称检索 或 3 输入道琼行业分类码检索 US SIC Search for companies using the Standard Industrial Classification of the United States This is a 4 digit code used to categorize and uniquely identify business activities 按 美国标准行业分类码 检索 代码由 4 位数组成 NAICS 2002 Search for companies using the North American Industry Classification System It is an industry classification system developed by the statistical agencies of Canada Mexico and the United States in order to provide common definitions of the industrial structure in the three countries 按 北美行业分类码 检索 此分类系统是由加拿大 墨西 哥 美国等三国的统计机构共同开发 NACE Rev 1 1 Search for companies using the European Union s industry classification system 按欧盟行业分类系统检索 OSIRIS Internet QuickGuide Copyright 2004 Bureau van Dijk Electronic Publishing12 NOTE By default OSIRIS will search for companies using their primary activity code i e only company s primary activity is taken into account However if you wish to search for companies by taking into account all the activities they endeavor on the bottom left of the screen select the radio button next to All Code 通常情况下 OSIRIS 会按各公司的主营业务分类码检索 但若用户希望按各公司所从事 的所有经营活动检索 则应选中位于屏幕左下方 All Code 旁的单选键 The search methodology for the last four options when using the hierarchical table is similar to the one explained in section 2 3 Searching by Geographic Location Criteria To review it click here 后四个检索项 按 hierarchical table 分级列表 检索 检索方法与按 地 理位置检索 类似 The search methodology when using the alphabetical or code list is similar to the one explained in section 2 1 Searching by Company Name To review the methodology click here 使用 alphabetical or code list 字母或分类代码表 检索 其方法与按 公司 名称检索 类似 Business line as reported Search for companies using a key word that should be found in the business line 按 公司业务描述 中的某个关键字检索 The search methodology is similar to the one explained in section 2 1 of this document Searching by company name To review the methodology click here 检索方法与 按公司名称检索 类似 2 5 Searching by Employees 按雇员人数检索按雇员人数检索 This search option allows you to search for companies using the Employees criterion You may search on value growth rate or rate of decline of employment for a given year or over several years You can select companies by basing your search on user defined intervals distribution of the variable or choice of top N companies You may also use estimates of the variable when it is non available 按 雇员人数 检索 用户可设定雇员的人数范围 某一年或连续几年雇员的增长率或下降率 进行检索 可按所设定的区间段 变量分布或前 N 家公司选择 若所选变量的数值不存在 系 统会使用估计值检索 1 To search for companies using the Number of Employees criteria click Employees from the list of search criteria The following screen will appear 在检索项目列表中点 Employees 雇员雇员 按 雇员人数 进行公司检索 屏幕如下 OSIRIS Internet QuickGuide Copyright 2004 Bureau van Dijk Electronic Publishing13 2 Complete all areas of the search window including parameters for years values percentages or quartiles 请完成各检索框的内容 包括 参照年份 数值 百分比或四分法区间 For example if you want to find all companies in the database that have had a minimum 5 growth in employment per year over the past 3 years using estimates when the data is non available select 如 要检索库中过去三年中企业雇员人数年增长率至少超过 5 的公司的步骤是 若数值 不存在可使用估计值 Click on the check box corresponding to use estimates when value is n a 选中单选键 use estimates when value is n a The growth rate radio button 再选中单选键 growth rate 增长率 The radio button Several Years 再选中 Several Years 某几年 Tick the boxes next to the year period you would like to include 打勾选中所需年份 时间选择参见下图 In this example we want our condition to be valid for every selected year so click the radial button corresponding to all selected years 在此例中 请点中 all selected years 使所选年份都 Choose if you want to use Absolute or Relative years The main difference between them in terms of search is that the first one will retrieve all companies whose statement are available for the selected period s whereas the later will retrieve all companies complying with your criteria in relation to the last available statement in the database e g 0Y 1Y corresponds to the period in between the next to last available statement and the last available statement 接下来请选年份 年份选项中有 Absolute 绝对年份 和 Relative 相对 年份 之分 他们的区别在于 前者会按所选年度提取公司报告 后者则 在满足检索条件的前提下 按最新财务数据的年份为基础回溯提取公司 Next choose the criteria you would like to use to select companies In this example the user defined intervals criterion is used so type 5 in the minimum value field The following screen summarizes this search Click here to use estimates when value is n a 选定此 项 当所选 变量的数值 不存在时使 用估计值 Click here to select the top N 0 N 将其带至 Selected Fields 已选区域 内 重复以上操 作直至所有需要的项目都被选中 3 Type a name into the Format name text box to retrieve it easily at a future date Click Save and the new format will be added to the list of available formats 接下来 请在 Format name 文字框中键入一个名称以便日后提取 最后点击SAVE 这 个新的列表格式就会被加入到可用列表格式清单中 4 You can select the time periods for financial variables by selecting the year absolute or relative and interim data as well as choose the currency unit 用户可选择年度 期间报告中的财务指标 也可以选择币种与单位 财务指标的年份有两 种显示方法 绝对年份 和 相对年份 可任选其一 OSIRIS Internet QuickGuide Copyright 2004 Bureau van Dijk Electronic Publishing28 5 Click on OK to return to the List presented in your new format Your new format will be added to the list of formats 点击 OK 回到列表状态 此时以新格式显示列表 同时 新的列表格式的名称已被添加 到 FORMAT 格式格式 中 6 At any time while viewing a List you can access and modify your list formats by clicking on Format 若要查看一个列表格式 请直接点击 Format 修改或进入已存的列表格式 NOTE You can include User Defined Variables UDVs and Customised Accounts in your list format For more details on UDVs and Customised Accounts please refer to Chapter 7 0 of this document or click here 用户可将 自定义变量 和 自定义报表 加入到自建的列表格式中 具体可参见第 7 章的内容 5 0 Viewing Company Reports 打开一家公司的报告 At any time during a search it is possible to display the full information available for the companies in your search by clicking the Compan