某公司供方调查审核表(中英文版)(doc16页)

1、某公司供方调查审核表（中英文版）（doc 16 页）XXX供方调查和审核表DATE : 日期：SUPPLIER供方XXX SUPPLIER SURVEY AND AUDIT FORMSUPPLIER'S SURVEY供方调查SUPPLIER'S NAME :供方名称：ADDRESS:地址：PHONE NO : FAX NO :电话：传真：PRODUCT SUPPLIED :供应的产品REASON FOR THE SURVEY / AUDIT调查/审核原因INITIAL AUDIT (NEW SUPPLIER)初步审核(新分承包)现场审核REGULAR AUDIT定期审核PERF

2、ORMANCE NOT SATISFACTORY工作不满意之外SELF SURVEY供方自查OTHERS (SPECIFY)其他(特定)AUDIT / SELF SURVEY PERFORMED BY :审核/自查执行人REPRESENTATIVES / REVIEW代表/审核XXXXXXXXX SUPPLIER SURVEY AND AUDIT FORMXXX供方调查和审核表XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方调查和审核表ASSESSMENT AREA评估内容ActualRatingPointsPoints1 .组织机构2 .采购控制3 .进货材料4

3、 .不合格品控制(过程中和最后出货)5 .生产线控制6 . SPC7 .在线检验8 .校验9 .设备维护10 .文件和图纸控制11 .最终广品检验12 .包装和发货13 .培训和教育14 .清洁、搬运、储存TOTALOVERALL RATING%总得分比率SATISFACTORY (75%-90%)满息POOR (BELOW 60%)不合格(低于60%)FINAL | OUTSTANDING (ABOVE 90%)优异RATING | NEED IMPROVEMENT (60%-74.9%)需改进RATING SCALEPOINT43210INTERPRETATION说明- OUTSTANDI

4、NG优异的-SATISFACTORY满息-NEED IMPROVEMENT需改进-SIGNIFICANT DEFICIENCY重大缺陷-NO SYSTEM无系统XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方调查和审核表REQUEST FOR CORRECTIVE ACTION纠正措施申请单2003.11.30 （将回复传回 XXX的日期）Title:Supplier response DUE DATE :供方回复到期日：Supplier response by:供方回复人：职位Audit Findings审核发现Supplier Action Plan供方纠正措

5、施计划Complete Date预定完成日期需改进事项1模治具的管理没有系统化（如：标识 管理、定期校验、建立履历档案等）2张力等在制程中有变化的过程参数， 没有建立监控的方式。3用于指导过程工艺指导的文件不在 现场不宜为使用人员获得。4原料供方质量重大异常问题的纠正 措施的及时性、有效性无系统的跟 催。建议改进事项1对料片宽度在制程中的稳定性，建议 采用SPC的方法（如：X-R图）进行 控制。2对生产现场的一线员工（如：操作员、 调试技术人员）进行常规的培训，以 提升其综合素质。CORRECTIVE ACTION VERIFICATION纠正措施效果确认（由XXX稽核员填写）EVALUATI

6、ON RESULT评估结果GENERAL COMMENTS概述：Question （问题）Rating Score（评分）01234N/AA QUALITY ORGANIZATION组织机构1. The QAorganization's responsibilitiesand activities are clearlydefined in writing and have clear authority to withhold items that have not met acceptable quality standards.是否将QA部门的职责和权力书面定义，对不符合质量要求

7、的项目是否有中止生厂的权力2. There is QA manual and a system for continual update and maintenance.是否有持续更改的质量手册或系统3. The QA organization operXXX a defect prevention program and had invested resources in continuously improving quality performance QA部门是否运行预防系统以持续改进质量状况4. The QA organization prepares and issues peri

8、odic reports and maintains records relative to process control yields, top quality problems and customer complaints status, PPM performance and othersQA部门是否发出周期性质量报告，包括合格率，质量问题，客户投 诉，缺陷分析等。5. Major change, including material and process change, get customer approval before implementation.重大更改，包括材料和工

9、艺，在执行前是否通知客户，取得批准。6. There is a well defined system for replying customer complaint, and have the ability to communicate necessary information and data in the customer-prescribed format.是否有良好系统处理客户投诉，并以客户规定的格式进行沟通。7. The QA organization maintains a system for the use and control of inspection stamps

10、.QA部门是否控制检验印章。8. There is plan in effect to become registered in ISO. If yes indicate time table:是否有计划通过ISO,请附上时间表：Total score（得分）out of（总分）COMMENTS :评注：XXX供方调查和审核表XXX SUPPLIER SURVEY AND AUDIT FORMQuestion （问题）Rating Score（评分）01234N/AB PROCUREMENT CONTROL采购控制9. There is documented process for suppl

11、ier survey and evaluation,and a certification process是否有书面程序用于供应商评估和认定10. List of active suppliers that had been certified is available for reference.是否有合格供应商名单11. Records are available to substantiate an adequate supplier rating system.是否有供应商评分系统12. Line reject of purchased components are secreted,

12、 analyzed and returned to supplier for proper corrective actions.生产线拒用的材料是否隔离、分析、退回供应商13. Supplier has a Material Review Board to act on all incoming rejected materials.是否有MREffi于全部拒收材料14. There is a corrective action system in place to correct problems with suppliers.是否要求供应商对不合格材料出整改报告Total score（得

13、分）out of（总分）COMMENTS :评注：XXX SUPPLIER SURVEY AND AUDIT FORMXXXft应商调查和审核表Ref : OSPR02 Serial : 01Question （问题）Rating Score（评分）01234N/AC INCOMING MATERIAL进货材料15. Supplier has a legitimate and formalized receiving inspection that checks incoming shipments to purchase order requirements, reference quali

14、ty specifications, and applicable drawings.是否有进货检验部门的检查进货材料符合定单要求、质量要求、相关图 纸要求16. Receiving inspection history records indicate lot size, sample size, lot ID, and results.进货检验记录是否包括LOT ID、SIZE、样本数和检验结果17. Inspected material is adequately identified as to acceptance or rejection.进货检验后的材料是否有明显的标识（接收、拒

15、收）18. Controls are adequate to prevent entry of uninspected stock and/or rejected material into stock.是否有足够的控制防止检验的材料和拒收材料进入材料仓库19. Receiving inspection personnel have quality assurance controlled instruction defining characteristics,equipment and methods usedduring inspection procedures.进货检验是否有书面程序

16、规定检验项目、设备、方法Total score（得分）out of（总分）COMMENTS :评注：XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方调查和审核表Question （问题）Rating Score（评分）0123 1 4N/AD NON-CONFORMING MATERIAL, CONTROL （IN-PROCESS AND FINAL） 不合格品控制（过程中和最后出货）20. There is adequate control to ensure that non-conforming finishedproducts are re-inspect

17、ed and re-tested after rework or repair.返工产品是否经过重新检验21. Supplier has written procedures that state the dispositioning of defective materials and the requited follow-up that includes corrective action plans to improve the process.不合格品是否有书面的处理程序，包括整改报告22. Non-conforming materials are properly identifi

18、ed and segregated from good Material.不合格品是否于合格品隔离23. There is a Material Review Board that routinely meets to make disposition onNon-conforming material.MR喝否用于不合格品处置24. Management reviews recurring quality problems.最高管理层是否评审反复出现的质量问题Total score（得分）out of（总分）COMMENTS :评注：XXX SUPPLIER SURVEY AND AUDIT

19、 FORMXXX供方调查和审核表Question （问题）Rating Score（评分）01234N/AE IN_PROCESS CONTROL 生产线控制25. Manufacturing personnel have available at each operation. Up todate instructions that are dated and identifies the characteristics to be monitored by sample size, frequency, and method.生产线生产人员配备是否足够、是否有操作指导书，包括监控内容、样本

20、数、方法等。26. The system has tags, stamps, traveler, etc., to control and indicate the inspection or process status during in-process fabrication.生产线是否使用流程卡等标识检验状态和工序状态。27. In-process control data is recorded and maintained to quantify rMMS for critical processes.生产线控制的数据是否加以记录，使关键工序的缺陷可以量化。28. Supplier

21、 tracks reworks and scrap, identifies causal factors and had in place corrective action procedures to continually monitor progress.对于返工、报废产品是否记录返工率，并分析、进行纠正措施以便于持 续监控。Total score（得分） out of（总分）COMMENTS :评注：XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方调查和审核表Total score（得分）out of（总分）COMMENTS : 评注：Question （

22、问题）Rating Score（评分）01234N/AF SPC29. Top management supports, understands and has attended SPCtraining sessions. List the type of SPC training courses attended.最高管理层是否理解、支持SPC培训项目，列出 SPC受训1者清单。30. Do any employee attend SPC course.是否有员工参加 SPC培训的记录。31. Supplier identifies and tracks his critical proce

23、ss characteristics with the use of traditional SPC.And about sc. 关键工序是否有 SPC控制，并且针对SG32. SPC charts and data reflect action for out of control conditions and are periodically reviewed.SPC数据是否定期评审。33. Supplier used statisticalapproach methods to resolve identifiedprocesses, which have high reject rat

24、e.是否使用统计方法解决高不合格率的问题。XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方调查和审核表Total score（得分）out of（总分）COMMENTS : 评注：Question （问题）Rating Score（评分）01234N/AG IN-PROCESS INSPECTION在线检验34. Is there any inspection conducted in process.是否有过程中检验。35. Is there any experiment conducted before process parameter change. 在工

25、艺参数更改前是否作试验。XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方调查和审核表XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方调查和审核表Total score（得分）out of（总分）COMMENTS : 评注：Question （问题）Rating Score（评分）01234N/AI EQUIPMENT MAINTENANCE设备维护37. There is any department responsible for equipment maintenance.Is routine PM scheduled and p

26、erformed.是否有某一部门负责设备维护，是否进行常规PM38. There is a procedure in place to properly maintain all tooling and the update of related engineering drawings.是否有模具维护的程序，并保证相关图纸得到更新。XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方调查和审核表Question （问题）Rating Score（评分）01234N/AJ CONTROL OF DRAWING AND DOCUMENT文件和图纸控制39. Adequa

27、te controls are in effect to assure applicable engineering drawings, change notices and specificationare in use by operationpersonnel.对于图纸，文件是否有足够的控制以保证操作人员使用正确的文件。40. The system prevents the use of obsolete specificationor drawing.系统是否保证防止误用过期规范或图纸。41. Customer provided specifications/drawingsare w

28、ell controlled andreviewed with record available.客户提供的规范、图纸是否控制良好，并及时评审，保存评审记录。Total score（得分）out of（总分）COMMENTS : 评注：XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方调查和审核表Question （问题）Rating Score（评分）01234N/AK FINAL PRODUCT INSPECTION最终广品检验42. The correct drawings and operating instructions are available in

29、 test and inspection area.测试和检验区域有正确的操作规范和图纸。43. Final audits conducted after parts had been packaged and are ready for shipping.出货前是否保证每批产品都经过检验。44. Record of audits and shipments are kept. Retention time is 是否保存检验记录，保存时间为：Total score（得分）out of（总分）COMMENTS :评注：XXX SUPPLIER SURVEY AND AUDIT FORMXXX供方调查和审核表Question （问题）Rating Score（评分）01234N/AI PACKING AND SHIPPING包装和发货45. There is a proper place for products waiting for shipping. The place is clean, well arranged with applicable identification.是否有合适的场地存放待运产品，场地是否清洁、整齐堆放，并有适当 的标识。46. There is a FIFO system estab