SS002SupplierInvestigatio

1、 SA002 RV-1SUPPLIER INVESTIGATION SURVEY中国供货商调查表 SIS 说 明： 1 请尽量用英文填写本表。并请提供贵公司样册及产品目录Remark: Please fill in the form in English if possible. If available, your brochures & catalogues will be welcome. 2 贵公司也可根据本表格式另行打印 You can type the form by yourselves according to the format. 3 如本表内容有不适合贵公司的地方， 贵公

2、司可作适当修改 If any item in the table unsuitable for your company, please feel free to revise it. 填表日期 Filling on第一部分 基本情况PART ONE GENERAL INFORMATION1。基本情况1。General Information 公司名称：Company Name: 法定地址：Address: 邮政编码：Postal Code:电话：Tel: 传真：Fax: 公司网址:Website: 联系人：Contact Person: 联系人电子邮件地址Email Add of Conta

3、ct Person:成立日期：Established in: 企业性质：Ownership: 注册资本：Registered Capital: 注册商标: Trade Mark: 开户银行：Bank: 银行帐号：Bank Account: 税务登记号：Tax Registered No.: 法定代表人: Juristic Person Representative:总经理 或 厂长：General Manager:上级主管：Parent Company (if applicable):分支机构：Subsidiaries (if applicable): 职工总数：Number of Emplo

4、yees: 工程技术人员数：Number of Engineers/Technicians: 管理人员数：Number of Office Staff: 生产人员数：Number of Workers Paid Hourly: 质量管理人员数：Number of Quality Staff: 工厂占地面积：Factory Total Area: 工厂建筑面积：Factory Area Under Roof: 生产场地面积：Factory Production Area: 去年全年销售额： Annual Revenue of the Previous Year (RMB/USD)去年出口额： E

5、xportation Value of the Previous Year (RMB/USD)资产负债率 （截 止于填表日期）Asset-liability Ratio (at the time when filling the form) 请附贵公司组织结构图If available, please provide the organization chart of your company.贵公司是否具有外贸经营权？Have your company been authorized to do foreign trade business ? 是 (yes)_ 否 (no) _如是，请说明

6、外贸经营范围。If yes, please provide the business scope of foreign trade authorized. 贵公司曾获得过哪些资信证书（如从银行，工商管理部门等） ？What credit certificates have your company been awarded by your banks or any of other independent enterprise credit evaluation institutions, such as Moody, S&P, etc. ?1.-“AA”资信证书（银行）-2.-AA Reli

7、able Certificate（Bank）- 请注明发证结构名称和有效期 Note: Please provide the issuing organization name, valid period.如果可能， 请提供贵公司近期财务报表，包括资产负债表、损益表及现金流动表等。If possible, please provide the recent financial statements of your company, such as Balance Sheet, P&L Account and Cash Flow Statement etc. 2. 公司，工厂条件 Company

8、 /Factory Facilities主要生产设备Main production facilities设备名称Equipment型号Model/Type 主要参数Major Features 数量QTY如上表不够填写， 贵公司可另页打印 Note: If the space provided is insufficient, you can type it on a separate sheet.起重设备最大起重量 （Max. ChinaSourcing Hoisting Capability): - 吨 (t)距火车货运站距离(Distance from a Closest Railway

9、 Cargo Station): - 公里（km)距飞机场距离(Distance from a Closest Airport): -公里 (km)距港口距离(Distance from a Closest Harbour): -公里 (km)仓库面积 (Storage Area): 敞棚(Open)-m2, 室内(Indoor)-m2贵公司是否应用计算机设计 ？ Do you apply a computer system in design & engineering ?是(Yes)-什么系统(What system you apply) ? - 否 (No)- 贵公司是否应用计算机进行生

10、产管理 ？Do you apply a computer system in production management? 是（Yes)- 什么系统(What system you apply) ? -否 (No)-贵公司在哪些方面有优势 （ 如 锻造，铸造，焊接， 及机加工等）？ 请尽量详细说明Which production processes are your strong areas (such as forging, casting, welding, machining, )?Please provide the information as detailed as possibl

11、e.如本处不够填写， 贵公司可另页打印Note: If the space provided is insufficient, you can type it on a separate sheet. 贵公司通常每天分几班工作 ？ How many shifts of work is your company operating in ? _班(shifts) 贵公司采用下列国家的哪些标准 （请列标准代号）？ What industrial standards / specifications can be followed in your company（please provide nam

12、es of Standards or specifications )?比如 For example: 美国ASME, ASTM, etc. 中国 China ISO 美国USA 德国 Germany 日本 Japan 其他 Others 3. 质量保证体系 Quality System & Process Control 贵公司是否已取得ISO9001 2000 证书 ？ Have you achieved the ISO 9000 certificate? 是（Yes)- 否（No) -发证机构 (Certificate issuing organization) -发证日期 ( Issu

13、ing date) -有效期 (Valid until)- 如否， 贵公司是否打算申请此证书？ If no, do you plan to obtain the certificate? 是（Yes) - 何时(When):- 否 (No) - 贵公司可否提供贵公司非保密质量保证、控制文 件， 包括原材料及其他外购件质量控制 程序、工厂质量手册、产品质量计划、产品检验记录等？Can you provide ChinaSourcing with your QA/QC documents, such as Quality Manual, raw material/procured componen

14、t quality control procedure, product quality plans, and testing & inspection records, etc. ?贵公司取得过哪些技术证书（如安全认证、专利, 科技成果证书、生产许可证、重要工序人员最高技术等级证书等） ？What tech. certificates or licenses have been achieved by your company（including safety certificates, some special process qualification certificates for

15、your staff, , patents, and scientific & tech. achievement awards, etc.) ?比如(for example): 压力容器制造技术等级证书Pressure vessel welding qualification certificates - ASME U or U2, UL, CE, CSA, , 铸钢一二三级射线拍片资格Level I, II & III radiography certificate, etc. )技术证书 Certificate or License应用范围Application Scope发证机构Iss

16、uing Organization有效期至 Valid Period 如上表不够填写， 贵公司可另页打印Note: If the space provided is insufficient, you can type it on a separate sheet. 主要检测试验设备及仪器 Major Inspection & Testing Equipment/Instruments 检测试验设备Inspection or Testing Equipment 用途 Application 主要性能参数 Major features数量QTY如上表不够填写， 贵公司可另页打印Note: If

17、the space provided is insufficient, you can type it on a separate sheet.4. 经营范围 Business Scope:主要产品 Main Products: 主要产品Products 型号Model/Types用途Application主要性能参数Major features年生产能力 Annual Capability如上表不够填写， 贵公司可另页打印Note: If the space provided is insufficient, you can type it on a separate sheet.如贵公司主

18、要产品是锻件、铸件、粉末冶金件、 焊接件 、注塑件等， 则请 说明贵公司If your products are forging, casting, powder metal, welded /fabricated parts, or plastic parts , please provide1. 可提供何 种铸件 /锻件/粉末冶金件/ 焊接件/注塑件Types of castings /forging /powder metal /welding /plastic parts2. 可用 于生产的原材料品种及代号 Raw material specifications3. 年生产能 力 An

19、nual capacity4. 上一年实际生产 量 The actual output for the previous year 5. 可加工最 大工件重量 The max. weight of single piece of parts 6. 可加工最大工件尺 寸 The max. dimensions of single piece of parts7. 以及过去一季度平均内部和客户反馈废品率等 Average internal rejection rates of your production, and customer rejection rate over the past th

20、ree months, etc. 主要服务项目 Main Services: 贵公司在哪些技术和服务方面占领先地位 ？ What areas of technology or service do you company have competitive advantages ? 5。 主要业绩 Main Achievements产品Products产品用途Product Application 主要客户Main Customer 客户所在国或地区 Customer Location是否出口?Exported ? 请提供近五年内十项主要业绩Please provide ten (10) maj

21、or achievements during the past five years.第二部分 问题部分(关于质量体系)PART TWO QUESTIONNAIRES FOR QUALITY SYSTEM 这一部分涉及关于贵公司质量管理体系和实践的基本问题, 请务必根据贵公司的实际情况如实回答, 实际上贵公司可以视其为一个简单的和快速的质量体系的自检 This part is to collect your answers to the following questions which covers major areas of your quality system.贵公司只需回答 “是”

22、 还是 “不是” You only need to select “yes - Y ” or “no - N”.1.0) Management Responsibility:YNDoes your company have a corporate quality policy?YNIs there a formal Q.C. organization within your company?YNIf so, does Q.C. report to the highest level of management?2.0) Formal Quality System:YNDoes your com

23、pany have a formal Quality Control Manual?YNIf requested, can a copy of the manual be sent for review?YNIf a copy cant be sent, would the manual be available for review during an on-site inspection?3.0) Contract Review:YNDo you have a documented contract review procedure?YNAre engineering and produc

24、tion capabilities/capacities factored into the decision to pursue a particular job?4.0) Design Control:YNDoes your company have a formal Design Control Manual?YNIf requested, can a copy of the manual be sent to for review?YNIf a copy cant be sent, would the manual be available for review during an o

25、n-site inspection?5.0) Document Control:YNAre assembly, inspection, and test instructions controlled?YNAre appropriate instructions available for use at each workstation?YNAre customer specific requirements documented and controlled?YNDo you have a documented Engineering Change Control process?6.0)

26、Purchasing, General:YNDo you maintain a qualified supplier list?YNAre suppliers qualified on a part-by-part basis?YNDo you purchase any commodities from distribution?6.1) Purchasing, Sub-Contractor Assessment:YNDo you perform supplier surveys prior to approval for purchasing?YNIs the supplier survey

27、 process documented?YNDo you have a documented process to disqualify suppliers?YNAre inputs from Manufacturing Engineering and Quality Control factored into your purchasing decisions?YNDoes your business sub-contract any major processes?6.2) Purchasing, Specifications:YNDo you have a documented proc

28、edure for generating purchasing drawings?YNIs approved supplier information included on purchasing drawings?YNAre the original copies of each drawing filed in a secure place?YNAre copies of applicable drawings sent with each purchase order?6.3) Purchasing, Verification of Purchased Product:YNDo you

29、maintain a system of receiving inspection or test?YNDo you use formal sampling plans (Mil. Std. # 105, etc.)?YNAre you using ship-to-stock for any commodities?YNAre copies of purchasing drawings used for receiving inspection?7.0) Purchaser Supplied Product:YNDo you have procedures for controlling an

30、y material consigned from customers?8.0) Product Identification and Traceability:YNDo you use product serialization?YNDo you use product date-coding or lot markings?YNDo you use operator/inspector stamps for traceability?9.0) Process Control:YNAre your inspectors dedicated entirely to inspection wor

31、k?YNAre special processes documented and audited to ensure performance?YNDo you have formal Statistical Process Control (SPC) applications in your facility?YNDo you train your operators in SPC techniques?10.0) Inspection and Test:10.1) Inspection and Test, Receiving:YNAre receiving and inspection pl

32、ans generated by trained personnel?YNIs newly received material controlled to ensure proper inspection and test before it is released to stock?YNIs receiving inspection and test performed by Q.C. personnel?YNAre nonconforming materials tagged?YNAre nonconforming materials physically quarantined?10.2

33、) Inspection and Test, In-Process:YNDo you have formal in-process inspection?YNDo the in-process inspectors report to the Q.C. organization?YNAre nonconforming materials tagged?YNAre nonconforming materials physically quarantined?10.3) Inspection and Test, Final:YNDo you have formal final inspection

34、?YNDo the final inspectors report to the Q.C. organization?YNAre nonconforming materials tagged?YNAre nonconforming materials physically quarantined?YNIs receiving, in-process, and final inspection performed by the same group of inspectors?10.4) Inspection and Test, Records:YNAre inspection and test

35、 records maintained to verify that products shipped conform to the required specifications?YNAre these records kept as per a documented retention plan?11.0) Inspection, Measuring, and Test Equipment:YNDo you have a calibration procedure for inspection/test equipment?YNIs the calibration status of al

36、l equipment easily identified?YNDo you periodically audit the calibration status of your equipment?YNDo you maintain complete documentation showing clear traceability to recognized national or international calibration standards?12.0) Inspection and Test Status:YNDo you have a documented system for

37、inspector stamp usage?YNDo you have a method for positively identifying the inspection and test status of each item or lot on the manufacturing floor?13.0) Control Of Nonconforming Product:YNDo you have a controlled quarantine area for nonconforming material?YNIs access to the quarantine area limite

38、d to authorized personnel?YNDo you operate a Material Review Board (MRB)?NIf so, does the MRB chairman report to the Q.C. organization?14.0) Corrective Action:YNDo you have a documented corrective action process for addressing nonconformances in manufacturing?YNDo you have a documented corrective ac

39、tion process for addressing nonconformances in purchasing?YNDo you have a documented corrective action process for addressing nonconformances in engineering?YNDo you have a documented corrective action process for addressing nonconformances in shipment?YNAre operators empowered to stop the line if a

40、 problem is found?15.0) Handling, Storage, Packaging, and Delivery:YNDo you have documented procedures for handling/storage of materials?YNDo you use first-in, first-out (FIFO) stocking for age-sensitive materials?YNAre the FIFO procedures documented and audited periodically?YNDo you have a documented electro-static discharge (ESD) policy for handling electronic devices?YNIs shipping container design included as part of product development?YNIs