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Journal of Materials Processing Technology 170 2005 11 16 Application of response surface methodology in the optimization of cutting conditions for surface roughness H Oktema T Erzurumlub H Kurtaranb a Department of Mechanical Engineering University of Kocaeli 41420 Kocaeli Turkey b Department of Design and Manufacturing Engineering GIT 41400 Gebze Kocaeli Turkey Received 16 July 2004 received in revised form 12 March 2005 accepted 12 April 2005 Abstract This paper focuses on the development of an effective methodology to determine the optimum cutting conditions leading to minimum surface roughness in milling of mold surfaces by coupling response surface methodology RSM with a developed genetic algorithm GA RSM is utilized to create an effi cient analytical model for surface roughness in terms of cutting parameters feed cutting speed axial depth of cut radial depth of cut and machining tolerance For this purpose a number of machining experiments based on statistical three level full factorial design of experiments method are carried out in order to collect surface roughness values An effective fourth order response surface RS model is developed utilizing experimental measurements in the mold cavity RS model is further interfaced with the GA to optimize the cutting conditions for desired surface roughness The GA reduces the surface roughness value in the mold cavity from 0 412 m to 0 375 m corresponding to about 10 improvement Optimum cutting condition produced from GA is verifi ed with the experimental measurement 2005 Elsevier B V All rights reserved Keywords Milling Cutting conditions Surface roughness Injection molding Response surface methodology Genetic algorithm 1 Introduction Recentdevelopmentsinmanufacturingindustryhavecon tributed to the importance of CNC milling operations 1 2 Milling process is required to make mold parts used for pro ducingplasticproducts Itisalsopreferredinmachiningmold partsmadeofAluminum7075 T6material Aluminum7075 T6 material as chosen in this study is commonly utilized in aircraft and die mold industries due to some advantages such ashighresistance goodtransmission heattreatableandhigh tensile strength 3 4 The quality of plastic products manufactured by plas tic injection molding process is highly infl uenced by that of mold surfaces obtained from the milling process Sur face quality of these products is generally associated with surface roughness and can be determined by measuring sur face roughness 5 Surface roughness is expressed as the irregularities of material resulted from various machining Corresponding author Tel 90 262 742 32 90 fax 90 262 742 40 91 E mail address hoktem kou edu tr H Oktem operations In quantifying surface roughness average sur face roughness defi nition which is often represented with Ra symbol is commonly used Theoretically Rais the arith metic average value of departure of the profi le from the mean line throughout the sampling length 6 Rais also an important factor in controlling machining performance Surface roughness is infl uenced by tool geometry feed cut tingconditionsandtheirregularitiesofmachiningoperations such as tool wear chatter tool defl ections cutting fl uid and workpiece properties 7 11 16 The effect of cutting con ditions feed cutting speed axial radial depth of cut and machining tolerance on surface roughness is discussed in this study Several researchers have studied the effect of cutting con ditions in milling and plastic injection molding processes such as in vacuum sealed molding process 5 Analytical models have been created to predict surface roughness and tool life in terms of cutting speed feed and axial depth of cut inmillingsteelmaterial 8 9 Aneffectiveapproachhasalso been presented to optimize surface fi nish in milling Inconel 718 10 0924 0136 see front matter 2005 Elsevier B V All rights reserved doi 10 1016 j jmatprotec 2005 04 096 12H Oktem et al Journal of Materials Processing Technology 170 2005 11 16 In this study a fourth order response surface RS model for predicting surface roughness values in milling the mold surfaces made of Aluminum 7075 T6 material is devel oped In generating the RS model statistical response surface methodology RSM is utilized The accuracy of the RS model is verifi ed with the experimental measurement The developed RS model is further coupled with a developed geneticalgorithm GA tofi ndtheoptimumcuttingcondition leadingtotheleastsurfaceroughnessvalue Cuttingcondition is represented with cutting parameters of feed cutting speed axial radial depth of cut and machining tolerance The pre dicted optimum cutting condition by GA is validated with an experimental measurement TheRSmodelandGAdevelopedandutilizedinthisstudy present several advantages over other methods in the litera ture The RS model is a higher order and more sophisticated polynomial model with suffi cient accuracy The GA elimi nates the diffi culty of user defi ned parameters of the existing GAs Details of the RS model generation by RSM and the optimization process by GA are given in the following sec tions 2 Experimental procedures 2 1 Plan of experiments An important stage of RS model generation by RSM is the planning of experiments In this study cutting experi ments are planned using statistical three level full factorial experimentaldesign Cuttingexperimentsareconductedcon sidering fi ve cutting parameters feed ft cutting speed Vc axial depth of cut aa radial depth of cut ar and machin ing tolerance mt Overall 35 243 cutting experiments are carried out Low middle high level of cutting parameters in cuttingspaceforthree levelfullfactorialexperimentaldesign isshowninTable1 Rangesofcuttingparametersareselected based on recommendation of Sandvik Tool Catalogue 12 Milling operations are performed at the determined cutting conditions on a DECKEL MAHO DMU 60 P fi ve axis CNC millingmachine Surfaceroughness Ra valuesaremeasured from the mold surfaces 2 2 Tool and material Cutting tool used in experiments has the diameter of 10mm fl at end mill with four teeth The material of the tool Table 1 Low middle high levels of cutting parameters in three level full factorial design of experiment Cutting parametersThree level values Feed ft mm tooth 0 08 0 105 0 13 Cutting speed Vc m min 100 200 300 Axial depth of cut ar mm 0 3 0 5 0 7 Radial depth of cut ar mm 1 1 5 2 Machining tolerance mt mm 0 001 0 0055 0 01 Fig 1 Mold part is PVD AlTiN coated with solid carbide It has the helix angle of 45 and rake angle of 10 Machining experiments are performed in the mold cavity on aluminum 7075 T6 block with dimensions of 120mm 120mm 50mm The chemical composition of workpiece material is given in the followingspecifi cation wt 1 6Cu 2 5Mg 0 23Cr 5 40 Zn The hardness of workpiece is measured as 150BHN The mechanical properties of aluminum material are ten sile strength of 570MPa yield strength of 505MPa shear strength of 330MPa and elongation of 11 Surface roughness is measured with Surftest 301 pro fi lometerattraverselengthof2 5mmalongcenterlineofsam pling Converting the measurement into a numerical value mathematical defi nition of Rais used Since this way of con version is common in the literature it is adopted in this study as well 7 9 Each Rameasurement is repeated at least three times Average of three Ravalues is saved to establish RS model 2 3 Mold parts The mold part used in this study is utilized to produce the components of an orthose part in biomechanical appli cations It is shown in Fig 1 Orthose parts are generally utilized in walking apparatus that holds human legs in stable position during walking It binds the kneecap region of leg and is equipped with cylindrical bars that are made of alu minum material in diameter of 12mm and length of 300mm Orthose part consists of three main components one of them is employed as the working model in this study 2 4 Manufacturing the components of orthose part Three machining processes are implemented in order to manufacture each component of the orthose part in an inte gratedmanner Firstly theselectedcomponentismachinedin CNC milling machine Ravalues are then taken from the sur faces in the mold cavity Secondly plastic product is injected H Oktem et al Journal of Materials Processing Technology 170 2005 11 1613 Fig 2 The parts obtained from three machining process Fig 3 The stages taken in creating a response surface model by RSM in plastic injection machine produced by ARBURG Poly acetal POM C 9021 material is used to inject the polymer material The properties of polymer material has the den sity of solution 1 2g cm3 the ejected temperature of 165 C viscosity of 50Pas and melt fl ow fi ll rate of 0 8cm3 min Finally net casting process is applied for producing die cast ing part Mold part plastic product and die casting part are illustrated in Fig 2 3 Response surface model for surface roughness RS model which is an analytical function in predicting surfaceroughnessvaluesisdevelopedusingRSM RSMuses statistical design of experiment experimental design tech nique and least square fi tting method in model generation phase It is summarized in Fig 3 RSM was originally devel oped for the model fi tting of physical experiments by Box and Draper 13 and later adopted in other fi elds RS model is formulated as following polynomial function f a0 n i 1 aixi n i 1 n j 1 aijxixj 1 wherea0 aiandaijaretuningparametersandnisthenumber of model parameters i e process parameters In this study to create RS model a computer program has been written in MATLAB programming language The RS program developed has the capability of creat ing RS polynomials up to 10th order if suffi cient data exist All cross terms i e interactions between parameters in the models can be taken into account RS models can also be generated in terms of inverse of parameters That is xican be replaced as 1 xi i e inversely in RS model if desired in creating the RS models 243 surface roughness values deter mined based on three level full factorial experimental design for fi ve parameters ft Vc aa arand mt are used The 243 data sets for surface roughness are divided into two parts training data set and the check i e test data set Training data set includes 236 surface roughness values and is uti lized in model fi tting procedure Because of large number of values and to save space training data is shown in Fig 4 rather than in a table In Fig 4 abscissa indicates the data set number and the ordinate indicates the corresponding sur face roughness value Check data sets include seven surface roughness values and are used in checking the accuracy of the RS model Check data sets are shown in Table 2 They Fig 4 Comparison of experimental measurements with RS prediction for surface roughness 14H Oktem et al Journal of Materials Processing Technology 170 2005 11 16 Table 2 The data set used for checking the accuracy of RS model Set numberCutting conditionsRa m ftVcaaarmtMeasurement resultsRSM modelMaximum test error 10 1052000 710 0010 5910 589 2 05 20 1052000 71 50 0010 6290 627 30 1052000 310 00550 7810 775 40 082000 71 50 00550 8990 895 50 081000 720 00550 9780 996 60 082000 31 50 011 6741 706 70 1052000 520 011 8561 893 Table 3 The accuracy error of several RS models Reciprocal fl agFirst orderSecond orderThird orderFourth order 00000 2774 82 7 00100 25 97 285 82 95 00001 52 410 94 02 99 11000 27 26 634 82 05 01100 25 97 05 52 55 00011 54 910 53 72 7 11100 25 87 035 72 5 01110 27 57 05 92 8 11111 53 0310 54 72 7 are selected from 243 data sets to show a good distribution in the cutting parameters space and thereby to have a good check on the accuracy of the RS model In this study RS models of varying orders from fi rst order to fourth order are created and tested with the developed program Several RS model created are demonstrated along with their accuracy errors in Table 3 In reciprocal section in Table3 0indicatesaparameter xi 1indicatestheinverseof a parameter 1 xi The full fourth order polynomial function of the form Ra a0 a1 1 ft a2 1 Vc a3aa a4ar a5mt an 1 ft 1 Vc aaarmt 4 am mt 4 2 fi ts best with minimum fi tting error to the training data set The accuracy of the RS model was checked using the check data set The maximum accuracy error is found to be about 2 05 This indicates that RS model generated has suffi cient accuracy in predicting surface roughness within the range of cutting parameters 4 Optimization of cutting conditions for surface roughness 4 1 Optimization problem formulation Since it is indicator of surface quality in milling of mold surfaces surface roughness value is desired to be as low as possible Low surface roughness values can be achieved effi ciently by adjusting cutting conditions with the help of an appropriate numerical optimization method For this mini mization of surface roughness problem must be formulated in the standard mathematical format as below Find ft Vc aa ar mt 3a Minimize Ra ft Vc aa ar mt 3b Subjected to constraints Ra 0 412 m 3c Within ranges 0 08mm ft 0 13mm 100mm Vc 300mm 0 3mm aa 0 7mm 1mm ar 2mm 0 001mm mt 0 01mm In Eq 3 Rais the RS model developed in Section 3 ft Vc aa arand mtare the cutting parameters In the opti mization problem defi nition above a better solution is also forcedthroughtheconstraintdefi nition Constraintdefi nition searches a surface roughness value Ra which is less than thelowestvaluein243datasetifpossible Minimumsurface roughness value in 243 data set is 0 412 m The ranges of cutting parameters in optimization have been selected based on the recommendation of Sandvik Tool Catalogue 4 2 Optimization problem solution TheoptimizationproblemexpressedinEq 3 issolvedby couplingthedevelopedRSmodelwiththedevelopedgenetic algorithm as shown in Fig 5 The genetic algorithm 14 solves optimization problem iteratively based oh biological evolution process in nature Darwin stheoryofsurvivalofthefi ttest Inthesolutionpro cedure a set of parameter values is randomly selected Set is ranked bashed on their surface roughness values i e fi tness Fig 5 Interactionofexperimentalmeasurements RSmodelandGAduring surface roughness optimization H Oktem et al Journal of Materials Processing Technology 170 2005 11 1615 Table 4 GA parameters SubjectValues Population size50 Crossover rate1 0 Mutation rate0 1 Number of bit16 Number of generations540 values in the GA literature Best combination of parameters leading to minimum surface roughness is determined New combination of parameters is generated from the best com bination by simulating biological mechanisms of offspring crossover and mutation This process is repeated until sur face roughness value with new combination of parameters cannot be further reduced anymore The fi nal combination of parameters is considered as the optimum solution The criti calparametersinGAsarethesizeofthepopulation mutation rate numberofiterations i e generations etc andtheirval ues are given in Table 4 The GA written in MATLAB programming language selects chromosomes based on the objective value and the level of constraint violation Fitness values of the popula tion are biased towards the minimum objective value and the least infeasible sets in offspring phase Most of GAs in the literature converts the constrained optimization problem into an unconstrained optimization problem through penalty function before the solution This brings the diffi culty of appropriate selection of problem dependent penalty coeffi cient which requires user experience In the program used in this study this diffi culty is avoided since no problem depen dent coeffi cient is needed 15 4 3 Optimization results and discussion By solving the optimization problem the GA reduces the surface roughness of mold surfaces from 0 412 m to 0 375 m by about 10 compared to the initial cutting con dition The best optimum cutting condition leading to the minimum surface roughness is shown in Table 5 The pre dicted optimum cutting condition by GA is further validated with a physical measurement Predicted surface roughness value is compared with the measurement in Fig 6 From Table 5 The best cutting condition ParametersAfter optimization Cutting condition ft m tooth 0 083 Vc m min 200 aa mm 0 302 ar mm 1 002 mt mm 0 002 Ra m Measurement0 370 GA0 375 Fig 6 Surface roughness measurement Fig 6 it is seen that GA result agrees very well with the measurement 5 Conclusions In this study a fourth order RS model for predicting sur face roughness values in milling mold surfaces made of Aluminum 7075 T6 material was developed In generat ing the RS model statistical RSM was utilized The accuracy of the RS model was verifi ed with the experimental mea surement The accuracy error was found to be insignifi cant 2 05 The developed RS model was further coupled with a developed GA to fi nd the optimum cutting condition lead ingtotheleastsurfaceroughnessvalue Surfaceroughnessof the mold surfaces which was 0 412 m before optimization was reduced to 0 375 m after optimization GA improved the surface roughness by about 10 The predicted optimum cutting condition was validated with an experimental mea surement It was found that GA prediction correlates very well with the experiment Difference was found to be less than 1 4 This indicates that the optimization methodology proposed in this study by coupling the developed RS model andthedevelopedGAiseffectiveandcanbeutilizedinother machiningproblemssuchastoollife dimensionalerrors etc as well Acknowledgements The authors acknowledge Dr Mustafa COL for contribu tions in making this project at Kocaeli University and Dr Fehmi ERZINCANLI for supplying a CNC milling machine at Gebze Institute of Technology GIT References 1 G Boothroyd W A Knight Fundamentals of machining and machine tools Marcel Dekker Inc New York 1989

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