《产业经济理论研究》博士生课2004.doc

产业经济理论研究博士生课（2004年春夏学期）主讲教师：臧旭恒博士等1、 产业经济学基础理论（1） 产业经济学的发展 产业组织理论的发展与展望 产业结构理论的发展与展望（2） 产业经济学的基础 产业组织理论市场形态 产业结构理论结构主义观点2、 现代企业理论3、 进入退出与可竞争性市场理论4、 寡头垄断和博弈论5、 厂商行为价格行为、非价格行为和组织行为6、 自然垄断产业研究7、 政府管制与产业政策8、 开放经济中的产业组织与竞争政策 每个专题13讲； 每个专题提出35篇中外文权威学术文献，要求学生阅读；教科书高级（研究生）教材：1、 莫瑞斯等：产业经济学与组织：理论与实证，经济科学出版社1998年中译本；2、 泰勒尔：产业组织理论，中国人民大学出版社1997年中译本；3、 Martin, Stephen, Advanced Industrial Economics, Blackwell, 2002；上海财经大学出版社2003年中译本。初级（本科生）教材：4、 丹尼斯卡尔顿等：现代产业组织，上海三联书店、上海人民出版社1998年中译本。5、 臧旭恒、徐向艺、杨蕙馨主编：产业经济学，经济科学出版社2002年出版。专题阅读文献一、产业经济学基础理论1、莫瑞斯等：产业经济学与组织：理论与实证第一章，经济科学出版社1998年中译本；2、泰勒尔：产业组织理论导论，中国人民大学出版社1997年中译本；3、Schmalensee, Richard, Handbook of Industrial Organization, North-Holland, 1989.4、Martin, Stephen, Advanced Industrial Economics, Blackwell, 2002.5、丹尼斯卡尔顿等：现代产业组织，上海三联书店、上海人民出版社1998年中译本。二、现代企业理论1、 陈郁编：所有权、控制权与激励代理经济学文选，上海三联书店1998年版；2、 O.哈特：企业、合同与财务结构，上海三联书店1998年3、 科斯、哈特、斯蒂格利茨等：契约经济学，经济科学出版社1999年；4、 杨瑞龙等：企业的利益相关者理论及其应用，经济科学出版社2000年；5、 Bengt Holmstrom, The Firm as a Subeconomy, The Journal of Law Economics & Organization, V15 N1, 74-102.6、 Andrei Shleifer and Robert W.Vishny, A Survey of Corporate Governance, The Journal of Finance, VOL LII, NO. 2, June 1997, 737-783.7、 Rafael La Porta, Florencio Lopez-de-Silanes, and Andrei Shleifer, Robert W. Vishny, Law and Finance, Journal of Political Economy, 1998, vol.106, no.6, 1113-1155.8、 Rafael La Porta, Florencio Lopez-De-Silanes, and Andrei Shleifer, Corporate Ownership Around the World, The Journal of Finance, vol. LIV, no.2, April 1999,471-517.9、 Robert W. Hamilton, Corporate Governance in America 1950-2000: Major Changes But Uncertain Benefits, The Journal of Corporation Law, Winter 2000, 349-373.10、 Mark J. Roe, Some Differences in Corporate Structure in Germany, Japan, and the United States, Corporate Governance IV, 345-421. The Yale Law Journal, vol 102: 1927-2003.三、进入退出与可竞争性市场理论1、Richard J. GILBERT, MOBILITY BARRIERS AND THE VALUE OF INCUMBENCY, Handbook of Industrial Organization, Vol II, pp475-536。2、 able, John. , 1994(ed.). Current Issues in Industrial Economics, New York, Macmillan.有中译本（有关章节）3、 eroski, Paul A., and A. Murfin, 1991a. Entry and industry evolution: the UK car industry, 1958-83, Applied Economics, 23, pp. 799-810.4、 Von Weizscker, C. C., 1980. A Welfare Analysis of Barriers to Entry, The Bell Journal of Economics, 11, pp.399-420.5、 Agarwal, Rajshree, and David B. Audretsch, 2001. Does Entry Size Matter? The Impact of the Life Cycle and Technology of Firm Survival, The Journal of Industrial Economics, Vol. XLIX, pp. 21-43.6、Baumol, Willim J., Contestable Markets: An Uprising in the Theory of Industry Structure, The American Economic Review, vol., 72 No. 1, 1982.7、杨蕙馨：企业的进入退出与产业组织政策，上海三联书店、上海人民出版社2000年出版。四、寡头垄断和博弈论1.Richard Schmalensee, Handbook of Industrial Organization,Chapter5, 6,7,8,9,10,.2.Micha Gasser,The Aggregate Relation Between Profits and Concentration is Consistent with Cournot Behavior,Review of Industrial Organization 16,2000.3.One Monopoly Is Better Than Two Antitrust Policy and Microsoft, Review of Industrial Organization 19,2001.4.Is Competition Such a Good Thing?Static Efficiency Versus Dynamic Efficiency, Review of Industrial Organization 19,2001. 5.美斯蒂芬马丁著：高级产业经济学（中译本），上海财经大学出版社2003年版，第二章、第三章、第四章、第八章、第十章。6.美泰勒尔著：产业组织理论（中译本），1997年版，中国人民大学出版社，第五、六、七、八、九、十一章。7.英多纳德海、德里克莫瑞斯著：产业经济学与组织，经济科学出版社，第三章、第四章、第七章、第八章、第十三章、第十五章。8.美.J.卡布尔著：产业经济学前沿问题，中国税务出版社，2000年版，第四章、第五章、第七章、第八章。9.美罗伯特吉本斯著：博弈论基础，中国社会科学出版社， 10.张维迎著：博弈论与信息经济学，上海三联书店、上海人民出版社。五、厂商行为价格行为、非价格行为和组织行为1、Anderson, S. P., and R. Renault, 1999a, Pricing, Product Diversity, and Search Costs: A Bertrand-Chamberlin-Diamond Model, RAND Journal of Economics 30, 719-735.2、Brueggeman, W., A. Chen and T. Thibodeau, Real Estate Investment Funds: Performance and Portfolio Considerations, Journal of the American Real Estate and Urban Economics Association, 1984, 12:3, 33354.3、Butters, G. R., 1977, Equilibrium Distributions of Sales and Advertising Prices, Review of Economic Studies 44, 465-491.4、Dhar,T., and R.W. Cotterill. 2000. Structural Approach to Price Transmission in a Noncompetitive Market Channel: A Study of the Fluid Milk Market. American Consumer and the Changing Structure of the Food System conference, May 4-5, 2000, Arlington, VA.5、Donnefield, S and S. Weber, 1992, Vertical Product Differentiation with Entry, International Journal of Industrial Organization 10(3), 449-472.6、French, K. and Poterba, J., Investor Diversification and International Equity Markets, American Economic Review, 1991, 81:2, 22226.六、自然垄断产业研究1. W. J. Baumol, J. C. Panzar, & R. D. Willig, Contestable Markets and the Theory of Industry Structure, San Diego: Harcourt, Brace Javanovich, 1982, Chapter3, 4, and 7.2. R. Schmalensee, The Control of Natural Monopolies, Lexington. D. C. Heath, 1979, Chapters 1 and 2.3. W. W. Sharkey, The Theory of Natural Monopoly, Cambuidge: Cambridge University Press, 1982, Ch. 2 and 4.4. A. E. Kahn, The Economics of Regulation, Volume 1, New York: John Wiley, 1970, Chapters 3-7.5. 美乔治J. 施蒂格勒：产业组织和政府管制，潘振民译，上海，上海三联书店，1989。6. 日植草益：微观规制经济学，朱绍文等译，北京，中国发展出版社，1992。7. 刘树杰：垄断性产业价格改革，北京，中国计划出版社，1999。七、政府管制与产业政策1. Roger G. Noll， Economic Perspectives on the Politics of Regulation, Handbook of Industrial Organization, Vol II, pp1253-1287.2. David P. Baron, Design of Regulatory Mechanisms and Institutuions, Handbook of Industrial Organization, Vol II, pp1347-1447.3. Paul L. Joskow and Nancy L. Rose, The Effects of Economic R