看家护院――董事会秘书职业风险防范

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4、3355443spsn fillBackColorsv 0spsn fillBlipsv pictpicscalex-1picscaley-1piccropl0piccropr0piccropt0piccropb0picw212pich212picwgoal120pichgoal120wmetafile8bliptag203blipupi96*blipuid 7c9854bd173ea0e8f3f8fdcc7f8cbae6bin1144 _<_襙_襙_&_歘WMFC_遶_x_x_l_?_?_ EMF_x_ _X_餩_鈅_ _F_,_ _EMF+_累_F_t_h_EMF+"

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6、thsv 0spsn fLinesv 0spsn bWModesv 9spsn fBackgroundsv 1spsn fLayoutInCellsv 1*tci 0105000002000000180000004d73786d6c322e534158584d4c5265616465722e352e30000000000000000000000a0000d0cf11e0a1b11ae1000000000000000000000000000000003e000300feff09000600000000000000000000000100000001000000000000000010000002

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41、000000000000000000000000000000000000105000000000000ltrpar sectd ltrsectlinex0headery851footery992colsx425endnherepgbrdropt32pgbrdrtbrdrart41brdrw25brsp480 pgbrdrlbrdrart41brdrw25brsp480 pgbrdrbbrdrart41brdrw25brsp480 pgbrdrrbrdrart41brdrw25brsp480 sectlinegrid312sectspecifylsectrsid6430588sftnbj *pn

42、seclvl1pnucrmpnstart1pnindent720pnhang pntxta dbch .*pnseclvl2pnucltrpnstart1pnindent720pnhang pntxta dbch .*pnseclvl3pndecpnstart1pnindent720pnhang pntxta dbch .*pnseclvl4pnlcltrpnstart1pnindent720pnhang pntxta dbch *pnseclvl5pndecpnstart1pnindent720pnhang pntxtb dbch (pntxta dbch *pnseclvl6pnlcltr

43、pnstart1pnindent720pnhang pntxtb dbch (pntxta dbch *pnseclvl7pnlcrmpnstart1pnindent720pnhang pntxtb dbch (pntxta dbch *pnseclvl8pnlcltrpnstart1pnindent720pnhang pntxtb dbch (pntxta dbch *pnseclvl9pnlcrmpnstart1pnindent720pnhang pntxtb dbch (pntxta dbch pardplain ltrparqc li0ri0sb624sa624sl-400slmult

44、0nowidctlparwrapdefaultaspalphaaspnumfaautoadjustrightrin0lin0itap0lisb200lisa200pararsid6430588 rtlchfcs1 af0afs24alang1025 ltrchfcs0 fs21lang1033langfe2052kerning2lochaf0hichaf0dbchaf13cgridlangnp1033langfenp2052 rtlchfcs1 af1afs36 ltrchfcs0 bfs36lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588

45、 lochaf1hichaf1dbchf38 董事会秘书的职业风险及有效防范rtlchfcs1 af1afs36 ltrchfcs0 bfs36lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 _par pard ltrparqj fi420li0ri0sb156sl-340slmult0nowidctlparwrapdefaultaspalphaaspnumfaautoadjustrightrin0lin0itap0cufi200lisb50pararsid6430588 rtlchfcs1 af1 ltrchfcs0 lochaf1hi

46、chaf1dbchaf38insrsid6430588charrsid6430588 lochaf1hichaf1dbchf38 随着中国证券市场的发展，董事会秘书职业队伍也得到了迅速的发展，董事会秘书的职能及作用在证券市场规范化发展中越来越显示出它独特的专业作用。与此同时，董事会秘书的职业风险及如何防范的问题也随之摆在我们面前。rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 _par pard ltrparqj li0ri0sb312sa156sl-360slmult0nowidctlpa

47、rwrapdefaultaspalphaaspnumfaautoadjustrightrin0lin0itap0lisb100lisa50pararsid6430588 rtlchfcs1 af1 ltrchfcs0 bfs24lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 lochaf1hichaf1dbchf38 董事会秘书的职业风险rtlchfcs1 af1 ltrchfcs0 bfs24lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 _par pard ltrparqj li

48、0ri0sb156sl-340slmult0nowidctlparwrapdefaultaspalphaaspnumfaautoadjustrightrin0lin0itap0lisb50pararsid6430588 rtlchfcs1 af1 ltrchfcs0 f1insrsid6430588charrsid6430588 lochaf1hichaf1dbchf13 rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 lochaf1hichaf1dbchf38 董事会秘书的职业风险主要来自

49、于以下两个方面：rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 _par rtlchfcs1 af1 ltrchfcs0 f1insrsid6430588charrsid6430588 lochaf1hichaf1dbchf13 rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 lochaf1hichaf1dbchf38 首先，董事会秘书的职业风险来自于公司的外部。董事会秘书在中国有关法律、

50、法规上的认同，最早起源于国务院根据公司法第rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 hichaf1dbchaf38lochf1 85rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 lochaf1hichaf1dbchf38 条及rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 hic

51、haf1dbchaf38lochf1 155rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 lochaf1hichaf1dbchf38 条颁布的关于股份有限公司境外募集股份及上市的特别规定，该规定第rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 hichaf1dbchaf38lochf1 15rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38ins

52、rsid6430588charrsid6430588 lochaf1hichaf1dbchf38 条明确了董事会秘书为公司的高级管理人员。而后国务院证券委、国家体改委颁布的到境外上市公司章程必备条款以及中国证监会颁布的上市公司章程指引，特别是上海和深圳证券交易所的股票上市规则中有关章节都确定了董事会秘书这一职位，并规定相应的职责和作用。rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 _par rtlchfcs1 af1 ltrchfcs0 f1insrsid6430588charrsid64

53、30588 lochaf1hichaf1dbchf13 rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 lochaf1hichaf1dbchf38 董事会秘书是公司的高级管理人员，承担法律、法规及公司章程对公司高级管理人员所要求的义务，享有相应的工作职权，并获取相应的报酬。rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 _par rtlchfcs1 af1 ltrchfcs0 f1insrsid6430588charrsid6430588 lochaf1hichaf1dbchf13 rtlchfcs1 af1 ltrchfcs0 lochaf1hichaf1dbchaf38insrsid6430588charrsid6430588 lochaf1hichaf1dbchf38 事实上，由