英语财务术语7764810767

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30、inancin佰g邦股票借贷吧stock b傲orrowin坝g and l把ending扮股票借贷数额资鞍料页【大利市】肮stock b颁orrowin皑g and l霸ending 跋positio笆n infor绊mation 案page T佰eletext霸按股票期货胺stock f柏utures岸股票期权跋stock o挨ption; 傲equity 盎option柏股票期权系统笆Traded 般OP俺tions S按ystem (按TOPS)氨股票期权参考教奥育站爸Stock O拜ptions 版Referen氨ce Educ罢ator (S班CORE)板股票期权从业员柏专业课程哀

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32、le Ex蔼change 吧(CME)埃芝加哥期权交易霸所俺Chicago佰 Board 板Options半 Exchan胺ge (CBO啊E)绊近价盘爸about o埃rder绊金银业贸易场爱Chinese败 Gold a鞍nd Silv斑er Exch把ange So案ciety伴金银证券交易所安The Ka暗m Ngan 扳Stock E把xchange哎金融大改革【英按国】芭Big Ban扒g 笆UK般拌金融工具佰financi佰al inst稗rument凹金融中介现象爸financi版al inte办rmediat矮ion柏金融中介机构/靶团体翱financi瓣al inte隘rm

33、ediar岸y胺金融市场爸financi爸al mark巴et邦金融市场检讨爸报告艾Report 鞍on Fina蔼ncial M办arket R败eview班金融行动专责委袄员会按Financi盎al Acti癌on Task俺 Force 败(FATF)哎金融服务法令拜【英国】般Financi扒al Serv半ices Ac安t 半UK按昂金融服务网络唉FinNet拔金融租赁*坝financi盎al leas安e般金融基建督导委昂员会疤The Ste把ering C扳ommitte碍e on th扒e Enhan搬cement 颁of Fina碍ncial I叭nfrastr绊ucture

34、鞍金融期货矮financi艾al futu摆res澳金融机构阿financi敖al inst扒itution傲金边证券凹gilt-ed矮ged sec板urities盎长仓爸long po霸siti般on; bul鞍l posit佰ion扮附加自动对盘终熬端机用家绊additio唉nal AMS叭 termin颁al user办附寄结单服务的佰股份独立户口【稗中央结算系统】败Stock S爸egregat昂ed Acco奥unt wit扮h State岸ment Se懊rvice 扒CCASS白附带执行买卖盘败【伦敦交易所】颁conting哀ent ord耙er LSE隘昂附属公司芭subsi

35、di俺ary百附属贷款奥subordi碍nated l耙oan绊非上市可交易霸股份澳trading扒 only s扳tocks百非中介化罢disinte白rmediat柏ion凹非市场庄家的交隘易艾non-mar拔ket-mak板ing tra八nsactio百n邦非正常项目阿abnorma柏l item邦非成立为有限公罢司的注册人士胺unincor挨porated捌 regist艾ered pe懊rson挨非即日平仓交易把overnig岸ht trad笆e按非实时数据拔delayed碍 data笆非受监管发行人懊unregul芭ated is扳suer绊非所有者权益变傲动表般stateme吧

36、nt of n哀on-owne哎r movem绊ent in 靶equity拌非金钱佣金佰soft co邦mmissio疤n皑非金钱利益靶soft-do啊llar be捌nefits扒非执行董事敖non-exe扳cutive 氨directo懊r爱非常重大的收购懊事项挨very su奥bstanti爱al acqu爸isition鞍非现货月恒生指瓣数期货合约佰non-spo拔t month柏 Hang S蔼eng Ind埃ex futu啊res con艾tract奥非登记持有人敖non-reg瓣istered柏 holder佰非结算的期权买艾卖参与者 / 耙非结算参与者/坝 【期权买卖】伴No

37、n-Cle班aring O绊p唉tions T坝rading 把Partici皑pant; N哀on-Clea疤ring Pa按rticipa矮nt (NCP隘) opti斑ons tra哎ding班非经常项目跋extraor挨dinary 耙item霸非认可负债把non-ran办king li疤abiliti拜es翱非整手买卖盘隘round-l岸ot-plus拌 order斑保本信托基金鞍guarant颁eed uni叭t trust佰保本产品熬capital耙 preser懊vation 案product俺保本证傲Capital伴 Protec哎ted Ins坝tru爸ment (C伴PI

38、)坝保值公债【中国扒内地】癌Public 鞍Debt (I翱nflatio邦n-Linke挨d Subsi昂dy) Tre案asury 扮Mainlan叭d 瓣China靶爱保留意见绊qualifi安ed opin班ion熬保管人跋custodi案an拜保障安排罢securit盎y arran懊gement案保障投资者条熬例啊Protect拌ion of 蔼Investo袄rs Ordi奥nance百保险业监理专员败Commiss矮ioner o八f Insur耙ance案保险业监理处艾Office 八of the 鞍Commiss扮ioner o爸f Insur凹ance败保荐人伴spons

39、or吧保荐人标准守俺则百Model C白ode for懊 Sponso鞍rs暗保荐人声明霸Sponsor昂s Decl拜aration挨保荐经纪疤sponsor瓣ing bro案ker鞍保证拌warrant捌y鞍保证人绊guarant艾or爸保证金巴margin拔保证金客户挨margin 挨client耙保证金保险范围瓣比率翱margin 袄coverag白e ratio安保证金借贷活动败margin 拔financi案ng矮保证金价值安margin 稗value懊保证金证券交易办户口版Margin 肮Securit半ies Tra佰ding Ac鞍count皑保证金融资斑margin 敖fi

40、nanci澳ng捌保证基金案Guarant奥ee Fund背保护偿付规凹则【期权】碍Payout-半Protect爸ion Rul按e opti稗ons翱信心保证书哀comfort败 letter拔信用评级瓣credit 敖rating懊信息交流奥exchang隘e of in摆formati败on奥信托人暗trustee办信贷败credit办信贷风险摆cred俺it risk按信贷评级办credit 柏rating靶信贷管制般credit 巴control氨信贷紧缩皑credit 邦squeeze板信贷额度*斑credit 案limit吧前收市价巴previou哎s closi扳ng pri

41、c澳e癌宣誓及声明条白例盎Oaths a懊nd Decl熬aration跋s Ordin爱ance摆客户户口敖client 隘account爱客户身分规则【哎证监会】疤Client 埃Identit靶y Rule 盎SFC吧客户服务器结构鞍client 斑server 氨archite按ct奥ure敖客户协议书/合俺约巴client般s agree翱ment澳客户按金罢client 瓣margin绊待转名股份般street 唉name sh翱are cer鞍tificat跋e艾后备资料复原软哎件版file ba把ckup-re暗store m版acro捌后备联线通讯线熬路岸backup 败in

42、terac班tive li艾ne暗后进先出跋last in埃, first背 out (L按IFO)颁后勤办公室扒back of稗fice版恒生100笆Hang Se鞍ng 100 搬(HS100)扮恒生中国内地流板通指数笆Hang办 Seng M绊ainland捌 Freefl袄oat Ind吧ex (HSM班LFI)叭恒生中国内地综鞍合指数拜Hang Se搬ng Main伴land Co跋mposite背 Index 疤(HSMLCI熬)哀恒生中国企业指拔数（恒生国企指氨数）盎Hang Se背ng 半China罢 Enterp爸rises I隘ndex (H案SCEI)靶恒生亚洲指数半Ha

43、ng Se俺ng Asia绊 Index 拔(HSAI)凹恒生指数唉Hang Se摆ng Inde翱x (HSI)哀恒生香港大型股颁指数佰Hang Se唉ng HK L佰argeCap班 Ind般ex (HSH爸KLI)捌恒生香港小型股把指数把Hang Se蔼ng HK S爸mallCap板 Index 暗(HSHKSI靶)澳恒生香港中型股把指数芭Hang Se颁ng HK M蔼idCap I柏ndex (H拔SHKMI)凹恒生香港中资企耙业指数（中资企捌业指数）般Hang Se板ng Chin靶a-Affil鞍iated C奥orporat暗ions In安dex (HS办CCI)白恒生香港

44、流通指办数瓣Hang Se蔼ng HK F疤reefloa胺t Index佰 (HSHKF八I)芭恒生香港综合指挨数盎Hang Se耙ng Hong颁 Kon拌g Compo佰site In哀dex (HS袄HKCI)搬恒生伦敦参考指拌数氨Hang Se鞍ng Lond把on Refe啊rence I办ndex (H阿SLRI)澳恒生流通50鞍Hang Se捌ng Free颁float 5斑0背恒生流通中国内胺地25哀Hang Se懊ng Free百float M埃ainland翱 25碍恒生流通香港2板5班Hang Se隘ng Free跋float H埃K 25哀恒生流通综合指背数胺Hang

45、 Se皑ng Free坝float C敖omposit挨e Index把 (HSFCI疤)颁恒生信息科技指斑数八Han盎g Seng 唉IT Inde半x (HSIT扮I)拜恒生信息科技组般合指数白Hang Se袄ng IT P爱ortfoli颁o Index芭 (HSITP岸)柏恒生综合指数败Hang Se捌ng Comp疤osite I奥ndex (H隘SCI)懊恒生/富时亚洲斑大企业指数蔼FTSE/Ha耙ng Seng氨 Asiato拜p Index扳恒生/富时亚洲罢分类指数啊FTSE/Ha癌ng Seng般 Asian 扒Sector 佰Indexes八恒生/富时指数氨系列佰FTSE/

46、Ha敖ng Seng稗 Indexe艾s昂恒指服务有限公昂司摆HSI Ser昂vices L暗imited搬恒指国际有限公半司板HSI Int伴ernatio颁nal Lim爸ited半恒指期货啊Hang Se八ng Inde把x Futur皑es傲恒指期权安Hang Se澳ng Inde摆x Optio蔼ns版恢复买卖稗resumpt阿ion of 啊trading把持有成本爱cost of败 carry艾持股人的分布情鞍况哎spread 傲of hold巴ers班持仓奥positio艾n癌持仓上限 / 笆限额岸positio挨n limit班持仓比例班positio懊n ratio佰持仓限

47、额及大八额未平仓合约的版申报规定指引伴【证监会】癌Guidanc八e Note 按on Posi肮tion Li澳mits an吧d Large伴 Open P挨osition阿 Report蔼ing Req氨uiremen芭ts SFC扒隘持仓限额比率柏positio扒n limit霸 ratio凹持仓风险调整捌positio胺n risk 版adjustm澳ent癌持仓净额案net pos捌ition芭持仓类别【期权哀】稗tier o坝ptions哀持牌人胜任能哀力的指引岸Guidanc版e Note 按on Comp艾etence邦持牌人进行持柏续培训的指引癌Guidanc白e Note

48、 案on Cont矮inuous 敖Profess八ional T阿raining拔持续专业培训课胺程拔Continu皑ous Pro办fession碍al Trai皑ning (C瓣PT)奥持续净额交收摆continu凹ous net阿 settle芭ment (C霸NS)扳持续责任安continu熬ing obl摆igation胺; on-go跋ing obl半igation皑持续发售机制俺tap fac胺ility半持续经营【会计伴】哀going c班oncern 爸accoun吧ting败持续经营之业务啊continu稗ing ope背ration鞍持续关连交易扳continu扒ing

49、 con熬nected 艾transac摆tion吧持权成本【期权邦】跋cost of摆 carry奥指引摘要敖Guidanc暗e Note按指示价格稗indicat靶ive pri鞍ce巴指定分配【期权颁】隘assignm版ent op昂tions胺指定百分比氨prescri爱bed per柏centage澳指定银行盎designa拜ted ban傲k拌指定证券凹designa俺ted sec芭urities皑指数加权移动平八均方法百exponen袄tially-拌weighte斑d movin安g avera斑ge熬指数套戥罢index a搬rbitrag柏e跋指数参与单位肮index p

50、鞍articip捌ation u暗nit扮指数掉期芭index s懊wap蔼指数期货懊index f啊utures澳指数债券岸index b鞍ond翱指数预托证券阿index d办eposito白ry rece翱ipt; in败dex sha巴re啊指数认购权证搬index c癌all war百rant巴指数权证罢index w哎arrant瓣按市价计值吧mark to版 market跋 / mark搬-to-mar爱ket耙按金隘margin瓣按金比例埃margin 巴ratio啊按金交易稗margin 埃trading俺按金减免罢margin 笆relief盎按金对销笆margin 阿of

51、fset扳按揭贷款基准组吧合颁benchma啊rk mort邦gage po绊ol坝按揭贷款发放者翱mortgag熬e loan 疤origina跋tor佰按金间距笆margin 稗interva般l半按揭证券爸mortgag拔e-backe般d secur鞍ities坝按盘价坝nominal鞍 price隘故障包容瓣fault t白oleranc敖e隘柏力克舒尔拜斯期权定价模按式艾Black-S八choles 八option 捌pricing懊 model癌查访跋inspect般ion vis氨it板查询公布资料【埃中央结算系统】爱Enquire胺 Announ隘cement 疤Inform

52、a坝tion C挨CASS案查询交收指示未按获配对原因【中暗央结算系统】版Enquire盎 Unmatc拜hed SI 搬Reason 盎CCASS稗查询报失股票鞍资料功能【中昂央结算系统】敖Enquire搬 Report袄ed Lost瓣 Certif昂icate 把CCASS半洗黑钱案money l氨aunderi拌ng奥活跃业务纪录【耙创业板】搬active 八busines暗s pursu凹its GE摆M靶派送股份/红股哀bonus i疤ssue背界面联系笆interfa哀cing爸盈利颁earning捌s; prof背it把盈利对利息倍数拌interes扳t cover罢; int

53、er鞍est cov百erage奥盈富基金把Tracker胺 Fund o俺f 芭Hong Ko皑ng暗 (TraHK俺)岸盈余储备耙surplus板 reserv哀e搬相互上市安cross l巴isting;背 dual l巴isting笆相抵持仓蔼offsett拜ing pos胺ition斑相对回报率暗relativ班e retur笆n傲相对强弱指数啊Relativ鞍e Stren昂gth Ind吧icator 凹(RSI)坝相联人肮associa笆ted per班son蔼相关/指定资产凹underly澳ing ass背et敖相关/指定证券百underly芭ing sec岸urities霸

54、看跌股票挂啊钩票据扒Bear Eq哎uity Li板nked In拌strumen隘t (Bear挨 ELI)翱看涨股票挂爸钩票据般Bull Eq芭uity Li柏nked In坝strumen斑t (Bull唉 ELI)哎约务更替稗novatio扮n案约价*唉conside唉ration俺纪律上诉委员会巴Discipl版inary A暗ppeals 案Committ扳ee稗纪律委员会霸Discipl扒inary C伴ommitte隘e唉纪律案例氨Discipl艾inary C笆asebook懊纪律处分程序安手册摆Handboo暗k on Di盎sciplin百ary Pro暗ceeding坝

55、s摆纪律处分权力八discipl傲inary p罢ower靶纪律程序碍discipl叭inary p捌rocedur胺es霸红股奥bonus s瓣hare安红股发行霸bonus i版ssue背红筹股柏red chi叭p芭美元总会计长【扒美国】肮Comptro爱ller of巴 the Cu矮rrency 拔US坝美式期权矮America芭n style扳 option挨美国本土债券摆Yankee 敖bond芭美国全国证券交跋易商协会自动报巴价系统/ 美国皑纳斯达克证券市邦场凹Nationa邦l Assoc摆iation 跋of Secu奥rities 叭Dealers背 Automa懊ted

56、Quo扮tations隘 (NASDA阿Q)霸美国存管信托公稗司碍Deposit斑ory Tru般st Comp啊any (DT败C) US跋美国商会阿America澳n Chamb绊er of C安ommerce俺 (AMCHA皑M)蔼美国国家经济研敖究局唉Nationa昂l Burea蔼u of Ec懊onomic 鞍Researc胺h US笆美国预托证券跋America埃n depos靶itory r笆eceipt 扒(ADR)艾美国联邦公开市坝场委员会捌Federal爸 Open M扒arket C霸ommitte拔e (FOMC跋)扮美国联邦国家房凹屋贷款协会（房胺利美）懊Feder

57、al氨 Nation斑al Mort安gage As扒sociati邦on (Fan半nie Mae鞍)傲美国证券交易所案America翱n Stock矮 Exchan熬ge (AME耙X)板英伦银行矮Bank of百 阿England捌英格兰及威尔斯岸特许会计师公会凹Institu隘te按 of 肮Charter半ed Acco般untants扮 in 凹England办 and 肮Wales坝 (霸ICA办 半England巴 & 拜Wales按)肮英国公认会计师拔公会鞍Charter阿ed Asso岸ciation办 of Cer把tified 碍Account肮ants (A白CCA)

58、斑英国投资管理监胺管组织熬Investm懊ent Man霸agement板 Regula啊tory Or凹ganisat绊ion (IM捌RO)八英国金融业管理埃局鞍Financi八al Serv佰ices Au唉thority扒 (FSA) 拌艾UK巴挨衍生产品 / 哀衍生工具爸derivat爸ives扳衍生产品及风险艾管理文凭课程瓣Diploma爸 Course把 in Der艾ivative哀s and R碍isk Man跋agement笆衍生产品市场 敖/ 衍生工具市芭场八derivat翱ives ma扒rket唉衍生产品市场咨扳询小组佰Derivat埃ives Ma昂rket Co搬

59、nsultat搬ive Pan罢el傲衍生产品结算及八交收系统癌Derivat按ives Cl蔼earing 扳and Set佰tlement氨 System八 (DCASS爸)斑衍生权证奥derivat笆ive war搬rant百要约巴offer胺计算按金程序靶margini凹ng proc败ess癌负债熬liabili斑ties背负债日柏indebte氨dness d白ate矮负债比率板debt-to俺-equity傲 ratio敖重大交易哎major t哀ransact癌ion败重估把revalua傲tion袄重组癌reorgan半isation凹重置成本柏replace傲ment co

60、癌st巴重复认购敖multipl袄e appli阿cation皑重整账目奥restate绊ment of哎 accoun八ts坝限制通知书白restric埃tion no佰tice般限制买卖期柏black o埃ut peri啊od柏限价盘按limit o阿rder奥限价卖空规则懊tick ru百le熬面值敖face va罢lue; no碍minal v办alue傲风险披露白risk di败sclosur叭e胺风险披露声明书绊【创业板】肮Risk Di拜sclosur肮e State隘ment G矮EM柏风险值袄value-a搬t-risk爸风险容限肮risk to澳lerance百风险容量袄a