天津大学管理学院工程管理系97国工合同管理试卷A

1、2007 2008 学年第一学期期末考试试卷国际工程 合同管理（ 1）（ A 卷）题号一二三四成绩核分人签字得分一、 选择题（含单选和少数多选） （共 25 分，每小题 1 分）资格预审主要目的是：节省投标费用节省评标费用缩短评标时间淘汰没有竞争力的投标者工程项目履约保证包括：履约保函动员预付款保函投标保函履约担保动员预付款起扣点一般是从：进度款达到合同额的 10%开始进度款达到合同额的 25%开始第一次有进度款开始D最后一次进度款中扣除工程项目投标保函一般是投标价的：A. 5%113%30%10%工程项目履约保函一般是合同价的：10%13%30%25%施工类型的工程项目履约担保一般是合同价的

2、：10%13%30%D 100%在审核各类保函时注意的要点有：出具保函单位的资质保函的有效期保函的数额D保函的格式保函的币种误期损害赔偿费的最高限额一般是合同额的：10%13%30%D5%保留金的扣除是从：进度款达到一定百分比之后开始从第一期支付证书开始2从第一次有进度款的支付证书开始D从动员预付款中扣除10.一般情况下保留金的扣除比例和累计扣除限额是：A. 进度款的 10%，限额是合同额的10%B. 进度款的 5%，限额是合同额的10%C. 进度款的 10%，限额是合同额的5%D. 进度款的 5%，限额是合同额的5%11.在 “工程设备和设计 建造 ”合同条件中规定保留金的返还分为：A. 工

3、程完工之后返还50%，合同期满后返还另外50%B. 工程接收证书颁发之后返还50%，合同期满后返还另外50%C. 工程完成所有的检验之后返还50%，合同期满后返还另外50%D竣工检验之后返还50%，合同期满后返还另外50%12.工程合同的有效期一般是：从合同签署到工程完工从中标的投标者收到中标函开始到结清单生效从签订合同开始到结清单生效从签订合同到工程缺陷责任期结束13.下列那种证书的颁发才被视为业主对工程项目的最终批准：接收证书最终支付证书竣工后检验证书履约证书14.分包商与业主的关系是：3合同关系业务指导关系没有合同关系D指定分包商与业主有合同关系15.业主与承包商双方签署的合同与其适用法

4、律的关系是：相互补充合同高于法律法律高于合同同等重要16.请给出下列合同文件的优先顺序：中标函合同协议书通用合同条件专用合同条件其他补充资料投标书和投标书附录技术规范图纸17.1999 版 FIDIC EPC 合同条件与 Design-Build合同条件的主要区别是：A. EPC 合同没有设监理工程师EPC 合同对业主更有利EPC 合同业主对承包商的管理相对宽松EPC 合同承包商将承担更大的风险418.分包合同的通用合同条件来自：总承包商和业主签订主合同的合同条件FIDIC 合同条件总承包商和分包商共同起草的合同条件业主要求的合同条件分包商自己选择的合同条件19.专用合同条件是对通用合同条件的

5、：全面修订补充修改具体化20.下列哪些属于不可抗力：战争军事政变恐怖活动地震火山爆发飓风21.单价合同中工程量清单 (BOQ) 的主要作用是 :投标报价合同实施过程中的支付索赔的处理变更的处理5复核实际工程量22.总价合同主要适用于：EPC 类型的合同Design-Build 类型的合同范围明确非常简单的小项目业主负责设计的大型项目机电安装项目23.所花的费用一般由哪些部分组成：A. DRB 专家现场考察费用B. DRB 专家每工作日工资C. DRB 专家月基本工资D. DRB 专家的差旅费仲裁费24.下列那种证书的颁发才被视为业主对工程项目的最终批准：接收证书最终支付证书履约证书竣工后检验证

6、书阶段性验收证书25.狭义的项目索赔与变更的关系是：变更是索赔的一部分变更是索赔产生的一种主要原因变更要通过索赔来解决6D索赔没有利润，变更有利润二、 FILL BLANKS26.Please introduce the Types of Construction Project Insurance（5 score）1）2）3）4）5）27.Please introduce the FIDIC Contract Condition before 1999：（ 5 score）1）2）3）4）5）三、 论述题（共 40 分）简述施工类型工程项目招标文件、投标文件与合同文件三者的区别与联系。 (5

7、 分)Please introduce the tendering documents of international construction consulting and describe the characteristics of the tendering.(5 score)Please introduce the key mile stones of contract management during the whole life cycle for international construction and analyze their relationships. (10

8、score)写出 FIDIC 1999 版 Design-Build 合同条件的 20 条款的基本结构， 并简述各条款之间的联系， 并讲述你读 1999 版 FIDIC 系列合同条件的体会。 (107分 )If you are a contract manager for a large international project, how will you arrange the staff members of your department to ensure the work operating efficiently? And, what personal qualities sho

9、uld be obtained as an expertise on contract management in your opinion? (10 score)四、 平时成绩（共 25 分，详见平时成绩单）8参考答案一、选择题B、C、DA 、DABACA 、B、 C、D、EACCCBDCCB-A-E-D-C-F-GA、C、DAB、C、 DA 、B、 C、D、EA 、B、 C、DA、B、CA 、B、 C、DCB9二、填空题(本题回答用中英文均可)工程一切险、设计保险、承包商设备保险、第三方责任险、雇主责任险、运输保险、机动车辆保险（选中五个即可）1） Conditions of Contra

10、ct for Works of Civil EngineeringConditions of Subcontract for Works of Civil EngineeringConditions of Contract for Electrical and Mechanical WorksConditions of Contract for Design-Build and Turnkey ProjectsConditions of Client/Consultant Model Services Agreement三、论述题（以下各题答出主要要点即可）招标文件是由业主或工程师编写的，是所

11、有投标人投标的基础，包括商务部分和技术部分；投标文件是由投标人根据招标文件编制的施工方案和投标报价，包括投标保函；合同文件是中标的承包商与业主最终签订的正式法律文件，包括合同协议书和履约保函等文件；三者应用的时间不同，构成不同，文件的编排顺序也不同。咨询服务招标文件与一般项目的招标文件有明显的区别，通常包括：邀请函、咨询公司须知、技术建议书、商务建议书、工作大纲、业主为咨询公司提供的投入、标准合同格式和评标方法与标准。与一般项目招标过程对比，咨询服务招标过程有以下特点： 1）在邀请招标时任务范围不确定； 2）以技术评审为主选择最佳的咨询公司，而不以价格最低为主要标准，咨询服务的商务标和技术标的

12、权重通常为 20%,80% ；3）业主可以直接向一些咨询公司发出招标邀请；4）咨询公司可以对任务大纲提出修改意见； 5）一般不公开开标， 对晚送到的标书不一定宣布无效退回。10主要涉及的关键里程碑点包括： 基准日期、 投标有效期、 开工日期、 合同工期、竣工时间、缺陷责任期、合同期、合同有效期等；其中基准日期是风险的重要分界点；从开工日期到竣工时间为合同工期；施工类型的项目缺陷责任期一般为一年，是从业主接收项目开始算起；合同期包含合同工期和缺陷责任期；合同有效期从中标的承包商收到中标函算起直至结清单生效为止。列出 FIDIC99 版 Design-Build 合同的 20 个条款， 并进行分组

13、， 通过分组论述组内各条款的关系，如业主、工程师和承包商三条分为一组，这是合同实施过程中的主要的三方。本题考察的是学生完成指定课外阅读资料的情况，讲述体会部分没有标准答案。本题为一论述题，要求学生综合运用自己所学的有关合同管理方面的知识，发表自己的见解，希望能有所创新，充分发挥每个人的想象力，所以并无确定的答案。基本应该谈到合同部的组织机构的选择；合同部人员的素质要求；合同部的基础工作；标准化，程序化对提高合同部工作效率的作用等。四、平时成绩按平时作业和出勤率综合考虑，详见平时成绩单。11国际工程 合同管理（ 2）（ A 卷）题号一二成绩核分人签字得分试卷说明：答题基于 FIDIC 合同条件或

14、国际工程合同管理惯例。1.Explain the meanings of the following terms（2 points for each and 20 for all）joint and several liability;ruling language; governing law; based date; accepted contractamount; DAB;performance certificate;retention money; defects notificationperiod;performance security2. Answer briefly the

15、 following questions（ 10 points for each and 50 for all）What are the basic documents that usually comprise the contract?What are the basic types of contract in international construction?How time is managed in FIDIC Red Book 1999?Paraphrase the provisions regarding quality control in FIDIC Red Book

16、1999.What are the procedures for claim and dispute settlement in FIDIC Red Book 1999?Explain in detail how risks are allocated in the contract and the philosophy behind such allocation, based on FIDIC conditions of Contract for Construction, 1999.Give your detailed understanding of how to be a highl

17、y qualified contract manager for international construction.12国际工程合同管理2 答案要点评分标准：简述题应在答案要点基础上进行简单分析阐述。9 分：要点完整，阐述充分恰当，表现突出可得满分8 分：要点比较完整，阐述比较充分7 分：要点不够完整，未能充分阐述6 分：仅能覆盖部分关键要点，或者阐述中出现严重错误15 分：严重偏题，未能覆盖关键知识点，缺乏对于题目涉及知识点的基本了解论述题参照上述评分标准酌情给分。参考答案要点：一、名词解释joint and several liability:It means when the Con

18、tractor constitutes(under applicable Laws) a joint venture, consortium or other unincorporated grouping of two or more persons, these person shall be deemed to be jointly and severally liable to the Employer for the performance of the Contract.ruling languageIt means the language specified in the Ap

19、pendix to Tender to prevail in the communication and correspondence for the execution and completion of the Cerning lawIt means the law of the country (or other jurisdiction) where the project is carried out, stated in the Appendix to Tender.based dateIt means the date 28 days prior to th

20、e latest date for submission and completion of the Tender.accepted contract amountIt means the amount accepted in the Letter of Acceptance for the execution and completion of the Works and the remedying of any defects. It is an estimated amount.DAB13It stands for Dispute Adjudication Board. It is ap

21、pointed by both parties and comprised of one or three persons.It is responsible to settle disputes between the two parties before they resort to arbitration or litigation.performance certificateIt is a certificate issued by the Employer to the Contractor, stating the date on which the Contractor com

22、pleted his obligations under the Contract. Only the Performance Certificate shall be deemed to constitute acceptance of the Works.retention moneyIt means the accumulated retention moneys which the Employer retains in the interim payments to ensure the proper execution and completion of the contract

23、and remedying the defects during the Defects Notification Period. When the Taking-Over Certificate has been issued for the Works, the first half of the Retention Money shall be certified by the Employer for payment to the Contractor; in case of part or section of the Works, a proportion of the Reten

24、tion Money shall be certified and paid.defects notification periodIt means the period for notifying defects in the Works or a Section, as stated in the Appendix to Tender (withany extension under the relevant sub-clause), calculated from the date on which the Works or Section in completed under the

25、sub-clause relating to taking over the Works and Sectionsperformance securityIt means the security obtained by the Contractor for proper performance, in the amount and currencies stated in the Appendix to Tender. The Contractor shall deliver it to the Employer within 28 days after receiving the Lett

26、erof Acceptance and shall send a copy to the Engineer. The Employer is entitled to make a claim under the Performance Security subject to the Contract.2、简述(1). What are the basic documents that usually comprise the contract?the contract agreement;the Letter of Acceptance;the Letter of Tender;the Par

27、ticular Conditions;the General Conditions;the Specification;the Drawings, andthe Schedules and any other documents forming part of the Contract.(2). What are the common contract types in international construction?Lump sum: the contract price is to a large extent fixed and variation is rare and diff

28、icultUnit price: the contract price is calculated on the basis of fixed unit price and the quantities of the finished workCost plus fee: the contract price constitutes all the cost incurred in the construction and a fee or profit for the contractor. The fee can be calculated as a percentage of the c

29、ost, a fixed amount, or an award related to the real cost and the expected cost或Build-construction contract, EPC turnkey contract, sub-contract, labor contract, install contract, supply contract, design-management contract, CM contract.14或（答出其中三个即给一半的分）FIDICCONTRACTS:ICECONTRACTS:JCTCONTRACTS:AGCCON

30、TRACTS:AIACONTRACTS:DBIACONTRACTS:（答对要点即可，按所答内容酌情给分）(3). How time is managed in FIDIC Red Book 1999?Commencement: 7 days notice. 42 days after the Letter of Acceptance.Time for completion: the expected time span for completion of all the works.Extension of time for completion: a successful claim by

31、the Contractor may give an extension of the time for completion, which shall be determined by the Engineer.Programme and its update: a detailed description of the intended methods and milestones etc., which the Contractor shall comply with throughout the building process. Whenever a successful claim

32、 entitles the contractor an extension of time for completion, or the real progress has fallen behind the programme, the programme should be updated accordingly.Rate of progress: if the progress is fallen behind the programme, the Engineer may instruct the Contractor toexpedite using proper method.Te

33、sts on completion and taking over: after passing tests on completion, the Contractor could apply for the taking over certificateDefects liability and performance certificate: after completion of all the outstanding work and remedying defects during the defects liability period, the Employer should i

34、ssue a performance certificate which demonstrates the Contractor has completed all the obligations under the Contract(4). Paraphrase the provisions regarding quality control in FIDIC Red Book 1999.The Clauses 7, 9, 11 specify the provisions regarding quality control.1) Clause 7 mainly focuses on the

35、 quality control over the plant, materials and workmanship. The quality control is implemented in ways of Samples of material testing, inspection when mass of materials being obtained and during the production, manufacture and construction, and all tests of any plants, materials and works specified

36、in the contract during the execution of the project. Anything found to be defective or unqualified may be rejected. The contractor may be instructed to carry out the remedial work to ensure the quality.2) Clause 9 specified the contractor s obligations during the tests on completion and themeasuresf

37、ollowing ifthe works fail to pass the test on completion3) Clause 11 prescribed the contractordefects liabilityduring the defects notificationperiod, includingcompleting the outstanding work, remedying the defects. It also entitles the employer to take measures in case that the contractor should fai

38、l to remedy any defect or damage within a reasonable time.(5). What are the procedures for claim and dispute settlement in FIDIC Red Book 1999?notice to the Engineer: in 28 days after the incursion of the issueduring the process of the issue keep a contemporary record. If such issue extended beyond

39、a month, an interim claim should be reported to the Engineer at monthly intervals15in 42 days after the issue, a final claim should be submitted to the Engineerthe Engineer should respond in 42 days after he receives the claim. And proceed to determine the extension of time for completion and/or cos

40、tif either party could not agree the decision of the Engineer, he could refer to the DAB, which should give itsdecision in 84 days.6) if either party could not agree the decision of the DAB, he could issue a notice of dissatisfaction in 28 daysafter receiving the DAB s decision.after the issue of a

41、notice of dissatisfaction, both parties should attempt to settle the dispute amicably before the commencement of arbitrationunless settled amicably, the dispute should be settled by international arbitrationExplain in detail how risks are allocated in the contract and the philosophy behind such allo

42、cation, based on FIDIC conditions of Contract for Construction, 1999.1) Employer risks generally include: war, hostilities,invasion, act of foreignenemies; rebellion, terrorism,revolution, insurrection, military or usurped power, or civil war, within the Country; riot, commotion or disorderwithin th

43、e Country by persons other than the Contractor s Personnel and other employees of the Contractor aSubcontractor; munitions of war, explosive materials,ionizingradiationor contamination by radio-activity,within the Country, exceptas may be attributable tothe Contractoruse ofsuch munitions,explosives,

44、radiation or radio-activity;pressure waves caused byaircraftor otheraerialdevices travelingat sonic orsupersonic speeds; use or occupation by the Employer of any part of the Permanent Works, except as may bespecified in the Contract; design of any part of the Works by the Employer s Personnel or by

45、others fothe Employer is responsible; any operation of the forces of nature which in Unforeseeable or against which an experienced contractor could not reasonably have been expected to have taken adequate preventativeprecautions.2) Except the above mentioned Employer s risks, all other risks should

46、be deemed to be borneContractorbyth.Generally speaking, such risks include: the temporary works, the design of permanent works that the Contractor is responsible, the unforeseen adverse physical conditions as a result of lack experience or site investigation, the damage to the roads and bridges as a result of the transportation of the Contractor, the noise and contamination of the construction process, the safety of personnel and property on site, the custody of permanent work, etc.The principle for the allocation is as following: the