雨课堂学堂在线学堂云《Carbon Finance（北京理工大学）》单元测试考核答案

CarbonFinance第1题TheParisAgreementestablisheda“top-down”internationallybindingemissionreductionmodel.()第2题Globalwarmingisoneofthemostseriousenvironmentalproblemsinthe21stcentury.()第3题WhichcitiesareincludedinChina'spilotcarbonmarkets?()ABeijingBShanghaiCGuangzhouDChengdu第4题Whatdoesthebroaddefinitionofcarbonfinancecover?()AFinancialbusinessesbasedoncarbonemissionrightstradingBOthergreenfinancialproductsandservicesCOnlyspottradingofcarbonemissionrightsDAllfinancialarrangementsforreducinggreenhousegasemissions第5题Whichagreementsarepartofthelandmarkprogressinglobalresponsetoclimatechange?()AUNFCCCBKyotoProtocolCParisAgreementDMontrealProtocol第6题WhatmeasuredidtheEUETSadoptduring2013-2020?()ACoveringonlythepowersectorBIncludingairlinesCSettingper-unitemissioncapsforsteelandcementDIncludingroadtransportincontrolscope第7题WhichofthefollowingisNOTthefunctionofcarbonfinance?()APricediscoveryBRiskdiversificationandhedgingCIncreasinggreenhousegasemissionsDInformationtransmissionandreducingtransactioncosts第8题HowmanycitieswereinChina'sfirstbatchofcarbonemissionrightstradingpilots?()A5B6C7D8第9题WhichofthefollowingisNOToneofthethreemarket-basedmechanismsundertheKyotoProtocol?()AIETBJICCDMDNDC第10题WhendidChinafirstproposethe“carbonpeakingandcarbonneutrality”goals?()A2019B2020C2021D2015第11题Thenarrowdefinitionofcarbonfinancerefersto().AAllfinancialactivitiessupportinggreendevelopmentBFinancialmarketbusinessesrelatedtocarbonemissionrightstradingCVariousfinancialarrangementsforreducinggreenhousegasemissionsDGreencreditandgreenbondbusinesses第12题Whichinternationalagreementfirstproposedthecarbontradingmarket?()AUNFCCCBKyotoProtocolCParisAgreementDNoneoftheabove第1题InChina'snationalcarbonmarket,thetradingsystemandtheregistrationsystemareoperatedbythesameinstitutiontoensureefficiency.()第2题The"free-rider"problemarisesbecausethebenefitsofapublicgood,likeacleaneratmosphere,arenon-excludableandnon-rivalrous.()第3题AccordingtoProspectTheory,peoplearegenerallyrisk-aversewhenfacingpotentialgainsandrisk-seekingwhenfacingpotentiallosses.()第4题TheCoaseTheoremsuggeststhatiftransactioncostsarezero,anefficientallocationofresourcescanbeachievedthroughnegotiation,regardlessoftheinitialassignmentofpropertyrights.()第5题Whichofthefollowingareconsideredfunctionsofthecarbonfinancemarket?()APricediscoveryBRiskdiversificationandhedgingCReducinggreenhousegasemissionsDDrivinginnovationinfinancialinstitutions第6题Thecarbonfinancemarketiscomposedofwhichofthefollowingkeycomponents?()AMarketparticipants,suchasenterprisesandfinancialinstitutionsBMarketobjects,suchascarbonallowancesandderivativesCMarketorganizationforms,suchasexchangesandOTCmarketsDMarketprices,determinedbysupplyanddemand第7题Behavioralfinancechallengesthetraditionalfinanceassumptionofrationalinvestorsbyconsideringwhichofthefollowingfactors?()ACognitivebiasesBLimitedArbitrageCPerfectinformationDInvestorPsychology第8题Accordingtothetheoryofexternalities,whichofthefollowingstatementsaboutcarbondioxideemissionsarecorrect?()ACarbondioxideemissionshavenegativeexternalities.BReducingcarbondioxideemissionshasnegativeexternalities.CAbetterenvironmentresultingfromemissionreductionshaspositiveexternalities.DThebenefitsofemissionreductioncanbeeasilyexcludedfromnon-payers.第9题Whatistheprimaryfunctionofanationalcarbonemissionrightsregistrationsystem?()ATosetthemarketpriceforcarbonallowancesBToserveasthefinalbasisfordeterminingtheownershipofcarbonallowancesCToprovidefinancingforemissionreductionprojectsDTodirectlytradecarbonfinancialderivatives第10题Aninvestorwhoholdsontolosingstocksfortoolongwhilesellingwinningstockstooearlyisexhibitingwhichofthefollowingbiases?()AOverconfidenceBiasBAnchoringEffectCMentalAccountingDDispositionEffect第11题AccordingtotheEfficientMarketHypothesis,inwhichtypeofmarketwoulditbeimpossibletoachieveexcessprofitsevenwithaccesstoallpublicandprivateinformation?()AStrong-formefficientmarketBSemi-strong-formefficientmarketCWeak-formefficientmarketDInefficientmarket第12题Whichofthefollowingconceptsexplainswhycarbonemissionrightscanbetradedinamarket?()AUtilityBPublicgoodsCScarcityDPositiveexternalityChapter3-Homework第1题TheSRM(SolarRadiationManagement)Bridgeconceptproposesusingclimateengineeringasatemporarymeasuretolimitglobalwarmingwhilenegativeemissionstechnologiesarescaledup.()第2题A"Proof-of-Work"()blockchainprotocolisknownforbeinglessenergy-intensivethana"Proof-of-Stake"()protocol.()第3题AkeycriticismofEcologicalEconomicsisthatitoversimplifiesthecomplexityofecosystemsbymonetizingthemas"naturalcapital"or"ecosystemservices".()第4题The"endowmenteffect"suggeststhatpeoplevalueanobjecttheypossessmuchmorethananobjecttheydonot.()第5题TheIPCC'sthree-prongedapproachtofightingclimatechangeincludeswhichofthefollowingstrategies?()AMitigation,whichinvolvesreducingGHGemissions.BAdaptation,whichinvolvesadjustingtotheeffectsofglobalwarming.CSpeculation,whichinvolvesprofitingfromcarbonpricevolatility.DRemediation,whichinvolvesremovinggreenhousegasesfromtheatmosphere.第6题Whatarethekeyprinciplesofblockchaintechnologythatmakeitpotentiallyusefulforcarbonmarkets?()ACentralizedBDecentralizedCTransparentDImmutable第7题LifeCycleAssessment()foraninfrastructureprojecttypicallyconsiderswhichofthefollowing?()AEmbodiedcarbonfrommaterialsandconstructionBOperationalcarbonfromthebuilding'senergyconsumptionduringuseCThetriple-bottomline,includingsocial,economic,andenvironmentalimpactsDOnlythefinancialcostoftheprojectfromstarttofinish第8题WhichofthefollowingareconsideredkeydifferencesbetweenEnvironmentalEconomicsandEcologicalEconomics?()AEnvironmentalEconomicsisasub-disciplineofeconomics,whileEcologicalEconomicsismoretransdisciplinary.BBothfieldsrejecttheuseofmarket-basedsolutionsforenvironmentalproblems.CEcologicalEconomicsoftencarriesastrongerpoliticalandsocialagendaforsustainability.DEnvironmentalEconomicsviewsenvironmentalproblemsprimarilyasmarketfailures,whereasEcologicalEconomicsoftenseesthehumaneconomyasasubsystemoftheglobalecosystem.第9题Ina"cap-and-trade"system,whatdoesthe"cap"represent?()AThemaximumpriceacarbonallowancecanreachBThenumberofcompaniesparticipatinginthemarketCThetotallimitongreenhousegasemissionsforagivenperiodDTheminimumamountofemissionsacompanymustreduce第10题WhichofthefollowingisanexampleofaNegativeEmissionsTechnology()?()ASolarRadiationManagement(SRM)BBuildingseagatestoadapttorisingsealevelsCInstallingreflectiveaerosolsinthestratosphereDDirectAirCapture(DAC)第11题APigouviantaxisapolicytooldesignedtoaddresswhatkindofmarketfailure?()ANegativeexternalitiesBInformationasymmetryCPublicgoodsDMonopolypower第12题Theconceptthateconomicagents'decision-makingislimitedbytheircognitivebiases,imperfectinformation,andtimeconstraintsiscentraltowhichfield?()AEcologicalEconomicsBBehavioralEconomicsCEnvironmentalEconomicsDClassicalEconomicsChapter4-Homework第1题Carbontaxisaquantity-basedmechanism,whilecarbonmarketisaprice-basedmechanism.()第2题The"V"intheMRVframeworkreferstoemissiondataverifiedbyenterprisesthemselves.()第3题TheEmissionTradingSystem()isamarket-basedpolicyinstrumentdesignedtoreducecarbonemissionsbypricingemissionrights.()第4题CoreinstitutionsofChina'snationalcarbonmarketinclude?()ACCERregistrationinstitutioninBeijingBAllowanceregistrationinstitutioninHubeiCNationalCarbonExchangeinShanghaiDFuturestradingplatforminGuangdong第5题Manifestationsofglobalcarbonmarketexpansioninclude?()A36operationalETSworldwidein2024BCoveringapproximately18%ofglobalGHGemissionsCCumulativerevenuesexceedingUSD303billionsince2007DOnlytheEUandChinahavecarbonmarkets第6题RegionalpolicyfeaturesofChina'spilotcarbonmarketsinclude?()AHubeiprioritizeslocalCCERusageBGuangdongrequires≥70%localCCERCShanghaihasnogeographicalrestrictionsonCCERDBeijingcompletelyprohibitsexternalCCERusage第7题Advantagesofthe"BaselineApproach"overthe"HistoricalApproach"forallowanceallocationinclude?()ARewardingearlyemissionreducersBSimpleoperationandlowadministrativecostCForcinglaggardstoinnovateDBasedonunifiedindustrystandards第8题KeystepsinETSdesigninclude?()ADeterminingsystemcoverageBEstablishingemissionscapCAllocatingallowancesDDesigningoffsetmechanisms第9题WhatisuniqueaboutSouthKorea'sETS?()ATheworld'sfirstregionalcarbonmarketBOnlycoversthepowersectorCAllowstheuseofinternationaloffsetcreditsforcomplianceDAllocatesallowancesentirelythroughauctions第10题Themaindifferencebetweencarbonmarketandtraditionalenvironmentalregulationis?()AOnlycarbonmarketfocusesonpollutantemissionsBCarbonmarketallowsemissionrightstradingthroughmarketmechanismsCTraditionalregulationpaysmoreattentiontocostefficiencyDCarbonmarketdoesnotsetatotalemissioncap第11题The"HistoricalApproach"forallowanceallocationismainlybasedon?()AEnterprises'historicalemissionsorproductionlevelsBIndustryaverageemissionintensityCFutureemissionreductiontargetsDInternationalcarbonpricelevels第12题WhichofthefollowingisNOTacoreelementofETS?()AParticipantsBTradingcommoditiesCMonetarypolicyDTradingplatformChapter5-Homework第1题MorethanhalfofUNEPFIparticipantspreferNGFSscenariosfortheirinternalclimatestresstests.()第2题Internalcarbonpricinghasbeenadoptedmainlybylow-emissionservicesectorsratherthanbyoil,gasandminingcompanies.()第3题AccordingtoCPI2023,trackedclimatefinancealreadymeetstheUS$2.4trillionneededeachyearby2030.()第4题A“carbonallowanceloan”usesemissionallowancesascollateraltoobtainfinancing.()第5题WhichfactorsareexplicitlylistedbythesupervisorybodyasaffectingthesuccessofParisAgreementArticle6.4mechanisms?()AAdditionalityBPermanenceCTransparencyDBorder-taxadjustments第6题Selectallinstrumentsclassifiedas“carbonfinancialtradinginstruments”byChina’sJR/T0244-2022standard.()ACarbonforwardsBGreenbondsCCarbonfuturesDCarbonswaps第7题WhichNGFSreferencescenariorepresentsaworldthatfailstoactintime,leadingtoalateanddisorderlyresponse?____AOrderlyBNet-zero2060CToo-little-too-late第8题TheNCQGdebateatCOP29sawdevelopingcountriesrequestUS$1.3trillionannuallyingrantsby2035.Whatfiguredidthefinalagreementsettleon?____AUS$100billionBUS$300billionCUS$500billion第9题Whichcurveillustratestherelationshipbetweenthecostofabatementoptionsandthetotalemissionsreduced?____ALaffercurveBMarginalAbatementCost(MAC)curveCSupplycurve第10题Inthe2024WorldBank“StateandTrendsofCarbonPricing”report,whichtwoexplicitpricinginstrumentsmakeupthecombined“coverageofcarbonpricing”?____ACarbonlevy&cap-and-tradeBEmissionstradingsystem&carbontaxCCarbonoffsets&subsidyremoval第11题CurrentglobalannualGHGemissionsexceedapproximatelyhowmanybilliontonsCO₂-equivalent?____A20B35C50第12题WhichcoreprincipleoftheUNFCCCacknowledgesboththesharedobligationtocutgreenhouse-gasemissionsandthedifferentiatedresponsibilitiesofnations?____APrecautionaryPrincipleBPolluterPaysPrincipleCCommonbutDifferentiatedResponsibilitiesandRespectiveChapter6-Homework第1题Value-at-Risk()estimatesthemaximumpotentiallossofanassetwithinachosenconfidenceintervalandtimehorizon.()第2题Carbonfundsarechieflyfinancedbynationalgovernments.()第3题Broadlydefined,carboncreditfinancingsupportslow-carbonprojectsandenergy-savingactivities.()第4题Underafixed-pricingcarbonforward,thedeliverypricechangeswhenmarketpriceschange.()第5题Entitiesdirectlyinvolvedinoperatingthecarbon-creditmarketare()ACommercialbanksBMultilateraldevelopmentbanksCNon-bankfinancialinstitutionsDCentralbanks/regulators第6题Keyfunctionsofcarbonforwardsinclude()AHedgingBPricediscoveryCArbitrage/speculationDCompliancemonitoring第7题Pricevolatilityofcarbonfuturesandoptionsisclassifiedaswhichrisktype?____ALiquidityriskBCreditriskCDerivativepriceriskfromrelatedproducts第8题Carbonfundsusuallyexittheirinvestmentsthrough____AStockbuy-backsBDividendsCInternationalcarbon-market第9题Inthecarbon-creditmarket,theprimarycapitalsuppliersare____ANGOsBCommercialbanksCSovereignfunds第10题WhichofthefollowingisnotoneoftheKyotoProtocol’sthreeflexiblemechanismsthatcreatecarboncredits?____AJointImplementation(JI)BEmissionsTrading(ET)CRenewablePortfolioStandard(RPS)第11题Whichpricingmethodsetsafloordeliverypriceandletsthefinalpricetrackthespotmarket?____AFixedpricingBFloatingpricing第12题Whichpartyinacarbonforwardcontractisobligedtopurchasetheunderlyingcarbonassetatmaturity?____AClearinghouseBBuyer(longposition)CSeller(shortposition)Chapter7-Homework第1题InChina,carbontradingentitiesmustsubmitperiodicreportsandimmediatelyreportsignificantrisksormarketchanges.()第2题TheUKhasestablishedaunifiedregistrysystemtocomprehensivelymonitorandmanageaccountsofemissionfacilityoperators,trackingcarboncreditissuance,transfers,andcompliance.()第3题EUcarbonfinanceregulationsrelaxmarketaccessanddonotrequireparticipantstoundergoidentityverification.()第4题Theoverallgoalsofcarbonfinancialregulatoryistoprevent,control,andmitigatesystemicfinancialrisks,maintainastableandbalancedmacroeconomicenvironment,andreducemarketdeviationsfromParetooptimality.()第5题Industryself-disciplinesystem,ledbytradeunionsorassociations,establishesindustryself-disciplineagreements,coordinatesstakeholderrelations,strengthenssectorgovernance,andpreventsunfaircompetitionamongcarbonfinancialinstitutions.()第6题Carbonfinancemarketoversightshouldbeintegratedintotheexistingrobustfinancialregulatoryframework,adheringtothesameprinciplesandprocesseswithoutaligningcloselywithlegalnormsoftraditionalfinancialmarkets.()第7题Carbonfinanceoperationsaremorecomplexthantraditionalfinancialproducts,withcloselyinterconnectedcarbonbanking,insurance,andsecurities.()第8题Australia’scarbonfinancialregulatoryagencyinclude().ACleanEnergyRegulatoryAdministrationBClimateChangeAuthorityCProductivityCommissionDFinancialSupervisoryAuthority第9题InChina,Carbonfinancialauthoritiesare().AtheMinistryofFinanceMinistryBtheMinistryofEcologyandEnvironmentCthePeople'sBankofChinaDdedicatedindependentagencies第10题Carbonfinancialregulationauthoritiesandaffiliatedagenciesenforcemacro-leveloversightandmanagementofcarbonmarketentities.Thisincludesmonitoringtheinitialallocation,exercise,andtradingofcarbonemissionrights,aswellasaddressingissuesrelatedtocarbonallowancetransactions().AmonitoringtheinitialallocationofcarbonemissionrightsBmonitoringtheexerciseofcarbonemissionrightsCmonitoringthetradingofcarbonemissionrightsDaddressingissuesrelatedtocarbonallowancetransactions第11题Themoduleintheorganizationalframeworkofcarbonfinancialregulationthatencouragesbroadsocietalparticipationtoassistinregulatingthecarbonfinancesectoris().Amacro-regulatoryBinstitutionalinternalcontrolCindustryself-regulationsystemDexternaloversightmechanisms第12题Carbonmarketsdemandheightenedglobalcooperation,involvingmultipledomesticandinternationalstakeholders,where____andcross-borderprojectsnecessitatetighterinternationalcoordination.AcarbonfundsBcarbonaccountingCcarbonreportingDdataverificationChapter8-Homework第1题TheCarbonEmissionReductionSupportTool,introducedbythePeople’sBankofChina(),provideslow-costfundingtofinancialinstitutions,encouragingthemto