NBCU小黄人审核清单AECOM Doc Request NBCU GBS China

1、请认真阅读后确认下载 PAGE PAGE 3NBCUniversalGBSAudit DocumentRequestList -China审核文件清单- 中国编号/ID:No.文件名 Documents NameCheck综合性文件 General Documents1公司营业执照 Business License2工厂平面图 Site Layout3环境影响评价报告和批复 Environmental Impact Assessment (EIA) and Approval4建设项目环保竣工验收 （自主验收需提供验收报告和国家网站公示记录）Environmental Protection Ch

2、eck and AcceptanceEPCA)5废水、废气等排放源清单 Inventory of All Wastewater and Air Emission Sources6污染物排放许可证 Pollution Discharge Permit (PDP)7环保监测报告：废水、大气污染物和厂界噪音PollutantMonitoringReport,includingWastewater/Air Emission/BoundaryNoise)8危险废物处置商资质HazardousWasteHandlingLicense9危险废物转移联单（网上转移记录及纸质联单）HazardousWasteT

3、ransferManifests10医疗废弃物的转移联单（如适用）MedicalWasteManifests11Training Record on Handling and Separating of Wastes12危废管理、储存和运输的程序 及培训记录 (2.32) Procedures and Training Records ofInventoryManagement, Storage, and Transportationfor HazardousWaste13一般废弃物的处置记录 (2.12) Records of Non-hazardous Waste Disposal14环境

4、污染治理设施运营资质（如适用）OperationLicenseofPollutionTreatmentFacility15地下水取水许可证和水资源费缴纳凭据（如适用）WaterUsePermitand Proof forContribution ofWaterCharge16辐射安全许可证（如适用）Radiation SafetyPermitHealth and Safety17厂长经理、在职安全主管人员的安全培训证书 Certificate of Safety Officer18安全评价及竣工验收 （如适用）SafetyAssessmentandProtectionFacilityCheck

5、 andAcceptance19职业病预评价、控制效果评价、现状评价、竣工验收报告Occupational Health Pre-Assessment, Control-effect Assessment, PerformanceAssessment,and ProtectionFacilityCheck andAcceptance20安全生产许可证（适用于矿山、建筑施工和危险化学品生产企业） Production SafetyPermit21职业病危害项目申报登记 Occupational Health Hazards Registration22工业卫生监测报告 Industrial Hy

6、giene Monitoring Report23员工常规体检报告 Employee Regular Medical Test24职业病体检报告和定期体检政策，包括岗中，岗前和岗后 Summary Reports ofOccupationalHealthCheck-upincludingpre, on andpost-employment25食堂卫生许可证/餐饮服务许可证 Hygiene Permit for Canteen26食堂工作人员的健康证 Certification of Food Handlers27饮用水的检测报告（如适用）LaboratorySafetyTestData on

7、DrinkingWater28工伤事故记录和事故调查程序Injuries/AccidentMonthly/YearlyRecords andAccidentInvestigationProcedures29风险评估 Risk AssessmentsNo.文件名 Documents NameCheck30急救人员培训证书 First Aider Training Certificate31急救人员急救技巧以及血液安全的培训记录（如适用）TrainingRecordonFirst AidTechniquesandBloodBorne PathogensSafety32急救箱检查和维护程序 Firs

8、t Aid Kit Inspection and Maintenance Program33洗眼器和紧急喷淋装置的检查记录Maintenance Recordsfor EyeWashandEmergencyShowers34特种设备使用登记证和年检报告（锅炉、叉车、吊车/电动葫芦、压力容器、电梯等）SpecialEquipmentRegistrationandInspectionReports35特种设备操作证/特种作业上岗证 Operational License for Special Equipment/Work36化学品清单及主要化学品使用量或存储量，包括所有使用、储存、处理或生产的化

9、学品ChemicalInventoryincludingConsumptionor StorageAmountofMajorChemicals37剧毒化学品购买凭证（如适用）Proof-of-PurchaseofToxicChemicals38易制毒化学品购买许可证或备案证明（如适用）PurchasePermitorRegistrationCertificateofPrecursorChemicals39危险化学品安全生产许可证、安全使用许可证或经营许可证（如适用）HazardousChemicalProduction/SafetyUse/Business Permit40危险化学品运输资质和

10、剧毒化学品运输许可证（如适用）LicenseforTransportationofHazardous/Toxicchemicals41设备和生产工艺变化后的培训流程和培训纪录 Training Update Process & Training records42机器（如电动葫芦等）的常规维护记录 Machine Maintenance Record, e.g. Electrical Hoist43机器挂牌上锁程序，以及挂牌上锁的培训 LOTO Procedure and LOTO Training Records44其他作业许可程序及培训记录，比如密闭空间进入、登高等Work Procedu

11、resandTraining Recordsof EnteringConfinedSpace,WorkatHeight,etc.Fire45建设项目竣工的消防验收批复/备案证明（包括新、改、扩建项目）FireProtectionCheckandAcceptance(FPCA) Approval/Registration46年度消防设施检测或维保报告 （针对自动和联动消防设施）AnnualInspection/MaintenanceReportforAutomaticFirefightingFacilities47定期消防执法检查记录（公安消防部门，如适用）RegularOn-siteInspe

12、ctionRecordsfrom FireBureau48危险化学品仓库允许存放量（由公安消防部门确定）Maximum Allowable StorageAmountinHazardousChemicalWarehouse49消防演习记录、灭火器使用培训记录Fire/EvacuationDrill,Trainingrecordsonuseof FireExtinguishers50应急预案 Emergency Preparedness Plan51报警设备测试记录 Maintenance Records of Emergency Alarm SystemsLabor and Human Rig

13、ht52员工档案，包括员工身份证号码和进厂时间的汇总记录RecordsofIDNumberand EntryDateofEmployees53劳动合同及员工手册 Labor Contract and Employment Manual54人事招聘和薪资政策 Personnel Recruitment and pensation Policy55保护员工免受歧视和骚扰，以及允许工人自由结社的书面声明/政策Discrimination,Harassment,andFreedom ofAssociationPolicies56不使用狱工，抵押劳工，禁锢劳工，以及不强迫用工的政策APolicytoEn

14、sureTheyDo NotUseInvoluntary, Prison,Bondedor IndenturedLabor57员工投诉处理流程 Dispute Resolution Procedure58工厂所在地最低工资标准的文件 Local Governments Document on Local Minimum WageNo.文件名 Documents NameCheck59工厂关于计件工资的政策（如适用）PieceBasedWagePolicyIfapplicable)60Payroll Records at a Minimum of One Year61Time Records a

15、t a Minimum of One Year62过去一年用于发工资的银行对帐单 Bank Statement for Employees Salary63Working Conditions of Intern & Young Labor下包商 Subcontractor64（可能）涉及 NBCU 产品、图案、logo 的下包商信息，包括产品部件、工序、包材、标Subcontractors information who may involve NBCU IP备注：审核前，请确保公司能提供以下资料：工资、考勤、劳动用工记录（一年内的记录；如工厂运营不满一年，则从运营时间开始计算）；被审核工厂

16、所在地址的营业执照（确保营业执照地址与工厂地址相符，如有信息出入，需补充证明材料）如贵公司无法提供相关资料，请及时联系审核安排人员，审核安排将暂停，需待后续通知。Note: Pleaseconfirmbeforetheaudit,that yourpanyhas followingdocumentsandwillprovidethemforthisauditPayrollrecords,working hourrecords,andlaborrecords(foroneyear. Ifthepanyhasbeenoperatedforlessthan one year,please provideallrecords startingfrom the operation);BusinessLicenseattheaud