实训5运输单据

实训5运输单据

5.1实训目

通过实训，要求学习者了解运输单据种类和作用，掌握海运提单内容和缮制要求，了解多式联运单据、航空运单、承运货物收据和国际货协运单在使用过程中区别。学会独立填制海运提单。

5.2运输单据简介

运输单据是外贸单证工作中最重要单据之一，是出口商按规定要求装运货物后，承运人或其代理人签发一种书面凭证。根据运输方式不同，承运人出具不同运输单据，主要有海运提单、不可转让海运单、租船提单、邮包收据、航空运单、承运货物收据等。由于在对外贸易中海运所占比重最大，所以海洋运输单据尤其是海运提单使用也较多，空运单使用虽然也有其普遍性，但除了收货人必须要求作成记名式收货人之外，其他与海运提单基本相似。海运提单（OCEANBILLOFLADING）是承运人确认已收到托运人货物，并已装船或待以装船，而签发给托运人收据，它由承运人单方面签发，所以是托运人与承运人之间运输合同证明，有物权凭证作用，卖方可通过掌握海运提单来控制货物。5.3海运提单制单要点海运提单格式由各船公司自行确定，在形式上均各有特色，但都包括了以下主要内容：1)承运人（CARRIER）：提单上必须表明以轮船公司身份注册承运人，以防欺诈，否则银行不予接受。2)托运人（SHIPPER）：即发货人，信用证方式下为信用证受益人，托收方式下为托收委托人。3)收货人（CONSIGNEE）：按规定填写。记名提单直接填收货人，不记名提单填“TOBEARER”，指示提单填“TOORDER”或“TOTHEORDEROF×××”。凡指示提单都需进行背书才能有效转让。4)被通知人（NOTIFYPARTY）：信用证方式下按规定填写。该栏必须要有详细名称和地址。5)船名、港口：提单项目转船直达PRE-CARRIAGEBY:第一程船船名空白PLACEOFRECEIPT:船方收货港口空白OCEANVESSELVOY.NO.:第二程船船名船名PORTOFLOADING:转运港装运港PORTOFDISCHARGE(DESTINATION)：卸货港卸货港PLACEOFDELIVERY:最终目地与卸货港同则空白6)唛头（MARKS）和集装箱号码(CONTAINERNO.)若信用证规定了唛头，则按其规定，若未规定则按双方约定或由卖方自定。无唛头则填“N/M”。集装箱货物要注明集装箱号码。7)包装与件数（NO.&KINDOFPACKAGES）单位件数与包装都要与实际货物相符，并在大写合计数内填写英文大写文字数目，若有两种以上不同包装单位，应分别填写，再合计。散装货，只填INBULK。8)商品名称（DESCRIPTIONOFGOODS）按信用证规定，并与发票等单据一致，若货物品名较多，可用总称。9)毛重和体积（GW&MEAR）若信用证无特别规定，则只填总毛重和总体积。若为集装箱货，毛重包括货物毛重和集装箱皮重，体积则按集装箱计，一般一个20尺集装箱体积为33.2CBM。10)运费支付（FREIGHT&CHARGES）一般有两种：PREPAID或COLLECT。11)签发地点与日期（PLACEANDDATEOFISSUE）地点一般在装运港所在地，日期按信用证要求，一般要早于或与装运期为同一天，要避免倒签提单和预借提单。12)承运人签章提单必须由承运人或其代理人签字才有效。若信用证要求手签，也须照办。13)提单签发份数（NO.SOFORIGINALB/L）信用证方式下按信用证规定，一般都是三份。14)提单号码（B/LNO.）在提单右上角，主要是为了便于联系工作和核查。15)其他提单上还应注明ONBOARD字样，正本要注明ORIGINAL，有时还要注明货物交接方式，如CY-CY，CFS-CY等等。5.4制单练习

练习1根据下列信用证，并参照实训4之练习3、实训5之练习3有关内容，填制海运提单。注意船名为YINGHUANGV.4，船公司电话

BASICHEADERF014HSBCCNSHAXXX0423586151APPLICANTIONHEADERQ7001205020510BBMEJOAMXXXX2514685324108N+BRITISHBANKOFTHEMIDDLEEAST+JEBELHUSSEIN,AMMAN,USERHEADERSERVICECODE103BANK.PRIORITY113:MESGUSERREF.108:BBMEJOAM042P123548INFO.FORMCI115:FORMOFDOC.CREDIT40A:IRREVOCABLEDOC.CREDITNUMBER20:DCFJOM970603DATEOFISSUE31C:040520EXPIRY31D:040730PLACETIANJINCHINAAPPLICANT50:INTERNATIONALTRADINGANDRE-EXPORTCO.(ZERKAFREEZONE).P.O.BOX1147.AMMAN-JORDAN.,FAX:623267,TEL:630353.BENEFICIARY59:GOODFRIENDARTSANDCRAFTSIMP.&EXP.CO.301SANTIAOXIANG,CHAOZHOU,CHINAAMOUNT32B:CURRENCYUSDAMOUNT26160.00AVAILABLEWITH/BY41D:ANYBANKBYNEGOTIATIONDRAFTSAT42C:SIGHTDRAWEE42A:BRITISHBANKOFTHEMIDDLEEASTJEBELHUSSEIN,AMMAN,PARTIALSHIPMENTS43P:ALLOWEDTRANSSHIPMENT43T:ALLOWEDLOADINGINCHARGE44A:CHINAFORTRANSPORTTO44B:AQABA,JORDANINTRANSITTOZERKAFREEZONE,LATESTDATEOFSHIP.44C:040715DESCRIPTIONOFGOODS:45A:24000PAIRS“EVA”SLIPPERMODELDO27SIZE36-4024000PAIRS“EVA”SLIPPERMODELDO02SIZE30-35ALLIN4ASSORTEDCOLORS,LIGHTBLUE,RED,PINKANDVIOLETASPERS/C97ACX417DATED17APR,2004PRICETERM:CFRAQABA,JORDANDOCUMENTSREQUIRED46A:1.SIGNEDCOMMERCIALINVOICEINTRIPLICATE.2.FULLSETOFCLEAN（ONBOARD）LONGFORMOCEANBILLSOFLADINGMADEOUTTOTHESHIPPER’SORDER，ENDORSEDINBLANKANDMARKEDFREIGHTPREPAID，ANDNOTIFYTHEAPPLICANTUSINGHISFULLADDRESS，MENTIONINGTHISDCNO.,NAME,ADDRESSANDTELEPHONENUMBEROFSHIPPINGCO.AGENTINJORDANSHOULDBESPECIFIEDONTHEBILLOFLADING.3.PACINGLIST/WEIGHTMEMORANDUMINTRIPLICATE.4.CERTIFICATEOFQUALITYSIGNEDBYSELLER.5.CERTIFICATEOFORGINSIGNEDBYSELLER.ADDITIONALCOND.47A:+ALLDOCUMENTSREQUIREDUNDERTHISDOCUMENTARYCREDITMUSTMENTIONTHISDCNUMBERANDTHEISSUINGBANKNAME.+BILLOFLADINGMUSTSHOWTHATGOODSARESHIPPEDFROMCHINATOAQABA+THISL/C’SAMOUNTISMAXCREDITAMOUNTANDNOTEXCEEDING.DETAILSOFCHARGES71B:ALLBANKINGCHARGESOUTSIDETHEOPENINGBANKAREFORBENEFICIARY’SACCOUNT.PRESENTATIONPRIOD48:15DAYSCONFIRMATION49:WITHOUTINSTRUCTION78:ALLDOCUMENTSARETOBEPRESENTEDTOUSINONELOTBY1STAVAILABLEAIRMAILTHROUGHHONGKONGANDSHANGHAIBANKINGCORP.,SHANGHAI,ADVISETHROUGH57D:BANKOFCHINA,GUANGDONGBRANCH,GUANGZHOU,

B/LNo.：ShipperGOODFRIENDARTSANDCRAFTSIMP.&EXP.CO.301SANTIAOXIANG,CHAOZHOU,中国对外贸易运输总公司ConsigneeINTERNATIONALTRADINGANDRE-EXPORTCO.(ZERKAFREEZONE).P.O.BOX1147.AMMAN-JORDAN.,FAX:623267,TEL:630353.CHINANATIONALFOREIGNTRADETRANSPORTATIONCORP.直运或转船提单BILLOFLOADINGNotifyaddressDCFJOM970603INTERNATIONALTRADINGANDRE-EXPORTCO.(ZERKAFREEZONE).P.O.BOX1147.AMMAN-JORDAN.,FAX:623267,TEL:630353.DIRECTORWITHTRANSHIPMENTSHIPPEDonboardinapparentgoodorderandcondition(unlessotherwiseindicated)thegoodsorpackagesspecifiedhereinandtobedischargedatthementionedportofdischargeorasneartheretoasthevesselmaysafelygetandbealwaysafloat.Theweight,measure,marksandnumbers,quality,contentsandvalue.Beingparticularsfurnishedbytheshipper,arenotcheckedbythecurrieron

loading.Pre-carriagebyPlaceofreceiptCHAOZHOU.CHIANTheshipper,consigneeandtheholderofthisbillofladingherebyexpresslyacceptandagreetoallprinted,writtenorstampedprovisions.ExceptionsandconditionsofthisBillofLading,includingthoseonthebackhereof.VesselPortofloadingIMWITNESSwhereofthenumberoforiginalBillsifLadingYINGHUANG-V.4ZERKAFREEZONBJORDANstatedbelowhavebeensigned,oneofwhichbeingaccomplished,theothertobevoidPortofdischargesFinaldestinationAQABAContainersealNo.NumberandkindofpackagesGrossweight(kgs.)Measurement(m3)ormarksandNos.Descriptionofgoods18800kgsZERKAFREE100.8M3ZONEAQABADEFJOM97060324000PAIRS“EVA”SLIPPERMODELDO27SIZE36-4024000PAIRS“EVA”SLIPPERMODELDO02SIZE30-351/48000

REGARDINGTRANSHIPMENTALLOWEDFreightandchargesINFORMATIONPLEASECONTACTFREIGHTPREPAIDEx.ratePrepaidatfreightpayableatPlaceanddateofissue

CHAOZHOU,CHINACHAOZHOU,TotalprepaidNumberoforiginalSignedfororonbehalfoftheMasterBs/L3asAgent(SINOTRANSSTANDARDFORM4)SUBJECTTOTHETERMSANDCONDITIONSONBACK95cNo.0123450

BILLOFLADINGSHIPPER(PrincipalorSellerlicensesandfulladdress)CHINANATIONAL,METAL.Ｓ＆MINEDRALSIMP&EXP.COGUANGDONGBRANCHBOOKINGNUMBERB/LNUMBEREXPORTREFERENCESCONSIGNEE(NameandFullAddress/Non-NegotiableUnlessConsignedtoOrder)(Unlessprovidedotherwise,aconsignmentToOrdermeansToOrderofShipper)SEBROOKZNTERNATIONALCORP306.WESTI.AKE.OHI(144145)USAFORWARDINGAGENT(References,F.M.C.No.)NOTIFYPARTY(NameandFullAddress)A.W.FENTONMS.SEYBLD.6565EASTLANDRD.CLEVEIANDOH44142USAPOINTANDCOUNTRYOFORIGINOFGOODSINITIALCARRIAGE(MODE)PLACEOFRECEIPTALSONOTIFY(NameandFullAddress)/DOMESTICROUTING/EXPORTINSTRUCTIONS/PIERTERMINAL/ONWARDROUTINGFROMPOINTOFDESTINATIONEXPORTCARRIER(Vesselvoyage&nag)PORTOFSHENZHENGUANGDONGPORTOFSAVANNAH.GAUSAPLACEOFDELIVERYExcessValuationPleaserefertoClause7iii)onReverseSidePARTICULARSFURNISHEDBYSHIPPERMKS&NOS/CONTAINERNOS.NO.ORPKGSDESCRIPTIONOFPACKAGESANDGOODSGROSSWEIGHTMEASURE-MENT

4*20`CONTAINERS40WOODENCRATES

GRANITESLABSFREIGHTCOLLECT

TOBERELEASEDATOCEANFREIGHTPAYABLEAT

THECARRIER:By:AuthorizedSignature:DateandPlaceissued:FREIGHTRATESCHARGES.WEIGHTSAND/ORMEASUREMENTS(SUBJECTTOCORRECTION)PREPAIDU.S$COLLECTU.S$LocalCurrency<>

<>

TOTALPREPAID

<>VesselVoyageOfficeTOTALCOLLECT

<>FCCFORWARDERSHIPPERCONSIGNEELDPORTDIS.PORTDEST.NOTIFYOSCB/LNO.

APPLICABLEONLYWHENUSEDASMULTIMODALBILLOFLADING

练习2根据下列所列资料,缮制海运提单一份L/CNO.ANDDATE:581724400102MAR2004BENEFICIARY:CHINANATIONALMETALS&MINERALSIMPORT&EXPORTCORPORATIONGUANGDONGBRANCH……DOCUMENTSREQUIREDONBOARDORIGINALOCEANBILLOFLADINGblankENDORSED(IFMORETHANONEORIGINALHASBEENISSUED,ALLORIGINALSAREREQUIRED)ISSUEDTOSEABROOKINTERNATIONALCORP.306,WESTLAKE,6565EASTLANDRD,CLEVELANDOH44142USA.MARKEDFREIGHTCOLLECTDATELATESTMAY15,2004……COVERING:TOTALQUANTITYOFGOODSNOTTOEXCEED13,000M2OFGRANITESLABSASPERCONTRACT87MSF4004-24,PLUSORMINUS5%SHIPMENTALLOWANCE.GOODSARE459,445,444,460,412,452.FOBSHENZHENGUANGDONG.PARTIALSHIPMENTALLOWEDTRANSSHIPMENTALLOWEDTOSAVANNAH,……SOMEMSGFROMS/OTHES.S.ISALLIGATORLIBERTY.ALLTHEGOODSAREIN40WOODENCRATESABOUT93.4849MT68M3BY4×20’FOOTOPEN-TOPCONTANERSNO.MOLU4206680,MOLU4205648,NULO4205848,TOIU4501152

练习3根据下列所供信息,填制提单一份。注意本批货物共600套(SET),装于150个纸箱(CTN),放在15个托盘(PALLETS)内,每套内有3个(3PCSINONESET),每箱毛重28KGS,体积0.04M3,发货港:XINGANG,TIANJIN，目港:BREMEN，B/LNO.:123船名:PAULRICKMERS，提单日期:2004.8.1,信用证内容如下:DRESENERBANK,BREMENBRANCHDATE:4JULY2004CREDITNO.TS-36376EXPIRY:31STAUG2004APPLICANT:SCHLITERCO.BREMEN.3601AW.HEROROAD,GERMANBENEFICIARY:HANJINARTSANDCRAFTSI/ECORP.TIANJIN,ADVISINGBANK:BANKOFCHINA,TIANJIN,AMOUNT:DEM6600.00(SAYDEMSIXTHOUSANDSIXHUNDREDONLY)DEARSSIRS,WEOPENTHISIRREVOCABLEDOCUMENTSCREDITAVAILABLEAGAINSTTHEFOLLOWINGDOCUMENTS:……….FULLSETOFCLEANONBOARDBILLOFLADINGMADEOUTTOORDERANDBLANKENDORSEDMARKED“FREIGHTPREPAID”,NOTIFYOPENER.SHIPMENTFROMTIANJINTOBREMENLATESTONAUG25,2004COVERING:NO.1-UP600SETS(3PCSOFEACH)“WILLONPRODUCTS”ARTNO.TSSR-16@DEM11PERSET,CIFBREMENPARTIALANDTRANSSHIPMENTARENOTALLOWEDSHIPPINGMARK:SBREMEN

___________________________________________中国远洋运输集团公司Shipper(发货人)HANJINARTSANDCRAFTSI/ECORP.TIANJIN

_______________________________________________________COSCOConsignee（收货人）TOORDER______________________________________________________B/LNO.:123NotifyParty(通知人)BANKOFCHINA,TIANJIN,CHINA

Pre-CarriageBy（前程运输）PlaceOfReceipt（收货地点）

BREMEN

OceanVessel（船名）Voy.No.（航次）PortOfLoading（装货港）

PAVLRICKMERS

XINGAGNTIANJINPortOfDischarge（卸货港）PlaceOfDelivery（交货地点）

BREMEN

Marks&Nos.No.OfContainersKindofPackages,DescriptionofGoodsGrossWeightMeasurement(标记与号码)OrP’Kgs.(包装种类与货名)毛重(公斤)尺码(立方米)(箱数或件数)S150CNTS“NO.1-UP600SETS(3PCSOFEACH)4200KGS6M3WILLIN”PRODUCTSARTNO.TSSR-16BREMENNO.1-150

______________________________________________________________________________________________TOTALMUMBEROFCONTAINERSORPACKAGES(INWORDS)集装箱数或件数合计(大写)

FREIGHT&CHARGESRevenueTons(运费吨)Rate(运费率)Per(每)Prepaid(运费预付)Collect(运费到付)(运费与附加费)√

________________________________________________________________________________________________PrepaidAt(预付地点)XINGANGTIANJINPayableAt(到付地点)PlaceanddateOfIssue(签发地点)XINGANGTIANJINAUG1,2004NumberoforiginalBs/L3SignedfororonbehalfoftheMasterasAgent

练习4请根据信用证相关内容确认提单，若有误请予以改正。

L/CNo.:894010151719PLA